MORGAN STANLEY in group MORGAN STANLEY More: the full row for MORGAN STANLEY 4,374,402 $21.4M <0.01% +243,278 13F-HR Timeline Group RIVERNORTH CAPITAL MANAGEMENT, LLC More: the full row for RIVERNORTH CAPITAL MANAGEMENT, LLC 3,112,150 $15.2M 0.81% +653,395 13F-HR Timeline SIT INVESTMENT ASSOCIATES INC in group SIT INVESTMENT ASSOCIATES INC More: the full row for SIT INVESTMENT ASSOCIATES INC 2,575,503 $12.6M 0.3% +32,224 13F-HR Timeline Group Saba Capital Management, L.P. in group Saba Capital Management, L.P. More: the full row for Saba Capital Management, L.P. 2,403,877 $11.8M 0.32% +7,451 13F-HR Timeline Group Private Advisor Group, LLC More: the full row for Private Advisor Group, LLC 619,577 $3.03M 0.02% +69,451 13F-HR Timeline Penserra Capital Management LLC in group Penserra Capital Management L… More: the full row for Penserra Capital Management LLC 610,594 $2.98M 0.05% new 13F-HR Timeline Group MANGROVE PARTNERS IM, LLC More: the full row for MANGROVE PARTNERS IM, LLC 569,645 $2.79M 0.31% -760,446 13F-HR Timeline CAPSTONE INVESTMENT ADVISORS, LLC in group CAPSTONE INVESTMENT ADVISORS,… More: the full row for CAPSTONE INVESTMENT ADVISORS, LLC 560,671 $2.74M 0.03% +79,698 13F-HR Timeline Group Matisse Capital More: the full row for Matisse Capital 503,202 $2.46M 1.3% 0 13F-HR Timeline North Ground Capital More: the full row for North Ground Capital 466,492 $2.29M 2.33% +138,992 13F-HR Timeline Almitas Capital LLC More: the full row for Almitas Capital LLC 421,880 $2.06M 0.68% -33,346 13F-HR Timeline Shaker Financial Services, LLC More: the full row for Shaker Financial Services, LLC 263,762 $1.29M 0.5% +16,884 13F-HR Timeline Bulldog Investors, LLP More: the full row for Bulldog Investors, LLP 254,583 $1.24M 0.34% 0 13F-HR Timeline Allspring Global Investments Holdings, … in group Allspring Global Investments … More: the full row for Allspring Global Investments Holdings, LLC 237,320 $1.16M <0.01% 0 13F-HR Timeline Group ROYAL BANK OF CANADA in group ROYAL BANK OF CANADA More: the full row for ROYAL BANK OF CANADA 209,909 $1.03M <0.01% +36,748 13F-HR/A Timeline Group WEALTH ENHANCEMENT ADVISORY SERVICES, L… More: the full row for WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 148,303 $725K <0.01% -2,036 13F-HR Timeline Verition Fund Management LLC More: the full row for Verition Fund Management LLC 145,605 $712K <0.01% new 13F-HR Timeline GUGGENHEIM CAPITAL LLC in group GUGGENHEIM CAPITAL LLC More: the full row for GUGGENHEIM CAPITAL LLC 134,495 $658K 0.01% +34,017 13F-HR Timeline Group BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC More: the full row for BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 129,494 $633K 0.12% +12,805 13F-HR Timeline RPO LLC More: the full row for RPO LLC 111,479 $545K 1.09% 0 13F-HR Timeline OSAIC HOLDINGS, INC. in group OSAIC HOLDINGS, INC. More: the full row for OSAIC HOLDINGS, INC. 50,003 $245K <0.01% +47,521 13F-HR Timeline Group RAYMOND JAMES FINANCIAL INC in group RAYMOND JAMES FINANCIAL INC More: the full row for RAYMOND JAMES FINANCIAL INC 42,736 $209K <0.01% -1,159 13F-HR Timeline Group COMMONWEALTH EQUITY SERVICES, LLC More: the full row for COMMONWEALTH EQUITY SERVICES, LLC 41,837 $205K <0.01% -1,464 13F-HR Timeline SeaCrest Wealth Management, LLC More: the full row for SeaCrest Wealth Management, LLC 40,595 $199K 0.02% -19,533 13F-HR Timeline Aptus Capital Advisors, LLC More: the full row for Aptus Capital Advisors, LLC 38,730 $189K <0.01% 0 13F-HR Timeline 1607 Capital Partners, LLC More: the full row for 1607 Capital Partners, LLC 37,802 $185K 0.01% -66,329 13F-HR Timeline Concurrent Investment Advisors, LLC in group Concurrent Investment Advisor… More: the full row for Concurrent Investment Advisors, LLC 37,717 $184K <0.01% +2,800 13F-HR Timeline Group Walleye Capital LLC in group Walleye Capital LLC More: the full row for Walleye Capital LLC 35,060 $171K <0.01% -36,744 13F-HR Timeline Group B. Riley Wealth Advisors, Inc. More: the full row for B. Riley Wealth Advisors, Inc. 29,611 $145K <0.01% new 13F-HR Timeline TRANSCEND CAPITAL ADVISORS, LLC More: the full row for TRANSCEND CAPITAL ADVISORS, LLC 27,950 $137K 0.01% +6,700 13F-HR Timeline HighTower Advisors, LLC More: the full row for HighTower Advisors, LLC 24,823 $121K <0.01% -4,764 13F-HR Timeline 180 WEALTH ADVISORS, LLC More: the full row for 180 WEALTH ADVISORS, LLC 24,200 $118K 0.02% -2,800 13F-HR Timeline CSS LLC/IL More: the full row for CSS LLC/IL 21,031 $103K 0.01% 0 13F-HR Timeline Patriot Financial Group Insurance Agenc… More: the full row for Patriot Financial Group Insurance Agency, LLC 20,089 $98.2K 0.01% 0 13F-HR Timeline LPL Financial LLC More: the full row for LPL Financial LLC 17,800 $87K <0.01% -4,436 13F-HR Timeline Arete Wealth Advisors, LLC More: the full row for Arete Wealth Advisors, LLC 17,140 $84K 0.01% -257 13F-HR Timeline Chicago Partners Investment Group LLC More: the full row for Chicago Partners Investment Group LLC 15,750 $78.8K <0.01% 0 13F-HR Timeline SUSQUEHANNA INTERNATIONAL GROUP, LLP in group SUSQUEHANNA INTERNATIONAL GRO… More: the full row for SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,336 $75K <0.01% -40,124 13F-HR Timeline Group READYSTATE ASSET MANAGEMENT LP More: the full row for READYSTATE ASSET MANAGEMENT LP 15,257 $74.6K <0.01% -53,381 13F-HR Timeline STEPHENS INC /AR/ in group Stephens Investment Managemen… More: the full row for STEPHENS INC /AR/ 14,573 $71.3K <0.01% +419 13F-HR Timeline Group NewEdge Advisors, LLC More: the full row for NewEdge Advisors, LLC 14,000 $68.5K <0.01% -500 13F-HR Timeline UBS Group AG in group UBS Group AG More: the full row for UBS Group AG 10,772 $52.7K <0.01% -37,537 13F-HR Timeline Group BENJAMIN EDWARDS INC in group BENJAMIN EDWARDS INC More: the full row for BENJAMIN EDWARDS INC 10,200 $49.9K <0.01% -8,200 13F-HR Timeline Group Sheaff Brock Investment Advisors, LLC More: the full row for Sheaff Brock Investment Advisors, LLC 10,000 $48.9K <0.01% 0 13F-HR Timeline WOLVERINE ASSET MANAGEMENT LLC in group WOLVERINE ASSET MANAGEMENT LLC More: the full row for WOLVERINE ASSET MANAGEMENT LLC 9,184 $44.9K <0.01% -98,373 13F-HR Timeline Group CoreCap Advisors, LLC More: the full row for CoreCap Advisors, LLC 7,200 $35.2K <0.01% 0 13F-HR Timeline Tanglewood Legacy Advisors, LLC More: the full row for Tanglewood Legacy Advisors, LLC 7,107 $34.8K 0.02% 0 13F-HR Timeline WELLS FARGO & COMPANY/MN in group WELLS FARGO & COMPANY/MN More: the full row for WELLS FARGO & COMPANY/MN 6,003 $29.4K <0.01% +6,001 13F-HR Timeline Group Elequin Capital, LP More: the full row for Elequin Capital, LP 5,300 $25.9K <0.01% new 13F-HR Timeline BARRETT & COMPANY, INC. More: the full row for BARRETT & COMPANY, INC. 4,670 $22.8K 0.01% 0 13F-HR Timeline HOLLENCREST CAPITAL MANAGEMENT More: the full row for HOLLENCREST CAPITAL MANAGEMENT 3,500 $17.1K <0.01% 0 13F-HR Timeline BANK OF AMERICA CORP /DE/ in group BANK OF AMERICA CORP /DE/ More: the full row for BANK OF AMERICA CORP /DE/ 2,599 $12.7K <0.01% -5,354 13F-HR Timeline Group COMERICA BANK More: the full row for COMERICA BANK 2,198 $10.7K <0.01% +74 13F-HR Timeline Geneos Wealth Management Inc. More: the full row for Geneos Wealth Management Inc. 1,871 $9.15K <0.01% new 13F-HR Timeline MCF Advisors LLC More: the full row for MCF Advisors LLC 1,736 $8.49K <0.01% 0 13F-HR Timeline CWM, LLC in group CWM, LLC More: the full row for CWM, LLC 1,698 $8K <0.01% 0 13F-HR Timeline Group Aventura Private Wealth, LLC More: the full row for Aventura Private Wealth, LLC 1,503 $7.35K <0.01% 0 13F-HR Timeline WPG Advisers, LLC More: the full row for WPG Advisers, LLC 899 $4.4K <0.01% +623 13F-HR Timeline IFP Advisors, Inc More: the full row for IFP Advisors, Inc 693 $3.39K <0.01% 0 13F-HR Timeline MAI Capital Management More: the full row for MAI Capital Management 300 $1.47K <0.01% 0 13F-HR Timeline Golden State Wealth Management, LLC More: the full row for Golden State Wealth Management, LLC 273 $1.33K <0.01% 0 13F-HR/A Timeline Sound Income Strategies, LLC More: the full row for Sound Income Strategies, LLC 107 $523 <0.01% 0 13F-HR Timeline ASSETMARK, INC in group ASSETMARK, INC More: the full row for ASSETMARK, INC 88 $430 <0.01% 0 13F-HR Timeline Group CONCOURSE FINANCIAL GROUP SECURITIES, I… More: the full row for CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0 $0 0 13F-HR Timeline Value filed as zero, left out of ratios. Amount filed as zero, left out of ratios.