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PBSE PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

10 managers (10 13F filers) reported a position in PBSE shares at 2025-12-31, 972,133 shares in all. 2 filers opened a position and 0 filers sold out during the quarter.

Managers
10
13F filers
10
New
2
Added
2
Reduced
3
Sold out
0
Shares held by filers
972,133

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Richard P Slaughter Associates Inc441,890$13M2.73%+17,94313F-HRTimeline
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC235,869$6.95M0.01%+53,84113F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management105,058$3.09M0.1%-5,76913F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC71,459$2.11M<0.01%-10,30913F-HRTimeline
JIM SAULNIER & ASSOCIATES, LLC55,826$1.64M0.85%013F-HRTimeline
AMERICAN ASSET MANAGEMENT INC.46,433$1.37M1.16%-38813F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC7,848$231K<0.01%013F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC5,454$161K<0.01%new13F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.1,547$45.6K0.02%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY749$22.1K<0.01%new13F-HR/ATimelineGroup