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Disclosery

NPFD NUVEEN VRIABL RAT PFD & INM

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COM (fund), issuer CIK 1865389

45 managers (45 13F filers) reported a position in NPFD shares at 2025-09-30, 8,544,651 shares in all. 5 filers opened a position and 4 filers sold out during the quarter.

Managers
45
13F filers
45
New
5
Added
16
Reduced
15
Sold out
4
Shares held by filers
8,544,651

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC2,753,240$55M1.11%-59,67013F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,992,991$39.8M<0.01%+89,39013F-HR/ATimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA573,960$11.5M<0.01%+26,96413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN487,856$9.74M<0.01%-298,39413F-HRTimelineGroup
UBS Group AGin group UBS Group AG452,635$9.03M<0.01%-113,11213F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…333,500$6.66M0.08%+57,19013F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.305,175$6.09M<0.01%-50,78613F-HRTimelineGroup
Thomas J. Herzfeld Advisors, Inc.261,335$5.22M1.79%-46,15013F-HRTimeline
COHEN & STEERS, INC.in group COHEN & STEERS, INC.205,000$4.09M0.01%013F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC185,200$3.7M<0.01%-41,25313F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP181,831$3.63M<0.01%-20,28213F-HRTimelineGroup
Advisors Asset Management, Inc.171,499$3.42M0.06%+100,22713F-HR/ATimeline
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP106,352$2.12M<0.01%+13,51313F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC60,082$1.2M<0.01%+1413F-HRTimeline
Rareview Capital LLC49,086$946K0.58%+5,67113F-HRTimeline
Cetera Investment Advisers38,514$769K<0.01%+16,60813F-HRTimeline
Bramshill Investments, LLC38,484$768K0.05%-91613F-HRTimeline
CHOREO, LLC32,532$653K0.01%-4,27013F-HRTimeline
WEDBUSH SECURITIES INC29,754$594K0.02%+1,31013F-HRTimeline
Concorde Asset Management, LLC25,800$514K0.21%13F-HRTimeline
Janney Montgomery Scott LLC24,960$498K<0.01%new13F-HRTimeline
Catalina Capital Group, LLC23,534$470K0.29%-1413F-HRTimeline
Seed Wealth Management, Inc.22,550$450K0.31%-80013F-HRTimeline
SMITH CHAS P & ASSOCIATES PA CPASin group SMITH CHAS P & ASSOCIATES PA …21,000$419K0.04%-1,00013F-HRTimelineGroup
UHLMANN PRICE SECURITIES, LLC19,742$394K0.24%+75513F-HRTimeline
&PARTNERS17,115$342K<0.01%+10913F-HRTimeline
LPL Financial LLC15,829$316K<0.01%+3,80013F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC15,109$304K<0.01%+5513F-HRTimelineGroup
Summit Financial, LLC13,578$271K<0.01%new13F-HRTimeline
Sage Capital Management, LLC13,500$269K0.12%+1,00013F-HRTimeline
ACCREDITED INVESTOR SERVICES, LLC12,871$257K0.18%-22313F-HRTimeline
Carnegie Investment Counsel12,000$240K<0.01%013F-HRTimeline
WALLED LAKE PLANNING & WEALTH MANAGEMEN…11,767$235K0.08%013F-HRTimeline
Merit Financial Group, LLC10,777$215K<0.01%+28813F-HR/ATimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.8,732$172K<0.01%-6513F-HRTimelineGroup
Advisory Services Network, LLC6,216$124K<0.01%new13F-HRTimeline
COMERICA BANK2,567$51.2K<0.01%-1,03013F-HRTimeline
CoreCap Advisors, LLC2,539$50.7K<0.01%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…1,226$24.5K<0.01%new13F-HRTimelineGroup
WPG Advisers, LLC1,180$23.6K0.02%+8313F-HRTimeline
NFSG Corp1,000$20K<0.01%013F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\947$18.9K<0.01%013F-HRTimelineGroup
FNY Investment Advisers, LLC700$13K<0.01%013F-HRTimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/342$6.83K<0.01%013F-HR/ATimelineGroup
ASSETMARK, INCin group ASSETMARK, INC44$878<0.01%013F-HRTimelineGroup