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Disclosery

NPFD NUVEEN VRIABL RAT PFD & INM

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COM (fund), issuer CIK 1865389

43 managers (43 13F filers) reported a position in NPFD shares at 2024-12-31, 8,886,437 shares in all. 2 filers opened a position and 12 filers sold out during the quarter.

Managers
43
13F filers
43
New
2
Added
25
Reduced
8
Sold out
12
Shares held by filers
8,886,437

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC1,922,761$35.1M0.8%+518,62013F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,804,542$32.9M<0.01%-506,56213F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN744,421$13.6M<0.01%+604,82413F-HRTimelineGroup
Thomas J. Herzfeld Advisors, Inc.640,133$11.7M3.74%+5,16413F-HRTimeline
UBS Group AGin group UBS Group AG587,110$10.7M<0.01%+179,01713F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA495,179$9.03M<0.01%+25,82713F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC352,424$6.42M<0.01%+1,85113F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.336,885$6.14M<0.01%+16,06713F-HRTimelineGroup
Pathstone Holdings, LLCin group Pathstone Holdings, LLC302,247$5.51M0.02%-97,88313F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…264,454$4.82M0.09%+17,81013F-HRTimelineGroup
COHEN & STEERS, INC.in group COHEN & STEERS, INC.205,000$3.74M0.01%+195,00013F-HRTimelineGroup
Rareview Capital LLC188,985$3.58M2.59%+16,68013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP182,721$3.33M<0.01%+1,09813F-HRTimelineGroup
Karpus Management, Inc.166,988$3.04M0.09%-14,72013F-HRTimeline
CHOREO, LLC94,843$1.73M0.02%+20,22113F-HRTimeline
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP88,232$1.61M<0.01%+7,29513F-HRTimelineGroup
Sanctuary Advisors, LLC71,782$1.37M0.01%-16713F-HRTimeline
Independent Advisor Alliance63,965$1.17M0.02%new13F-HRTimeline
Seed Wealth Management, Inc.61,600$1.12M0.91%-50013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC46,427$846K<0.01%+5,27013F-HRTimeline
Bramshill Investments, LLC39,466$719K0.11%-41713F-HRTimeline
WEDBUSH SECURITIES INC25,306$461K0.02%+1,42413F-HRTimeline
Catalina Capital Group, LLC23,548$429K0.14%+94013F-HRTimeline
Concorde Asset Management, LLC22,250$406K0.21%+6,05013F-HRTimeline
&PARTNERS19,662$370K<0.01%+4,17713F-HRTimeline
Cetera Investment Advisers19,850$362K<0.01%+69413F-HRTimeline
JONES ROAD CAPITAL MANAGEMENT, L.P.19,639$358K0.25%013F-HRTimeline
UHLMANN PRICE SECURITIES, LLC19,446$355K0.27%+56213F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC15,054$274K<0.01%013F-HRTimelineGroup
Carnegie Investment Counsel12,000$219K0.01%013F-HRTimeline
WALLED LAKE PLANNING & WEALTH MANAGEMEN…11,767$215K0.08%013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC11,297$206K0.04%-8,10513F-HRTimeline
K2 PRINCIPAL FUND, L.P.10,000$182K0.03%new13F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.9,283$169K<0.01%+5,52713F-HR/ATimelineGroup
COMERICA BANK2,449$44.6K<0.01%-61013F-HR/ATimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/1,530$27.9K<0.01%+77013F-HRTimelineGroup
HAZLETT, BURT & WATSON, INC.1,312$24K0.01%+4613F-HRTimeline
WPG Advisers, LLC946$17.2K0.02%13F-HRTimeline
Geneos Wealth Management Inc.661$12.1K<0.01%+21713F-HRTimeline
Venturi Wealth Management, LLC116$2.12K<0.01%+2713F-HRTimeline
CWM, LLCin group CWM, LLC112$2K<0.01%013F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC44$802<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.