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Disclosery

FNY FIRST TR EXCHANGE-TRADED ALP

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MID CP GR ALPH (fund)

107 managers (107 13F filers) reported a position in FNY shares at 2025-09-30, 3,634,801 shares in all. 13 filers opened a position and 5 filers sold out during the quarter.

Managers
107
13F filers
107
New
13
Added
29
Reduced
39
Sold out
5
Shares held by filers
3,634,801

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
LPL Financial LLC650,373$59.6M0.02%-18,37913F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN561,978$51.5M0.01%+102,38113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY399,850$36.6M<0.01%+6,47513F-HR/ATimelineGroup
NewEdge Advisors, LLC259,716$23.8M0.11%+62,72513F-HRTimeline
&PARTNERS153,063$14M0.09%-97013F-HRTimeline
UBS Group AGin group UBS Group AG143,047$13.1M<0.01%-7,29713F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC114,528$10.5M<0.01%-2,85613F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC97,282$8.91M<0.01%+1,57613F-HRTimelineGroup
Cetera Investment Advisers76,586$7.02M0.01%+14,08013F-HRTimeline
Kingsview Wealth Management, LLC68,754$6.3M0.1%-1,99813F-HRTimeline
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC62,046$5.69M0.06%-1,87013F-HRTimelineGroup
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP60,331$5.53M<0.01%-79613F-HRTimelineGroup
Janney Montgomery Scott LLC51,578$4.72M0.01%+1,27613F-HRTimeline
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC50,000$4.58M<0.01%013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.46,972$4.16M0.01%+3,58813F-HRTimelineGroup
Private Advisor Group, LLC40,440$3.7M0.02%+40713F-HRTimeline
KCM INVESTMENT ADVISORS LLC38,666$3.54M0.11%-27513F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…38,496$3.53M<0.01%+1,78413F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…36,424$3.34M<0.01%new13F-HRTimelineGroup
Wealth Management Partners, LLC36,338$3.33M1.06%+27613F-HRTimeline
Synergy Asset Management, LLCin group Synergy Asset Management, LLC36,016$3.3M0.12%new13F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA33,961$3.11M<0.01%+8,30313F-HRTimelineGroup
Cambridge Investment Research Advisors,…32,612$2.99M0.01%+13,61713F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC32,219$2.95M0.01%+3,13313F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…27,311$2.52M<0.01%+17813F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC23,661$2.17M<0.01%-10,22313F-HRTimeline
Global Retirement Partners, LLC22,537$2.06M0.05%+95613F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP22,296$2.04M<0.01%+6,40713F-HRTimelineGroup
Equitable Holdings, Inc.in group Equitable Holdings, Inc.20,773$1.9M0.01%-13213F-HRTimelineGroup
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP19,677$1.79M<0.01%+2,95713F-HRTimelineGroup
MTM Investment Management, LLC17,768$1.63M0.52%-23213F-HRTimeline
Sylvest Advisors, LLC17,409$1.59M0.86%-5313F-HRTimeline
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…14,512$1.33M0.11%-90513F-HRTimelineGroup
G&S Capital LLC12,862$1.18M0.44%new13F-HRTimeline
Brueske Advisory Services, LLC12,297$1.13M0.61%-11513F-HRTimeline
GTS SECURITIES LLC12,252$1.12M0.04%013F-HRTimeline
Empirical Asset Management, LLC11,541$1.06M0.29%new13F-HRTimeline
AssuredPartners Investment Advisors, LLC11,245$1.03M0.23%-6013F-HRTimeline
SYNOVUS FINANCIAL CORP10,777$988K0.01%-1,43813F-HRTimeline
COMERICA BANK10,779$988K<0.01%+25513F-HRTimeline
PCG Wealth Advisors, LLC9,515$872K0.25%-84413F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.9,081$832K0.01%+9213F-HRTimelineGroup
IFP Advisors, Inc8,916$817K0.02%+1,51713F-HR/ATimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…8,481$777K0.02%013F-HRTimelineGroup
MML INVESTORS SERVICES, LLC8,446$774K<0.01%-26313F-HRTimeline
ARS Wealth Advisors Group, LLC8,096$742K0.07%013F-HRTimeline
Dominguez Wealth Management Solutions, …7,930$727K0.46%-6213F-HRTimeline
World Investment Advisors7,830$717K0.01%013F-HRTimeline
Baird Financial Group, Inc.in group Baird Financial Group, Inc.7,777$712K<0.01%-113F-HRTimelineGroup
TRANSCEND CAPITAL ADVISORS, LLC7,723$708K0.05%-1,16113F-HRTimeline
Stonebridge Financial Planning Group, L…7,352$674K0.25%013F-HRTimeline
Purus Wealth Management, LLC7,290$668K0.21%-23213F-HRTimeline
Creative Planningin group Creative Planning6,245$572K<0.01%-1,25013F-HRTimelineGroup
Sigma Planning Corp6,213$569K0.02%-3,06613F-HRTimeline
Mariner, LLCin group Mariner, LLC5,915$542K<0.01%+5513F-HRTimelineGroup
Cornerstone Wealth Management, LLC5,808$532K0.03%+12713F-HRTimeline
Sanctuary Advisors, LLC5,544$508K<0.01%-213F-HR/ATimeline
Pine Valley Investments Ltd Liability Co5,150$472K0.02%+75413F-HRTimeline
Element Wealth, LLC5,118$469K0.2%-3713F-HRTimeline
NEW WAVE WEALTH ADVISORS LLC5,064$464K0.18%013F-HR/ATimeline
Clear Point Advisors Inc.4,936$452K0.35%-13513F-HRTimeline
Geneos Wealth Management Inc.4,685$429K0.01%+30713F-HRTimeline
Thrivent Financial for Lutheransin group Thrivent Financial for Luther…4,646$426K<0.01%013F-HRTimelineGroup
BostonPremier Wealth LLC4,647$426K0.21%-2913F-HRTimeline
D.A. DAVIDSON & CO.4,504$413K<0.01%-6413F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…4,273$391K<0.01%new13F-HRTimelineGroup
Keystone Wealth Services, LLC4,198$385K0.08%013F-HRTimeline
KEYBANK NATIONAL ASSOCIATION/OHin group KEYBANK NATIONAL ASSOCIATION/…3,926$360K<0.01%013F-HRTimelineGroup
WMG Financial Advisors, LLC3,398$311K0.1%-22113F-HRTimeline
Gateway Wealth Partners, LLC3,331$305K0.04%-21513F-HRTimeline
TKG Advisors, LLC3,261$299K0.13%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.3,101$284K0.01%+2313F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP3,022$277K<0.01%+21113F-HRTimelineGroup
J.W. COLE ADVISORS, INC.2,970$272K0.01%new13F-HRTimeline
Mutual Advisors, LLC2,831$263K0.01%+1513F-HRTimeline
IHT Wealth Management, LLC2,823$259K0.01%-10313F-HRTimeline
Richmond Investment Services, LLC2,806$257K0.05%-4813F-HRTimeline
Venture Visionary Partners LLC2,800$257K0.01%013F-HRTimeline
Arete Wealth Advisors, LLC2,650$243K0.02%013F-HRTimeline
1776 Wealth LLC2,642$242K0.09%-34713F-HRTimeline
Ashton Thomas Private Wealth, LLC2,620$240K0.01%-6713F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …2,602$238K<0.01%013F-HRTimelineGroup
PRIVATE TRUST CO NA2,499$229K0.02%013F-HRTimeline
Brookwood Investment Group LLC2,464$226K0.03%new13F-HRTimeline
Koshinski Asset Management, Inc.2,340$214K0.01%-18013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,276$209K<0.01%-1,85513F-HR/ATimelineGroup
CWM, LLCin group CWM, LLC2,144$196K<0.01%013F-HRTimelineGroup
Founders Financial Alliance, LLC2,096$192K0.04%new13F-HRTimeline
Advisory Services Network, LLC2,096$192K<0.01%new13F-HRTimeline
Steward Partners Investment Advisory, L…1,905$175K<0.01%013F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…1,760$161K<0.01%new13F-HRTimelineGroup
CoreCap Advisors, LLC1,085$99.4K<0.01%-513F-HRTimeline
MPWM ADVISORY SOLUTIONS, LLC1,044$95.6K0.06%+8913F-HRTimeline
US BANCORP \DE\in group US BANCORP \DE\689$63.1K<0.01%013F-HRTimelineGroup
GPS Wealth Strategies Group, LLC648$59.4K0.01%013F-HRTimeline
Allworth Financial LP560$51.3K<0.01%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…482$44.2K<0.01%013F-HRTimelineGroup
GAMMA Investing LLC445$40.8K<0.01%013F-HRTimeline
HHM Wealth Advisors, LLC404$37K<0.01%013F-HRTimeline
FMR LLCin group FMR LLC184$16.8K<0.01%+3713F-HRTimelineGroup
FARMERS & MERCHANTS INVESTMENTS INCin group FARMERS & MERCHANTS INVESTMEN…137$12.6K<0.01%013F-HRTimelineGroup
Sunbelt Securities, Inc.100$9.16K<0.01%013F-HRTimeline
Hilltop National Bank91$8.34K<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.75$6.87K<0.01%-60013F-HRTimeline
Caitlin John, LLC71$6.5K<0.01%new13F-HRTimeline
Medallion Wealth Advisors, LLC50$4.58K<0.01%new13F-HRTimeline
Farther Finance Advisors, LLC17$1.56K<0.01%013F-HRTimeline