13F-HR filed by Warberg Asset Management LLC
Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-07, with 192 holding rows worth $599,625,872.
- Accession
- 0001597506-26-000002
- Filer
- CIK 1597506
- Filed
- 2026-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 192 entries on the cover page, a total value of $599,625,872 stated on the cover page (in dollars after the unit check, H1), rows summing to $599,625,872 with VALUE read as dollars as filed, 13F file number 028-20991. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 310,000 | $201,605,400 | dollars as filed | put |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 9,700,000 | $68,506,910 | dollars as filed | principal |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 7,592,000 | $35,998,922 | dollars as filed | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 11,473,000 | $34,424,204 | dollars as filed | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 486,509 | $20,899,073 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 11,106,000 | $20,435,040 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E953 | PUT | 35,000 | $20,201,300 | dollars as filed | put |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 10,658,000 | $16,223,469 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 7,712,000 | $10,188,172 | dollars as filed | principal |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 5,389,000 | $8,070,927 | dollars as filed | principal |
| Lci Inds Note 3.000 percent 3/0 | 501812AD3 | Convertible | 6,500,000 | $7,852,105 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 6,000,000 | $7,717,481 | dollars as filed | principal |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,041,935 | $7,585,290 | dollars as filed | |
| TXNM ENERGY INC | 69349HAF4 | NOTE 5.750% 6/0 | 5,000,000 | $6,675,000 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 5,002,000 | $6,421,568 | dollars as filed | principal |
| ASTRONICS CORP | 046433AD0 | NOTE 5.500% 3/1 | 1,685,000 | $5,198,731 | dollars as filed | principal |
| EXXON MOBIL CORP | 30231G902 | CALL | 30,000 | $5,089,800 | dollars as filed | call |
| UNITED STS OIL FD LP | 91232N957 | CALL | 39,000 | $4,962,750 | dollars as filed | put |
| SNOWFLAKE INC | 833445AD1 | NOTE 10/0 | 4,000,000 | $4,889,499 | dollars as filed | principal |
| IShares S&P 500 Index Fund | 464287952 | ETF | 50,000 | $4,334,500 | dollars as filed | put |
| NVIDIA CORPORATION | 67066G954 | PUT | 22,000 | $3,836,800 | dollars as filed | put |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 3,000,000 | $3,556,425 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAH7 | NOTE 3.250% 8/1 | 2,500,000 | $3,337,500 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 2,500,000 | $2,857,703 | dollars as filed | principal |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 38,500 | $2,766,225 | dollars as filed | |
| Shift4 Payments Inc. | 82452J307 | PFD | 49,991 | $2,721,260 | dollars as filed | |
| CANTALOUPE INC | 138103956 | PUT | 236,400 | $2,555,484 | dollars as filed | put |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 1,953,000 | $2,352,589 | dollars as filed | principal |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 267,900 | $2,341,446 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 99,923 | $2,259,259 | dollars as filed | |
| IRHYTHM HOLDINGS INC | 450056AB2 | NOTE 1.500% 9/0 | 2,000,000 | $2,194,979 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 2,000,000 | $2,169,217 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 2,121,000 | $2,111,721 | dollars as filed | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,094,123 | $2,013,186 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,500 | $1,787,340 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 28,903 | $1,769,875 | dollars as filed | |
| STRATEGY INC | 594972908 | CALL | 14,000 | $1,747,200 | dollars as filed | call |
| INVESCO QQQ TR | 46090E103 | COM | 3,000 | $1,731,540 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 16,928 | $1,703,972 | dollars as filed | |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 1,169,000 | $1,578,808 | dollars as filed | principal |
| FG IMPERII ACQUISITION CORP | G3R41C102 | ORD SHS CL A | 154,908 | $1,530,491 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 56,999 | $1,499,074 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 49,292 | $1,497,491 | dollars as filed | |
| XLF 260717P00050000 | 81369y955 | PUT | 30,000 | $1,481,100 | dollars as filed | put |
| XSOLLA SPAC 1 | G9833K102 | USD CL A ORD SHS | 143,000 | $1,405,690 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 20,000 | $1,300,000 | dollars as filed | call |
| STARBUCKS CORP | 855244959 | PUT | 14,000 | $1,254,260 | dollars as filed | put |
| VENDOME ACQUISITION CORP I | G9580A109 | COM CL A | 118,983 | $1,202,918 | dollars as filed | |
| PALANTIR TECHNOLOGIES INC | 69608A958 | PUT | 8,000 | $1,170,240 | dollars as filed | put |
| CARVANA CO | 146869952 | CALL | 3,600 | $1,131,768 | dollars as filed | put |
| TAVIA ACQUISITION CORP | G86880104 | SHS | 104,360 | $1,102,042 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 17,706 | $1,073,072 | dollars as filed | |
| Pono Cap Four Inc Unit 03/11/2031 | G71702123 | Unit | 105,000 | $1,047,900 | dollars as filed | |
| Charlton Aria Acquisition Co Ord Shs Cl A | G9877L107 | Common Stock | 98,664 | $1,042,878 | dollars as filed | |
| Clearthink 1 Acquisition Cor Unit 01/26/2031 | G2294A127 | Unit | 98,500 | $984,015 | dollars as filed | |
| PRAETORIAN ACQUISITION CORP | G7S17G103 | ORD SHS CL A | 99,999 | $979,990 | dollars as filed | |
| DRUGS MADE IN AMER ACQUTN CO | G2847J104 | ORD SHS | 92,054 | $966,107 | dollars as filed | |
| ISHARES TR | 464288953 | PUT | 12,000 | $954,720 | dollars as filed | put |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 29,855 | $912,670 | dollars as filed | |
| ORIGIN INVT CORP I | G67751100 | ORD SHS | 83,610 | $851,986 | dollars as filed | |
| BLACK HAWK ACQUISITION CORP | G1148A101 | CMN | 72,323 | $840,755 | dollars as filed | |
| PG&E CORP | 69331C908 | COM | 47,000 | $825,790 | dollars as filed | call |
| KOCHAV DEFENSE ACQUI CO | G5304D106 | SHS CL A | 76,780 | $786,995 | dollars as filed | |
| BARCLAYS BANK PLC | 06748M906 | IPATH S&P 500 SH | 22,000 | $785,400 | dollars as filed | call |
| TRANSLATIONAL DEV ACQUISITIO | G9008W105 | COM CL A | 73,422 | $776,805 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 757,000 | $773,374 | dollars as filed | principal |
| MOSAIC CO | 61945C903 | CALL | 30,000 | $765,000 | dollars as filed | call |
| D BORAL ACQUISITION I CORP | G2616T101 | ORD SHS CL A | 77,000 | $759,220 | dollars as filed | |
| SILICON VY ACQUISITION CORP | G81306121 | CL A | 75,000 | $741,750 | dollars as filed | |
| X3 ACQUISITION CORP LTD | G9831H101 | ORD SHS CL A | 75,000 | $738,000 | dollars as filed | |
| VINE HILL CAP INVTS CORP II | G9709D109 | CL A | 70,497 | $697,920 | dollars as filed | |
| RF ACQUISITION CORP III | G7537X107 | ORD SHS | 70,000 | $685,300 | dollars as filed | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 2,000 | $675,680 | dollars as filed | call |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 41,465 | $663,025 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,000 | $641,940 | dollars as filed | |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 188,000 | $588,701 | dollars as filed | principal |
| PROEM ACQUISITION CORP I | G7341A129 | UNIT 01/29/2031 | 51,500 | $514,743 | dollars as filed | |
| CAL REDWOOD ACQUISITION CORP | G17564108 | COM CL A | 49,900 | $506,984 | dollars as filed | |
| Bhav Acquisition Corp Unit 03/18/2031 | G1R59W127 | Unit | 50,000 | $499,000 | dollars as filed | |
| ART TECHNOLOGY ACQUISITION C | G0579E103 | USD CL A ORD SHS | 50,000 | $490,750 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,000 | $477,420 | dollars as filed | |
| CROWN RESV ACQUISITION CORP | G2574F119 | ORD SHS CL A | 47,110 | $471,571 | dollars as filed | |
| SC II ACQUISITION CORP | G7866D102 | ORD SHS CLASS A | 46,200 | $460,614 | dollars as filed | |
| MILUNA ACQUISITION CORP | G6180J100 | USD CL A ORD SHS | 45,989 | $460,350 | dollars as filed | |
| THAYER VENTURES ACQ CORP II | G87890102 | CL A | 44,699 | $455,483 | dollars as filed | |
| INDIGO ACQUISITION CORP | G4791J106 | ORD SHS | 44,612 | $452,589 | dollars as filed | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 10,000 | $452,300 | dollars as filed | call |
| LAKE SUPERIOR ACQUISITION CO | G5354C107 | USD CL A ORD SHS | 44,947 | $451,268 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 27,076 | $445,400 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 4,500 | $444,870 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 63,200 | $434,184 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 4,000 | $400,760 | dollars as filed | |
| THE TRADE DESK INC | 88339J905 | CALL | 17,000 | $385,730 | dollars as filed | call |
| USA RARE EARTH INC COM | 91733P107 | Stock | 25,333 | $383,415 | dollars as filed | |
| HARVARD AVE ACQUISITION CORP | G4330A103 | USD CL A ORD SHS | 37,500 | $375,188 | dollars as filed | |
| GLOBA TERRA ACQUISITION COR | G3933N116 | CL A ORD SHS | 36,300 | $369,897 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 5,500 | $357,500 | dollars as filed | put |
| OTG ACQUISITION CORP. I | G6791A100 | ORD CL A | 35,438 | $356,506 | dollars as filed | |
| CHAMPIONSGATE ACQUISITION CO | G2124S108 | SHS CL A | 34,742 | $356,106 | dollars as filed | |
| NEXTERA ENERGY CAP HLDGS INC | 65339KCY4 | NOTE 3.000% 3/0 | 254,000 | $352,930 | dollars as filed | principal |
| AA MISSION ACQUISITION CORP | G1000S109 | ORD SHS CL A | 34,987 | $351,619 | dollars as filed | |
| Future Money Acquisition Cor Unit 03/16/2031 | G3700S124 | Unit | 35,000 | $349,514 | dollars as filed | |
| COLLECTIVE ACQUISITION CORP | G2867S109 | SHS CL A | 28,303 | $292,370 | dollars as filed | |
| I-80 GOLD CORP | 44955L155 | *W EXP 11/16/202 | 291,753 | $291,753 | dollars as filed | |
| STONEBRIDGE ACQUISITION II C | G85096108 | CL A SHS | 27,500 | $276,238 | dollars as filed | |
| VANECK ETF TRUST | 92189F906 | CALL | 3,000 | $275,310 | dollars as filed | call |
| ISHARES SILVER TR | 46428Q909 | CALL | 4,000 | $272,560 | dollars as filed | call |
| MCKINLEY ACQUISITION CORP | G6005T101 | SHS CL A | 27,000 | $270,810 | dollars as filed | |
| CRITICAL METALS CORP | G2662B953 | PUBCO ORD SHS | 33,000 | $262,020 | dollars as filed | put |
| PANTAGES CAPITAL ACQUISITION | G8089R100 | CMN | 24,760 | $259,485 | dollars as filed | |
| A PARADISE ACQUISITION CORP | G04819101 | COM CL A | 25,000 | $254,250 | dollars as filed | |
| SOLARIUS CAPITAL ACQU CORP | G82617104 | SHS CL A | 24,895 | $253,182 | dollars as filed | |
| EVOLUTION GLOBAL ACQUISITION | G3226F101 | USD CL A ORD SHS | 25,000 | $249,375 | dollars as filed | |
| COLUMBUS CIRCLE CAP CORP II | G2296M111 | UNIT 02/11/2031 | 25,000 | $249,250 | dollars as filed | |
| TAILWIND 2.0 ACQUISITION COR | G8662J111 | ORD SHS CL A | 24,900 | $247,008 | dollars as filed | |
| LAFAYETTE ACQUISITION CORP | G53426105 | ORD SHS | 24,553 | $244,793 | dollars as filed | |
| AXIOM INTELLIGENCE AC CORP 1 | G0750N104 | ORD SHS CL A | 23,992 | $243,039 | dollars as filed | |
| ROMAN DBDR ACQUISITION CORP | G7633M104 | ORD SHS CL A | 23,206 | $242,967 | dollars as filed | |
| CRANE HBR ACQUISITION CORP I | G25014104 | ORD SHS CL A | 23,512 | $233,004 | dollars as filed | |
| RIBBON ACQUISITION CORP | G7552W109 | ORD SHS CL A | 21,826 | $229,391 | dollars as filed | |
| QUARTZSEA ACQUISITION CORP | G7314B104 | ORD SHS | 21,951 | $227,632 | dollars as filed | |
| GIGCAPITAL9 CORP | G3865B106 | UNIT 12/01/2030 | 21,796 | $218,505 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,500 | $216,725 | dollars as filed | |
| NEOVOLTA INC | 640655114 | *W EXP 04/01/202 | 151,162 | $214,460 | dollars as filed | |
| VIKING ACQUISITION CORP I | G9582G104 | ORD CL A | 21,201 | $210,526 | dollars as filed | |
| BITCOIN INFRASTRUCTURE ACQUI | G1143H101 | USD CL A ORD SHS | 20,000 | $198,100 | dollars as filed | |
| COPLEY ACQUISITION CORP | G24243100 | ORD SHS CL A | 17,400 | $179,568 | dollars as filed | |
| D. BORAL ARC ACQ I CORP. | G2616F101 | SHS CL A | 17,585 | $177,960 | dollars as filed | |
| UNIQURE NV | N90064901 | CALL | 10,000 | $163,500 | dollars as filed | call |
| CSLM DIGITA ASSET ACQ CORP I | G2584S101 | USD CL A ORD SHS | 15,828 | $158,913 | dollars as filed | |
| EUREKA ACQUISITION CORP | G32168109 | CMN | 12,783 | $144,959 | dollars as filed | |
| BIOVIE INC | 09074F173 | *W EXP 08/08/203 | 456,629 | $141,555 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 25,045 | $126,477 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930125 | *W EXP 01/15/203 | 115,000 | $118,462 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H122 | *W EXP 05/31/202 | 68,508 | $113,038 | dollars as filed | |
| OAKTREE ACQUISITION CORP III | G6717R104 | SHS CL A | 10,025 | $106,315 | dollars as filed | |
| OYSTER ENTERPRISES II ACQUIS | G6861F104 | ORD SHS CL A | 10,000 | $101,701 | dollars as filed | |
| ARMADA ACQUISITION CORP III | G0R38M127 | UNIT 02/13/2031 | 10,000 | $99,600 | dollars as filed | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 50,900 | $91,875 | dollars as filed | |
| BIMERGEN ENERGY CORP | 84856X122 | *W EXP 12/12/203 | 97,248 | $77,794 | dollars as filed | |
| REVIVA PHARMACEUTCLS HLDGS I | 76152G209 | COM NEW | 90,772 | $66,218 | dollars as filed | |
| PRAIRIE OPER CO | 739650909 | COM | 31,100 | $63,133 | dollars as filed | call |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 547,077 | $62,093 | dollars as filed | |
| TWIN VEE POWERCATS CO | 90177C200 | COM NEW | 239,431 | $61,486 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703408 | COM | 250,000 | $59,475 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 275,000 | $56,375 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,000 | $55,800 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 10,000 | $52,400 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 40,000 | $40,400 | dollars as filed | |
| VENU HLDG CORP | 92333E104 | COM | 12,000 | $39,600 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 44,818 | $35,406 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F880 | COM NEW | 13,900 | $35,306 | dollars as filed | |
| VISIONWAVE HOLDINGS INC | 927950113 | *W EXP 07/14/203 | 37,000 | $31,824 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 599,657 | $29,983 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 19,000 | $24,496 | dollars as filed | principal |
| PERFECT MOMENT LTD | 713715100 | COM SHS | 95,200 | $24,048 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 10,000 | $20,300 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q143 | RIGHT 11/20/2026 | 166,667 | $20,000 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 65,568 | $19,736 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q135 | RIGHT 07/18/2026 | 200,117 | $18,747 | dollars as filed | |
| Namib Minerals W Exp 06/05/203 | G63638111 | SPAC Combination | 132,494 | $17,887 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q208 | COM NEW | 12,312 | $17,237 | dollars as filed | |
| ALPHA COMPUTE CORP | G7185A136 | SHS NEW | 42,133 | $13,554 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 50,000 | $13,500 | dollars as filed | |
| SYNERGY CHC CORP | 87165D208 | COM NEW | 10,222 | $13,186 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928115 | *W EXP 99/99/999 | 33,024 | $13,046 | dollars as filed | |
| ERNEXA THERAPEUTICS INC | 114082308 | COM | 50,000 | $10,055 | dollars as filed | |
| Cid Holdco Inc W Exp 12/31/202 | 171756117 | SPAC Combination | 377,800 | $10,012 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 74,310 | $9,660 | dollars as filed | |
| X3 ACQUISITION CORP LTD | G9831H119 | W EXP 12/19/203 | 37,500 | $9,377 | dollars as filed | |
| SILICON VY ACQUISITION CORP | G81306113 | *W EXP 12/08/203 | 31,600 | $9,003 | dollars as filed | |
| PRESIDIO PRODTN CO | 74102N119 | *W EXP 03/04/203 | 10,500 | $8,505 | dollars as filed | |
| NEXGEL INC | 65344E115 | *W EXP 12/27/202 | 146,091 | $7,655 | dollars as filed | |
| ERNEXA THERAPEUTICS INC | 114082118 | *W EXP 02/04/203 | 253,800 | $7,106 | dollars as filed | |
| Generation Essentials Group W Exp 02/15/202 | G38268119 | SPAC Combination | 35,775 | $7,017 | dollars as filed | |
| PRAETORIAN ACQUISITION CORP | G7S17G129 | *W EXP 01/16/203 | 21,732 | $6,954 | dollars as filed | |
| FG IMPERII ACQUISITION CORP | G3R41C110 | W EXP 10/14/203 | 37,029 | $6,499 | dollars as filed | |
| XSOLLA SPAC 1 | G9833K110 | W EXP 01/12/203 | 28,234 | $5,644 | dollars as filed | |
| CURIS INC | 231269309 | COM | 10,000 | $5,473 | dollars as filed | |
| VINE HILL CAP INVTS CORP II | G9709D117 | W EXP 11/25/203 | 12,356 | $4,511 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 63,000 | $2,520 | dollars as filed | |
| BT BRANDS INC | 0557MQ115 | *W EXP 11/12/202 | 10,000 | $1,831 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 292,107 | $1,723 | dollars as filed | |
| HARVARD AVE ACQUISITION CORP | G4330A111 | RIGHT 99/99/9999 | 12,190 | $1,524 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 70,787 | $1,416 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 87,049 | $1,323 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 125,026 | $1,288 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 35,000 | $1,176 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 162,771 | $1,139 | dollars as filed | |
| CROWN RESV ACQUISITION CORP | G2574S103 | W EXP 10/06/203 | 12,352 | $587 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 40,409 | $501 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 31,092 | $239 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597506-26-000002 | this filing | 2026-05-07 | acceptance time not in the bulk data set |