UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

13F filer, CIK 861177, NEW YORK, NY

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC reported $389,254,745,124 across 2,799 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 29.32% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0000950123-24-011473

Period: 2024-09-30
Reported value: $389B
Holdings: 2,799
Top 10 weight: 29.32%
New: 127
Sold out: 122

Part of the filer group UBS Group AG

Credit Investments Group, a distinct business unit of UBS Asset Management (Americas) LLC UBS AG +12 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+30,674,902	$5.29B
PDDadded	+12,253,589	$1.65B
ACNadded	+4,345,039	$1.54B
LINadded	+2,592,682	$1.24B
PLDadded	+8,545,336	$1.08B

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
GOOGLreduced	-4,878,033	-$809M
BLACKROCK INCreduced	-851,755	-$809M
LAM RESEARCH CORPreduced	-901,162	-$735M
METAreduced	-983,326	-$563M
UBSreduced	-13,291,573	-$411M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0000950123-24-011473, largest first. % of portfolio is the value over $389,254,745,124, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
PGYPAGAYA TECHNOLOGIES LTD	64,305	$680K	<0.01%	-2,765	Timeline
ARHSARHAUS INC	55,215	$680K	<0.01%	+9,248	Timeline
DBIDESIGNER BRANDS INC	91,800	$677K	<0.01%	-9,273	Timeline
ANGI INC CLASS AANGI INC CLASS A	262,529	$677K	<0.01%	+83,704
NFBKNORTHFIELD BANCORP INC DEL	58,372	$677K	<0.01%	-20,481	Timeline
THOUGHTWORKS HOLDING INCTHOUGHTWORKS HOLDING INC	153,148	$677K	<0.01%	-17,912
BLNDBLEND LABS INC	180,372	$676K	<0.01%	new	Timeline
IIININSTEEL INDS INC	21,656	$673K	<0.01%	-11,308	Timeline
Vital Energy IncVital Energy Inc	24,984	$672K	<0.01%	-16,454
ADVADVANTAGE SOLUTIONS INC	194,941	$669K	<0.01%	+36,547	Timeline
ELVNENLIVEN THERAPEUTICS INC	26,168	$668K	<0.01%	+2,944	Timeline
FSBCFIVE STAR BANCORP	22,435	$667K	<0.01%	+4,564	Timeline
ALECALECTOR INC	143,061	$667K	<0.01%	-10,920	Timeline
KENKENON HLDGS LTD	23,868	$666K	<0.01%	-1,911	Timeline
PKSTPEAKSTONE REALTY TRUST	48,875	$666K	<0.01%	+14,676	Timeline
ACELACCEL ENTERTAINMENT INC	57,025	$663K	<0.01%	-29,962	Timeline
BLDPBALLARD PWR SYS INC NEW	367,036	$661K	<0.01%	-42,953	Timeline
MSBIMIDLAND STATES BANCORP INC	29,370	$657K	<0.01%	+9,953	Timeline
RSIRUSH STREET INTERACTIVE INC	60,420	$656K	<0.01%	new	Timeline
RDYDR REDDYS LABS LTD	8,249	$655K	<0.01%	-8,309	Timeline
ATROASTRONICS CORP	33,541	$653K	<0.01%	-7,105	Timeline
GRPNGROUPON INC	66,545	$651K	<0.01%	-4,121	Timeline
BATRAATLANTA BRAVES HLDGS INC	15,411	$650K	<0.01%	+3,074	Timeline
BHBBAR HBR BANKSHARES	21,028	$649K	<0.01%	-1,488	Timeline
AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP I	40,050	$648K	<0.01%	-4,222
KRNYKEARNY FINL CORP MD	93,836	$645K	<0.01%	-13,952	Timeline
VTSVITESSE ENERGY INC	26,822	$644K	<0.01%	-24,160	Timeline
LMBLIMBACH HLDGS INC	8,487	$643K	<0.01%	new	Timeline
IMNMIMMUNOME INC	43,865	$641K	<0.01%	-8,189	Timeline
ALLOALLOGENE THERAPEUTICS INC	228,806	$641K	<0.01%	-37,978	Timeline
ORLAORLA MNG LTD NEW	159,953	$640K	<0.01%	-24,250	Timeline
FLWS1 800 FLOWERS COM INC	80,517	$638K	<0.01%	+474	Timeline
MITKMITEK SYS INC	71,899	$623K	<0.01%	-22,535	Timeline
EBEVENTBRITE INC-CLASS A	227,897	$622K	<0.01%	+29,390	Timeline
MCSMARCUS CORP DEL	41,075	$619K	<0.01%	-4,104	Timeline
TRCTEJON RANCH CO	35,152	$617K	<0.01%	-1,978	Timeline
ASTRIA THERAPEUTICS INCASTRIA THERAPEUTICS INC	55,696	$613K	<0.01%	new
THTARGET HOSPITALITY CORP	78,734	$613K	<0.01%	-6,153	Timeline
GDRXGOODRX HLDGS INC	88,021	$611K	<0.01%	-85,926	Timeline
CRCTCRICUT INC	87,528	$607K	<0.01%	+5,613	Timeline
HGTYHAGERTY INC	59,630	$606K	<0.01%	-6,923	Timeline
NPKNATIONAL PRESTO INDS INC	8,070	$606K	<0.01%	-239	Timeline
SPFISOUTH PLAINS FINANCIAL INC	17,849	$605K	<0.01%	-2,097	Timeline
GRALGRAIL INC	43,974	$605K	<0.01%	-107,508	Timeline
EFXTENERFLEX LTD	101,512	$605K	<0.01%	-20,602	Timeline
RICKRCI HOSPITALITY HLDGS INC	13,507	$602K	<0.01%	+2,252	Timeline
CVLGCOVENANT LOGISTICS GROUP INC	11,374	$601K	<0.01%	-448	Timeline
ARISARIS MINING CORPORATION	130,505	$600K	<0.01%	new	Timeline
ENICENEL CHILE SA	214,632	$599K	<0.01%	+107,316	Timeline
FRPHFRP HLDGS INC	19,995	$597K	<0.01%	-4,599	Timeline
HUMAHUMACYTE INC	109,542	$596K	<0.01%	new	Timeline
DMRCDIGIMARC CORP NEW	22,114	$594K	<0.01%	-3,414	Timeline
TYRATYRA BIOSCIENCES INC	25,209	$593K	<0.01%	new	Timeline
LABSTANDARD BIOTOOLS INC	306,871	$592K	<0.01%	-75,617	Timeline
PLSEPULSE BIOSCIENCES INC	33,535	$588K	<0.01%	new	Timeline
FUBOFUBOTV INC	413,568	$587K	<0.01%	-107,360	Timeline
Y-mAbs Therapeutics IncY-mAbs Therapeutics Inc	44,591	$586K	<0.01%	-13,708
TNGXTANGO THERAPEUTICS INC	75,302	$580K	<0.01%	-3,420	Timeline
TUYATUYA INC	350,116	$578K	<0.01%	+132,200	Timeline
ITEOS THERAPEUTICS INCITEOS THERAPEUTICS INC	56,507	$577K	<0.01%	-2,333
CTBICOMMUNITY TR BANCORP INC	11,525	$572K	<0.01%	-2,453	Timeline
VERVE THERAPEUTICS INCVERVE THERAPEUTICS INC	115,041	$557K	<0.01%	+6,595
STKLSUNOPTA INC	87,002	$555K	<0.01%	-232,339	Timeline
NVTSNAVITAS SEMICONDUCTOR CORP	226,289	$554K	<0.01%	-39,995	Timeline
UHALU HAUL HOLDING COMPANY	7,124	$552K	<0.01%	-6,732	Timeline
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	610,442	$549K	<0.01%	-30,207
EYPTEYEPOINT INC	68,630	$548K	<0.01%	-10,616	Timeline
BITFBITFARMS LTD	259,722	$548K	<0.01%	-70,462	Timeline
SKESKEENA RES LTD NEW	64,602	$547K	<0.01%	new	Timeline
RUSHBRUSH ENTERPRISES INC	11,345	$544K	<0.01%	-1,665	Timeline
OABIOMNIAB INC	128,202	$542K	<0.01%	-15,434	Timeline
EVLVEVOLV TECHNOLOGIES HLDNGS IN	133,209	$539K	<0.01%	-42,465	Timeline
CMRCCOMMERCE.COM INC	92,149	$539K	<0.01%	-26,232	Timeline
SVRASAVARA INC	125,815	$533K	<0.01%	+6,141	Timeline
KRUSKURA SUSHI USA INC	6,572	$529K	<0.01%	+1,644	Timeline
HMYHARMONY GOLD MNG LTD	51,945	$528K	<0.01%	new	Timeline
STOKSTOKE THERAPEUTICS INC	42,692	$525K	<0.01%	-14,707	Timeline
VPGVISHAY PRECISION GROUP INC	20,149	$522K	<0.01%	-2,665	Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	72,149	$521K	<0.01%	-10,027
NUVBNUVATION BIO INC	225,619	$517K	<0.01%	-8,670	Timeline
TREELENDINGTREE INC	8,887	$516K	<0.01%	new	Timeline
IVERSIFIED ENERGY COMPANY PIVERSIFIED ENERGY COMPANY P	45,117	$513K	<0.01%	-25,741
WELLS FARGO & COWELLS FARGO & CO	400	$513K	<0.01%	new
NNNEXTNAV INC	68,080	$510K	<0.01%	-8,023	Timeline
LUCKLUCKY STRIKE ENTERTAINMENT C	43,333	$509K	<0.01%	-8,838	Timeline
CRONCRONOS GROUP INC	231,965	$508K	<0.01%	-39,211	Timeline
ULHUNIVERSAL LOGISTICS HLDGS IN	11,768	$507K	<0.01%	-1,094	Timeline
PARAGON 28 INCPARAGON 28 INC	75,020	$501K	<0.01%	-2,228
TITNTITAN MACHY INC	35,868	$500K	<0.01%	-3,364	Timeline
FLNGFLEX LNG LTD	19,597	$499K	<0.01%	-5,904	Timeline
KYTXKYVERNA THERAPEUTICS INC	101,900	$498K	<0.01%	-13,465	Timeline
FATEFATE THERAPEUTICS INC	142,131	$497K	<0.01%	-46,329	Timeline
GCBCGREENE CNTY BANCORP INC	15,947	$493K	<0.01%	+6,517	Timeline
PACKRANPAK HOLDINGS CORP	75,154	$491K	<0.01%	+13,767	Timeline
ALTALTIMMUNE INC	79,266	$487K	<0.01%	-25,916	Timeline
AVADEL PHARMACEUTICALSAVADEL PHARMACEUTICALS	36,897	$484K	<0.01%	new
SOHO HOUSE & CO INCSOHO HOUSE & CO INC	94,693	$483K	<0.01%	-6,658
IRMDIRADIMED CORP	9,585	$482K	<0.01%	-2,446	Timeline
CBLCBL & ASSOC PPTYS INC	18,781	$473K	<0.01%	+173	Timeline
CHART INDS INCCHART INDS INC	9,400	$472K	<0.01%	-6,600
METCRAMACO RES INC	40,231	$471K	<0.01%	-750	Timeline
LINDLINDBLAD EXPEDITIONS HLDGS I	50,225	$465K	<0.01%	-14,517	Timeline
BNTBROOKFIELD WEALTH SOL LTD	8,722	$464K	<0.01%	new	Timeline
LWLGLIGHTWAVE LOGIC INC	167,868	$463K	<0.01%	-29,509	Timeline
TPBTURNING PT BRANDS INC	10,704	$462K	<0.01%	-2,093	Timeline
FDMT4D MOLECULAR THERAPEUTICS IN	41,399	$448K	<0.01%	-6,253	Timeline
TMTOYOTA MOTOR CORP	2,500	$446K	<0.01%	new	Timeline
DAKTDAKTRONICS INC	33,104	$427K	<0.01%	new	Timeline
ZEUSOLYMPIC STEEL INC	10,850	$423K	<0.01%	-1,387	Timeline
EWCZEUROPEAN WAX CTR INC	62,197	$423K	<0.01%	+396	Timeline
GCTGIGACLOUD TECHNOLOGY INC	18,157	$417K	<0.01%	new	Timeline
SDSANDRIDGE ENERGY INC	34,043	$416K	<0.01%	-5,189	Timeline
CRD-ACRAWFORD & CO	37,837	$415K	<0.01%	-2,375	Timeline
IWOISHARES TR	1,450	$412K	<0.01%	new	Timeline
HDSNHUDSON TECHNOLOGIES INC	49,284	$411K	<0.01%	-9,035	Timeline
SMRTSMARTRENT INC	232,676	$403K	<0.01%	-70,959	Timeline
MIND MEDICINE MINDMED INCMIND MEDICINE MINDMED INC	70,353	$400K	<0.01%	-7,726
CRMTAMERICAS CAR-MART INC	9,454	$396K	<0.01%	-8,819	Timeline
BFSTBUSINESS FIRST BANCSHARES IN	15,362	$394K	<0.01%	-3,729	Timeline
TELUS INTL CDA INCTELUS INTL CDA INC	100,478	$393K	<0.01%	-19,092
HPKHIGHPEAK ENERGY INC	28,221	$392K	<0.01%	-3,339	Timeline
RUMRUM GROUP INC	71,746	$385K	<0.01%	-17,945	Timeline
CCBGCAPITAL CITY BANK	10,839	$383K	<0.01%	-3,076	Timeline
CTOSCUSTOM TRUCK ONE SOURCE INC	109,626	$378K	<0.01%	+14,906	Timeline
SRISTONERIDGE INC	33,736	$378K	<0.01%	+7,332	Timeline
DSGRDISTRIBUTION SOLUTIONS GRP I	9,693	$373K	<0.01%	-1,824	Timeline
ULCCFRONTIER GROUP HLDGS INC	69,525	$372K	<0.01%	-19,446	Timeline
NOANORTH AMERN CONSTR GROUP LTD	19,876	$372K	<0.01%	-27,377	Timeline
SMBCSOUTHERN MO BANCORP INC	6,505	$367K	<0.01%	-1,523	Timeline
LACLITHIUM AMERS CORP NEW	135,806	$367K	<0.01%	-28,782	Timeline
GNEGENIE ENERGY LTD	22,120	$359K	<0.01%	-3,122	Timeline
USNAUSANA HEALTH SCIENCES INC	9,423	$357K	<0.01%	-6,810	Timeline
HBTHBT FINL INC.	16,272	$356K	<0.01%	-4,409	Timeline
BZUNBAOZUN INC	98,641	$353K	<0.01%	new	Timeline
PERIPERION NETWORK LTD	44,104	$348K	<0.01%	-4,664	Timeline
DHDEFINITIVE HEALTHCARE CORP	76,610	$342K	<0.01%	-4,329	Timeline
GRNTGRANITE RIDGE RESOURCES INC	56,863	$338K	<0.01%	-4,149	Timeline
LITHIUM AMERICAS ARGENTINA CLITHIUM AMERICAS ARGENTINA C	103,410	$337K	<0.01%	-22,887
PLPCPREFORMED LINE PRODS CO	2,611	$334K	<0.01%	-427	Timeline
Vivid Seats IncVivid Seats Inc	89,800	$332K	<0.01%	+16,976
CHGGCHEGG INC	187,643	$332K	<0.01%	-4,096,455	Timeline
STNGSCORPIO TANKERS INC	4,650	$332K	<0.01%	new	Timeline
MGICMAGIC SOFTWARE ENTERPRISES	27,944	$330K	<0.01%	-2,666	Timeline
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	5,650	$329K	<0.01%	new
CRSRCORSAIR GAMING INC	46,718	$325K	<0.01%	-8,310	Timeline
OXY/WSOCCIDENTAL PETE CORP	10,937	$325K	<0.01%	new	Timeline
WGSGENEDX HOLDINGS CORP	7,647	$325K	<0.01%	new	Timeline
WRLDWORLD ACCEP CORPORATION	2,741	$323K	<0.01%	-675	Timeline
KOFCOCA-COLA FEMSA SAB DE CV	3,600	$319K	<0.01%	-200	Timeline
XPOFXPONENTIAL FITNESS INC	25,612	$318K	<0.01%	-4,057	Timeline
CIGCIA ENERGETICA DE MINAS GERA	151,900	$313K	<0.01%	new	Timeline
IDLVINVESCO EXCH TRADED FD TR II	10,231	$311K	<0.01%	new	Timeline
IBTAIBOTTA INC	5,007	$308K	<0.01%	new	Timeline
MOVMOVADO GROUP INC	16,494	$307K	<0.01%	-21,258	Timeline
KIDSORTHOPEDIATRICS CORP	11,232	$304K	<0.01%	-2,588	Timeline
OLPXOLAPLEX HLDGS INC	128,338	$302K	<0.01%	-50,799	Timeline
DNAGINKGO BIOWORKS HOLDINGS INC	36,249	$295K	<0.01%	new	Timeline
NTBBANK OF N T BUTTERFIELD & SO	8,000	$295K	<0.01%	0	Timeline
OBEOBSIDIAN ENERGY LTD	51,092	$283K	<0.01%	-73,519	Timeline
WESTWESTROCK COFFEE CO	42,879	$279K	<0.01%	-4,036	Timeline
SENEBSENECA FOODS CORP NEW	4,500	$278K	<0.01%	0	Timeline
ALABASTERA LABS INC	5,284	$277K	<0.01%	+284	Timeline
EEEXCELERATE ENERGY INC	12,541	$276K	<0.01%	-4,954	Timeline
LYELL IMMUNOPHARMA INCLYELL IMMUNOPHARMA INC	195,900	$270K	<0.01%	+3,291
SVVSAVERS VALUE VLG INC	23,939	$252K	<0.01%	new	Timeline
TXTERNIUM SA	6,800	$251K	<0.01%	0	Timeline
NVECNVE CORP	3,000	$240K	<0.01%	0	Timeline
ORICORIC PHARMACEUTICALS INC	23,034	$236K	<0.01%	-19,286	Timeline
BOCBOSTON OMAHA CORP	15,787	$235K	<0.01%	-3,803	Timeline
NYAXNAYAX LTD	9,040	$228K	<0.01%	-317	Timeline
TRDAENTRADA THERAPEUTICS INC	14,156	$226K	<0.01%	+3,644	Timeline
ENFUSION INCENFUSION INC	23,548	$223K	<0.01%	-57
BTDRBITDEER TECHNOLOGIES GROUP	28,072	$220K	<0.01%	new	Timeline
CTRICENTURI HOLDINGS INC	13,086	$211K	<0.01%	new	Timeline
XEVVXEATON VANCE LIMITED DURATION	20,000	$210K	<0.01%	-15,000	Timeline
CARGO THERAPEUTICS INC COMCARGO THERAPEUTICS INC COM	11,262	$208K	<0.01%	-1,772
BF-ABROWN FORMAN CORP	4,238	$204K	<0.01%	new	Timeline
AMCXAMC GLOBAL MEDIA INC	23,356	$203K	<0.01%	-6,888	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	35,000	$203K	<0.01%	-25,000	Timeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	55,000	$192K	<0.01%	-45,000
GHYPGIM GLOBAL HIGH YIELD FD FO	15,000	$192K	<0.01%	-10,000	Timeline
LXRXLEXICON PHARMACEUTICALS INC	120,387	$189K	<0.01%	new	Timeline
ROOTROOT INC	4,962	$187K	<0.01%	-1,228	Timeline
FAXABRDN ASIA PACIFIC INCOME FU	10,000	$174K	<0.01%	new	Timeline
NKLAQNIKOLA CORP	37,642	$172K	<0.01%	-4,097	Timeline
COOL CO LTDCOOL CO LTD	14,456	$163K	<0.01%	-96
MOMOHELLO GROUP INC	21,030	$160K	<0.01%	+10,818	Timeline
RILYBRC GROUP HOLDINGS INC	28,677	$151K	<0.01%	-2,772	Timeline
SMWBSIMILARWEB LTD	15,912	$141K	<0.01%	-3,138	Timeline
GLUEMONTE ROSA THERAPEUTICS INC	24,100	$128K	<0.01%	+8,500	Timeline
CRDLCARDIOL THERAPEUTICS INC	55,000	$109K	<0.01%	0	Timeline
SUZSUZANO S A	10,686	$107K	<0.01%	new	Timeline
OKLOOKLO INC	12,881	$104K	<0.01%	new	Timeline
DIBS1STDIBS COM INC	23,361	$103K	<0.01%	0	Timeline
HLLYHOLLEY INC	33,183	$97.9K	<0.01%	-16,812	Timeline
ABSIABSCI CORPORATION	23,850	$91.1K	<0.01%	0	Timeline
BILIBILIBILI INC	3,528	$82.5K	<0.01%	+735	Timeline
BDTXBLACK DIAMOND THERAPEUTICS I	18,600	$80.9K	<0.01%	0	Timeline
JKSJINKOSOLAR HLDG CO LTD	2,400	$64.4K	<0.01%	-5,761	Timeline
VNETVNET GROUP INC	14,931	$60.9K	<0.01%	0	Timeline
PHOINVESCO EXCHANGE TRADED FD T	761	$53.7K	<0.01%	new	Timeline
SCILEX HOLDING COSCILEX HOLDING CO	44,844	$41.5K	<0.01%	-11,440
HUYAHUYA INC	7,588	$38.7K	<0.01%	0	Timeline
GOTUGAOTU TECHEDU INC	9,800	$38.4K	<0.01%	0	Timeline
TIMBTIM S A	1,444	$24.9K	<0.01%	new	Timeline
GRAFTECH INTL LTDGRAFTECH INTL LTD	18,392	$24.3K	<0.01%	-501,540
CRBUCARIBOU BIOSCIENCES INC	12,195	$23.9K	<0.01%	0	Timeline
MBLYMOBILEYE GLOBAL INC	1,500	$20.6K	<0.01%	-1,030,048	Timeline
FYXFIRST TR EXCHANGE-TRADED ALP	19	$1.89K	<0.01%	new	Timeline
BNAIWBRAND ENGAGEMENT NETWORK INC	26,666	$1.87K	<0.01%	0	Timeline
DGSWISDOMTREE TR	16	$859	<0.01%	new	Timeline
PAXPATRIA INVESTMENTS LIMITED	21	$235	<0.01%	new	Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1	principal	37,672,000	$38.2M	new
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND	principal	32,900,000	$34.8M	+5,832,000
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1	principal	13,778,000	$15.2M	+12,448,000
VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0	principal	11,456,000	$13.9M	+2,735,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0	principal	9,964,000	$10.3M	+1,760,000
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	8,523,000	$8.59M	-2,505,000
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1	principal	6,703,000	$5.92M	-3,078,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0	principal	5,075,000	$5.13M	-3,021,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0	principal	4,735,000	$4.74M	new
FIRST MAJESTIC SILVER CORPFIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1	principal	5,000,000	$4.42M	0
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0	principal	4,500,000	$4.15M	0
LI AUTO INCLI AUTO INC NOTE 0.250% 5/0	principal	3,330,000	$3.98M	-480,000
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1	principal	4,000,000	$3.92M	0
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	3,036,000	$3.7M	-300,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	3,217,000	$3.57M	0
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0	principal	1,982,000	$2.85M	new
ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1	principal	2,700,000	$2.82M	0
ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond	principal	2,159,000	$2.51M	+800,000
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	1,970,000	$2.35M	-500,000
MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1	principal	1,558,000	$2.2M	+1,258,000
ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.375% 9/0	principal	1,490,000	$2.19M	+1,000,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1	principal	2,198,000	$2.19M	0
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1	principal	1,650,000	$1.98M	-300,000
TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1	principal	1,583,000	$1.94M	new
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1	principal	1,725,000	$1.9M	-440,000
ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1	principal	1,480,000	$1.73M	-450,000
LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible	principal	1,001,000	$1.55M	-233,000
WAYFAIR INCWAYFAIR INC Convertible bond	principal	1,026,000	$1.51M	+26,000
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1	principal	1,654,000	$1.49M	0
SEA LTDSEA LTD NOTE 0.250% 9/1	principal	1,636,000	$1.48M	0
NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1	principal	1,287,000	$1.47M	-350,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1	principal	1,200,000	$1.43M	-1,858,000
Shift4 Payments IncShift4 Payments Inc Convertible bond	principal	1,075,000	$1.31M	+273,000
FLUOR CORPFLUOR CORP NOTE 1.125% 8/1	principal	987,000	$1.21M	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0	principal	350,000	$1.2M	-150,000
TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1	principal	919,000	$1.2M	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1	principal	1,000,000	$1.16M	0
UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1	principal	1,150,000	$1.03M	-350,000
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1	principal	820,000	$975K	0
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0	principal	811,000	$945K	-800,000
CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1	principal	507,000	$938K	0
SEA LTDSEA LTD NOTE 2.375%12/0	principal	700,000	$839K	0
DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV	principal	900,000	$795K	0
TRANSMEDICS GROUP INCTRANSMEDICS GROUP INC NOTE 1.500% 6/0	principal	430,000	$793K	-785,000
IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0	principal	761,000	$759K	0
NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0	principal	600,000	$743K	0
INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0	principal	390,000	$722K	0
VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0	principal	700,000	$660K	0
CONFLUENT INCCONFLUENT INC NOTE 1/1	principal	700,000	$620K	0
MONGODB INCMONGODB INC NOTE 0.250% 1/1	principal	400,000	$552K	0
UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0	principal	200,000	$533K	0
ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0	principal	500,000	$532K	-1,133,000
ENVESTNET INCENVESTNET INC NOTE 2.625%12/0	principal	500,000	$529K	0
AMPHASTAR PHARMACEUTICALS INAMPHASTAR PHARMACEUTICALS IN NOTE 2.000% 3/1	principal	500,000	$528K	new
ADVANCED ENERGY INDSADVANCED ENERGY INDS NOTE 2.500% 9/1	principal	500,000	$526K	new
CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0	principal	400,000	$517K	-500,000
Shopify IncShopify Inc Convertible bond	principal	500,000	$481K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	300,000	$481K	0
INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1	principal	300,000	$473K	0
CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1	principal	500,000	$462K	0
UPWORK INCUPWORK INC NOTE 0.250% 8/1	principal	500,000	$456K	0
GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1	principal	250,000	$449K	0
WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0	principal	1,200,000	$446K	-1,600,000
MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1	principal	400,000	$426K	0
XOMETRY INCXOMETRY INC NOTE 1.000% 2/0	principal	500,000	$421K	0
IQIYI INCIQIYI INC NOTE 6.500% 3/1	principal	400,000	$383K	0
TripAdvisor IncTripAdvisor Inc CONV	principal	400,000	$372K	0
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0	principal	500,000	$371K	-200,000
CABLE ONE INCCABLE ONE INC NOTE 3/1	principal	400,000	$366K	-400,000
BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0	principal	400,000	$353K	0
ACCELERATE DIAGNOSTICS INCACCELERATE DIAGNOSTICS INC NOTE 5.000%12/1	principal	865,754	$341K	0
WORKIVA INCWORKIVA INC NOTE 1.250% 8/1	principal	350,000	$330K	new
GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1	principal	400,000	$320K	-1,100,000
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1	principal	300,000	$309K	0
INFINERA CORPINFINERA CORP BOND	principal	250,000	$287K	0
GUESS INCGUESS INC BOND	principal	250,000	$277K	0
HAEMONETICS CORPHAEMONETICS CORP NOTE 3/0	principal	300,000	$276K	-100,000
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1	principal	250,000	$274K	0
ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1	principal	250,000	$260K	0
H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond	principal	200,000	$234K	0
NIO INCNIO INC NOTE 3.875%10/1	principal	250,000	$231K	new
PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1	principal	200,000	$183K	new
ETSY INCETSY INC NOTE 0.125% 9/0	principal	200,000	$172K	-300,000
SNAP INCSNAP INC NOTE 0.125% 3/0	principal	200,000	$160K	-1,800,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0	principal	100,000	$146K	new
OKTA INCOKTA INC NOTE 0.125% 9/0	principal	150,000	$143K	new
BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1	principal	125,000	$125K	-1,000,000

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 122. All 122

Security	Shares before	Value before	Type
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	2,254,078	$339M	shares
VONGVANGUARD SCOTTSDALE FDS	1,359,162	$128M	shares
WESTROCK COWESTROCK CO	1,290,862	$64.9M	shares
FERGUSON PLCFERGUSON PLC	279,693	$54.2M	shares
XLKSELECT SECTOR SPDR TR	97,965	$22.2M	shares
BILSPDR SERIES TRUST	164,035	$15.1M	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	1,056,567	$13.7M	shares
PGJINVESCO EXCHANGE TRADED FD T	419,000	$9.32M	shares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	399,072	$8.84M	shares
URAGLOBAL X FDS	275,000	$7.96M	shares
IYRISHARES TR	88,483	$7.76M	shares
GDXVANECK ETF TRUST	198,200	$6.72M	shares
ASRGRUPO AEROPORTUARIO DEL SURE	22,100	$6.62M	shares
OCSLOAKTREE SPECIALTY LENDING	300,536	$5.65M	shares
ENCORE WIRE CORPENCORE WIRE CORP	17,672	$5.12M	shares
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN	10,175	$5.06M	shares
BHPBHP BILLITON LIMITED	86,400	$4.93M	shares
ECHISHARES INC	190,000	$4.92M	shares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	309,560	$4.8M	shares
RIORIO TINTO PLC	70,848	$4.67M	shares
SSR MINING INCSSR MINING INC	4,900,000	$4.43M	principal
TSLXSIXTH STREET SPECIALTY LENDI	185,868	$3.97M	shares
VISVANGUARD WORLD FD	16,788	$3.95M	shares
SITE CENTERS CORPSITE CENTERS CORP	270,745	$3.93M	shares
CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I	90,932	$3.72M	shares
LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S…	167,776	$3.72M	shares
TLTISHARES TR	38,835	$3.56M	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	1,067,625	$3.44M	shares
EWYISHARES INC	51,130	$3.38M	shares
PACGRUPO AEROPORTUNARIO DEL PAC	20,800	$3.24M	shares
EWZISHARES INC	114,247	$3.12M	shares
EVERBRIDGE INCEVERBRIDGE INC	83,310	$2.92M	shares
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	76,106	$2.52M	shares
EWCISHARES INC	65,449	$2.43M	shares
U S SILICA HLDGS INCU S SILICA HLDGS INC	151,938	$2.35M	shares
LOARLOAR HOLDINGS INC	42,600	$2.28M	shares
XLESELECT SECTOR SPDR TR	24,000	$2.19M	shares
XLUSELECT SECTOR SPDR TR	30,900	$2.11M	shares
EWWISHARES INC	36,980	$2.09M	shares
ATRION CORPORATIONATRION CORPORATION	4,486	$2.03M	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	692,489	$1.96M	shares
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD	2,019,000	$1.94M	principal
NTZNATUZZI S P A	370,000	$1.81M	shares
DRIL-QUIP INCDRIL-QUIP INC	95,152	$1.77M	shares
ASSETMARK FINL HLDGS INCASSETMARK FINL HLDGS INC	50,841	$1.76M	shares
INSMED INCINSMED INC	800,000	$1.69M	principal
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP	500,000	$1.61M	principal
OIHVANECK ETF TRUST	5,100	$1.61M	shares
MORPHIC HLDG INCMORPHIC HLDG INC	46,688	$1.59M	shares
CRESYCRESUD S A C I F Y A	192,365	$1.58M	shares
NOMDNOMAD FOODS LTD	95,700	$1.58M	shares
XLPSELECT SECTOR SPDR TR	19,874	$1.52M	shares
RYAMRAYONIER ADVANCED MATLS INC	275,000	$1.5M	shares
UGPULTRAPAR PARTICIPACOES SA	375,000	$1.47M	shares
XLYSELECT SECTOR SPDR TR	7,587	$1.38M	shares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC	50,564	$1.37M	shares
KSAISHARES TR	33,300	$1.35M	shares
HIBBETT INCHIBBETT INC	15,140	$1.32M	shares
XLCSELECT SECTOR SPDR TR	15,280	$1.31M	shares
SDRLSEADRILL LTD	25,126	$1.29M	shares
BW LPG LTDBW LPG LTD	65,666	$1.25M	shares
TGTREDEGAR CORP	250,000	$1.2M	shares
IXCISHARES TR	26,500	$1.1M	shares
FUELCELL ENERGY INCFUELCELL ENERGY INC	1,498,919	$958K	shares
HHSHARTE HANKS INC	117,500	$954K	shares
XPERXPERI INC	113,028	$928K	shares
OSURORASURE TECHNOLOGIES INC	186,220	$793K	shares
KWEBKRANESHARES TRUST	29,200	$789K	shares
SPWRQSUNPOWER CORP	246,599	$730K	shares
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC	1,901,584	$635K	shares
RBC BEARINGS INCRBC BEARINGS INC	5,000	$611K	shares
VEECO INSTRS INC DELVEECO INSTRS INC DEL	350,000	$603K	principal
MONEYLION INCMONEYLION INC	7,975	$586K	shares
RGPRESOURCES CONNECTION INC	51,039	$563K	shares
OMNICELL COMOMNICELL COM	600,000	$563K	principal
WALLBOX NVWALLBOX NV	428,300	$561K	shares
CAMBRIDGE BANCORPCAMBRIDGE BANCORP	7,664	$529K	shares
ACCOLADE INCACCOLADE INC	144,122	$516K	shares
XLBSELECT SECTOR SPDR TR	5,574	$492K	shares
SILVERBOW RES INCSILVERBOW RES INC	12,630	$478K	shares
ZIFF DAVIS INCZIFF DAVIS INC	500,000	$464K	principal
ZNTLZENTALIS PHARMACEUTICALS INC	113,386	$464K	shares
EWHISHARES INC	29,879	$457K	shares
SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC.	950,000	$456K	principal
EZAISHARES INC	9,700	$420K	shares
NEXTERA ENERGY INCNEXTERA ENERGY INC	10,000	$415K	shares
BROOKFIELD REINSURANCE FCLA…BROOKFIELD REINSURANCE FCLASS …	9,847	$410K	shares
Tourmaline Bio IncTourmaline Bio Inc	31,388	$404K	shares
DHTDHT HOLDINGS INC	30,541	$353K	shares
MARA HOLDINGS INCMARA HOLDINGS INC	400,000	$345K	principal
BOX INCBOX INC	300,000	$344K	principal
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	125,000	$335K	shares
MGNXMACROGENICS INC	67,782	$288K	shares
ALNTALLIENT INC	11,177	$282K	shares
TTECTTEC HLDGS INC	47,406	$279K	shares
JOUTJOHNSON OUTDOORS INC	7,868	$275K	shares
SLSRSOLARIS RES INC	96,716	$270K	shares
DNTHDIANTHUS THERAPEUTICS INC	10,152	$263K	shares
WALKME LTD ORD SHSWALKME LTD ORD SHS	18,355	$256K	shares
ATNIATN INTL INC	11,014	$251K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-24-011473	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC