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FCA FIRST TR EXCH TRD ALPHDX FD

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CHINA ALPHADEX (fund)

17 managers (17 13F filers) reported a position in FCA shares at 2024-12-31, 2,144,495 shares in all. 6 filers opened a position and 2 filers sold out during the quarter.

Managers
17
13F filers
17
New
6
Added
3
Reduced
6
Sold out
2
Shares held by filers
2,144,495

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
FIRST TRUST ADVISORS LPin group FIRST TRUST ADVISORS LP1,809,087$36.3M0.03%new13F-HRTimelineGroup
BENJAMIN EDWARDS INCin group BENJAMIN EDWARDS INC97,785$1.96M0.03%new13F-HRTimelineGroup
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC63,075$1.26M<0.01%new13F-HRTimelineGroup
Cambridge Investment Research Advisors,…36,234$726K<0.01%+13413F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC34,300$688K<0.01%13F-HR/ATimelineGroup
NewEdge Advisors, LLC32,027$642K<0.01%-47,14513F-HRTimeline
Avestar Capital, LLC15,356$308K0.03%new13F-HRTimeline
Transamerica Financial Advisors, LLCin group Transamerica Financial Adviso…13,866$278K0.03%+13,86013F-HRTimelineGroup
LPL Financial LLC12,165$244K<0.01%-18,09613F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…10,865$218K<0.01%-1,69413F-HRTimelineGroup
Integrated Wealth Concepts LLC10,664$214K<0.01%-2,45613F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.7,493$150K<0.01%+4,90413F-HR/ATimelineGroup
ROTHSCHILD INVESTMENT LLC1,115$22.4K<0.01%new13F-HRTimeline
SIMPLEX TRADING, LLC390$7K<0.01%-10713F-HRTimeline
AE Wealth Management LLC72$1.44K<0.01%new13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY1$26<0.01%-113F-HR/ATimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$00%013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.