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Disclosery

FNY FIRST TR EXCHANGE-TRADED ALP

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MID CP GR ALPH (fund)

122 managers (123 13F filers) reported a position in FNY shares at 2026-03-31, 4,076,140 shares in all. 16 filers opened a position and 10 filers sold out during the quarter.

Managers
122
13F filers
123
New
16
Added
34
Reduced
39
Sold out
10
Shares held by filers
4,076,140

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
LPL Financial LLC814,464$73.7M0.02%+87,71113F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN602,084$54.5M0.01%+18,06413F-HR/ATimelineGroup
MORGAN STANLEYin group MORGAN STANLEY410,773$37.2M<0.01%+18,88213F-HRTimelineGroup
NewEdge Advisors, LLC288,746$26.1M0.09%+9,10213F-HR/ATimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC203,124$18.4M0.01%+137,36713F-HRTimelineGroup
Cetera Investment Advisers177,035$16M0.02%+84,34713F-HRTimeline
&PARTNERS151,520$13.7M0.07%-4,34813F-HRTimeline
Cambridge Investment Research Advisors,…135,212$12.2M0.03%+102,22113F-HRTimeline
UBS Group AGgroup of 2 filers holding132,618$12M-5,987Timeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC108,806$9.85M<0.01%+3,67313F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.69,221$6.27M0.01%+10,84613F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA50,784$4.6M<0.01%+41313F-HRTimelineGroup
GOLDMAN SACHS GROUP INCin group GOLDMAN SACHS GROUP INC50,000$4.52M<0.01%013F-HRTimelineGroup
Janney Montgomery Scott LLC47,204$4.27M0.01%-4,12013F-HRTimeline
Kingsview Wealth Management, LLC41,807$3.78M0.05%-1,06413F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…40,230$3.64M<0.01%-2,05213F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC38,771$3.51M0.01%-14,72113F-HRTimelineGroup
Private Advisor Group, LLC38,635$3.5M0.02%-1,21813F-HRTimeline
Wealth Management Partners, LLC36,401$3.29M0.94%+43513F-HRTimeline
Steward Partners Investment Advisory, L…36,278$3.28M0.02%+5,89813F-HRTimeline
Anderson Financial Strategies, LLC31,929$3.28M1.8%new13F-HRTimeline
KCM INVESTMENT ADVISORS LLC35,798$3.24M0.11%-1,96813F-HRTimeline
Equitable Holdings, Inc.in group Equitable Holdings, Inc.25,854$2.36M0.02%+3,82813F-HRTimelineGroup
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP23,264$2.06M<0.01%+3,03413F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC19,943$1.8M<0.01%-3,37513F-HRTimeline
CRUX WEALTH ADVISORS19,004$1.72M0.66%+87313F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…18,692$1.72M<0.01%-9,30813F-HRTimeline
Sylvest Advisors, LLC18,793$1.7M0.9%+24613F-HRTimeline
Empirical Asset Management, LLC17,948$1.62M0.43%-1,04713F-HRTimeline
MTM Investment Management, LLC17,586$1.59M0.5%-9513F-HRTimeline
D.A. DAVIDSON & CO.16,889$1.53M0.01%+12,33813F-HRTimeline
Worthington Financial Partners, LLC16,875$1.53M1.31%+50713F-HRTimeline
BARNES PETTEY FINANCIAL ADVISORS, LLC14,245$1.29M0.56%new13F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV11,586$1.05M<0.01%new13F-HRTimeline
AssuredPartners Investment Advisors, LLC11,245$1.03M0.11%013F-HRTimeline
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…11,434$1.03M<0.01%new13F-HRTimelineGroup
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.10,494$950K0.01%+4,57613F-HRTimelineGroup
GTS SECURITIES LLC9,805$887K0.03%-2,44713F-HRTimeline
PCG Wealth Advisors, LLC9,063$820K0.21%-54013F-HRTimeline
IFP Advisors, Inc8,790$795K0.02%-15213F-HRTimeline
GREAT VALLEY ADVISOR GROUP, INC.in group GREAT VALLEY ADVISOR GROUP, I…8,349$755K0.01%-13213F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.8,153$738K<0.01%+15113F-HRTimelineGroup
World Investment Advisors7,830$709K0.01%013F-HRTimeline
Dominguez Wealth Management Solutions, …7,555$684K0.41%-22713F-HRTimeline
FOUNDERS FINANCIAL SECURITIES LLC6,913$663K0.04%+53413F-HR/ATimeline
Purus Wealth Management, LLC7,247$656K0.21%-2313F-HRTimeline
Stonebridge Financial Planning Group, L…7,166$648K0.24%-40013F-HRTimeline
ARS Wealth Advisors Group, LLC7,040$637K0.05%013F-HRTimeline
MML INVESTORS SERVICES, LLC6,876$622K<0.01%-72413F-HRTimeline
Gateway Wealth Partners, LLC6,852$620K0.02%+3,54213F-HRTimeline
TRANSCEND CAPITAL ADVISORS, LLC6,850$620K0.05%-4013F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…6,780$614K<0.01%+1,09913F-HRTimelineGroup
Geneos Wealth Management Inc.6,630$600K0.01%+1,39213F-HRTimeline
Sigma Planning Corp6,436$582K0.02%-513F-HRTimeline
Creative Planningin group Creative Planning6,252$566K<0.01%+713F-HRTimelineGroup
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP5,969$540K<0.01%-9,48913F-HRTimelineGroup
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC5,776$526K0.01%-37,04713F-HRTimelineGroup
Pine Valley Investments Ltd Liability Co5,766$522K0.03%+39613F-HRTimeline
Mariner, LLCin group Mariner, LLC5,670$513K<0.01%-10413F-HRTimelineGroup
Cornerstone Wealth Management, LLC5,665$513K0.03%013F-HRTimeline
Proactive Wealth Strategies LLC5,646$511K0.1%+2,69913F-HRTimeline
Sanctuary Advisors, LLC5,562$503K<0.01%+20113F-HRTimeline
Beacon Pointe Advisors, LLC5,500$498K<0.01%new13F-HRTimeline
Pinnacle Financial Partners, Inc.in group Pinnacle Financial Partners, …5,384$487K<0.01%+3913F-HRTimelineGroup
Element Wealth, LLC4,856$439K0.18%-24813F-HRTimeline
BostonPremier Wealth LLC4,637$420K0.22%013F-HRTimeline
Thrivent Financial for Lutheransin group Thrivent Financial for Luther…4,561$413K<0.01%-8513F-HRTimelineGroup
Keystone Wealth Services, LLC4,198$380K0.08%013F-HRTimeline
KEYBANK NATIONAL ASSOCIATION/OHin group KEYBANK NATIONAL ASSOCIATION/…3,926$355K<0.01%013F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.3,599$326K0.01%+50013F-HRTimeline
J.W. COLE ADVISORS, INC.3,471$314K0.01%+50113F-HRTimeline
Independent Advisor Alliance3,116$282K<0.01%new13F-HRTimeline
PRIVATE TRUST CO NA3,047$276K0.02%+54813F-HRTimeline
QUADRANT CAPITAL GROUP LLC3,000$271K0.01%013F-HR/ATimeline
Sound Income Strategies, LLC2,950$270K0.01%013F-HRTimeline
PFG Investments, LLC2,965$268K0.01%-24013F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP2,876$260K<0.01%+9313F-HRTimelineGroup
CARLSON FINANCIAL, INC.2,865$259K0.15%-5713F-HRTimeline
Mutual Advisors, LLC2,833$256K0.01%-4,08713F-HRTimeline
Venture Visionary Partners LLC2,800$253K0.01%013F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …2,756$249K0.01%new13F-HRTimeline
Advisor OS, LLCin group Advisor OS, LLC2,650$240K0.02%new13F-HRTimelineGroup
1776 Wealth LLC2,642$239K0.09%013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…2,626$238K<0.01%-3,04013F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …2,602$235K<0.01%013F-HRTimelineGroup
IHT Wealth Management, LLC2,496$226K0.01%-53,28713F-HRTimeline
Richmond Investment Services, LLC2,464$223K0.04%-34213F-HRTimeline
Koshinski Asset Management, Inc.2,240$203K0.01%013F-HRTimeline
Ashton Thomas Private Wealth, LLC2,185$198K<0.01%-54413F-HRTimeline
Founders Financial Alliance, LLC2,096$190K0.03%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,076$181K<0.01%013F-HR/ATimelineGroup
CWM, LLCin group CWM, LLC1,576$143K<0.01%013F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\1,203$109K<0.01%-4,48613F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.1,200$109K<0.01%013F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…1,141$103K<0.01%new13F-HRTimelineGroup
MPWM ADVISORY SOLUTIONS, LLC965$87.3K0.05%-8913F-HRTimeline
CoreCap Advisors, LLC815$73.7K<0.01%-10013F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC783$70.9K<0.01%new13F-HRTimeline
Allworth Financial LP743$67.2K<0.01%+18313F-HRTimeline
BANK OF MONTREAL /CAN/in group BANK OF MONTREAL /CAN/629$56.9K<0.01%new13F-HRTimelineGroup
Signature Equity Partners, LLC545$49.3K0.03%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…482$43.6K<0.01%013F-HRTimelineGroup
GAMMA Investing LLC445$40.3K<0.01%013F-HRTimeline
HHM Wealth Advisors, LLC404$36.6K<0.01%013F-HRTimeline
MidFirst Bank394$35.7K<0.01%-17913F-HRTimeline
Ascentis Independent Advisorsin group Ascentis Wealth Management, L…310$28.1K<0.01%new13F-HRTimelineGroup
Gunpowder Capital Management, LLC dba O…220$19.9K0.02%013F-HRTimeline
FMR LLCin group FMR LLC148$13.4K<0.01%013F-HRTimelineGroup
FARMERS & MERCHANTS INVESTMENTS INCin group FARMERS & MERCHANTS INVESTMEN…137$12.4K<0.01%013F-HRTimelineGroup
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…127$11.6K<0.01%-13,83113F-HRTimelineGroup
Sunbelt Securities, Inc.100$9.05K<0.01%013F-HRTimeline
GABLES CAPITAL MANAGEMENT INC.75$6.79K<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.75$6.79K<0.01%013F-HRTimeline
Caitlin John, LLC71$6.42K<0.01%013F-HRTimeline
Advisory Services Network, LLC58$5.25K<0.01%new13F-HRTimeline
Medallion Wealth Advisors, LLC50$4.52K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC28$2.53K<0.01%013F-HRTimelineGroup
Parallel Advisors, LLC28$2.53K<0.01%new13F-HR/ATimeline
Farther Finance Advisors, LLC17$1.56K<0.01%013F-HRTimeline
VANGUARD ADVISERS INCin group VANGUARD GROUP INC10$905<0.01%13F-HRTimelineGroup
MCGUIRE CAPITAL ADVISORS INC10$905<0.01%013F-HRTimeline
Hilton Head Capital Partners, LLC1$90<0.01%013F-HRTimeline