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Trellus Management Company, LLC

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13F filer, CIK 1307877, Delray Beach, FL

Trellus Management Company, LLC reported $72,785,355 across 55 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-10-24. Its ten largest share positions make up 61.23% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-23-111105

Period
2023-09-30
Reported value
$72.8M
Holdings
55
Top 10 weight
61.23%
New
21
Sold out
23

Largest buys vs the previous quarter

SecurityShares changeApprox. value
FLGTnew+43,100$1.15M
SVXYnew+10,000$863K
PROSHARES TR IInew+14,500$789K
CECOnew+48,763$779K
NSCnew+3,500$689K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
TLTexited-35,000-$3.6M
RMNIexited-350,000-$1.68M
SMTCexited-40,000-$1.02M
UCOexited-34,600-$818K
GISexited-10,000-$767K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001104659-23-111105, largest first. % of portfolio is the value over $51,736,191, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,226,076 shares; 2022Q1: 2,126,076 shares; 2022Q2: 2,126,076 shares; 2022Q3: 2,121,076 shares; 2022Q4: 2,121,076 shares; 2023Q1: 2,121,076 shares; 2023Q2: 2,121,076 shares; 2023Q3: 2,121,076 shares 2,121,076$9.44M18.24%0
VICRVICOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 129,945 shares; 2022Q1: 129,945 shares; 2022Q2: 129,945 shares; 2022Q3: 129,945 shares; 2022Q4: 129,945 shares; 2023Q1: 129,945 shares; 2023Q2: 129,945 shares; 2023Q3: 129,945 shares 129,945$7.65M14.79%0Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 51,600 shares; 2022Q1: 40,963 shares; 2022Q2: 40,963 shares; 2022Q3: 40,963 shares; 2022Q4: 40,963 shares; 2023Q1: 40,963 shares; 2023Q2: 40,963 shares; 2023Q3: 40,963 shares 40,963$5.07M9.8%0Timeline
CNCCENTENE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 30,000 shares; 2023Q2: 30,000 shares; 2023Q3: 30,000 shares 30,000$2.07M3.99%0Timeline
ASPNASPEN AEROGELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 105,563 shares; 2022Q1: 105,563 shares; 2022Q2: 106,463 shares; 2022Q3: 106,463 shares; 2022Q4: 146,463 shares; 2023Q1: 181,863 shares; 2023Q2: 220,000 shares; 2023Q3: 220,000 shares 220,000$1.89M3.66%0Timeline
FLGTFULGENT GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 43,100 shares 43,100$1.15M2.23%newTimeline
EBIX INCEBIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 110,000 shares; 2022Q1: 110,000 shares; 2022Q2: 110,000 shares; 2022Q3: 110,000 shares; 2022Q4: 110,000 shares; 2023Q1: 110,000 shares; 2023Q2: 110,000 shares; 2023Q3: 115,000 shares 115,000$1.14M2.2%+5,000
PACKRANPAK HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 55,500 shares; 2022Q4: 57,900 shares; 2023Q1: 57,900 shares; 2023Q2: 188,817 shares; 2023Q3: 208,817 shares 208,817$1.14M2.2%+20,000Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 13,200 shares; 2022Q1: 13,200 shares; 2022Q2: 13,200 shares; 2022Q3: 13,200 shares; 2022Q4: 13,200 shares; 2023Q1: 13,200 shares; 2023Q2: 13,200 shares; 2023Q3: 13,200 shares 13,200$1.07M2.07%0Timeline
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares; 2022Q4: 25,000 shares; 2023Q1: 25,000 shares; 2023Q2: 25,000 shares; 2023Q3: 28,100 shares 28,100$1.06M2.05%+3,100
AVNWAVIAT NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 14,704 shares; 2023Q2: 27,500 shares; 2023Q3: 31,500 shares 31,500$983K1.9%+4,000Timeline
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 40,000 shares; 2022Q1: 40,000 shares; 2022Q2: 80,000 shares; 2022Q3: 110,000 shares; 2022Q4: 68,500 shares; 2023Q1: 88,500 shares; 2023Q2: 88,500 shares; 2023Q3: 111,000 shares 111,000$927K1.79%+22,500Timeline
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 400,000 shares; 2023Q1: 600,000 shares; 2023Q2: 700,000 shares; 2023Q3: 682,100 shares 682,100$894K1.73%-17,900
SVXYPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,000 shares 10,000$863K1.67%newTimeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 39,000 shares; 2023Q3: 41,000 shares 41,000$838K1.62%+2,000
ADSKAUTODESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 4,000 shares; 2022Q1: 4,000 shares; 2022Q2: 4,000 shares; 2022Q3: 4,000 shares; 2022Q4: 4,000 shares; 2023Q1: 4,000 shares; 2023Q2: 4,000 shares; 2023Q3: 4,000 shares 4,000$828K1.6%0Timeline
PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 85,482 shares; 2022Q2: 170,000 shares; 2022Q3: 184,250 shares; 2022Q4: 184,587 shares; 2023Q1: 325,000 shares; 2023Q2: 350,000 shares; 2023Q3: 350,000 shares 350,000$791K1.53%0
PROSHARES TR IIPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14,500 shares 14,500$789K1.52%new
CECOCECO ENVIRONMENTAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 48,763 shares 48,763$779K1.51%newTimeline
PRTSCARPARTS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 140,000 shares; 2022Q1: 140,000 shares; 2022Q2: 140,000 shares; 2022Q3: 140,000 shares; 2022Q4: 180,000 shares; 2023Q1: 180,000 shares; 2023Q2: 180,000 shares; 2023Q3: 180,000 shares 180,000$742K1.43%0Timeline
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 110,000 shares; 2022Q3: not reported; 2022Q4: 79,000 shares; 2023Q1: 140,000 shares; 2023Q2: 190,000 shares; 2023Q3: 190,000 shares 190,000$728K1.41%0Timeline
INDIINDIE SEMICONDUCTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 101,224 shares; 2023Q3: 110,000 shares 110,000$693K1.34%+8,776Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 3,500 shares 3,500$689K1.33%newTimeline
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 15,000 shares; 2022Q2: 28,000 shares; 2022Q3: 28,000 shares; 2022Q4: 38,000 shares; 2023Q1: 50,000 shares; 2023Q2: 54,100 shares; 2023Q3: 100,000 shares 100,000$605K1.17%+45,900Timeline
WGSGENEDX HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 100,036 shares; 2023Q3: 155,012 shares 155,012$564K1.09%+54,976Timeline
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 14,560 shares; 2022Q1: 14,560 shares; 2022Q2: 14,560 shares; 2022Q3: 14,560 shares; 2022Q4: 14,560 shares; 2023Q1: 14,560 shares; 2023Q2: 14,560 shares; 2023Q3: 11,560 shares 11,560$532K1.03%-3,000Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 5,000 shares; 2023Q3: 5,000 shares 5,000$514K0.99%0Timeline
WPRTWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 63,000 shares; 2023Q3: 83,238 shares 83,238$504K0.97%+20,238Timeline
APLDAPPLIED DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 95,000 shares; 2023Q2: 75,874 shares; 2023Q3: 80,000 shares 80,000$499K0.96%+4,126Timeline
ENSENERSYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 5,000 shares 5,000$473K0.91%newTimeline
XYZBLOCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 5,000 shares; 2023Q1: 10,000 shares; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares 10,000$443K0.86%0Timeline
DOCUDOCUSIGN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 5,000 shares; 2023Q3: 10,000 shares 10,000$420K0.81%+5,000Timeline
CDXSCODEXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 251,460 shares; 2023Q3: 220,000 shares 220,000$416K0.8%-31,460Timeline
CHWYCHEWY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 20,000 shares 20,000$365K0.71%newTimeline
DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 117,300 shares; 2022Q1: 57,300 shares; 2022Q2: 122,926 shares; 2022Q3: 65,626 shares; 2022Q4: 65,626 shares; 2023Q1: 65,626 shares; 2023Q2: 174,538 shares; 2023Q3: 174,538 shares 174,538$361K0.7%0
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 5,000 shares; 2022Q4: 5,000 shares; 2023Q1: 10,000 shares; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares 10,000$356K0.69%0Timeline
SPXLDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 27,900 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4,500 shares 4,500$352K0.68%newTimeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,000 shares 2,000$339K0.66%newTimeline
BILLBILL HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 3,000 shares 3,000$326K0.63%newTimeline
DDOGDATADOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 5,000 shares; 2022Q1: 5,000 shares; 2022Q2: 5,000 shares; 2022Q3: 5,000 shares; 2022Q4: 5,000 shares; 2023Q1: 5,000 shares; 2023Q2: 5,000 shares; 2023Q3: 3,500 shares 3,500$319K0.62%-1,500Timeline
MTCHMATCH GROUP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 8,000 shares 8,000$313K0.61%newTimeline
GENIGENIUS SPORTS LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 100,000 shares; 2022Q3: 75,000 shares; 2022Q4: 63,077 shares; 2023Q1: 46,077 shares; 2023Q2: 56,548 shares; 2023Q3: 56,548 shares 56,548$301K0.58%0Timeline
FSLYFASTLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14,600 shares 14,600$280K0.54%newTimeline
LGIHLGI HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,500 shares 2,500$249K0.48%newTimeline
CEPTON INCCEPTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 57,835 shares 57,835$220K0.42%new
DCGODOCGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 35,570 shares 35,570$190K0.37%newTimeline
WW INTL INCWW INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14,900 shares 14,900$165K0.32%new
LTHLIFE TIME GROUP HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,000 shares 10,000$152K0.29%newTimeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,000 shares 10,000$137K0.27%newTimeline
GNSSGENASYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 60,000 shares 60,000$121K0.23%newTimeline
PROSOMNUS INCPROSOMNUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 37,500 shares; 2023Q1: 37,500 shares; 2023Q2: 37,500 shares; 2023Q3: 37,500 shares 37,500$2.62K0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput25,000$10.7M-5,000
GLDSPDR GOLD TR GOLD SHScall30,000$5.14Mnew
QDELQUIDELORTHO CORP Stockcall46,600$3.4Mnew
APPSDIGITAL TURBINE INC COM NEWcall300,000$1.81M+200,000

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TLTISHARES TR35,000$3.6Mshares
KOLDPROSHARES TR II30,000$1.83Mput
RMNIRIMINI STR INC DEL350,000$1.68Mshares
SMTCSEMTECH CORP40,000$1.02Mshares
UCOPROSHARES TR II34,600$818Kshares
GISGENERAL MILLS INC10,000$767Kshares
BLZEBACKBLAZE INC160,000$693Kshares
HALHALLIBURTON CO20,000$660Kshares
CALXCALIX INC12,935$646Kshares
TZADIREXION SHARES ETF TRUST20,000$526Kshares
SABRSABRE CORP160,000$510Kshares
PROSHARES TR IIPROSHARES TR II27,000$499Kshares
SBSWSIBANYE STILLWATER LTD80,000$499Kshares
CTLPCANTALOUPE INC59,254$472Kshares
XPOFXPONENTIAL FITNESS INC20,000$345Kshares
RNGRINGCENTRAL INC10,000$327Kshares
ENVIVA INCENVIVA INC28,000$304Kshares
MRVLMARVELL TECHNOLOGY INC5,000$299Kshares
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INC127,000$281Kshares
CNHCNH INDL N V11,312$163Kshares
OPKOPKO HEALTH INC74,388$161Kshares
FENCFENNEC PHARMACEUTICALS INC10,561$93.3Kshares
FIBROGEN INCFIBROGEN INC20,000$54Kcall

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-23-111105 base2023-10-24acceptance time not in the bulk data set