PBMY PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
6 managers (6 13F filers) reported a position in PBMY shares at 2024-09-30, 149,441 shares in all. 1 filer opened a position and 0 filers sold out during the quarter.
- Managers
- 6
- 13F filers
- 6
- New
- 1
- Added
- 1
- Reduced
- 2
- Sold out
- 0
- Shares held by filers
- 149,441
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q3 2024
Filers in the available 13F reports with a share position at 2024-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| JIM SAULNIER & ASSOCIATES, LLC | 78,452 | $2.1M | 2.06% | 13F-HRTimeline | |
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 50,584 | $1.36M | <0.01% | +6,424 | 13F-HRTimelineGroup |
| COMMONWEALTH EQUITY SERVICES, LLC | 16,706 | $448K | <0.01% | -3,000 | 13F-HRTimeline |
| DHJJ Financial Advisors, Ltd. | 2,050 | $55K | 0.02% | new | 13F-HRTimeline |
| UBS Group AGin group UBS Group AG | 1,649 | $44.2K | <0.01% | -111 | 13F-HRTimelineGroup |
| CONCOURSE FINANCIAL GROUP SECURITIES, I… | 0 | $0 | 0% | 0 | 13F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios. |