PBMY PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
8 managers (8 13F filers) reported a position in PBMY shares at 2025-09-30, 386,133 shares in all. 0 filers opened a position and 1 filer sold out during the quarter.
- Managers
- 8
- 13F filers
- 8
- New
- 0
- Added
- 2
- Reduced
- 3
- Sold out
- 1
- Shares held by filers
- 386,133
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q3 2025
Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 178,256 | $5.25M | 0.01% | +18,520 | 13F-HRTimelineGroup |
| JIM SAULNIER & ASSOCIATES, LLC | 99,405 | $2.93M | 1.63% | -17 | 13F-HRTimeline |
| Spire Wealth Managementin group Spire Wealth Management | 46,094 | $1.36M | 0.05% | -8,189 | 13F-HRTimelineGroup |
| COMMONWEALTH EQUITY SERVICES, LLC | 31,928 | $941K | <0.01% | -995 | 13F-HRTimeline |
| KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC | 15,575 | $459K | 0.01% | 0 | 13F-HRTimelineGroup |
| CENTAURUS FINANCIAL, INC. | 8,119 | $239K | 0.01% | 0 | 13F-HRTimeline |
| ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA | 4,745 | $140K | <0.01% | +128 | 13F-HRTimelineGroup |
| DHJJ Financial Advisors, Ltd. | 2,011 | $59.3K | 0.02% | 0 | 13F-HRTimeline |