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Disclosery

13F-HR filed by Warberg Asset Management LLC

Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-11, with 170 holding rows worth $551,114,976.

Accession
0001597506-26-000003
Filer
CIK 1597506
Filed
2026-08-11
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2026

A holdings report, 170 entries on the cover page, a total value of $551,114,976 stated on the cover page (in dollars after the unit check, H1), rows summing to $551,114,976 with VALUE read as dollars as filed, 13F file number 028-20991. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPY78462F103SHS230,600$172,205,162dollars as filedput
GRANITE CONSTR INC387328AD9NOTE 3.750% 5/114,102,000$46,908,085dollars as filedprincipal
MICROCHIP TECHNOLOGY INC.595017AF1NOTE 1.625% 2/115,275,000$42,022,213dollars as filedprincipal
ASTRONICS CORP046433AD0NOTE 5.500% 3/17,185,000$31,335,581dollars as filedprincipal
LIVE NATION ENTERTAINMENT IN538034BA6NOTE 3.125% 1/110,684,000$19,041,967dollars as filedprincipal
NEXTNAV INC65345N106COMMON STOCK859,839$15,330,929dollars as filed
INVESCO QQQ TR46090E103COM19,000$13,991,600dollars as filedput
CORNERSTONE STRATEGIC INVEST21924B302COM1,836,581$13,884,554dollars as filed
GUARDANT HEALTH INC40131MAD1DEBT 1.250% 2/15,000,000$12,573,114dollars as filedprincipal
HEWLETT PACKARD ENTERPRISE C42824C208CMN100,154$11,705,499dollars as filed
TXNM ENERGY INC69349HAF4NOTE 5.750% 6/06,809,000$8,876,573dollars as filedprincipal
LIBERTY MEDIA CORP DEL531229AP7NOTE 3.750% 3/17,500,000$8,601,563dollars as filedprincipal
CORE SCIENTIFIC INC NEW21874A114*W EXP 01/23/202385,028$7,238,526dollars as filed
ORMAT TECHNOLOGIES INC686688AB8NOTE 2.500% 7/15,700,000$7,198,796dollars as filedprincipal
APOLLO GLOBAL MGMT INC03769M304CMN110,589$6,737,082dollars as filed
LUMENTUM HLDGS INC55024UAF6NOTE 0.500% 6/11,020,000$6,663,045dollars as filedprincipal
Lci Inds Note 3.000 percent 3/0501812AD3Convertible5,500,000$6,176,622dollars as filedprincipal
ALNYLAM PHARMACEUTICALS INC02043QAB3NOTE 1.000% 9/15,002,000$5,993,021dollars as filedprincipal
AKAMAI TECHNOLOGIES INC00971TAQ4NOTE 0.250% 5/13,500,000$5,111,372dollars as filedprincipal
HALOZYME THERAPEUTICS INC40637HAF6NOTE 1.000% 8/13,500,000$5,107,200dollars as filedprincipal
NVIDIA Corp67066G104COM22,000$4,401,980dollars as filedput
Jazz Investments I Ltd Note 3.125 percent 9/1472145AH4Convertible2,500,000$4,266,843dollars as filedprincipal
A10 NETWORKS INC002121AB7NOTE 2.750% 4/02,500,000$4,245,375dollars as filedprincipal
MIRUM PHARMACEUTICALS INC604749AB7NOTE 4.000% 5/01,045,000$3,877,626dollars as filedprincipal
SNOWFLAKE INC833445AD1NOTE 10/02,000,000$3,541,735dollars as filedprincipal
ISHARES TR46428743220 YR TR BD ETF40,600$3,508,652dollars as filedput
FLUOR CORP343412AJ1NOTE 1.125% 8/12,500,000$3,312,196dollars as filedprincipal
SPY78462F103SHS4,000$2,987,080dollars as filedcall
EPR PPTYS26884U208PFD C CV 5.75%115,000$2,946,300dollars as filed
VANECK ETF TRUST92189F676COM4,000$2,623,560dollars as filedput
EVERGY INC30034WAD8NOTE 4.500%12/11,747,000$2,481,351dollars as filedprincipal
CENTURY ALUM CO156431AQ1NOTE 2.750% 5/01,000,000$2,454,850dollars as filedprincipal
UBER TECHNOLOGIES INC90353TAM2NOTE 0.875%12/01,953,000$2,342,860dollars as filedprincipal
STEREOTAXIS INC85916J409COMMON STOCK1,108,889$1,907,289dollars as filed
POST HLDGS INC737446AT1NOTE 2.500% 8/11,728,000$1,792,512dollars as filedprincipal
AKAMAI TECHNOLOGIES INC00971TAN1NOTE 1.125% 2/11,500,000$1,788,764dollars as filedprincipal
EPR PPTYS26884U307CONV PFD 9% SR E54,398$1,743,456dollars as filed
ALBEMARLE CORP0126532007.25% DEP SHS A30,305$1,677,382dollars as filed
ROUNDHILL ETF TRUST77926X320MEMORY ETF *A*21,000$1,550,850dollars as filedput
FG IMPERII ACQUISITION CORPG3R41C102ORD SHS CL A149,908$1,488,586dollars as filed
BANK OF AMER CORP0605056827.25%CNV PFD L1,180$1,480,310dollars as filed
XSOLLA SPAC 1G9833K102USD CL A ORD SHS138,736$1,376,261dollars as filed
UNITED AIRLS HLDGS INC COM910047109Stock10,000$1,359,900dollars as filedcall
WISDOMTREE INC97717PAH7NOTE 3.250% 8/1829,000$1,228,219dollars as filedprincipal
Starbucks Corporation855244109COM11,900$1,216,061dollars as filedput
ESPERION THERAPEUTICS INC NEW COM29664W105Stock374,000$1,181,840dollars as filedput
iShares Silver Trust46428Q109COM21,500$1,149,605dollars as filedcall
VENDOME ACQUISITION CORP IG9580A109COM CL A111,183$1,132,955dollars as filed
PAYPALHLDGSINC70450Y103STOK25,000$1,079,500dollars as filedcall
COLLECTIVE ACQUISITION CORPG22741121UNIT 04/27/203199,668$1,000,168dollars as filed
PRAETORIAN ACQUISITION CORPG7S17G103ORD SHS CL A99,999$992,990dollars as filed
VANECK ETF TRUST92189F676COM1,400$918,246dollars as filedcall
REVOLUTION MEDICINES INC76155X118*W EXP 12/17/20294,797$889,186dollars as filed
NEW ENGLAND RLTY ASSOC LTD P644206104DEPOSITRY RCPT15,100$886,219dollars as filed
KIMCO REALTY CORP49446R687DP CV CL N 7.25%13,707$862,376dollars as filed
ORIGIN INVT CORP IG67751100ORD SHS83,610$862,019dollars as filed
BLACK HAWK ACQUISITION CORPG1148A101CMN71,923$856,603dollars as filed
CRITICAL METALS CORPG2662B103PUBCO ORD SHS80,200$822,050dollars as filedput
Intel Corp458140100COM5,500$767,965dollars as filedcall
CORNING INC219350105COM3,000$766,290dollars as filedput
D BORAL ACQUISITION I CORPG2616T101ORD SHS CL A76,851$766,204dollars as filed
KOCHAV DEFENSE ACQUI COG5304D106SHS CL A73,072$757,757dollars as filed
X3 ACQUISITION CORP LTDG9831H101ORD SHS CL A75,000$749,250dollars as filed
ACP HOLDINGS ACQUISITION CORG0113G101CL A74,172$737,270dollars as filed
VINE HILL CAP INVTS CORP IIG9709D109CL A70,494$703,530dollars as filed
RF ACQUISITION CORP IIIG7537X107ORD SHS69,949$692,145dollars as filed
SPACE EXPLORATION TECHN CORP CLASS A COM STK84615Q103Stock4,000$683,440dollars as filedput
SILICON VY ACQUISITION CORPG81306121CL A66,247$666,776dollars as filed
AMPRIUS TECHNOLOGIES INC COMMON STOCK03214Q108Stock47,000$651,420dollars as filed
AMPRIUS TECHNOLOGIES INC COMMON STOCK03214Q108Stock46,000$637,560dollars as filedput
VANECK ETF TRUST92189F791JUNIOR GOLD MINE6,222$611,312dollars as filed
AMPLITECH GROUP INC03211Q135RIGHT 07/18/2026309,044$596,395dollars as filed
USA RARE EARTH INC COM91733P107Stock25,333$546,686dollars as filed
VALARIS LTD WT EXP 042928G9460G119Stock62,800$516,588dollars as filed
CAL REDWOOD ACQUISITION CORPG17564108COM CL A49,900$513,970dollars as filed
JAB ACQUISITION CORP IG50004129UNIT 06/05/203151,168$513,215dollars as filed
ACM RESH INC COM CL A00108J109Stock4,000$507,560dollars as filedput
BURTECH ACQUISITION CORP IIG1810A124UNIT 05/21/203150,000$502,500dollars as filed
ART TECHNOLOGY ACQUISITION CG0579E103USD CL A ORD SHS50,000$496,500dollars as filed
CROWN RESV ACQUISITION CORPG2574F119ORD SHS CL A47,106$476,242dollars as filed
CLEARTHINK 1 ACQUISITION CORG2294A101ORD SHS CL A47,995$475,630dollars as filed
MILUNA ACQUISITION CORPG6180J100USD CL A ORD SHS45,989$464,949dollars as filed
SC II ACQUISITION CORPG7866D102ORD SHS CLASS A46,200$463,386dollars as filed
THAYER VENTURES ACQ CORP IIG87890102CL A44,699$461,294dollars as filed
INDIGO ACQUISITION CORPG4791J106ORD SHS44,612$457,273dollars as filed
LAKE SUPERIOR ACQUISITION COG5354C107USD CL A ORD SHS44,947$455,763dollars as filed
CANTOR EQUITY PARTNERS I INCG1827K107SHS CL A42,252$443,646dollars as filed
BARCLAYS BANK PLC06748M196IPATH S&P 500 SH20,000$441,800dollars as filedcall
OCCIDENTAL PETE CORP WT EXP 080327674599162Stock15,292$407,137dollars as filed
ALPEX ACQUISITION CORPG63325123UNIT 06/05/203140,000$400,800dollars as filed
POST HLDGS INC737446104COM4,500$396,968dollars as filed
GLOBA TERRA ACQUISITION CORG3933N116CL A ORD SHS36,300$374,253dollars as filed
OTG ACQUISITION CORP. IG6791A100ORD CL A35,438$360,227dollars as filed
CHAMPIONSGATE ACQUISITION COG2124S108SHS CL A34,442$358,025dollars as filed
ON SEMICONDUCTOR CORP682189AS4NOTE 5/0196,000$357,092dollars as filedprincipal
AA MISSION ACQUISITION CORPG1000S109ORD SHS CL A34,987$355,468dollars as filed
NEXTERA ENERGY CAP HLDGS INC65339KCY4NOTE 3.000% 3/0254,000$333,819dollars as filedprincipal
FUTUREWAVE ACQUISITION CORPG37073122UNIT 06/04/203132,056$321,522dollars as filed
REGENTIS BIOMATERIALS LTDM8211G108ORDINARY SHARES86,980$306,170dollars as filed
ALNYLAM PHARMACEUTICALS INC COM02043Q107Stock1,000$301,135dollars as filed
HARVARD AVE ACQUISITION CORPG4330A103USD CL A ORD SHS29,685$299,819dollars as filed
COLLECTIVE ACQUISITION CORPG2867S109SHS CL A27,601$288,154dollars as filed
AMPLITECH GROUP INC03211Q200COM41,000$285,360dollars as filedcall
I-80 GOLD CORP44955L155*W EXP 11/16/202367,824$285,064dollars as filed
FORTUNEX ACQUISITION CORPG3645W123UNIT 05/19/203128,269$284,103dollars as filed
BIOVIE INC09074F173*W EXP 08/08/203613,426$276,042dollars as filed
INFLEQTION INC45676K111WTS40,100$275,487dollars as filed
MCKINLEY ACQUISITION CORPG6005T101SHS CL A27,000$274,050dollars as filed
SOLARIUS CAPITAL ACQU CORPG82617104SHS CL A24,895$255,423dollars as filed
AMPLITECH GROUP INC03211Q143RIGHT 11/20/2026174,400$252,880dollars as filed
EVOLUTION GLOBAL ACQUISITIONG3226F101USD CL A ORD SHS25,000$250,500dollars as filed
TAILWIND 2.0 ACQUISITION CORG8662J111ORD SHS CL A24,900$249,996dollars as filed
PROEM ACQUISITION CORP IG7341A129UNIT 01/29/203124,564$247,605dollars as filed
LAFAYETTE ACQUISITION CORPG53426105ORD SHS24,453$246,486dollars as filed
QUARTZSEA ACQUISITION CORPG7314B104ORD SHS22,916$241,076dollars as filed
STONEBRIDGE ACQUISITION II CG85096108CL A SHS23,700$241,029dollars as filed
RIBBON ACQUISITION CORPG7552W109ORD SHS CL A21,826$234,848dollars as filed
BrightSpring Health Services Inc10950A205Preferred Shares968$223,143dollars as filed
CRANE HBR ACQUISITION CORP IG25014104ORD SHS CL A21,908$221,928dollars as filed
United States Oil Fund LP91232N207COM2,000$212,880dollars as filedput
ROMAN DBDR ACQUISITION CORPG7633M104ORD SHS CL A20,206$212,870dollars as filed
BITCOIN INFRASTRUCTURE ACQUIG1143H101USD CL A ORD SHS20,000$199,900dollars as filed
COPLEY ACQUISITION CORPG24243100ORD SHS CL A16,794$175,161dollars as filed
NEOVOLTA INC640655114*W EXP 04/01/202125,321$175,099dollars as filed
EXYN TECHNOLOGIES INC30233T110*W EXP 04/21/203127,084$169,022dollars as filed
PG&E CORP COM69331C108Stock10,000$168,200dollars as filedcall
CSLM DIGITA ASSET ACQ CORP IG2584S101USD CL A ORD SHS15,828$160,496dollars as filed
OPTIMUM COMMUNICATIONS INC02156K103CL A99,090$143,681dollars as filed
BRIACELL THERAPEUTICS CORP107930125*W EXP 01/15/203159,555$142,004dollars as filed
TENON MEDICAL INC88066N303COM430,407$140,442dollars as filed
BIMERGEN ENERGY CORP84856X122*W EXP 12/12/20372,282$137,336dollars as filed
DIGI PWR X INC COM SUB VTG25380B102Stock25,000$136,250dollars as filed
DIGI PWR X INC COM SUB VTG25380B102Stock25,000$136,250dollars as filedput
EUREKA ACQUISITION CORPG32168109CMN10,057$115,052dollars as filed
OAKTREE ACQUISITION CORP IIIG6717R104SHS CL A10,037$107,396dollars as filed
DAKOTA GOLD CORP46655E100COM25,045$106,692dollars as filed
OYSTER ENTERPRISES II ACQUISG6861F104ORD SHS CL A10,000$102,900dollars as filed
REIN THERAPEUTICS INC00887A204COM NEW99,000$100,980dollars as filed
Greenland Energy Co W Exp 04/21/20370580B114SPAC Combination102,405$87,044dollars as filed
LIQTECH INTL INC53632A300COM91,746$77,892dollars as filed
MOBILICOM LTD60742B110*W EXP 08/31/20238,200$76,400dollars as filed
GOLD ROYALTY CORP38071H122*W EXP 05/31/20276,822$76,054dollars as filed
DUKE ROBOTICS CORP903448116*W EXP 05/06/20347,625$61,436dollars as filed
Eon Resources Inc W Exp 11/15/20240472A128SPAC Combination515,167$39,462dollars as filed
PRAIRIE OPER CO739650109COM48,500$34,993dollars as filedcall
Namib Minerals W Exp 06/05/203G63638111SPAC Combination132,494$29,149dollars as filed
AMESITE INC031094204CMN14,287$19,002dollars as filed
T1 Energy Inc W Exp 07/09/20235834F112Warrant85,922$16,317dollars as filed
Livewire Group Inc W Exp 09/26/20253838J113SPAC Combination594,393$11,888dollars as filed
ACP HOLDINGS ACQUISITION CORG0113G119W EXP 03/30/20338,633$11,590dollars as filed
ALEANNA INC01444V111*W EXP 12/13/20230,473$9,441dollars as filed
FG IMPERII ACQUISITION CORPG3R41C110W EXP 10/14/20334,019$8,498dollars as filed
FLYEXCLUSIVE INC343928115*W EXP 99/99/99929,800$5,960dollars as filed
X3 ACQUISITION CORP LTDG9831H119W EXP 12/19/20320,737$5,609dollars as filed
DIANA SHIPPING INCY2066G138*W EXP 12/14/20234,500$5,175dollars as filed
Generation Essentials Group W Exp 02/15/202G38268119SPAC Combination31,944$4,951dollars as filed
ERNEXA THERAPEUTICS INC114082118*W EXP 02/04/20369,430$4,950dollars as filed
NEXGEL INC65344E115*W EXP 12/27/202145,591$4,746dollars as filed
Cid Holdco Inc W Exp 12/31/202171756117SPAC Combination377,800$4,647dollars as filed
XSOLLA SPAC 1G9833K110W EXP 01/12/20313,991$3,143dollars as filed
SHREYA ACQUISITION GROUPG8116J139W EXP 04/30/20334,300$1,972dollars as filed
Aeries Technology Inc W Exp 11/06/202G0136H110SPAC Combination70,787$1,416dollars as filed
MURANO GLOBAL INVT PLCG63369113*W EXP 03/19/20255,374$825dollars as filed
CEA INDUSTRIES INC86887P119*W EXP 02/11/20235,000$784dollars as filed
SAVERONE 2014 LTD80516T113*W EXP 06/02/20266,820$735dollars as filed
Oppfi Inc W Exp 07/20/20268386H111SPAC Combination23,600$708dollars as filed
CROWN RESV ACQUISITION CORPG2574S103W EXP 10/06/20312,352$650dollars as filed
Anghami Inc W Exp 02/03/202G0369L119SPAC Combination40,409$331dollars as filed
HUB CYBER SECURITY LTDM6000J127WTS18,787$310dollars as filed
RENEW ENERGY GLOBAL PLCG7500M120WTS31,092$103dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001597506-26-000003this filing2026-08-11acceptance time not in the bulk data set