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Disclosery

NMFC NEW MTN FIN CORP

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COM (common), issuer CIK 1496099

158 managers (159 13F filers) reported a position in NMFC shares at 2025-09-30, 29,450,379 shares in all. 20 filers opened a position and 25 filers sold out during the quarter.

Managers
158
13F filers
159
New
20
Added
49
Reduced
48
Sold out
25
Shares held by filers
29,450,379

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Union Bancaire Privee, UBP SA28,812$41.9M0.59%013F-HRTimeline
LSV ASSET MANAGEMENT2,633,656$25.4M0.06%-129,60013F-HRTimeline
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP2,589,798$25M0.02%+115,00413F-HRTimelineGroup
Cerity Partners LLCin group Cerity Partners LLC2,072,024$20M0.03%-697,02713F-HRTimelineGroup
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO1,595,646$15.4M<0.01%+363,44313F-HR/ATimelineGroup
Invesco Ltd.in group Invesco Ltd.1,219,813$11.8M<0.01%+190,15213F-HRTimelineGroup
UBS Group AGgroup of 2 filers holding1,155,237$11.1M-100,660Timeline
DIMENSION CAPITAL MANAGEMENT LLC1,132,487$10.9M1.59%+182,41513F-HRTimeline
TWO SIGMA INVESTMENTS, LPgroup of 2 filers holding1,049,695$10.1M-752,378Timeline
National Philanthropic Trust852,921$8.22M0.09%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY827,133$7.97M<0.01%-6,21813F-HR/ATimelineGroup
TRANSCEND CAPITAL ADVISORS, LLC715,793$6.9M0.49%+1,68913F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.694,893$6.7M<0.01%+90,10513F-HRTimelineGroup
Muzinich & Co., Inc.671,056$6.47M2.51%+95,58213F-HRTimeline
Legal & General Group Plcin group Legal & General Group Plc653,982$6.3M<0.01%-54,08413F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/616,746$5.95M<0.01%+458,95813F-HR/ATimelineGroup
Sumitomo Mitsui Trust Group, Inc.in group Sumitomo Mitsui Trust Group, …606,264$5.84M<0.01%+114,84013F-HRTimelineGroup
ARES MANAGEMENT LLCin group ARES MANAGEMENT LLC596,371$5.75M0.26%013F-HRTimelineGroup
HighTower Advisors, LLC520,926$5.02M0.01%+27,22713F-HRTimeline
Hennion & Walsh Asset Management, Inc.480,420$4.63M0.17%+70,27713F-HRTimeline
PALISADE CAPITAL MANAGEMENT, LP480,007$4.63M0.13%-14,40613F-HRTimeline
FRANKLIN RESOURCES INCin group Franklin Resources458,949$4.42M<0.01%-184,48413F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.407,858$4.33M0.01%+13,68413F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN428,894$4.13M<0.01%+192,08113F-HRTimelineGroup
CONFLUENCE INVESTMENT MANAGEMENT LLC318,226$3.07M0.04%-50,93513F-HRTimeline
Tranquility Partners, LLC316,671$3.05M1.03%+84,58413F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC310,543$2.99M0.01%+13,22013F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC286,520$2.76M<0.01%-1,79313F-HRTimelineGroup
GraniteShares Advisors LLC271,956$2.62M1.52%+23,95313F-HRTimeline
LPL Financial LLC266,370$2.57M<0.01%+75,03213F-HRTimeline
NorthCoast Asset Management LLC238,543$2.3M0.01%+50,06613F-HRTimeline
Advisors Asset Management, Inc.231,621$2.23M0.04%+15,62213F-HR/ATimeline
Universal- Beteiligungs- und Serviceges…in group Universal- Beteiligungs- und …209,500$2.02M<0.01%013F-HRTimelineGroup
BI Asset Management Fondsmaeglerselskab…in group BI Asset Management Fondsmaeg…206,629$1.99M0.02%+6,02213F-HRTimelineGroup
Naviter Wealth, LLC203,085$1.96M0.23%-2,67213F-HRTimeline
Rockingstone Advisors LLC186,932$1.8M0.89%-14,72013F-HRTimeline
Mill Creek Capital Advisors, LLC149,000$1.44M0.03%013F-HRTimeline
Arlington Capital Management, Inc.127,521$1.23M0.78%+37,72213F-HRTimeline
Cambridge Investment Research Advisors,…125,750$1.21M<0.01%-29,75413F-HRTimeline
NEUBERGER BERMAN GROUP LLCin group NEUBERGER BERMAN GROUP LLC114,540$1.1M<0.01%-2,97813F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co114,062$1.1M<0.01%+18,25713F-HRTimelineGroup
Dorsey & Whitney Trust CO LLC112,410$1.08M0.06%013F-HRTimeline
STATE STREET CORPin group STATE STREET CORP106,194$1.02M<0.01%+2,93113F-HRTimelineGroup
Janney Montgomery Scott LLC104,130$1M<0.01%-10,77413F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…97,912$944K0.27%+10,01113F-HRTimelineGroup
DENALI ADVISORS LLC97,434$939K0.11%-18,39213F-HRTimeline
WEALTHEDGE INVESTMENT ADVISORS, LLC96,218$928K0.35%-43,67513F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA95,688$922K<0.01%+72913F-HRTimelineGroup
MACQUARIE GROUP LTDin group MACQUARIE GROUP LTD95,300$919K<0.01%013F-HRTimelineGroup
Trexquant Investment LP87,700$845K0.01%-215,59513F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC83,606$806K<0.01%-9,96513F-HRTimeline
Everstar Asset Management, LLC82,310$793K0.45%+16,73213F-HRTimeline
Epoch Investment Partners, Inc.73,315$707K<0.01%013F-HRTimeline
ACADIAN ASSET MANAGEMENT LLCin group ACADIAN ASSET MANAGEMENT LLC71,170$685K<0.01%-274,75613F-HRTimelineGroup
Valeo Financial Advisors, LLC59,850$577K0.01%013F-HRTimeline
NORTHERN TRUST CORPin group NORTHERN TRUST CORP58,423$563K<0.01%-5,17313F-HRTimelineGroup
Mutual Advisors, LLC57,315$543K0.01%-2,63813F-HRTimeline
GEODE CAPITAL MANAGEMENT, LLCin group GEODE CAPITAL MANAGEMENT, LLC53,270$514K<0.01%013F-HRTimelineGroup
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…52,644$507K<0.01%013F-HRTimelineGroup
WFA Asset Management Corp40,706$488K0.27%+82413F-HRTimeline
Quadrature Capital Ltdin group Quadrature Capital Ltd48,488$467K0.01%new13F-HRTimelineGroup
Inspire Investing, LLCin group Inspire Investing, LLC46,906$452K0.04%+10,06213F-HRTimelineGroup
Brevan Howard Capital Management LPin group Brevan Howard Capital Managem…45,295$437K0.01%new13F-HRTimelineGroup
Farther Finance Advisors, LLC43,580$420K0.01%-4,56413F-HRTimeline
NATIXISin group Natixis Investment Managers42,216$411K<0.01%013F-HRTimelineGroup
Campbell & CO Investment Adviser LLC42,461$409K0.03%+26,46313F-HRTimeline
Cetera Investment Advisers42,354$408K<0.01%+7,19013F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC41,492$400K<0.01%-4,05313F-HRTimelineGroup
CAPTRUST FINANCIAL ADVISORS40,822$394K<0.01%-10,89113F-HRTimeline
CAXTON ASSOCIATES LLP40,695$392K0.01%013F-HRTimeline
Key Client Fiduciary Advisors, LLC40,611$391K0.13%+67113F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management39,200$378K0.01%013F-HRTimelineGroup
D. E. Shaw & Co., Inc.in group D. E. Shaw & Co., Inc.37,451$361K<0.01%+21,94413F-HRTimelineGroup
CHILTON INVESTMENT CO INC.37,020$357K0.01%-33,50013F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP36,037$347K<0.01%-7,57113F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC35,892$346K<0.01%-12,71713F-HRTimelineGroup
INTERNATIONAL ASSETS INVESTMENT MANAGEM…32,438$343K0.03%013F-HRTimeline
FOURPATH CAPITAL MANAGEMENT, LLC34,299$331K0.05%013F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …33,691$325K<0.01%+3013F-HRTimelineGroup
&PARTNERS32,798$316K<0.01%new13F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP32,273$311K<0.01%-185,99013F-HRTimelineGroup
MACKENZIE FINANCIAL CORP31,306$302K<0.01%+1,12613F-HRTimeline
Sanctuary Advisors, LLC30,503$294K<0.01%+2213F-HR/ATimeline
Fayez Sarofim & Coin group Fayez Sarofim & Co30,272$292K<0.01%013F-HRTimelineGroup
NewEdge Wealth, LLC30,000$290K<0.01%013F-HRTimeline
PFG Investments, LLC29,571$285K0.01%-2,15213F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC28,713$277K<0.01%-47,34013F-HRTimelineGroup
LexAurum Advisors, LLC28,500$275K0.04%new13F-HRTimeline
Moloney Securities Asset Management, LLC28,321$273K0.03%+27413F-HRTimeline
Next Capital Management LLC26,150$252K0.08%013F-HRTimeline
Generali Investments CEE, investicni sp…25,251$243K0.02%-1,42113F-HRTimeline
Zuckerman Investment Group, LLC25,000$241K0.02%+10,00013F-HRTimeline
SEI INVESTMENTS COin group SEI INVESTMENTS CO24,003$231K<0.01%-6,31413F-HRTimelineGroup
Empower Advisory Group, LLCin group Empower Annuity Insurance Co …22,206$214K<0.01%013F-HRTimelineGroup
BARD ASSOCIATES INC21,996$212K0.06%-5,47713F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC21,841$211K<0.01%-11,39913F-HRTimelineGroup
ProShare Advisors LLC19,629$189K<0.01%+83913F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…20,061$187K<0.01%-20,58413F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/19,267$186K<0.01%-19,48613F-HRTimelineGroup
ROTHSCHILD INVESTMENT LLC19,000$183K0.01%013F-HRTimeline
Aquatic Capital Management LLC17,740$171K<0.01%new13F-HRTimeline
WEDBUSH SECURITIES INC17,525$169K0.01%013F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS17,122$165K<0.01%new13F-HRTimelineGroup
SANDERS MORRIS HARRIS LLC16,375$158K0.02%-2,00013F-HRTimeline
Verition Fund Management LLC16,200$156K<0.01%-12,93213F-HRTimeline
Arkadios Wealth Advisors16,000$154K<0.01%new13F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP15,791$152K<0.01%013F-HRTimelineGroup
WHITTIER TRUST CO16,222$152K<0.01%013F-HRTimeline
Vise Technologies, Inc.15,408$149K0.01%-36313F-HRTimeline
CenterStar Asset Management, LLC15,200$146K0.28%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…15,145$146K<0.01%-5,27613F-HRTimelineGroup
Creative Planningin group Creative Planning14,393$139K<0.01%+68413F-HRTimelineGroup
Wilmington Savings Fund Society, FSB14,000$135K<0.01%013F-HR/ATimeline
Williams Jones Wealth Management, LLC.14,000$135K<0.01%013F-HRTimeline
EMC Capital Management13,906$134K0.06%013F-HRTimeline
CONDOR CAPITAL MANAGEMENT13,733$132K0.01%+213F-HRTimeline
Virtu Financial LLCin group Virtu Financial LLC13,129$127K0.01%new13F-HRTimelineGroup
Advyzon Investment Management, LLC12,834$124K0.02%+89713F-HRTimeline
Bay Colony Advisory Group, Inc d/b/a Ba…12,038$116K0.01%+12013F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC11,365$110K<0.01%new13F-HRTimelineGroup
Catalina Capital Group, LLC11,220$108K0.07%-8,13813F-HRTimeline
SG Americas Securities, LLC11,216$108K<0.01%new13F-HRTimeline
Larson Financial Group LLC10,975$106K<0.01%+813F-HRTimeline
AE Wealth Management LLC10,901$105K<0.01%+113F-HRTimeline
Glenview Trust Co10,100$97.4K<0.01%013F-HRTimeline
UNITED CAPITAL FINANCIAL ADVISORS, LLCin group UNITED CAPITAL FINANCIAL ADVI…10,076$97.1K<0.01%new13F-HRTimelineGroup
BROWN ADVISORY INCin group BROWN ADVISORY INC10,000$96.4K<0.01%013F-HRTimelineGroup
Verity & Verity, LLC10,000$96.4K0.01%013F-HRTimeline
Advisory Services Network, LLC6,757$65.1K<0.01%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.6,348$61.2K<0.01%013F-HRTimeline
CIBC Private Wealth Group LLCin group CIBC Bancorp USA Inc.6,000$57.8K<0.01%-1,23513F-HRTimelineGroup
MAI Capital Management5,511$53.1K<0.01%+17513F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\5,000$48.2K<0.01%new13F-HRTimelineGroup
State of Alaska, Department of Revenue4,895$47K<0.01%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…4,809$46.4K<0.01%new13F-HRTimelineGroup
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK4,534$43.7K<0.01%013F-HRTimelineGroup
Clearstead Trust, LLC4,145$40K0.01%-4,79813F-HRTimeline
MTM Investment Management, LLC3,600$34.7K0.01%013F-HRTimeline
NewEdge Advisors, LLC2,045$19.7K<0.01%013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…1,983$19.1K<0.01%+1,89913F-HRTimelineGroup
CWM, LLCin group CWM, LLC1,775$17K<0.01%new13F-HRTimelineGroup
WealthCollab, LLC1,761$17K0.01%013F-HRTimeline
Geneos Wealth Management Inc.1,553$15K<0.01%-1,30113F-HRTimeline
COMERICA BANK1,100$10.6K<0.01%-5,06013F-HRTimeline
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC1,004$9.68K<0.01%new13F-HRTimelineGroup
FIRST HORIZON CORP1,000$9.64K<0.01%13F-HRTimeline
PIN OAK INVESTMENT ADVISORS INC969$9.34K0.01%+96913F-HRTimeline
Sound Income Strategies, LLC961$8.65K<0.01%+16113F-HRTimeline
NFSG Corp485$4.67K<0.01%013F-HRTimeline
Bank & Trust Co422$4.07K<0.01%013F-HRTimeline
CHELSEA COUNSEL CO340$3.28K<0.01%013F-HRTimeline
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…308$2.97K<0.01%013F-HRTimelineGroup
Parallel Advisors, LLC300$2.89K<0.01%013F-HRTimeline
Allworth Financial LP90$866<0.01%+4413F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC10$96<0.01%new13F-HR/ATimelineGroup
CITIGROUP INCin group CITIGROUP INC5$48<0.01%-1213F-HRTimelineGroup
DANSKE BANK A/S1$10<0.01%013F-HR/ATimeline
Activest Wealth Management0$00%new13F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.