Skip to content

PBMY PGIM ROCK ETF TR

Follow

S&P 500 BUFFER (fund)

10 managers (10 13F filers) reported a position in PBMY shares at 2025-12-31, 435,357 shares in all. 1 filer opened a position and 0 filers sold out during the quarter.

Managers
10
13F filers
10
New
1
Added
2
Reduced
3
Sold out
0
Shares held by filers
435,357

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC231,620$6.95M0.01%+53,36413F-HRTimelineGroup
JIM SAULNIER & ASSOCIATES, LLC99,405$2.98M1.55%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management30,258$908K0.03%-15,83613F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC29,401$882K<0.01%-2,52713F-HRTimeline
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC15,575$467K0.01%013F-HRTimelineGroup
Blue Water Asset Management9,399$282K0.1%13F-HRTimeline
CENTAURUS FINANCIAL, INC.8,119$244K0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA5,139$154K<0.01%+39413F-HRTimelineGroup
UBS Group AGin group UBS Group AG4,630$139K<0.01%new13F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.1,811$54.4K0.02%-20013F-HRTimeline