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Disclosery

Trellus Management Company, LLC

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13F filer, CIK 1307877, Delray Beach, FL

Trellus Management Company, LLC reported $78,952,286 across 56 holdings for the quarter ended 2022-12-31, in a 13F-HR filed 2023-01-27. Its ten largest share positions make up 68.51% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-23-007498

Period
2022-12-31
Reported value
$79M
Holdings
56
Top 10 weight
68.51%
New
19
Sold out
17

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPXLnew+27,900$1.73M
VGLTnew+26,300$1.62M
CCJnew+30,000$680K
GLOBALSTAR INCnew+400,000$532K
ZSnew+4,500$504K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EIGER BIOPHARMACEUTICALS INCexited-300,000-$2.26M
TLTreduced-17,000-$1.69M
AGENUS INCexited-600,000-$1.23M
TSMexited-10,000-$686K
GEGreduced-283,925-$574K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2022

Share positions as resolved from 13F-HR 0001104659-23-007498, largest first. % of portfolio is the value over $57,769,970, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,226,076 shares; 2022Q1: 2,126,076 shares; 2022Q2: 2,126,076 shares; 2022Q3: 2,121,076 shares; 2022Q4: 2,121,076 shares 2,121,076$13.2M22.76%0
VICRVICOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 129,945 shares; 2022Q1: 129,945 shares; 2022Q2: 129,945 shares; 2022Q3: 129,945 shares; 2022Q4: 129,945 shares 129,945$6.98M12.09%0Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 51,600 shares; 2022Q1: 40,963 shares; 2022Q2: 40,963 shares; 2022Q3: 40,963 shares; 2022Q4: 40,963 shares 40,963$6.24M10.81%0Timeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,700 shares; 2022Q1: 25,347 shares; 2022Q2: 50,047 shares; 2022Q3: 51,347 shares; 2022Q4: 34,347 shares 34,347$3.42M5.92%-17,000Timeline
EBIX INCEBIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 110,000 shares; 2022Q1: 110,000 shares; 2022Q2: 110,000 shares; 2022Q3: 110,000 shares; 2022Q4: 110,000 shares 110,000$2.2M3.8%0
SPXLDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 27,900 shares 27,900$1.73M3%newTimeline
ASPNASPEN AEROGELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 105,563 shares; 2022Q1: 105,563 shares; 2022Q2: 106,463 shares; 2022Q3: 106,463 shares; 2022Q4: 146,463 shares 146,463$1.73M2.99%+40,000Timeline
VGLTVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 26,300 shares 26,300$1.62M2.81%newTimeline
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares; 2022Q4: 25,000 shares 25,000$1.27M2.19%+5,000
RMNIRIMINI STR INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 324,010 shares; 2022Q1: 324,010 shares; 2022Q2: 324,010 shares; 2022Q3: 324,010 shares; 2022Q4: 324,010 shares 324,010$1.23M2.14%0Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 13,200 shares; 2022Q1: 13,200 shares; 2022Q2: 13,200 shares; 2022Q3: 13,200 shares; 2022Q4: 13,200 shares 13,200$1.15M1.99%0Timeline
PRTSCARPARTS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 140,000 shares; 2022Q1: 140,000 shares; 2022Q2: 140,000 shares; 2022Q3: 140,000 shares; 2022Q4: 180,000 shares 180,000$1.13M1.95%+40,000Timeline
SBSWSIBANYE STILLWATER LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 65,000 shares; 2022Q3: 81,834 shares; 2022Q4: 81,834 shares 81,834$872K1.51%0Timeline
SPOTSPOTIFY TECHNOLOGY S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 5,000 shares; 2022Q4: 10,000 shares 10,000$790K1.37%+5,000Timeline
ADSKAUTODESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,000 shares; 2022Q1: 4,000 shares; 2022Q2: 4,000 shares; 2022Q3: 4,000 shares; 2022Q4: 4,000 shares 4,000$747K1.29%0Timeline
CCJCAMECO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 30,000 shares 30,000$680K1.18%newTimeline
PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 85,482 shares; 2022Q2: 170,000 shares; 2022Q3: 184,250 shares; 2022Q4: 184,587 shares 184,587$666K1.15%+337
NEOGNEOGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 40,000 shares; 2022Q4: 40,000 shares 40,000$609K1.05%0Timeline
UCOPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares; 2022Q4: 20,000 shares 20,000$606K1.05%+10,000Timeline
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 40,000 shares; 2022Q4: 57,567 shares 57,567$594K1.03%+17,567Timeline
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 15,000 shares; 2022Q2: 28,000 shares; 2022Q3: 28,000 shares; 2022Q4: 38,000 shares 38,000$579K1%+10,000Timeline
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 40,000 shares; 2022Q1: 40,000 shares; 2022Q2: 80,000 shares; 2022Q3: 110,000 shares; 2022Q4: 68,500 shares 68,500$560K0.97%-41,500Timeline
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 295,000 shares; 2022Q1: 295,000 shares; 2022Q2: 295,000 shares; 2022Q3: 295,000 shares; 2022Q4: 295,000 shares 295,000$552K0.95%0
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 400,000 shares 400,000$532K0.92%new
ZSZSCALER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 4,500 shares 4,500$504K0.87%newTimeline
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 520,000 shares; 2022Q1: 630,000 shares; 2022Q2: 630,000 shares; 2022Q3: 630,000 shares; 2022Q4: 630,000 shares 630,000$488K0.84%0
OLLIOLLIES BARGAIN OUTLET HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,000 shares 10,000$468K0.81%newTimeline
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 110,000 shares; 2022Q3: not reported; 2022Q4: 79,000 shares 79,000$411K0.71%newTimeline
CTLPCANTALOUPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 99,600 shares; 2022Q1: 43,797 shares; 2022Q2: 35,139 shares; 2022Q3: 29,177 shares; 2022Q4: 90,000 shares 90,000$392K0.68%+60,823Timeline
CALLON PETROLEUM CORPCALLON PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,000 shares 10,000$371K0.64%new
DDOGDATADOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,000 shares; 2022Q1: 5,000 shares; 2022Q2: 5,000 shares; 2022Q3: 5,000 shares; 2022Q4: 5,000 shares 5,000$368K0.64%0Timeline
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 14,560 shares; 2022Q1: 14,560 shares; 2022Q2: 14,560 shares; 2022Q3: 14,560 shares; 2022Q4: 14,560 shares 14,560$360K0.62%0Timeline
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 5,000 shares; 2022Q3: not reported; 2022Q4: 10,000 shares 10,000$354K0.61%newTimeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 2,500 shares 2,500$349K0.6%newTimeline
EQTEQT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,000 shares 10,000$338K0.59%newTimeline
SNOWSNOWFLAKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,000 shares; 2022Q1: 1,333 shares; 2022Q2: 2,333 shares; 2022Q3: 2,333 shares; 2022Q4: 2,333 shares 2,333$335K0.58%0Timeline
PACKRANPAK HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 55,500 shares; 2022Q4: 57,900 shares 57,900$334K0.58%+2,400Timeline
XYZBLOCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 5,000 shares 5,000$314K0.54%newTimeline
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 6,638 shares 6,638$301K0.52%new
LNTHLANTHEUS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 5,743 shares 5,743$293K0.51%newTimeline
SEMA4 HOLDINGS CORPSEMA4 HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 46,500 shares; 2022Q2: 610,000 shares; 2022Q3: 442,900 shares; 2022Q4: 1,100,000 shares 1,100,000$290K0.5%+657,100
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 50,000 shares 50,000$286K0.49%new
PROSHARES TR IIPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 7,300 shares; 2022Q4: 15,900 shares 15,900$283K0.49%+8,600
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 21,598 shares; 2022Q1: 21,598 shares; 2022Q2: 42,860 shares; 2022Q3: 42,860 shares; 2022Q4: 27,760 shares 27,760$281K0.49%-15,100
GENIGENIUS SPORTS LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 100,000 shares; 2022Q3: 75,000 shares; 2022Q4: 63,077 shares 63,077$225K0.39%-11,923Timeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 5,000 shares; 2022Q4: 5,000 shares 5,000$219K0.38%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 10,000 shares; 2022Q3: not reported; 2022Q4: 2,500 shares 2,500$210K0.36%newTimeline
GEGGREAT ELM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 381,019 shares; 2022Q1: 381,019 shares; 2022Q2: 381,019 shares; 2022Q3: 381,019 shares; 2022Q4: 97,094 shares 97,094$196K0.34%-283,925Timeline
DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 117,300 shares; 2022Q1: 57,300 shares; 2022Q2: 122,926 shares; 2022Q3: 65,626 shares; 2022Q4: 65,626 shares 65,626$117K0.2%0
PLBYPLAYBOY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 25,430 shares; 2022Q1: 50,000 shares; 2022Q2: 50,000 shares; 2022Q3: 50,000 shares; 2022Q4: 15,619 shares 15,619$43K0.07%-34,381Timeline
PROSOMNUS INCPROSOMNUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 37,500 shares 37,500$2.95K0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
TLTISHARES TR 20 YR TR BD ETFcall100,000$9.96M-100,000
TSLATESLA INC COMcall40,000$4.93M+31,000
DIASTATE STR SPDR DOW JONES IND UT SER 1put10,000$3.31Mnew
MRNAMODERNA INC COMcall10,000$1.8Mnew
EBIX INCEBIX INC COM NEWcall59,600$1.19M-40,400

Sold out in Q4 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INC300,000$2.26Mshares
AGENUS INCAGENUS INC600,000$1.23Mshares
TSMTAIWAN SEMICONDUCTOR MANUFAC10,000$686Kshares
OKTAOKTA INC10,000$569Kshares
EDGIO INCEDGIO INC175,151$487Kshares
ARANTERO RESOURCES CORP15,000$458Kshares
ProShares UltraPro Short S&…ProShares UltraPro Short S&P 50018,150$407Kshares
SICPQSILVERGATE CAP CORP CL A (MD)5,000$377Kshares
BFHBREAD FINANCIAL HOLDINGS INC10,000$315Kshares
TWLOTWILIO INC4,000$277Kshares
PAGSPAGSEGURO DIGITAL LTD20,000$265Kshares
ZUORA INCZUORA INC30,000$221Kshares
COINCOINBASE GLOBAL INC3,200$206Kshares
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED3,500$206Kshares
PROSHARESPROSHARES11,300$145Kshares
CDAKCODIAK BIOSCIENCES INC64,582$51Kshares
LAKESHORE ACQUISITION I CORPLAKESHORE ACQUISITION I CORP37,500$6Kshares

How Q4 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-23-007498 base2023-01-27acceptance time not in the bulk data set