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FCA FIRST TR EXCH TRD ALPHDX FD

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CHINA ALPHADEX (fund)

12 managers (12 13F filers) reported a position in FCA shares at 2024-09-30, 207,857 shares in all. 6 filers opened a position and 2 filers sold out during the quarter.

Managers
12
13F filers
12
New
6
Added
1
Reduced
2
Sold out
2
Shares held by filers
207,857

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2024

Filers in the available 13F reports with a share position at 2024-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
NewEdge Advisors, LLC79,172$1.66M0.01%new13F-HRTimeline
Cambridge Investment Research Advisors,…36,100$758K<0.01%013F-HRTimeline
LPL Financial LLC30,261$636K<0.01%new13F-HRTimeline
OLD MISSION CAPITAL LLC22,709$477K0.01%new13F-HRTimeline
Integrated Wealth Concepts LLC13,120$276K<0.01%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…12,559$264K<0.01%-9,47013F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/10,842$228K<0.01%-10,15713F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.2,589$54.4K<0.01%new13F-HRTimelineGroup
SIMPLEX TRADING, LLC497$10K<0.01%new13F-HRTimeline
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…6$1K<0.01%013F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY2$58<0.01%+113F-HR/ATimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.