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FCA FIRST TR EXCH TRD ALPHDX FD

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CHINA ALPHADEX (fund)

20 managers (20 13F filers) reported a position in FCA shares at 2025-12-31, 1,787,285 shares in all. 6 filers opened a position and 8 filers sold out during the quarter.

Managers
20
13F filers
20
New
6
Added
2
Reduced
7
Sold out
8
Shares held by filers
1,787,285

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2025

Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP1,339,169$37.9M0.03%-11,38313F-HRTimelineGroup
&PARTNERS102,626$2.97M0.02%new13F-HRTimeline
Cambridge Investment Research Advisors,…88,054$2.49M0.01%-27,53213F-HRTimeline
LPL Financial LLC51,434$1.45M<0.01%-33,16913F-HRTimeline
StoneX Group Inc.in group StoneX Group Inc.50,473$1.43M0.06%+42,00113F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC30,501$862K<0.01%-1,10013F-HRTimelineGroup
Unique Wealth Strategies, LLC27,392$774K0.3%+4,59713F-HRTimeline
OLD MISSION CAPITAL LLC22,752$643K0.02%-1,22713F-HRTimeline
Genesee Capital Advisors, LLC21,581$610K0.25%new13F-HRTimeline
Avestar Capital, LLC20,440$578K0.04%013F-HRTimeline
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…10,434$295K0.02%-60113F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC8,451$239K<0.01%-36,89713F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.8,040$227K<0.01%013F-HRTimelineGroup
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC5,409$153K<0.01%new13F-HRTimelineGroup
ROTHSCHILD INVESTMENT LLC255$7.21K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA100$3K<0.01%013F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC88$2.49K<0.01%new13F-HRTimelineGroup
UBS Group AGin group UBS Group AG78$2.21K<0.01%new13F-HRTimelineGroup
Darwin Wealth Management, LLC6$169<0.01%new13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY2$79<0.01%013F-HR/ATimelineGroup