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PBAP PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

14 managers (14 13F filers) reported a position in PBAP shares at 2025-09-30, 513,006 shares in all. 1 filer opened a position and 0 filers sold out during the quarter.

Managers
14
13F filers
14
New
1
Added
1
Reduced
7
Sold out
0
Shares held by filers
513,006

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC182,227$5.18M0.01%+20,29813F-HRTimelineGroup
CENTAURUS FINANCIAL, INC.88,341$2.51M0.12%-5,04313F-HRTimeline
JIM SAULNIER & ASSOCIATES, LLC61,926$1.76M0.98%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management59,939$1.7M0.06%-59,71013F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC26,666$758K<0.01%-5113F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC22,367$636K<0.01%013F-HRTimelineGroup
AMERICAN ASSET MANAGEMENT INC.18,189$517K0.46%-14,29013F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC14,440$410K<0.01%new13F-HRTimelineGroup
Cetera Investment Advisers11,991$341K<0.01%-52313F-HRTimeline
DHJJ Financial Advisors, Ltd.10,272$292K0.1%013F-HRTimeline
OLD MISSION CAPITAL LLC7,847$223K0.01%-4,90813F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA5,016$143K<0.01%-1,97113F-HRTimelineGroup
HARBOR INVESTMENT ADVISORY, LLC2,000$56.8K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,785$50.7K<0.01%013F-HRTimelineGroup