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Disclosery

Warberg Asset Management LLC: CLM position timeline

Available 13F reports, 13D and 13G stakes and each Form 3, 4 and 5 line of Warberg Asset Management LLC on CLM, newest first. How the timeline and the estimate are built.

Warberg Asset Management LLC held 1,836,581 CLM shares at 2026-06-30 per its 13F-HR filed 2026-08-11.

the latest 13F is the newest step

  1. period ended2026-06-30
    13F 1,836,581 shares
    Change vs previous 13F +794,646 shares

    4.11% of the 13F portfolio, value $13,884,554.

    13F-HR 0001597506-26-000003 filed by Warberg Asset Management LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  2. period ended2026-03-31
    13F 1,041,935 shares
    Change vs previous 13F not available

    2.21% of the 13F portfolio, value $7,585,290.

    13F-HR 0001597506-26-000002 filed by Warberg Asset Management LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).