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PBFB PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

11 managers (11 13F filers) reported a position in PBFB shares at 2025-09-30, 355,919 shares in all. 0 filers opened a position and 1 filer sold out during the quarter.

Managers
11
13F filers
11
New
0
Added
2
Reduced
4
Sold out
1
Shares held by filers
355,919

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC176,640$5.25M0.01%+19,68413F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC50,623$1.5M<0.01%-6,38313F-HRTimeline
JIM SAULNIER & ASSOCIATES, LLC48,618$1.44M0.81%013F-HRTimeline
Three Seasons Wealth, LLC20,953$623K0.06%013F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC18,090$537K<0.01%-12513F-HRTimelineGroup
Cetera Investment Advisers17,083$508K<0.01%-35913F-HRTimeline
AMERICAN ASSET MANAGEMENT INC.13,069$388K0.35%013F-HRTimeline
DHJJ Financial Advisors, Ltd.7,718$229K0.08%013F-HRTimeline
HARBOUR INVESTMENTS, INC.1,438$42.6K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,016$30.2K<0.01%+78513F-HRTimelineGroup
UBS Group AGin group UBS Group AG671$19.9K<0.01%-14113F-HRTimelineGroup