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PBMY PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

11 managers (11 13F filers) reported a position in PBMY shares at 2026-03-31, 483,718 shares in all. 1 filer opened a position and 0 filers sold out during the quarter.

Managers
11
13F filers
11
New
1
Added
3
Reduced
5
Sold out
0
Shares held by filers
483,718

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC287,037$8.69M0.01%+55,41713F-HRTimelineGroup
JIM SAULNIER & ASSOCIATES, LLC99,478$3.01M1.47%+7313F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC25,492$771K<0.01%-3,90913F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management24,546$743K0.03%-5,71213F-HRTimelineGroup
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC15,587$472K0.01%+1213F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.8,119$246K0.01%013F-HRTimeline
Blue Water Asset Management7,569$229K0.08%-1,83013F-HRTimeline
LeClair Wealth Partners LLC7,569$229K0.08%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA4,054$123K<0.01%-1,08513F-HRTimelineGroup
UBS Group AGin group UBS Group AG2,456$74.3K<0.01%-2,17413F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.1,811$54.8K0.02%013F-HRTimeline