Tradewinds Global Investors, LLC
Follow13F filer, CIK 1383221, LOS ANGELES, CA
Tradewinds Global Investors, LLC reported $81,316,000 across 51 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-14. Its ten largest share positions make up 39.95% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000909012-16-000609
- Period
- 2016-09-30
- Reported value
- $81.3M
- Holdings
- 51
- Top 10 weight
- 39.95%
- New
- 0
- Sold out
- 123
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AON PLCadded | +878 | $98.8K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AXSreduced | -1,166,683 | -$63.4M |
| UBSexited | -3,949,192 | -$51.2M |
| TMreduced | -437,931 | -$50.8M |
| AGRIUM INCreduced | -554,788 | -$50.3M |
| ROYAL DUTCH SHELL PLC SPN A…reduced | -949,787 | -$50.2M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 51 share positions
Sold out in Q3 2016
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| UBSUBS GROUP AG | 3,949,192 | $51.2M | shares |
| BPBP PLC | 912,678 | $32.4M | shares |
| CCITIGROUP INC | 622,525 | $26.4M | shares |
| PFEPFIZER INC | 724,710 | $25.5M | shares |
| ORCLORACLE CORP | 608,645 | $24.9M | shares |
| AIGAMERICAN INTL GROUP INC | 444,890 | $23.5M | shares |
| ALLYALLY FINL INC | 1,351,200 | $23.1M | shares |
| CSCOCISCO SYS INC | 617,434 | $17.7M | shares |
| CSXCSX CORP | 661,124 | $17.2M | shares |
| HSBCHSBC HLDGS PLC | 549,002 | $17.2M | shares |
| GMGENERAL MTRS CO | 558,733 | $15.8M | shares |
| AAPLAPPLE INC | 153,844 | $14.7M | shares |
| GILDGILEAD SCIENCES INC | 168,457 | $14.1M | shares |
| BRF SABRF SA | 979,069 | $13.6M | shares |
| GENERAL ELEC COGENERAL ELEC CO | 426,887 | $13.4M | shares |
| EXCEXELON CORP | 338,520 | $12.3M | shares |
| MYLAN NVMYLAN NV | 282,903 | $12.2M | shares |
| TIME INC NEWTIME INC NEW | 717,110 | $11.8M | shares |
| AETNA INC NEWAETNA INC NEW | 88,373 | $10.8M | shares |
| AGROADECOAGRO S A | 950,818 | $10.4M | shares |
| XOMEXXON MOBIL CORP | 110,250 | $10.3M | shares |
| ADMARCHER DANIELS MIDLAND CO | 232,520 | $9.97M | shares |
| SBSCOMPANHIA DE SANEAMENTO BASI | 1,051,783 | $9.42M | shares |
| APACHE CORPAPACHE CORP | 161,343 | $8.98M | shares |
| CFGCITIZENS FINL GROUP INC | 434,080 | $8.67M | shares |
| TSNTYSON FOODS INC | 120,970 | $8.08M | shares |
| GOOGALPHABET INC | 11,482 | $7.95M | shares |
| ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG A | 206,180 | $7.25M | shares |
| SLBSLB LIMITED | 90,329 | $7.14M | shares |
| INFOBLOX INCINFOBLOX INC | 359,345 | $6.74M | shares |
| NTRSNORTHERN TR CORP | 99,965 | $6.62M | shares |
| VZVERIZON COMMUNICATIONS INC | 115,356 | $6.44M | shares |
| ANDEANDERSONS INC | 161,900 | $5.75M | shares |
| SILVER STD RES INCSILVER STD RES INC | 403,860 | $5.25M | shares |
| CHINA MOBILE LIMITEDCHINA MOBILE LIMITED | 88,705 | $5.14M | shares |
| PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC | 217,576 | $5M | shares |
| TKCTURKCELL ILETISIM | 537,332 | $4.92M | shares |
| TVGRUPO TELEVISA S A B | 148,648 | $3.87M | shares |
| BBVABANCO BILBAO VIZCAYA ARGENTA | 654,981 | $3.76M | shares |
| EIXEDISON INTL | 47,434 | $3.68M | shares |
| YPFYPF SOCIEDAD ANONIMA | 184,352 | $3.54M | shares |
| NVSNOVARTIS AG | 34,189 | $2.82M | shares |
| ATLANTICA YIELD PLCATLANTICA YIELD PLC | 135,145 | $2.51M | shares |
| AAGILENT TECHNOLOGIES INC | 55,000 | $2.44M | shares |
| DMCDEL MONTE CORP | 38,387 | $2.09M | shares |
| BHPBHP BILLITON LIMITED | 66,652 | $1.9M | shares |
| INDUSTRIAS BACHOCO S A B DEINDUSTRIAS BACHOCO S A B DE | 28,121 | $1.39M | shares |
| RUBY TUESDAY INCRUBY TUESDAY INC | 241,196 | $870K | shares |
| NTT DOCOMO INCNTT DOCOMO INC | 17,006 | $459K | shares |
| ISHARESISHARES | 16,136 | $441K | shares |
| BSVVANGUARD BD INDEX FDS | 5,424 | $439K | shares |
| CAMBREX CORPCAMBREX CORP | 7,039 | $364K | shares |
| ESNTESSENT GROUP LTD | 16,197 | $353K | shares |
| RITMRITHM CAPITAL CORP | 25,271 | $349K | shares |
| NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORP | 15,786 | $338K | shares |
| HEADWATERS INCHEADWATERS INC | 18,804 | $337K | shares |
| RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC | 21,710 | $337K | shares |
| NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC | 20,695 | $334K | shares |
| PLANTRONICS INC NEWPLANTRONICS INC NEW | 7,563 | $332K | shares |
| TESSERA TECHNOLOGIES INCTESSERA TECHNOLOGIES INC | 10,759 | $329K | shares |
| ZDZIFF DAVIS INC | 5,196 | $328K | shares |
| HIHILLENBRAND INC | 10,909 | $327K | shares |
| ACETO CORPACETO CORP | 14,948 | $327K | shares |
| BLMNBLOOMIN BRANDS INC | 18,140 | $324K | shares |
| SMBVANECK ETF TRUST | 18,215 | $322K | shares |
| MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTD | 26,312 | $322K | shares |
| SCSSTEELCASE INC-CLASS A | 23,552 | $319K | shares |
| TOWER INTL INCTOWER INTL INC | 15,453 | $318K | shares |
| TENNECO INCTENNECO INC | 6,376 | $297K | shares |
| LADLITHIA MTRS INC | 4,078 | $289K | shares |
| PLABPHOTRONICS INC | 32,167 | $286K | shares |
| PFBCPREFERRED BK LOS ANGELES CA | 9,605 | $277K | shares |
| PATKPATRICK INDS INC | 4,535 | $273K | shares |
| LZBLA Z BOY INC | 9,563 | $266K | shares |
| ALGTALLEGIANT TRAVEL CO | 1,735 | $262K | shares |
| IIININSTEEL INDS INC | 9,135 | $261K | shares |
| ENSGENSIGN GROUP INC | 12,296 | $258K | shares |
| AMNAMN HEALTHCARE SVCS INC | 6,411 | $256K | shares |
| SUCAMPO PHARMACEUTICALS-CL ASUCAMPO PHARMACEUTICALS-CL A | 23,362 | $256K | shares |
| EMEEMCOR GROUP INC | 5,194 | $255K | shares |
| DLXDELUXE CORP MEDIUM TERM NTS | 3,857 | $255K | shares |
| GREAT WESTN BANCORP INCGREAT WESTN BANCORP INC | 8,008 | $252K | shares |
| CRUSCIRRUS LOGIC INC | 6,472 | $251K | shares |
| JPMJPMORGAN CHASE & CO | 4,037 | $250K | shares |
| MSFTMICROSOFT CORP | 4,848 | $248K | shares |
| RMREGIONAL MGMT CORP | 16,926 | $248K | shares |
| SXISTANDEX INTL CORP | 2,997 | $247K | shares |
| VYMVANGUARD WHITEHALL FDS | 3,415 | $244K | shares |
| FRANKLIN FINL NETWORK INCFRANKLIN FINL NETWORK INC | 7,710 | $241K | shares |
| BBCN BANCORP INCBBCN BANCORP INC | 16,057 | $239K | shares |
| FEDERATED NATIONAL HOLDING CFEDERATED NATIONAL HOLDING C | 12,588 | $239K | shares |
| LOPEGRAND CANYON ED INC | 5,940 | $237K | shares |
| EBSEMERGENT BIOSOLUTIONS INC | 8,360 | $235K | shares |
| WHRWHIRLPOOL CORP | 1,403 | $233K | shares |
| JBSSSANFILIPPO JOHN B & SON INC | 5,431 | $231K | shares |
| WFCWELLS FARGO & CO | 4,553 | $215K | shares |
| LYBLYONDELLBASELL INDUSTRIES NV | 2,858 | $212K | shares |
| BSETBASSETT FURNITURE INDS INC | 8,833 | $211K | shares |
| VIRTUSA CORPVIRTUSA CORP | 7,278 | $210K | shares |
| AMGNAMGEN INC | 1,365 | $207K | shares |
| UNPUNION PAC CORP | 2,361 | $206K | shares |
| PSXPHILLIPS 66 | 2,593 | $205K | shares |
| GOOGLALPHABET INC | 291 | $204K | shares |
| HEALTHSOUTH CORPHEALTHSOUTH CORP | 5,204 | $202K | shares |
| NEENEXTERA ENERGY INC | 1,537 | $200K | shares |
| IBNICICI BK LTD | 26,259 | $188K | shares |
| VONAGE HLDGS CORPVONAGE HLDGS CORP | 30,812 | $187K | shares |
| NRG YIELD INCNRG YIELD INC | 11,989 | $182K | shares |
| MTRXMATRIX SVC CO | 10,377 | $171K | shares |
| ACREARES COML REAL ESTATE CORP | 13,845 | $170K | shares |
| GASLOG LTDGASLOG LTD | 13,085 | $169K | shares |
| DELEK US HOLDINGS INCDELEK US HOLDINGS INC | 12,847 | $169K | shares |
| ADVANCED SEMICONDUCTOR ENGRADVANCED SEMICONDUCTOR ENGR | 30,047 | $167K | shares |
| MERCMERCER INTL INC | 20,924 | $166K | shares |
| SHOSUNSTONE HOTEL INVS INC NEW | 13,602 | $164K | shares |
| UMPQUA HOLDINGSUMPQUA HOLDINGS | 10,382 | $160K | shares |
| ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR) | 13,132 | $112K | shares |
| XEROX CORPXEROX CORP | 11,534 | $109K | shares |
| IGRCBRE GBL REAL ESTATE INC FD | 12,512 | $102K | shares |
| EXCEXELON CORP | 64,000 | $92K | call |
| WESTERN ASSET MGD HI INCM FDWESTERN ASSET MGD HI INCM FD | 13,353 | $63K | shares |
| AGRIUM INCAGRIUM INC | 25,000 | $56K | call |
| CIGCIA ENERGETICA DE MINAS GERA | 15,599 | $34K | shares |
How Q3 2016 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000909012-16-000609 | base | 2016-11-14 | acceptance time not in the bulk data set |
Filings
Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909012-16-000609 | Quarter ended 2016-09-30 | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-16-000561 | Quarter ended 2016-06-30 | 2016-08-10 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-16-000503 | Quarter ended 2016-03-31 | 2016-05-11 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-16-000431 | Quarter ended 2015-12-31 | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-15-000344 | Quarter ended 2015-09-30 | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-15-000270 | Quarter ended 2015-06-30 | 2015-08-12 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-15-000212 | Quarter ended 2015-03-31 | 2015-05-14 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-15-000112 | Quarter ended 2014-12-31 | 2015-02-13 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-14-000424 | Quarter ended 2014-09-30 | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-14-000332 | Quarter ended 2014-06-30 | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-14-000256 | Quarter ended 2014-03-31 | 2014-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909012-14-000132 | Quarter ended 2013-12-31 | 2014-02-19 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-14-000123 | Quarter ended 2013-12-31 | 2014-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-13-000427 | Quarter ended 2013-09-30 | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0000909012-13-000328 | Quarter ended 2013-06-30 | 2013-08-14 | acceptance time not in the bulk data set |