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Disclosery

Trellus Management Company, LLC

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13F filer, CIK 1307877, Delray Beach, FL

Trellus Management Company, LLC reported $82,328,000 across 54 holdings for the quarter ended 2022-09-30, in a 13F-HR filed 2022-10-25. Its ten largest share positions make up 71.12% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-22-111107

Period
2022-09-30
Reported value
$82.3M
Holdings
54
Top 10 weight
71.12%
New
16
Sold out
16

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AGENUS INCnew+600,000$1.23M
NEOGnew+40,000$559K
ARnew+15,000$458K
SPOTnew+5,000$432K
ProShares UltraPro Short S&…new+18,150$407K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PIexited-27,168-$1.59M
OPKexited-590,000-$1.49M
AMZNexited-10,000-$1.06M
ATARA BIOTHERAPEUTICS INC C…exited-110,000-$857K
TNDMexited-10,000-$592K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2022

Share positions as resolved from 13F-HR 0001104659-22-111107, largest first. % of portfolio is the value over $57,561,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,226,076 shares; 2022Q1: 2,126,076 shares; 2022Q2: 2,126,076 shares; 2022Q3: 2,121,076 shares 2,121,076$13.2M22.96%-5,000
VICRVICOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 129,945 shares; 2022Q1: 129,945 shares; 2022Q2: 129,945 shares; 2022Q3: 129,945 shares 129,945$7.68M13.35%0Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 51,600 shares; 2022Q1: 40,963 shares; 2022Q2: 40,963 shares; 2022Q3: 40,963 shares 40,963$5.33M9.26%0Timeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,700 shares; 2022Q1: 25,347 shares; 2022Q2: 50,047 shares; 2022Q3: 51,347 shares 51,347$5.26M9.14%+1,300Timeline
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 286,459 shares; 2022Q1: 300,000 shares; 2022Q2: 300,000 shares; 2022Q3: 300,000 shares 300,000$2.26M3.92%0
EBIX INCEBIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 110,000 shares; 2022Q1: 110,000 shares; 2022Q2: 110,000 shares; 2022Q3: 110,000 shares 110,000$2.09M3.63%0
RMNIRIMINI STR INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 324,010 shares; 2022Q1: 324,010 shares; 2022Q2: 324,010 shares; 2022Q3: 324,010 shares 324,010$1.51M2.62%0Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 13,200 shares; 2022Q1: 13,200 shares; 2022Q2: 13,200 shares; 2022Q3: 13,200 shares 13,200$1.25M2.16%0Timeline
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 600,000 shares 600,000$1.23M2.14%new
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$1.12M1.94%0
ASPNASPEN AEROGELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 105,563 shares; 2022Q1: 105,563 shares; 2022Q2: 106,463 shares; 2022Q3: 106,463 shares 106,463$982K1.71%0Timeline
SBSWSIBANYE STILLWATER LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 65,000 shares; 2022Q3: 81,834 shares 81,834$763K1.33%+16,834Timeline
GEGGREAT ELM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 381,019 shares; 2022Q1: 381,019 shares; 2022Q2: 381,019 shares; 2022Q3: 381,019 shares 381,019$762K1.32%0Timeline
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 295,000 shares; 2022Q1: 295,000 shares; 2022Q2: 295,000 shares; 2022Q3: 295,000 shares 295,000$758K1.32%0
ADSKAUTODESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,000 shares; 2022Q1: 4,000 shares; 2022Q2: 4,000 shares; 2022Q3: 4,000 shares 4,000$747K1.3%0Timeline
PRTSCARPARTS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 140,000 shares; 2022Q1: 140,000 shares; 2022Q2: 140,000 shares; 2022Q3: 140,000 shares 140,000$724K1.26%0Timeline
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 15,000 shares; 2022Q1: 10,000 shares; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares 10,000$686K1.19%0Timeline
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 40,000 shares; 2022Q1: 40,000 shares; 2022Q2: 80,000 shares; 2022Q3: 110,000 shares 110,000$639K1.11%+30,000Timeline
OKTAOKTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 5,000 shares; 2022Q2: 5,000 shares; 2022Q3: 10,000 shares 10,000$569K0.99%+5,000Timeline
NEOGNEOGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 40,000 shares 40,000$559K0.97%newTimeline
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 520,000 shares; 2022Q1: 630,000 shares; 2022Q2: 630,000 shares; 2022Q3: 630,000 shares 630,000$549K0.95%0
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 155,151 shares; 2022Q3: 175,151 shares 175,151$487K0.85%+20,000
ARANTERO RESOURCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 15,000 shares 15,000$458K0.8%newTimeline
DDOGDATADOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,000 shares; 2022Q1: 5,000 shares; 2022Q2: 5,000 shares; 2022Q3: 5,000 shares 5,000$444K0.77%0Timeline
SPOTSPOTIFY TECHNOLOGY S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 5,000 shares 5,000$432K0.75%newTimeline
ProShares UltraPro Short S&…ProShares UltraPro Short S&P 500Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 127,100 shares; 2022Q2: not reported; 2022Q3: 18,150 shares 18,150$407K0.71%new
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 40,000 shares 40,000$406K0.71%newTimeline
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 21,598 shares; 2022Q1: 21,598 shares; 2022Q2: 42,860 shares; 2022Q3: 42,860 shares 42,860$404K0.7%0
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 15,000 shares; 2022Q2: 28,000 shares; 2022Q3: 28,000 shares 28,000$403K0.7%0Timeline
SNOWSNOWFLAKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,000 shares; 2022Q1: 1,333 shares; 2022Q2: 2,333 shares; 2022Q3: 2,333 shares 2,333$397K0.69%0Timeline
PROSHARES TR IIPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 7,300 shares 7,300$392K0.68%new
SEMA4 HOLDINGS CORPSEMA4 HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 46,500 shares; 2022Q2: 610,000 shares; 2022Q3: 442,900 shares 442,900$389K0.68%-167,100
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 14,560 shares; 2022Q1: 14,560 shares; 2022Q2: 14,560 shares; 2022Q3: 14,560 shares 14,560$386K0.67%0Timeline
SICPQSILVERGATE CAP CORP CL A (MD)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 10,000 shares; 2022Q3: 5,000 shares 5,000$377K0.65%-5,000Timeline
PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 85,482 shares; 2022Q2: 170,000 shares; 2022Q3: 184,250 shares 184,250$341K0.59%+14,250
BFHBREAD FINANCIAL HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares 10,000$315K0.55%newTimeline
TWLOTWILIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 4,000 shares; 2022Q2: 4,000 shares; 2022Q3: 4,000 shares 4,000$277K0.48%0Timeline
GENIGENIUS SPORTS LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 100,000 shares; 2022Q3: 75,000 shares 75,000$275K0.48%-25,000Timeline
PAGSPAGSEGURO DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$265K0.46%0Timeline
UCOPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares 10,000$263K0.46%newTimeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 5,000 shares 5,000$242K0.42%newTimeline
ZUORA INCZUORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 30,000 shares 30,000$221K0.38%new
COINCOINBASE GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,200 shares; 2022Q1: 3,200 shares; 2022Q2: not reported; 2022Q3: 3,200 shares 3,200$206K0.36%newTimeline
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,500 shares; 2022Q1: 3,500 shares; 2022Q2: not reported; 2022Q3: 3,500 shares 3,500$206K0.36%new
PLBYPLAYBOY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 25,430 shares; 2022Q1: 50,000 shares; 2022Q2: 50,000 shares; 2022Q3: 50,000 shares 50,000$202K0.35%0Timeline
DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 117,300 shares; 2022Q1: 57,300 shares; 2022Q2: 122,926 shares; 2022Q3: 65,626 shares 65,626$194K0.34%-57,300
PACKRANPAK HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 55,500 shares 55,500$190K0.33%newTimeline
PROSHARESPROSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 70,200 shares; 2022Q2: 16,100 shares; 2022Q3: 11,300 shares 11,300$145K0.25%-4,800
CTLPCANTALOUPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 99,600 shares; 2022Q1: 43,797 shares; 2022Q2: 35,139 shares; 2022Q3: 29,177 shares 29,177$102K0.18%-5,962Timeline
CDAKCODIAK BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 84,033 shares; 2022Q1: 84,033 shares; 2022Q2: 78,527 shares; 2022Q3: 64,582 shares 64,582$51K0.09%-13,945Timeline
LAKESHORE ACQUISITION I CORPLAKESHORE ACQUISITION I CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 37,500 shares; 2022Q1: 37,500 shares; 2022Q2: 37,500 shares; 2022Q3: 37,500 shares 37,500$6K0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
TLTISHARES TR 20 YR TR BD ETFcall200,000$20.5Mnew
TSLATESLA INC COMcall9,000$2.39Mnew
EBIX INCEBIX INC COM NEWcall100,000$1.9M-3,800

Sold out in Q3 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
FDXFEDEX CORP40,000$9.07Mcall
PIIMPINJ INC27,168$1.59Mshares
OPKOPKO HEALTH INC590,000$1.49Mshares
AMZNAMAZON COM INC10,000$1.06Mshares
ATARA BIOTHERAPEUTICS INC C…ATARA BIOTHERAPEUTICS INC COM NEW110,000$857Kshares
TNDMTANDEM DIABETES CARE INC10,000$592Kshares
CLNECLEAN ENERGY FUELS CORP110,000$493Kshares
ACADACADIA PHARMACEUTICALS INC30,000$423Kcall
NFLXNETFLIX INC.2,000$350Kshares
DDDUPONT DE NEMOURS INC5,500$306Kshares
SESEA LTD4,000$267Kshares
RNGRINGCENTRAL INC5,000$261Kshares
MARAMARA HOLDINGS INC40,000$214Kshares
IMMPIMMUTEP LTD100,950$205Kshares
AEHRAEHR TEST SYS26,999$202Kshares
VELO3D INCVELO3D INC120,000$166Kshares

How Q3 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-22-111107 base2022-10-25acceptance time not in the bulk data set