Skip to content

PBAP PGIM ROCK ETF TR

Follow

S&P 500 BUFFER (fund)

14 managers (14 13F filers) reported a position in PBAP shares at 2025-06-30, 564,764 shares in all. 5 filers opened a position and 0 filers sold out during the quarter.

Managers
14
13F filers
14
New
5
Added
7
Reduced
1
Sold out
0
Shares held by filers
564,764

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2025

Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC161,929$4.49M0.01%+41,46113F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management119,649$3.32M0.12%new13F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.93,384$2.59M0.15%new13F-HRTimeline
JIM SAULNIER & ASSOCIATES, LLC61,926$1.72M1.17%+12,28713F-HRTimeline
AMERICAN ASSET MANAGEMENT INC.32,479$901K0.83%new13F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC26,717$741K<0.01%+17,68913F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC22,367$620K<0.01%+5,74713F-HRTimelineGroup
OLD MISSION CAPITAL LLC12,755$354K0.01%+2,75213F-HRTimeline
Cetera Investment Advisers12,514$347K<0.01%+2,37813F-HRTimeline
DHJJ Financial Advisors, Ltd.10,272$285K0.1%+1,92213F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA6,987$194K<0.01%-24213F-HR/ATimelineGroup
HARBOR INVESTMENT ADVISORY, LLC2,000$55.5K<0.01%new13F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,785$49.5K<0.01%new13F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.