Skip to content

FCA FIRST TR EXCH TRD ALPHDX FD

Follow

CHINA ALPHADEX (fund)

22 managers (22 13F filers) reported a position in FCA shares at 2025-09-30, 1,812,694 shares in all. 9 filers opened a position and 3 filers sold out during the quarter.

Managers
22
13F filers
22
New
9
Added
7
Reduced
4
Sold out
3
Shares held by filers
1,812,694

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP1,350,552$39.1M0.03%+261,14813F-HRTimelineGroup
Cambridge Investment Research Advisors,…115,586$3.35M0.01%+78,86413F-HRTimeline
LPL Financial LLC84,603$2.45M<0.01%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC45,348$1.31M<0.01%new13F-HRTimelineGroup
Sigma Planning Corp38,500$1.12M0.03%new13F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC31,601$915K<0.01%+3,55713F-HRTimelineGroup
OLD MISSION CAPITAL LLC23,979$695K0.02%-82,70013F-HRTimeline
Unique Wealth Strategies, LLC22,795$660K0.26%+2,47113F-HRTimeline
Avestar Capital, LLC20,440$592K0.04%+5,08413F-HRTimeline
GeoWealth Management, LLC20,271$587K0.02%new13F-HRTimeline
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…11,035$320K0.03%+92413F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,113$293K<0.01%-26,48413F-HRTimelineGroup
FLOW TRADERS U.S. LLC9,404$272K0.01%-17,71413F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC8,898$258K<0.01%new13F-HRTimelineGroup
StoneX Group Inc.in group StoneX Group Inc.8,472$245K0.01%+1513F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.8,040$223K<0.01%-12,55813F-HRTimelineGroup
Advisory Services Network, LLC2,397$69.4K<0.01%new13F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…302$8.77K<0.01%new13F-HRTimelineGroup
ROTHSCHILD INVESTMENT LLC255$7.39K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA100$3K<0.01%new13F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY2$86<0.01%new13F-HR/ATimelineGroup
NewEdge Advisors, LLC1$14<0.01%013F-HRTimeline