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PBAP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

13 managers (13 13F filers) reported a position in PBAP shares at 2025-12-31, 554,457 shares in all. 1 filer opened a position and 3 filers sold out during the quarter.

Managers
13
13F filers
13
New
1
Added
1
Reduced
7
Sold out
3
Shares held by filers
554,457

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC239,886$6.95M0.01%+57,65913F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.88,275$2.56M0.12%-6613F-HRTimeline
JIM SAULNIER & ASSOCIATES, LLC60,434$1.75M0.91%-1,49213F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management44,389$1.29M0.04%-15,55013F-HRTimelineGroup
Blue Water Asset Management28,967$839K0.3%13F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC24,834$720K<0.01%-1,83213F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC22,367$648K<0.01%013F-HRTimelineGroup
AMERICAN ASSET MANAGEMENT INC.12,589$365K0.31%-5,60013F-HRTimeline
Cetera Investment Advisers11,991$347K<0.01%013F-HRTimeline
DHJJ Financial Advisors, Ltd.9,780$283K0.09%-49213F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…7,620$221K<0.01%new13F-HRTimelineGroup
HARBOR INVESTMENT ADVISORY, LLC2,000$58K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,325$38.4K<0.01%-46013F-HRTimelineGroup