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Trellus Management Company, LLC

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13F filer, CIK 1307877, Delray Beach, FL

Trellus Management Company, LLC reported $84,974,470 across 50 holdings for the quarter ended 2023-03-31, in a 13F-HR filed 2023-04-20. Its ten largest share positions make up 69.84% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-23-047812

Period
2023-03-31
Reported value
$85M
Holdings
50
Top 10 weight
69.84%
New
12
Sold out
18

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CNCnew+30,000$1.9M
ARLPnew+78,258$1.58M
TZAnew+20,400$635K
PRInew+3,600$620K
AVNWnew+14,704$507K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
TLTreduced-24,100-$2.56M
SPXLexited-27,900-$1.73M
VGLTexited-26,300-$1.62M
SPOTexited-10,000-$790K
NEOGexited-40,000-$609K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2023

Share positions as resolved from 13F-HR 0001104659-23-047812, largest first. % of portfolio is the value over $62,232,235, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,226,076 shares; 2022Q1: 2,126,076 shares; 2022Q2: 2,126,076 shares; 2022Q3: 2,121,076 shares; 2022Q4: 2,121,076 shares; 2023Q1: 2,121,076 shares 2,121,076$21M33.67%0
VICRVICOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 129,945 shares; 2022Q1: 129,945 shares; 2022Q2: 129,945 shares; 2022Q3: 129,945 shares; 2022Q4: 129,945 shares; 2023Q1: 129,945 shares 129,945$6.1M9.8%0Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 51,600 shares; 2022Q1: 40,963 shares; 2022Q2: 40,963 shares; 2022Q3: 40,963 shares; 2022Q4: 40,963 shares; 2023Q1: 40,963 shares 40,963$6M9.64%0Timeline
CNCCENTENE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 30,000 shares 30,000$1.9M3.05%newTimeline
ARLPALLIANCE RESOURCE PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 78,258 shares 78,258$1.58M2.54%newTimeline
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares; 2022Q4: 25,000 shares; 2023Q1: 25,000 shares 25,000$1.47M2.36%0
EBIX INCEBIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 110,000 shares; 2022Q1: 110,000 shares; 2022Q2: 110,000 shares; 2022Q3: 110,000 shares; 2022Q4: 110,000 shares; 2023Q1: 110,000 shares 110,000$1.45M2.33%0
ASPNASPEN AEROGELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 105,563 shares; 2022Q1: 105,563 shares; 2022Q2: 106,463 shares; 2022Q3: 106,463 shares; 2022Q4: 146,463 shares; 2023Q1: 181,863 shares 181,863$1.35M2.18%+35,400Timeline
RMNIRIMINI STR INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 324,010 shares; 2022Q1: 324,010 shares; 2022Q2: 324,010 shares; 2022Q3: 324,010 shares; 2022Q4: 324,010 shares; 2023Q1: 324,010 shares 324,010$1.33M2.15%0Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 13,200 shares; 2022Q1: 13,200 shares; 2022Q2: 13,200 shares; 2022Q3: 13,200 shares; 2022Q4: 13,200 shares; 2023Q1: 13,200 shares 13,200$1.32M2.12%0Timeline
PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 85,482 shares; 2022Q2: 170,000 shares; 2022Q3: 184,250 shares; 2022Q4: 184,587 shares; 2023Q1: 325,000 shares 325,000$1.1M1.78%+140,413
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,700 shares; 2022Q1: 25,347 shares; 2022Q2: 50,047 shares; 2022Q3: 51,347 shares; 2022Q4: 34,347 shares; 2023Q1: 10,247 shares 10,247$1.09M1.75%-24,100Timeline
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 40,000 shares; 2022Q1: 40,000 shares; 2022Q2: 80,000 shares; 2022Q3: 110,000 shares; 2022Q4: 68,500 shares; 2023Q1: 88,500 shares 88,500$1.02M1.65%+20,000Timeline
PRTSCARPARTS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 140,000 shares; 2022Q1: 140,000 shares; 2022Q2: 140,000 shares; 2022Q3: 140,000 shares; 2022Q4: 180,000 shares; 2023Q1: 180,000 shares 180,000$961K1.54%0Timeline
ADSKAUTODESK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,000 shares; 2022Q1: 4,000 shares; 2022Q2: 4,000 shares; 2022Q3: 4,000 shares; 2022Q4: 4,000 shares; 2023Q1: 4,000 shares 4,000$833K1.34%0Timeline
UCOPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares; 2022Q4: 20,000 shares; 2023Q1: 28,200 shares 28,200$746K1.2%+8,200Timeline
ZSZSCALER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 4,500 shares; 2023Q1: 6,000 shares 6,000$701K1.13%+1,500Timeline
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 400,000 shares; 2023Q1: 600,000 shares 600,000$696K1.12%+200,000
XYZBLOCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 5,000 shares; 2023Q1: 10,000 shares 10,000$686K1.1%+5,000Timeline
SBSWSIBANYE STILLWATER LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 65,000 shares; 2022Q3: 81,834 shares; 2022Q4: 81,834 shares; 2023Q1: 80,000 shares 80,000$666K1.07%-1,834Timeline
TZADIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 20,400 shares 20,400$635K1.02%newTimeline
PRIPRIMERICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 3,600 shares 3,600$620K1%newTimeline
APPSDIGITAL TURBINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 15,000 shares; 2022Q2: 28,000 shares; 2022Q3: 28,000 shares; 2022Q4: 38,000 shares; 2023Q1: 50,000 shares 50,000$618K0.99%+12,000Timeline
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 110,000 shares; 2022Q3: not reported; 2022Q4: 79,000 shares; 2023Q1: 140,000 shares 140,000$610K0.98%+61,000Timeline
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 520,000 shares; 2022Q1: 630,000 shares; 2022Q2: 630,000 shares; 2022Q3: 630,000 shares; 2022Q4: 630,000 shares; 2023Q1: 630,000 shares 630,000$600K0.96%0
CTLPCANTALOUPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 99,600 shares; 2022Q1: 43,797 shares; 2022Q2: 35,139 shares; 2022Q3: 29,177 shares; 2022Q4: 90,000 shares; 2023Q1: 100,200 shares 100,200$571K0.92%+10,200Timeline
SEMA4 HOLDINGS CORPSEMA4 HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 46,500 shares; 2022Q2: 610,000 shares; 2022Q3: 442,900 shares; 2022Q4: 1,100,000 shares; 2023Q1: 1,500,000 shares 1,500,000$548K0.88%+400,000
CCJCAMECO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 30,000 shares; 2023Q1: 20,000 shares 20,000$523K0.84%-10,000Timeline
AVNWAVIAT NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 14,704 shares 14,704$507K0.81%newTimeline
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 6,638 shares; 2023Q1: 13,524 shares 13,524$503K0.81%+6,886
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 14,560 shares; 2022Q1: 14,560 shares; 2022Q2: 14,560 shares; 2022Q3: 14,560 shares; 2022Q4: 14,560 shares; 2023Q1: 14,560 shares 14,560$462K0.74%0Timeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 5,000 shares; 2022Q4: 5,000 shares; 2023Q1: 10,000 shares 10,000$459K0.74%+5,000Timeline
DDOGDATADOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,000 shares; 2022Q1: 5,000 shares; 2022Q2: 5,000 shares; 2022Q3: 5,000 shares; 2022Q4: 5,000 shares; 2023Q1: 5,000 shares 5,000$363K0.58%0Timeline
SNOWSNOWFLAKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,000 shares; 2022Q1: 1,333 shares; 2022Q2: 2,333 shares; 2022Q3: 2,333 shares; 2022Q4: 2,333 shares; 2023Q1: 2,333 shares 2,333$360K0.58%0Timeline
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 295,000 shares; 2022Q1: 295,000 shares; 2022Q2: 295,000 shares; 2022Q3: 295,000 shares; 2022Q4: 295,000 shares; 2023Q1: 127,000 shares 127,000$323K0.52%-168,000
EQTEQT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$319K0.51%0Timeline
PLPLANET LABS PBCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 80,000 shares 80,000$314K0.51%newTimeline
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 5,000 shares; 2022Q3: not reported; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$307K0.49%0Timeline
PACKRANPAK HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 55,500 shares; 2022Q4: 57,900 shares; 2023Q1: 57,900 shares 57,900$302K0.49%0Timeline
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 5,700 shares 5,700$256K0.41%new
GENIGENIUS SPORTS LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 100,000 shares; 2022Q3: 75,000 shares; 2022Q4: 63,077 shares; 2023Q1: 46,077 shares 46,077$229K0.37%-17,000Timeline
DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 117,300 shares; 2022Q1: 57,300 shares; 2022Q2: 122,926 shares; 2022Q3: 65,626 shares; 2022Q4: 65,626 shares; 2023Q1: 65,626 shares 65,626$226K0.36%0
APLDAPPLIED DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 95,000 shares 95,000$213K0.34%newTimeline
PROSHARES TR IIPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 7,300 shares; 2022Q4: 15,900 shares; 2023Q1: 40,900 shares 40,900$148K0.24%+25,000
DERMTECH INCDERMTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 23,025 shares; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 37,352 shares 37,352$137K0.22%new
FENCFENNEC PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,861 shares 11,861$98.7K0.16%newTimeline
PROSOMNUS INCPROSOMNUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 37,500 shares; 2023Q1: 37,500 shares 37,500$5.92K0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput50,000$20.5Mnew
APPSDIGITAL TURBINE INC COM NEWcall100,000$1.24Mnew
EBIX INCEBIX INC COM NEWcall78,600$1.04M+19,000

Sold out in Q1 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TLTISHARES TR100,000$9.96Mcall
TSLATESLA INC40,000$4.93Mcall
DIASTATE STR SPDR DOW JONES IND10,000$3.31Mput
MRNAMODERNA INC10,000$1.8Mcall
SPXLDIREXION SHARES ETF TRUST27,900$1.73Mshares
VGLTVANGUARD SCOTTSDALE FDS26,300$1.62Mshares
SPOTSPOTIFY TECHNOLOGY S A10,000$790Kshares
NEOGNEOGEN CORP40,000$609Kshares
KTOSKRATOS DEFENSE & SEC SOLUTIO57,567$594Kshares
OLLIOLLIES BARGAIN OUTLET HLDGS10,000$468Kshares
CALLON PETROLEUM CORPCALLON PETROLEUM CORP10,000$371Kshares
PANWPALO ALTO NETWORKS INC2,500$349Kshares
LNTHLANTHEUS HLDGS INC5,743$293Kshares
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP50,000$286Kshares
LIVEPERSON, INC.LIVEPERSON, INC.27,760$281Kshares
AMZNAMAZON COM INC2,500$210Kshares
GEGGREAT ELM GROUP INC97,094$196Kshares
PLBYPLAYBOY INC15,619$43Kshares

How Q1 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-23-047812 base2023-04-20acceptance time not in the bulk data set