SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,205,488,000 across 1,758 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-01-13. Its ten largest share positions make up 19.08% of the portfolio.

Filed 2021-01-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC13F-HR 0001415889-21-000315

Period: 2020-12-31
Reported value: $1.21B
Holdings: 1,758
Top 10 weight: 19.08%
New: 108
Sold out: 206

Largest buys vs the previous quarter

Security	Shares change	Approx. value
GREENBRIER COS INCnew	+12,940,000	$13M
METadded	+461,890	$12.6M
RAYTHEON TECH COnew	+105,282	$7.53M
ALTERYX INCnew	+4,260,000	$4.49M
DIGITAL RLTY TR INC PFD SER…added	+164,340	$4.49M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CBRE SERVICES INC NOTE M/W …exited	-14,880,000	-$17.2M
METLIFE INC DEPOSITARY SHS …exited	-392,144	-$10.7M
ZILLOW GROUP INCreduced	-4,655,000	-$7.89M
ZILLOW GROUP INCexited	-3,875,000	-$7.52M
RTX CORPORATIONexited	-98,994	-$5.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0001415889-21-000315, largest first. % of portfolio is the value over $1,205,488,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
Delaware StDelaware St	15,000	$17K	<0.01%	0
DELAWARE STDELAWARE ST	15,000	$17K	<0.01%	0
LADRLADDER CAP CORP	1,648	$16K	<0.01%	-1,306	Timeline
ALLYALLY FINL INC	438	$16K	<0.01%	new	Timeline
XTISHARES TR	273	$16K	<0.01%	new	Timeline
FNDXSCHWAB STRATEGIC TR	344	$16K	<0.01%	-448	Timeline
FNDASCHWAB STRATEGIC TR	362	$16K	<0.01%	-458	Timeline
LINDE PLC/OLDLINDE PLC/OLD	61	$16K	<0.01%	+6
SKXSKECHERS U S A INC	450	$16K	<0.01%	0	Timeline
THE HOME DEPOT, 2.125 26 …THE HOME DEPOT, 2.125 26 …	15,000	$16K	<0.01%	0
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	450	$16K	<0.01%	0
WELLS FARGOWELLS FARGO	598	$16K	<0.01%	0
LONGVIEW ACQUISITION CORPLONGVIEW ACQUISITION CORP	825	$16K	<0.01%	new
CINCINNATI BELL TEL CO DEBCINCINNATI BELL TEL CO DEB	15,000	$16K	<0.01%	0
ANTHEM, INCpoint 3point1…ANTHEM, INCpoint 3point125perc…	15,000	$16K	<0.01%	0
HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL	15,000	$16K	<0.01%	0
BANK OF AMERICA CORPORATION…BANK OF AMERICA CORPORATION NOTE	15,000	$16K	<0.01%	0
MARICOPA COUNTY ARIMARICOPA COUNTY ARI	15,000	$16K	<0.01%	0
SCOTTSDALE ARIZSCOTTSDALE ARIZ	15,000	$16K	<0.01%	0
HARRIS CNTY TXHARRIS CNTY TX	15,000	$16K	<0.01%	0
FT BEND CTY TEXFT BEND CTY TEX	15,000	$16K	<0.01%	0
AUSTIN TX ISDAUSTIN TX ISD	15,000	$16K	<0.01%	0
BENTON CNTY WA SD#1BENTON CNTY WA SD#1	15,000	$16K	<0.01%	0
CITY OF SAN ANTONIOCITY OF SAN ANTONIO	15,000	$16K	<0.01%	0
CORPUS CHRISTI TXCORPUS CHRISTI TX	15,000	$16K	<0.01%	0
MARICOPA AZ UHSD 21MARICOPA AZ UHSD 21	15,000	$16K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	15,000	$16K	<0.01%	0
VONGVANGUARD SCOTTSDALE FDS	59	$15K	<0.01%	new	Timeline
VONVVANGUARD SCOTTSDALE FDS	125	$15K	<0.01%	-146	Timeline
APDAIR PRODUCTS AND CHEMICALS I	56	$15K	<0.01%	-5	Timeline
CAGCONAGRA BRANDS INC	425	$15K	<0.01%	-1,000	Timeline
SYYSYSCO CORP	204	$15K	<0.01%	0	Timeline
HOGHARLEY DAVIDSON INC	400	$15K	<0.01%	0	Timeline
VRSKVERISK ANALYTICS INC	72	$15K	<0.01%	0	Timeline
RSRELIANCE INC	122	$15K	<0.01%	0	Timeline
ZYNGA INC.ZYNGA INC.	1,500	$15K	<0.01%	new
BARRICK GOLD CORPBARRICK GOLD CORP	670	$15K	<0.01%	0
EQXEQUINOX GOLD CORP	1,426	$15K	<0.01%	0	Timeline
CHSCPCHS INC CUM REDEMABLE PFD 8%	500	$15K	<0.01%	0	Timeline
HORIZON PHARMA PLCHORIZON PHARMA PLC	200	$15K	<0.01%	new
ZIMMER BIOMET HOLDINGS INC …ZIMMER BIOMET HOLDINGS INC NOTE M…	15,000	$15K	<0.01%	0
MARICOPA AZ SD #4MARICOPA AZ SD #4	15,000	$15K	<0.01%	0
MONTSANTO COMONTSANTO CO	15,000	$15K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	15,000	$15K	<0.01%	0
GRD FORKS ND SANIGRD FORKS ND SANI	15,000	$15K	<0.01%	0
IHS INCIHS INC	15,000	$15K	<0.01%	0
WAL-MART STORES INCWAL-MART STORES INC	15,000	$15K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	15,000	$15K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	15,000	$15K	<0.01%	0
SCOTTSDALE AZ MPCSCOTTSDALE AZ MPC	15,000	$15K	<0.01%	0
FISVFISERV INC	123	$14K	<0.01%	-27	Timeline
VMRKVIVMARK RESIDENTIAL	233	$14K	<0.01%	0	Timeline
RKTROCKET COS INC	700	$14K	<0.01%	new	Timeline
SCZISHARES TR	211	$14K	<0.01%	+87	Timeline
EFAVISHARES TR	189	$14K	<0.01%	-208	Timeline
NTRSNORTHERN TR CORP	150	$14K	<0.01%	-41	Timeline
STMSTMICROELECTRONICS N V	378	$14K	<0.01%	0	Timeline
CHKPCHECK POINT SOFTWARE TECH LT	109	$14K	<0.01%	new	Timeline
EFAISHARES TR	191	$14K	<0.01%	-200	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	929	$14K	<0.01%	0	Timeline
RVTYREVVITY INC	100	$14K	<0.01%	new	Timeline
ZGZILLOW GROUP INC	100	$14K	<0.01%	0	Timeline
ATLASSIAN CORPATLASSIAN CORP	60	$14K	<0.01%	0
CONTINENTAL RES INCCONTINENTAL RES INC	862	$14K	<0.01%	0
FACTORSHARES TRFACTORSHARES TR	250	$14K	<0.01%	0
BIOGEN INC NOTE M/W CLBLBIOGEN INC NOTE M/W CLBL	13,000	$14K	<0.01%	0
FORD MOTOR CREDIT CFORD MOTOR CREDIT C	15,000	$14K	<0.01%	0
AMERISOURCEBERGEN CORPAMERISOURCEBERGEN CORP	142	$14K	<0.01%	new
VOTVANGUARD INDEX FDS	60	$13K	<0.01%	0	Timeline
VGTVANGUARD WORLD FD	36	$13K	<0.01%	0	Timeline
ZIONZIONS BANCORPORATION NATL AS	300	$13K	<0.01%	0	Timeline
RACEFERRARI N V	56	$13K	<0.01%	0	Timeline
AALAMERICAN AIRLINES GROUP INC	831	$13K	<0.01%	0	Timeline
TOLTOLL BROTHERS INC	300	$13K	<0.01%	0	Timeline
GWWWW GRAINGER INC	33	$13K	<0.01%	0	Timeline
PRKPARK NATL CORP	125	$13K	<0.01%	0	Timeline
AOSSMITH A O CORP	246	$13K	<0.01%	+46	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	11	$13K	<0.01%	0	Timeline
TSNTYSON FOODS INC	200	$13K	<0.01%	0	Timeline
MTNVAIL RESORTS INC	45	$13K	<0.01%	0	Timeline
ILMNILLUMINA INC	35	$13K	<0.01%	0	Timeline
AMNAMN HEALTHCARE SVCS INC	187	$13K	<0.01%	0	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	384	$13K	<0.01%	-1,480
JRSNUVEEN REAL ESTATE INCOME FD	1,500	$13K	<0.01%	0	Timeline
TWITTER INCTWITTER INC	245	$13K	<0.01%	0
XFFCXFLAHERTY & CRUMRIN PFD & INM	575	$13K	<0.01%	0	Timeline
JXIISHARES TR	211	$13K	<0.01%	0	Timeline
Waste ConnectionsWaste Connections	125	$13K	<0.01%	0
ATLAS ENERGY LPATLAS ENERGY LP	1,349	$13K	<0.01%	0
Suncor Energy Inc.Suncor Energy Inc.	779	$13K	<0.01%	0
US Treasury 1.625 02/15/26 …US Treasury 1.625 02/15/26 02/15/…	12,000	$13K	<0.01%	0
ATUSFALTIUS MINERALS CORP	1,200	$13K	<0.01%	-200	Timeline
WISCONSIN ST, GO REF BDSWISCONSIN ST, GO REF BDS	10,000	$13K	<0.01%	0
Digital Rlty Tr Inc 6.625 P…Digital Rlty Tr Inc 6.625 Pfd Ser…	500	$13K	<0.01%	0
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	500	$13K	<0.01%	0
LAREDO TXLAREDO TX	10,000	$13K	<0.01%	0
LAREDO TXLAREDO TX	10,000	$13K	<0.01%	0
LINCOLN NE ELEC SYSLINCOLN NE ELEC SYS	10,000	$13K	<0.01%	0
THE GOLDMAN SACHTHE GOLDMAN SACH	10,000	$13K	<0.01%	0
PORT AUTH NY & NJPORT AUTH NY & NJ	10,000	$13K	<0.01%	0
RIO TINTO FINRIO TINTO FIN	10,000	$13K	<0.01%	0
APPLE INCAPPLE INC	10,000	$13K	<0.01%	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC	10,000	$13K	<0.01%	0
WISCONSIN STATEWISCONSIN STATE	10,000	$13K	<0.01%	0
TOYOTA MOTOR CORTOYOTA MOTOR COR	12,000	$13K	<0.01%	0
UNIV UTUNIV UT	10,000	$13K	<0.01%	0
EL PASO CNTY TXEL PASO CNTY TX	10,000	$13K	<0.01%	0
EBAY INC NOTEEBAY INC NOTE	500	$13K	<0.01%	0
ASSOCIATED BANC PFDASSOCIATED BANC PFD	500	$13K	<0.01%	0
NATL GEN PFDNATL GEN PFD	500	$13K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$13K	<0.01%	0
UBERUBER TECHNOLOGIES INC	227	$12K	<0.01%	-98	Timeline
VXUSVANGUARD STAR FDS	200	$12K	<0.01%	0	Timeline
TPRTAPESTRY INC	400	$12K	<0.01%	0	Timeline
AVNTAVIENT CORPORATION	310	$12K	<0.01%	-170	Timeline
BANFBANCFIRST CORP	202	$12K	<0.01%	0	Timeline
QTS RLTY TR INCQTS RLTY TR INC	200	$12K	<0.01%	0
RINGISHARES INC	400	$12K	<0.01%	0	Timeline
IntrcontinentalexchangeIntrcontinentalexchange	107	$12K	<0.01%	+4
GLOBAL X FDSGLOBAL X FDS	925	$12K	<0.01%	0
ANTARES PHARMA INCANTARES PHARMA INC	3,000	$12K	<0.01%	0
Ferguson PLC ADRFerguson PLC ADR	980	$12K	<0.01%	-169
HCA INC.HCA INC.	10,000	$12K	<0.01%	0
UNIVERSITY TX UNIV REVS, …UNIVERSITY TX UNIV REVS, REV FI…	10,000	$12K	<0.01%	0
LAREDO TX WWKS SWRLAREDO TX WWKS SWR	10,000	$12K	<0.01%	0
LOWER CO RIV AUTH TLOWER CO RIV AUTH T	10,000	$12K	<0.01%	0
SHERMAN TXSHERMAN TX	10,000	$12K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	10,000	$12K	<0.01%	0
MARICOPA AZ SD #38MARICOPA AZ SD #38	10,000	$12K	<0.01%	0
MERCK & CO., INCMERCK & CO., INC	10,000	$12K	<0.01%	0
NC MUN PWR CA ELECNC MUN PWR CA ELEC	10,000	$12K	<0.01%	0
NM FA ST TRANSNM FA ST TRANS	10,000	$12K	<0.01%	0
NY ST DORM AUTH PERNY ST DORM AUTH PER	10,000	$12K	<0.01%	0
PA ST TPK COMMN TPKPA ST TPK COMMN TPK	10,000	$12K	<0.01%	0
PHOENIX AZ WST WTRPHOENIX AZ WST WTR	10,000	$12K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	10,000	$12K	<0.01%	0
PIMA CN AZ USD #16PIMA CN AZ USD #16	10,000	$12K	<0.01%	0
SACRAMENTO CN CSACRAMENTO CN C	10,000	$12K	<0.01%	0
AMERICAN TOWER COAMERICAN TOWER CO	10,000	$12K	<0.01%	0
IL FA REVIL FA REV	10,000	$12K	<0.01%	0
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	262	$12K	<0.01%	0
INTERNTNL BUSINESSINTERNTNL BUSINESS	10,000	$12K	<0.01%	0
FIRST TR COMBINED SERFIRST TR COMBINED SER	30	$12K	<0.01%	0
AT&T INCAT&T INC	10,000	$12K	<0.01%	0
THE WESTERN UNIONTHE WESTERN UNION	10,000	$12K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BRD REGENTS COPAZ BRD REGENTS COP	10,000	$12K	<0.01%	0
AZ BRD REGENTS UNIVAZ BRD REGENTS UNIV	10,000	$12K	<0.01%	0
TX TRANS ST HWY FDTX TRANS ST HWY FD	10,000	$12K	<0.01%	0
UNIV MA BLDG AUTHUNIV MA BLDG AUTH	10,000	$12K	<0.01%	0
UNIV WAUNIV WA	10,000	$12K	<0.01%	0
DC INCOME TAXDC INCOME TAX	10,000	$12K	<0.01%	0
INVESCO S&P MIDCAP LOWINVESCO S&P MIDCAP LOW	257	$12K	<0.01%	new
NYC NY TRAN AUTHNYC NY TRAN AUTH	10,000	$12K	<0.01%	0
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	<0.01%	new
DHRDANAHER CORP DEL	50	$11K	<0.01%	+7	Timeline
IBBISHARES TR	75	$11K	<0.01%	-60	Timeline
HSYHERSHEY CO	75	$11K	<0.01%	0	Timeline
OMCOMNICOM GROUP INC	171	$11K	<0.01%	+136	Timeline
EXCEXELON CORP	272	$11K	<0.01%	0	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	213	$11K	<0.01%	0	Timeline
TFISPDR SERIES TRUST	210	$11K	<0.01%	new	Timeline
DLNWISDOMTREE TR	100	$11K	<0.01%	-214	Timeline
SCHFSCHWAB STRATEGIC TR	301	$11K	<0.01%	-1,029	Timeline
ALBALBEMARLE CORP	75	$11K	<0.01%	+50	Timeline
RWRSPDR SERIES TRUST	126	$11K	<0.01%	0	Timeline
PRGPROG HOLDINGS INC	200	$11K	<0.01%	new	Timeline
MTRNMATERION CORP	171	$11K	<0.01%	0	Timeline
SYNEOS HEALTH INCSYNEOS HEALTH INC	165	$11K	<0.01%	0
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	95	$11K	<0.01%	new
FANFIRST TR EXCHANGE-TRADED FD	461	$11K	<0.01%	new	Timeline
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	430	$11K	<0.01%	0
AON CORPAON CORP	54	$11K	<0.01%	0
CHEVRON CORPORATION 3.326 1…CHEVRON CORPORATION 3.326 11/17/2…	10,000	$11K	<0.01%	0
MICROSOFT CORP 3.125 11/03/…MICROSOFT CORP 3.125 11/03/2025	10,000	$11K	<0.01%	0
UNITED STATES TREAS NTS 2 0…UNITED STATES TREAS NTS 2 02/28/2…	11,000	$11K	<0.01%	0
HALLIBURTON CO 3.8 11/15/20…HALLIBURTON CO 3.8 11/15/2025	10,000	$11K	<0.01%	0
MERITAGE HOMES CORPMERITAGE HOMES CORP	10,000	$11K	<0.01%	0
CAPITAL ONE FINLCAPITAL ONE FINL	10,000	$11K	<0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	10,000	$11K	<0.01%	0
EXCELSIOR MINING CORPEXCELSIOR MINING CORP	12,300	$11K	<0.01%	0
US TREASU NT 2point125 perc…US TREASU NT 2point125 percent 12…	11,000	$11K	<0.01%	0
JEA FL ELEC SYS REVJEA FL ELEC SYS REV	10,000	$11K	<0.01%	0
KLEIN TX ISDKLEIN TX ISD	10,000	$11K	<0.01%	0
SIMON PROPERTY GRSIMON PROPERTY GR	10,000	$11K	<0.01%	0
GATX CORP PFDGATX CORP PFD	400	$11K	<0.01%	0
THE EMPIRE DIST ETHE EMPIRE DIST E	10,000	$11K	<0.01%	0
MESA AZMESA AZ	10,000	$11K	<0.01%	0
MONTANA STATE BMONTANA STATE B	10,000	$11K	<0.01%	0
NEW YORK N YNEW YORK N Y	10,000	$11K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$11K	<0.01%	0
OHIO STOHIO ST	10,000	$11K	<0.01%	0
OLD NTNL BANCORPOLD NTNL BANCORP	10,000	$11K	<0.01%	0
PEORIA AZPEORIA AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
AIR PRODUCTS ANDAIR PRODUCTS AND	10,000	$11K	<0.01%	0
ALBEMARLE CORPALBEMARLE CORP	10,000	$11K	<0.01%	0
FLAGSTAFF AZFLAGSTAFF AZ	10,000	$11K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	10,000	$11K	<0.01%	0
AUSTIN TX WTR & WSTAUSTIN TX WTR & WST	10,000	$11K	<0.01%	0
ZIONS BANCORPZIONS BANCORP	10,000	$11K	<0.01%	0
AZ TRANS BRD HWYAZ TRANS BRD HWY	10,000	$11K	<0.01%	0
U.S. BANCORPU.S. BANCORP	10,000	$11K	<0.01%	0
UTAH STUTAH ST	10,000	$11K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	10,000	$11K	<0.01%	0
CIMAREX ENERGYCIMAREX ENERGY	10,000	$11K	<0.01%	0
COMCAST CORPORACOMCAST CORPORA	10,000	$11K	<0.01%	0
DANAHER CORPDANAHER CORP	10,000	$11K	<0.01%	0
EL PASO TXEL PASO TX	10,000	$11K	<0.01%	0
EXELON CORPEXELON CORP	10,000	$11K	<0.01%	0
MARICOPA AZ SD #11MARICOPA AZ SD #11	10,000	$11K	<0.01%	0
PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA	10,000	$11K	<0.01%	new
CONROE TX ISDCONROE TX ISD	10,000	$11K	<0.01%	0
CROWN CASTLE INTCROWN CASTLE INT	10,000	$11K	<0.01%	0
MA ST SCH BLDG AUTHMA ST SCH BLDG AUTH	10,000	$11K	<0.01%	0
SPMBSPDR SERIES TRUST	384	$10K	<0.01%	-239	Timeline
VWOVANGUARD INTL EQUITY INDEX F	190	$10K	<0.01%	-390	Timeline
NTGRNETGEAR INC	240	$10K	<0.01%	0	Timeline
SFMSPROUTS FMRS MKT INC	500	$10K	<0.01%	0	Timeline
LIILENNOX INTL INC	35	$10K	<0.01%	0	Timeline
FSLRFIRST SOLAR INC	100	$10K	<0.01%	0	Timeline
NYTNEW YORK TIMES CO MTN BE	200	$10K	<0.01%	0	Timeline
WSMWILLIAMS SONOMA INC	100	$10K	<0.01%	0	Timeline
AEEAMEREN CORP	126	$10K	<0.01%	+1	Timeline
NTESNETEASE COM INC	105	$10K	<0.01%	+84	Timeline
CIOCITY OFFICE REIT INC	1,000	$10K	<0.01%	-4,000	Timeline
NBIXNEUROCRINE BIOSCIENCES INC	100	$10K	<0.01%	0	Timeline
FNDCSCHWAB STRATEGIC TR	292	$10K	<0.01%	+287	Timeline
VIAVVIAVI SOLUTIONS INC	700	$10K	<0.01%	new	Timeline
SLRCSLR INVESTMENT CORP	546	$10K	<0.01%	0	Timeline
BANK AMER CORP DEP SHS RPST…BANK AMER CORP DEP SHS RPSTG 1	350	$10K	<0.01%	-56
SMLVSPDR SERIES TRUST	102	$10K	<0.01%	0	Timeline
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORP	264	$10K	<0.01%	new
CHSCNCHS INC PREFERRED CLASS B SERI	350	$10K	<0.01%	0	Timeline
CORECIVIC INCCORECIVIC INC	1,500	$10K	<0.01%	new
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INC	800	$10K	<0.01%	0
US BANCORP 5.15% PFD SERIES…US BANCORP 5.15% PFD SERIES H	383	$10K	<0.01%	new
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023	375	$10K	<0.01%	0
ISHARES TRISHARES TR	375	$10K	<0.01%	0
ISHARES IBONDS DEC 2021 TER…ISHARES IBONDS DEC 2021 TERM MUNI…	375	$10K	<0.01%	0
PIMA CNTY ARIZ INDL DEV AUT…PIMA CNTY ARIZ INDL DEV AUTH E RE…	10,000	$10K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	10,000	$10K	<0.01%	0
OHIO ST WTR DEV AUTH WTR PO…OHIO ST WTR DEV AUTH WTR POLLUTN …	10,000	$10K	<0.01%	0
ARIZONA WTR INFRASTRUCTURE …ARIZONA WTR INFRASTRUCTURE FIN AU…	10,000	$10K	<0.01%	0
THE CHARLES SCHTHE CHARLES SCH	10,000	$10K	<0.01%	0
MARICOPA AZ CCDMARICOPA AZ CCD	10,000	$10K	<0.01%	0
MARICOPA AZ CODMARICOPA AZ COD	10,000	$10K	<0.01%	0
MI ST BLDG AUTHMI ST BLDG AUTH	10,000	$10K	<0.01%	0
NORDSTROM, INCNORDSTROM, INC	10,000	$10K	<0.01%	0
PIMA CN AZ IDAPIMA CN AZ IDA	10,000	$10K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	10,000	$10K	<0.01%	0
ROSEMONT ILROSEMONT IL	10,000	$10K	<0.01%	0
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	<0.01%	0
AZ HLTH FAC AUTHAZ HLTH FAC AUTH	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
UNITED AIRLINES,UNITED AIRLINES,	10,000	$10K	<0.01%	0
BROWARD CNTY FL ARPBROWARD CNTY FL ARP	10,000	$10K	<0.01%	0
CHANDLER AZCHANDLER AZ	10,000	$10K	<0.01%	0
CISCO SYSTEMS, ICISCO SYSTEMS, I	9,000	$10K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	10,000	$10K	<0.01%	0
GILA AZ USD #10GILA AZ USD #10	10,000	$10K	<0.01%	0
DRIPPING SPRING TXDRIPPING SPRING TX	10,000	$10K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	10,000	$10K	<0.01%	0
COFCAPITAL ONE FINL CORP	87	$9K	<0.01%	-29	Timeline
SCHPSCHWAB STRATEGIC TR	149	$9K	<0.01%	-802	Timeline
PKGPACKAGING CORP AMER	65	$9K	<0.01%	+10	Timeline
EAELECTRONIC ARTS INC	60	$9K	<0.01%	-58	Timeline
RYNRAYONIER INC	315	$9K	<0.01%	0	Timeline
CCLCARNIVAL CORP	402	$9K	<0.01%	0	Timeline
EEMVISHARES INC	146	$9K	<0.01%	0	Timeline
BWXTBWX TECHNOLOGIES INC	150	$9K	<0.01%	0	Timeline
CBRLCRACKER BARREL OLD CTRY STOR	70	$9K	<0.01%	0	Timeline
AMBAAMBARELLA INC	100	$9K	<0.01%	0	Timeline
SPLUNK INCSPLUNK INC	54	$9K	<0.01%	0
PUBGYPUBLICIS GROUPE-ADR	736	$9K	<0.01%	0	Timeline
MERITOR INCMERITOR INC	320	$9K	<0.01%	new
COMCAST CORP NEW 3.95 10/15…COMCAST CORP NEW 3.95 10/15/2025	8,000	$9K	<0.01%	0
UNITED STATES TREAS NTS 2 1…UNITED STATES TREAS NTS 2 11/30/2…	9,000	$9K	<0.01%	0
CHEMTRADE LOGISTICS INCOMECHEMTRADE LOGISTICS INCOME	2,000	$9K	<0.01%	0
ATHERSYS INCATHERSYS INC	5,000	$9K	<0.01%	0
BOSTON PROPERTIE 2.75.26BOSTON PROPERTIE 2.75.26	8,000	$9K	<0.01%	0
TWO HBRS INVT CORP PFD SER …TWO HBRS INVT CORP PFD SER B F	379	$9K	<0.01%	0
GASLOG LTD PFD SHS SER AGASLOG LTD PFD SHS SER A	400	$9K	<0.01%	0
BAT CAPITAL CORPORATION NOT…BAT CAPITAL CORPORATION NOTE M/W …	8,000	$9K	<0.01%	0
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	500	$9K	<0.01%	0
WALMART INCWALMART INC	8,000	$9K	<0.01%	0
LYB INTERNTNL FINLYB INTERNTNL FIN	8,000	$9K	<0.01%	0
SIMON PROPERTY GROUPSIMON PROPERTY GROUP	8,000	$9K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	8,000	$9K	<0.01%	0
NOMURA AMERICAN FI VAR 34NOMURA AMERICAN FI VAR 34	10,000	$9K	<0.01%	0
NORTHROP GRUMMANNORTHROP GRUMMAN	8,000	$9K	<0.01%	0
AIR LEASE CORPAIR LEASE CORP	8,000	$9K	<0.01%	0
INTL BK RECON & DEINTL BK RECON & DE	10,000	$9K	<0.01%	0
VIACOM INCVIACOM INC	6,000	$9K	<0.01%	0
GENERAL MOTORS FINLGENERAL MOTORS FINL	8,000	$9K	<0.01%	0
CVS HEALTH CORPCVS HEALTH CORP	8,000	$9K	<0.01%	0
FEDEX CORPFEDEX CORP	8,000	$9K	<0.01%	0
EXANTAS CAPI PFDEXANTAS CAPI PFD	400	$9K	<0.01%	0
SDYSPDR SERIES TRUST	77	$8K	<0.01%	0	Timeline
TMUST-MOBILE US INC	60	$8K	<0.01%	+3	Timeline
CNICANADIAN NATL RY CO	75	$8K	<0.01%	0	Timeline
NEMNEWMONT CORP	132	$8K	<0.01%	0	Timeline
EOGEOG RES INC	161	$8K	<0.01%	+35	Timeline
TMHCTAYLOR MORRISON HOME CORP	295	$8K	<0.01%	new	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	300	$8K	<0.01%	0	Timeline
AVAAVISTA CORP	211	$8K	<0.01%	0	Timeline
DARDARLING INGREDIENTS INC	138	$8K	<0.01%	new	Timeline
WSOWATSCO INC	34	$8K	<0.01%	+28	Timeline
STTSTATE STR CORP	104	$8K	<0.01%	0	Timeline
VMWARE, INC.VMWARE, INC.	60	$8K	<0.01%	0
TACTRANSALTA CORP	1,100	$8K	<0.01%	new	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	400	$8K	<0.01%	0
TRANSCANADA CORPTRANSCANADA CORP	200	$8K	<0.01%	0
WTKWYWOLTERS KLUWER NV-SPONS ADR	95	$8K	<0.01%	0	Timeline
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	132	$8K	<0.01%	-54
ORACLE CORP 2.4 09/15/2023ORACLE CORP 2.4 09/15/2023	8,000	$8K	<0.01%	0
DUPONT DE NEMOURS INC 4.493…DUPONT DE NEMOURS INC 4.493 11/15…	7,000	$8K	<0.01%	0
REPUBLIC SVCS INC FXD RT NT…REPUBLIC SVCS INC FXD RT NT 3.37…	7,000	$8K	<0.01%	0
TELEPHONE & DATA SYSTEM 7.0…TELEPHONE & DATA SYSTEM 7.000%	300	$8K	<0.01%	0
INTEL CORP 3 7 25 …INTEL CORP 3 7 25 …	7,000	$8K	<0.01%	0
CAPITAL ONE FINLCAPITAL ONE FINL	7,000	$8K	<0.01%	0
MARSH & MCLENNAN COMPANIES …MARSH & MCLENNAN COMPANIES INC NO…	7,000	$8K	<0.01%	0
HOME DEPOT INC NOTE M/W CLBLHOME DEPOT INC NOTE M/W CLBL	7,000	$8K	<0.01%	0
BECTON DICKINSON & CO NOTE …BECTON DICKINSON & CO NOTE M/W CL…	7,000	$8K	<0.01%	0
SANTANDER HOLDINGS USASANTANDER HOLDINGS USA	8,000	$8K	<0.01%	0
METLIFE INCMETLIFE INC	7,000	$8K	<0.01%	0
DUKE ENERGY CORP 3point75pe…DUKE ENERGY CORP 3point75percent2…	7,000	$8K	<0.01%	0
ISTAR FINANCIAL INC 7.65 PF…ISTAR FINANCIAL INC 7.65 PFD SHS …	300	$8K	<0.01%	0
KBS REIT II MDKBS REIT II MD	3,750	$8K	<0.01%	+2,250
JOHN DEERE CAPITALJOHN DEERE CAPITAL	7,000	$8K	<0.01%	0
JP MORGAN CHASE BK VAR 34JP MORGAN CHASE BK VAR 34	10,000	$8K	<0.01%	0
LANDMARK INFRALANDMARK INFRA	300	$8K	<0.01%	0
SYSCO CORPSYSCO CORP	7,000	$8K	<0.01%	0
TARGET CORPTARGET CORP	7,000	$8K	<0.01%	0
OCCIDENTAL PETRO CORPOCCIDENTAL PETRO CORP	475	$8K	<0.01%	-200
PEPSICO, INCPEPSICO, INC	7,000	$8K	<0.01%	0
PUBLIC STORAGE PFDPUBLIC STORAGE PFD	300	$8K	<0.01%	0
RIO TINTO FINRIO TINTO FIN	7,000	$8K	<0.01%	0
A O N PLCA O N PLC	7,000	$8K	<0.01%	0
AMERICAN HONDA FAMERICAN HONDA F	7,000	$8K	<0.01%	0
FISERV, INCFISERV, INC	7,000	$8K	<0.01%	0
AT&T INCAT&T INC	7,000	$8K	<0.01%	0
THE SOUTHERN COTHE SOUTHERN CO	8,000	$8K	<0.01%	0
THE WALT DISNEY COTHE WALT DISNEY CO	7,000	$8K	<0.01%	0
PLTRPALANTIR TECHNOLOGIES INC	300	$7K	<0.01%	new	Timeline
XLPSELECT SECTOR SPDR TR	100	$7K	<0.01%	0	Timeline
NHINATIONAL HEALTH INVS INC	100	$7K	<0.01%	0	Timeline
ROKROCKWELL AUTOMATION INC	27	$7K	<0.01%	0	Timeline
RCLROYAL CARIBBEAN GROUP	100	$7K	<0.01%	0	Timeline
PINSPINTEREST INC	105	$7K	<0.01%	-495	Timeline
ZMZOOM COMMUNICATIONS INC	20	$7K	<0.01%	new	Timeline
TERTERADYNE INC	57	$7K	<0.01%	0	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	607	$7K	<0.01%	0	Timeline
DXCMDEXCOM INC	20	$7K	<0.01%	0	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	542	$7K	<0.01%	0	Timeline
BCBRUNSWICK CORP	93	$7K	<0.01%	0	Timeline
ROBOEXCHANGE TRADED CONCEPTS TRU	113	$7K	<0.01%	0	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	200	$7K	<0.01%	0	Timeline
XBOEXBLACKROCK ENHANCED GLOBAL	600	$7K	<0.01%	0	Timeline
MATCH GROUP INCMATCH GROUP INC	45	$7K	<0.01%	0
CENTURYLINK INCCENTURYLINK INC	748	$7K	<0.01%	0
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	1,480	$7K	<0.01%	0
BAYRYBAYER AG-SPONSORED ADR	500	$7K	<0.01%	-712	Timeline
ENLAYENEL SPA - UNSPON ADR	700	$7K	<0.01%	0	Timeline
REDFIN CORPREDFIN CORP	100	$7K	<0.01%	new
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	32	$7K	<0.01%	0
Goldman Sachs Group, Inc. 3…Goldman Sachs Group, Inc. 3.5 11/…	6,000	$7K	<0.01%	0
ANHEUSER BUSCH COS INCANHEUSER BUSCH COS INC	100	$7K	<0.01%	-300
CDEVYCITY DEVELOPMENTS LTD SP ADR	1,121	$7K	<0.01%	0	Timeline
CLPHYC L P HOLDINGS LTD SPONS ADR	800	$7K	<0.01%	0	Timeline
PNC FINL SVCS GROUP INC 3.5…PNC FINL SVCS GROUP INC 3.5 01/23…	6,000	$7K	<0.01%	0
AT&T INC 4.125 02/17/2026AT&T INC 4.125 02/17/2026	6,000	$7K	<0.01%	0
GENERAL MOTORS CO 6.6 36 DU…GENERAL MOTORS CO 6.6 36 DUE 04/0…	5,000	$7K	<0.01%	0
ALLSTATE CORP SUB DEB FIXED…ALLSTATE CORP SUB DEB FIXED TO	253	$7K	<0.01%	0
Integrys Holding, 6PFD Due…Integrys Holding, 6PFD Due 08/01…	267	$7K	<0.01%	0
Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q	263	$7K	<0.01%	0
KINDER MORGAN ENKINDER MORGAN EN	7,000	$7K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	5,000	$7K	<0.01%	0
FRASER COMPANIESFRASER COMPANIES	5,000	$7K	<0.01%	0
GILEAD SCIENCES,GILEAD SCIENCES,	6,000	$7K	<0.01%	0
BANK OF AMERICA CORBANK OF AMERICA COR	6,000	$7K	<0.01%	0
BEAM INCBEAM INC	5,000	$7K	<0.01%	0
UNITED PARCEL SERUNITED PARCEL SER	7,000	$7K	<0.01%	0
Macy'S, Inc.Macy'S, Inc.	7,000	$7K	<0.01%	0
TVATVA	7,000	$7K	<0.01%	0
Deutsche BankDeutsche Bank	7,000	$7K	<0.01%	0
FEFIRSTENERGY CORP	183	$6K	<0.01%	0	Timeline
CMCCOMMERCIAL METALS CO	300	$6K	<0.01%	new	Timeline
DGXQUEST DIAGNOSTICS INC	51	$6K	<0.01%	-133	Timeline
ALCALCON AG	85	$6K	<0.01%	-4	Timeline
ROSTROSS STORES INC	45	$6K	<0.01%	-46	Timeline
RNRRENAISSANCERE HLDGS LTD	39	$6K	<0.01%	0	Timeline
DLBDOLBY LABORATORIES INC	63	$6K	<0.01%	0	Timeline
NOBLPROSHARES TR	69	$6K	<0.01%	0	Timeline
KKELLANOVA	96	$6K	<0.01%	0	Timeline
WGOWINNEBAGO INDS INC	100	$6K	<0.01%	0	Timeline
OVVOVINTIV INC	400	$6K	<0.01%	0	Timeline
TDOCTELADOC HEALTH INC	29	$6K	<0.01%	-21	Timeline
SCHCSCHWAB STRATEGIC TR	163	$6K	<0.01%	+160	Timeline
BIOBIO RAD LABS INC	11	$6K	<0.01%	0	Timeline
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	732	$6K	<0.01%	0
IHS MARKIT LTDIHS MARKIT LTD	71	$6K	<0.01%	0
VERINT SYS INCVERINT SYS INC	85	$6K	<0.01%	0
BIGGQBIG LOTS INC.	150	$6K	<0.01%	0	Timeline
GLOBAL X FDSGLOBAL X FDS	233	$6K	<0.01%	0
INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH	240	$6K	<0.01%	0
DHLGYDHL AG - ADR	130	$6K	<0.01%	0	Timeline
GENERAL MOTORS CORPGENERAL MOTORS CORP	153	$6K	<0.01%	0
NATIONAL GRID PLCNATIONAL GRID PLC	101	$6K	<0.01%	+23
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	158	$6K	<0.01%	0
VERIZON COMMUNICATIONS INC …VERIZON COMMUNICATIONS INC 3.5 11…	5,000	$6K	<0.01%	0
ABBVIE INC 2.9 11/06/2022ABBVIE INC 2.9 11/06/2022	6,000	$6K	<0.01%	0
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	400	$6K	<0.01%	0
MARSH & MCLENNAN COS INC SR…MARSH & MCLENNAN COS INC SR NT 4…	5,000	$6K	<0.01%	0
Prudential PLC 6.75% PrpCl …Prudential PLC 6.75% PrpCl 9/0	200	$6K	<0.01%	0
Telephone & Data 6.875% Cl …Telephone & Data 6.875% Cl 11/	241	$6K	<0.01%	0
EXXON MOBIL COREXXON MOBIL COR	5,000	$6K	<0.01%	0
SERVICEMASTER CO LPSERVICEMASTER CO LP	5,000	$6K	<0.01%	0
PIMA CNTY ARIZ REGL TRANSN …PIMA CNTY ARIZ REGL TRANSN AU	5,000	$6K	<0.01%	0
AETNA INC NOTE M/W CLBLAETNA INC NOTE M/W CLBL	6,000	$6K	<0.01%	0
Eaton CorpEaton Corp	6,000	$6K	<0.01%	0
PARTNERRE LTD.PARTNERRE LTD.	221	$6K	<0.01%	0
TEMPE AZTEMPE AZ	5,000	$6K	<0.01%	0
MARICOPA AZ USD #41MARICOPA AZ USD #41	5,000	$6K	<0.01%	0
MASSACHUSETTS STMASSACHUSETTS ST	5,000	$6K	<0.01%	0
MORGAN STANLEY (VARIABLE)MORGAN STANLEY (VARIABLE)	7,000	$6K	<0.01%	0
PACTIV LLCPACTIV LLC	5,000	$6K	<0.01%	0
PINAL CN AZ CCDPINAL CN AZ CCD	5,000	$6K	<0.01%	0
PUBLIC STORAGEPUBLIC STORAGE	5,000	$6K	<0.01%	0
QUEEN CRK AZ EXCQUEEN CRK AZ EXC	5,000	$6K	<0.01%	0
WI ST TRANSWI ST TRANS	5,000	$6K	<0.01%	0
AUSTIN TX CCLG DISTAUSTIN TX CCLG DIST	5,000	$6K	<0.01%	0
YUMA ARIZONA MUNICIPYUMA ARIZONA MUNICIP	5,000	$6K	<0.01%	0
THE KROGER CO.THE KROGER CO.	5,000	$6K	<0.01%	0
TOTAL CAPITALTOTAL CAPITAL	5,000	$6K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	5,000	$6K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$6K	<0.01%	0
BANK OF AMERICA C VAR 28BANK OF AMERICA C VAR 28	5,000	$6K	<0.01%	0
DUKE ENERGY OHIODUKE ENERGY OHIO	5,000	$6K	<0.01%	0
FEDERAL NTNL MORTGAGFEDERAL NTNL MORTGAG	6,000	$6K	<0.01%	0
ADPAUTOMATIC DATA PROCESSING IN	31	$5K	<0.01%	-9	Timeline
ICSHISHARES TR	100	$5K	<0.01%	0	Timeline
MBBISHARES TR	49	$5K	<0.01%	-150	Timeline
VOVANGUARD INDEX FDS	25	$5K	<0.01%	0	Timeline
SYFSYNCHRONY FINANCIAL	134	$5K	<0.01%	-464	Timeline
BHPBHP BILLITON LIMITED	73	$5K	<0.01%	-14	Timeline
EBAYEBAY INC.	100	$5K	<0.01%	0	Timeline
ECLECOLAB INC	25	$5K	<0.01%	0	Timeline
SCISERVICE CORP INTL	99	$5K	<0.01%	0	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	420	$5K	<0.01%	0	Timeline
GOODGLADSTONE COMMERCIAL CORP	270	$5K	<0.01%	0	Timeline
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	200	$5K	<0.01%	0
HESS CORPHESS CORP	100	$5K	<0.01%	0
NIKOLA CORPNIKOLA CORP	350	$5K	<0.01%	0
WW INTL INCWW INTL INC	200	$5K	<0.01%	0
FTCHQFARFETCH LTD ORD SH CL A (CYM)	85	$5K	<0.01%	0	Timeline
PDNINVESCO EXCH TRADED FD TR II	158	$5K	<0.01%	+107	Timeline
CLOUDERA INCCLOUDERA INC	353	$5K	<0.01%	0
LRLCYL'OREAL-UNSPONSORED ADR	66	$5K	<0.01%	-11	Timeline
ETFMGETFMG	334	$5K	<0.01%	+200
Keyence CorpKeyence Corp	8	$5K	<0.01%	0
FTSE RAFI US 1500 Small CapFTSE RAFI US 1500 Small Cap	35	$5K	<0.01%	new
US BANCORP 2.625 01/24/2022US BANCORP 2.625 01/24/2022	5,000	$5K	<0.01%	0
BT Group PLCBT Group PLC	2,500	$5K	<0.01%	0
CREE INCCREE INC	50	$5K	<0.01%	0
TOYOTA MTR CORP SR NT 3.66…TOYOTA MTR CORP SR NT 3.669 perc…	4,000	$5K	<0.01%	0
FLGFLAGSTAR BANK, N.A DEP SHS REP	165	$5K	<0.01%	0	Timeline
RZBREINSURANCE GROUP AMER INC SUB	187	$5K	<0.01%	0	Timeline
REINSURANCE GROUP OF AMERICAREINSURANCE GROUP OF AMERICA	182	$5K	<0.01%	0
AMERN AIRLINE 16-2 A PTTAMERN AIRLINE 16-2 A PTT	5,000	$5K	<0.01%	0
AT&T PfdAT&T Pfd	195	$5K	<0.01%	0
GOLDMAN SACH 6.375 PFDGOLDMAN SACH 6.375 PFD	158	$5K	<0.01%	0
ENBRIDGE IENBRIDGE I	169	$5K	<0.01%	0
FEDERAL NATIONAL MTG ASSNFEDERAL NATIONAL MTG ASSN	5,000	$5K	<0.01%	0
DOMINION ENERGY INC NOTE M/…DOMINION ENERGY INC NOTE M/W CLBL	5,000	$5K	<0.01%	0
CVS HEALTH CORPORATION NOTE…CVS HEALTH CORPORATION NOTE M/W C…	5,000	$5K	<0.01%	0
american express coamerican express co	5,000	$5K	<0.01%	0
Goldman Sachs Group Inc FRNGoldman Sachs Group Inc FRN	5,000	$5K	<0.01%	0
LOS ANGELES CA W/PLOS ANGELES CA W/P	5,000	$5K	<0.01%	0
MONTANA STATE BOMONTANA STATE BO	5,000	$5K	<0.01%	0
NC EASTERN MUNI PWRNC EASTERN MUNI PWR	5,000	$5K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	5,000	$5K	<0.01%	0
AMERICAN ELECTRICAMERICAN ELECTRIC	5,000	$5K	<0.01%	0
FTFT	2,000	$5K	<0.01%	0
TN ENGY ACQUISITTN ENGY ACQUISIT	5,000	$5K	<0.01%	0
TUCSON AZTUCSON AZ	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0
BB&T CORPBB&T CORP	5,000	$5K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	5,000	$5K	<0.01%	0
FREMONT NEBRASKA COFREMONT NEBRASKA CO	5,000	$5K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	5,000	$5K	<0.01%	0
DEDEERE & CO	13	$4K	<0.01%	0	Timeline
XLESELECT SECTOR SPDR TR	100	$4K	<0.01%	0	Timeline
ONEQFIDELITY COMWLTH TR	7	$4K	<0.01%	0	Timeline
IGFISHARES TR	100	$4K	<0.01%	0	Timeline
IIPRINNOVATIVE INDL PPTYS INC	20	$4K	<0.01%	0	Timeline

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 206. All 206

Security	Shares before	Value before	Type
CBRE SERVICES INC NOTE M/W …CBRE SERVICES INC NOTE M/W CLBL	14,880,000	$17.2M	shares
METLIFE INC DEPOSITARY SHS …METLIFE INC DEPOSITARY SHS REP	392,144	$10.7M	shares
ZILLOW GROUP INCZILLOW GROUP INC	3,875,000	$7.52M	shares
RTX CORPORATIONRTX CORPORATION	98,994	$5.7M	shares
MCDONALDS CORPMCDONALDS CORP	3,160,000	$3.17M	shares
TARGET CORPTARGET CORP	7,928	$1.25M	shares
SRNESORRENTO THERAPEUTICS, INC.	61,804	$689K	shares
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC	640,000	$636K	shares
LOCKHEED MARTIN CORP 2.5 11…LOCKHEED MARTIN CORP 2.5 11/23/20…	257,000	$257K	shares
INVESCO ADVANTAGE MUNI INCO…INVESCO ADVANTAGE MUNI INCOME	13,603	$147K	shares
UNIV TX UNIVUNIV TX UNIV	140,000	$140K	shares
BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY	10,000	$134K	shares
NY ST DORM AUTHNY ST DORM AUTH	125,000	$125K	shares
VCSHVANGUARD SCOTTSDALE FDS	1,300	$108K	shares
Invesco S&P SmallCap Health…Invesco S&P SmallCap Health Care …	781	$103K	shares
TIPISHARES TR	800	$101K	shares
L BRANDS INCL BRANDS INC	85,000	$87K	shares
EDWARDS LIFESCIENCES CORPEDWARDS LIFESCIENCES CORP	1,080	$86K	shares
MCKESSON CORPMCKESSON CORP	75,000	$76K	shares
CITIGROUP INC.CITIGROUP INC.	75,000	$75K	shares
MCHPMICROCHIP TECHNOLOGY INC.	649	$67K	shares
OHIO STOHIO ST	50,000	$55K	shares
CSX CORPCSX CORP	50,000	$55K	shares
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	286	$54K	shares
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL	500	$52K	shares
JEFFERIES GROUPJEFFERIES GROUP	50,000	$52K	shares
Pinal Cn Az CcdPinal Cn Az Ccd	50,000	$52K	shares
DOWDUPONT INC.DOWDUPONT INC.	50,000	$50K	shares
CDPCOPT DEFENSE PROPERTIES	2,000	$47K	shares
Bank Of America C Var 29Bank Of America C Var 29	40,000	$46K	shares
Jpmorgan Chase & Var 29Jpmorgan Chase & Var 29	40,000	$45K	shares
Orlando Fl SplOrlando Fl Spl	45,000	$45K	shares
Pima Cn Az Usd #1Pima Cn Az Usd #1	40,000	$43K	shares
HDVISHARES TR	506	$41K	shares
CONSTELLATION ENCONSTELLATION EN	40,000	$40K	shares
FHLCFIDELITY COVINGTON TRUST	650	$34K	shares
TOTAL S A ADR FTOTAL S A ADR F	1,000	$34K	shares
Wells Fargo & Co NewWells Fargo & Co New	1,306	$34K	shares
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	346	$28K	shares
WESTROCK COWESTROCK CO	780	$27K	shares
Pnc Finl Svcs GrPnc Finl Svcs Gr	25,000	$27K	shares
WA FED WY GRNTWA FED WY GRNT	25,000	$27K	shares
SPSMSPDR SERIES TRUST	964	$26K	shares
MEDTRONIC INC 3.15 03/15/20…MEDTRONIC INC 3.15 03/15/2022	25,000	$26K	shares
Phoenix Az Wst WtrPhoenix Az Wst Wtr	25,000	$26K	shares
General ElectricGeneral Electric	25,000	$26K	shares
ANNALY CAP MGMT INC PFDSER …ANNALY CAP MGMT INC PFDSER D %	980	$25K	shares
SEDWICK CN KS SD259SEDWICK CN KS SD259	25,000	$25K	shares
MARATHON PETROLEUMMARATHON PETROLEUM	25,000	$25K	shares
ST CHARLES COUNST CHARLES COUN	25,000	$25K	shares
Transcanada CorpTranscanada Corp	25,000	$25K	shares
General ElectricGeneral Electric	25,000	$25K	shares
FTECFIDELITY COVINGTON TRUST	262	$24K	shares
TRAVELERS COMPANIES INCTRAVELERS COMPANIES INC	225	$24K	shares
DIGITAL RLTY TR - PFD GDIGITAL RLTY TR - PFD G	945	$24K	shares
UNILEVER N VUNILEVER N V	382	$23K	shares
UNIVERSAL HEALTH/REALTY SBIUNIVERSAL HEALTH/REALTY SBI	395	$23K	shares
LWLAMB WESTON HLDGS INC	333	$22K	shares
GOVTISHARES TR	734	$21K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$21K	shares
MYOKARDIA INCMYOKARDIA INC	150	$20K	shares
MICROSOFT CORPMICROSOFT CORP	20,000	$20K	shares
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	20,000	$20K	shares
GREEN BAY WISGREEN BAY WIS	20,000	$20K	shares
IGIBISHARES TR	314	$19K	shares
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	shares
IGSBISHARES TR	312	$17K	shares
BARCLAYS PLCBARCLAYS PLC	3,310	$17K	shares
VDCVANGUARD WORLD FD	100	$16K	shares
FCOMFIDELITY COVINGTON TRUST	402	$16K	shares
SNASNAP ON INC	104	$15K	shares
CHRWC H ROBINSON WORLDWIDE IN	147	$15K	shares
RHIROBERT HALF INC.	290	$15K	shares
MATVMATIV HOLDINGS INC	500	$15K	shares
MO ST UNIV AUXMO ST UNIV AUX	15,000	$15K	shares
FDISFIDELITY COVINGTON TRUST	219	$14K	shares
CENCORA INCCENCORA INC	142	$14K	shares
ETFS Gold TrustETFS Gold Trust	782	$14K	shares
FIRST REPUBLIC BAN ORDFIRST REPUBLIC BAN ORD	500	$13K	shares
MTBM & T BK CORP	125	$12K	shares
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	shares
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	257	$11K	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	770	$11K	shares
PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA	10,000	$11K	shares
XILINX INCXILINX INC	100	$10K	shares
SEWARD COUNTY NESEWARD COUNTY NE	10,000	$10K	shares
MO ST HLTH/EDMO ST HLTH/ED	10,000	$10K	shares
MO ST UNIV AUXMO ST UNIV AUX	10,000	$10K	shares
MP WSTRN ST UNIVMP WSTRN ST UNIV	10,000	$10K	shares
STATE OF TEXASSTATE OF TEXAS	10,000	$10K	shares
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	10,000	$10K	shares
BANCO SANTANDER, PFDBANCO SANTANDER, PFD	431	$10K	shares
PKXPOSCO HOLDINGS INC	212	$9K	shares
IMMUNOMEDICS INCIMMUNOMEDICS INC	100	$9K	shares
VCLTVANGUARD SCOTTSDALE FDS	71	$8K	shares
FXIISHARES TR	200	$8K	shares
HYGISHARES TR	100	$8K	shares
ENRENERGIZER HLDGS INC	200	$8K	shares
BBYBEST BUY INC	71	$8K	shares
IJKISHARES TR	35	$8K	shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-21-000315	base		2021-01-13	acceptance time not in the bulk data set	2026-10-07 18:42:52 UTC