SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,205,488,000 across 1,758 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-01-13. Its ten largest share positions make up 19.08% of the portfolio.

Filed 2021-01-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC13F-HR 0001415889-21-000315

Period: 2020-12-31
Reported value: $1.21B
Holdings: 1,758
Top 10 weight: 19.08%
New: 108
Sold out: 206

Largest buys vs the previous quarter

Security	Shares change	Approx. value
GREENBRIER COS INCnew	+12,940,000	$13M
METadded	+461,890	$12.6M
RAYTHEON TECH COnew	+105,282	$7.53M
ALTERYX INCnew	+4,260,000	$4.49M
DIGITAL RLTY TR INC PFD SER…added	+164,340	$4.49M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CBRE SERVICES INC NOTE M/W …exited	-14,880,000	-$17.2M
METLIFE INC DEPOSITARY SHS …exited	-392,144	-$10.7M
ZILLOW GROUP INCreduced	-4,655,000	-$7.89M
ZILLOW GROUP INCexited	-3,875,000	-$7.52M
RTX CORPORATIONexited	-98,994	-$5.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0001415889-21-000315, largest first. % of portfolio is the value over $1,205,488,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
DOCHEALTHPEAK PROPERTIES INC	2,400	$73K	0.01%	0	Timeline
AMERICAN TOWER CORPAMERICAN TOWER CORP	65,000	$73K	0.01%	0
AMER INTL GRP INC NOTE M/W …AMER INTL GRP INC NOTE M/W CLBL	65,000	$72K	0.01%	0
SUNDANCE CFD AZSUNDANCE CFD AZ	65,000	$72K	0.01%	0
WELLS FARGO & COWELLS FARGO & CO	70,000	$72K	0.01%	0
MET T AUTH NY REVMET T AUTH NY REV	60,000	$71K	0.01%	0
WA ST GOWA ST GO	60,000	$71K	0.01%	0
BANK OF AMERICABANK OF AMERICA	67,000	$71K	0.01%	0
VNQVANGUARD INDEX FDS	823	$70K	0.01%	+32	Timeline
ADSKAUTODESK INC	230	$70K	0.01%	-25	Timeline
IPINTERNATIONAL PAPER CO	1,412	$70K	0.01%	0	Timeline
MSMORGAN STANLEY	1,000	$69K	0.01%	-126	Timeline
GPCGENUINE PARTS CO	685	$69K	0.01%	+100	Timeline
ATOATMOS ENERGY CORP	720	$69K	0.01%	0	Timeline
SCHZSCHWAB STRATEGIC TR	1,225	$69K	0.01%	new	Timeline
TPRCAT&T INC DEP SHS REPSTG 1/1000	2,563	$69K	0.01%	+2,500	Timeline
EDCONSOLIDATED EDISON INC	937	$68K	0.01%	0	Timeline
TOLL BROS FINANCE CORP 4 7/…TOLL BROS FINANCE CORP 4 7/8 11/1…	60,000	$68K	0.01%	-5,000
MORGAN STANLEYMORGAN STANLEY	63,000	$68K	0.01%	0
IWDISHARES TR	491	$67K	0.01%	new	Timeline
N TX TWY AUTHN TX TWY AUTH	55,000	$67K	0.01%	0
RAYTHEON CORAYTHEON CO	50,000	$67K	0.01%	0
SCHESCHWAB STRATEGIC TR	2,142	$66K	0.01%	+365	Timeline
NSRGYNESTLE SA-SPONS ADR	560	$66K	0.01%	0	Timeline
WDCWESTERN DIGITAL CORP	1,172	$65K	0.01%	0	Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	317	$65K	0.01%	0
MCDONALD'S CORP 3point25pe…MCDONALD'S CORP 3point25percent2…	60,000	$65K	0.01%	0
ROCKWELL COLLINSROCKWELL COLLINS	60,000	$65K	0.01%	0
AMERICAN EXPRESSAMERICAN EXPRESS	60,000	$65K	0.01%	0
BB&T CORPBB&T CORP	60,000	$65K	0.01%	0
VFCV F CORP	746	$64K	0.01%	+148	Timeline
SALT VERDE AZ FCSALT VERDE AZ FC	50,000	$64K	0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	60,000	$64K	0.01%	0
CITIGROUP INCCITIGROUP INC	60,000	$63K	0.01%	0
GVAGRANITE CONSTR INC	2,325	$62K	0.01%	-600	Timeline
PSAPUBLIC STORAGE	270	$62K	0.01%	0	Timeline
CTASCINTAS CORP	175	$62K	0.01%	0	Timeline
NOCNORTHROP GRUMMAN CORP	203	$62K	0.01%	0	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	3,700	$61K	0.01%	0	Timeline
BANK NEW YORK MELLON CORP M…BANK NEW YORK MELLON CORP MEDIUM …	55,000	$61K	0.01%	0
COLORADO HEALTH FACS AUTH R…COLORADO HEALTH FACS AUTH REV BDS…	50,000	$61K	0.01%	0
MIAMI-DADE COUNTY FL REVMIAMI-DADE COUNTY FL REV	50,000	$61K	0.01%	0
RSPINVESCO EXCHANGE TRADED FD T	471	$60K	<0.01%	+116	Timeline
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON	6,035	$60K	<0.01%	0
ORACLE CORP NOTE M/W CLBLORACLE CORP NOTE M/W CLBL	55,000	$60K	<0.01%	0
JOHNSON CONTROJOHNSON CONTRO	55,000	$60K	<0.01%	0
APPLE INC.APPLE INC.	53,000	$60K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	50,000	$60K	<0.01%	0
CELGENE CORPCELGENE CORP	55,000	$60K	<0.01%	0
MOG-AMOOG INC	750	$59K	<0.01%	0	Timeline
DHSWISDOMTREE TR	850	$59K	<0.01%	0	Timeline
METLIFE INC DEBENTURE - UNS…METLIFE INC DEBENTURE - UNSECURED…	53,000	$59K	<0.01%	0
HARRIS CNTY TX METHARRIS CNTY TX MET	50,000	$59K	<0.01%	0
FIRSTMERIT CORPFIRSTMERIT CORP	55,000	$59K	<0.01%	0
FIRST TRUST DJ INTERNET ETFFIRST TRUST DJ INTERNET ETF	278	$59K	<0.01%	new
SNYSANOFI SA	1,200	$58K	<0.01%	-150	Timeline
FXHFIRST TR EXCHANGE-TRADED FD	540	$58K	<0.01%	0	Timeline
CRANE COCRANE CO	751	$58K	<0.01%	+700
PENNSYLVANIAPENNSYLVANIA	50,000	$58K	<0.01%	0
PORT SEATTLE WA REVPORT SEATTLE WA REV	50,000	$58K	<0.01%	0
SALT VERDE AZ FCSALT VERDE AZ FC	50,000	$58K	<0.01%	0
HARRIS CN TX CULT EDHARRIS CN TX CULT ED	50,000	$58K	<0.01%	0
HEWLETT PACKARD STEP 22HEWLETT PACKARD STEP 22	55,000	$58K	<0.01%	0
SHOPSHOPIFY INC	50	$57K	<0.01%	new	Timeline
IWPISHARES TR	560	$57K	<0.01%	+280	Timeline
Streettracks Gold TRUSTStreettracks Gold TRUST	320	$57K	<0.01%	-100
NJ ST TPK AUTHNJ ST TPK AUTH	50,000	$57K	<0.01%	0
ACTIVISION BLIZZAACTIVISION BLIZZA	50,000	$57K	<0.01%	0
BANK NEW YORK MEL VAR 23BANK NEW YORK MEL VAR 23	55,000	$57K	<0.01%	0
UNION PACIFIC CORPUNION PACIFIC CORP	50,000	$57K	<0.01%	0
BIIBBIOGEN INC	227	$56K	<0.01%	-108	Timeline
IWOISHARES TR	194	$56K	<0.01%	0	Timeline
STAGSTAG INDUSTRIAL INC	1,775	$56K	<0.01%	0	Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	1,000	$56K	<0.01%	+700
MORGAN STANLEY 3.7 10/23/20…MORGAN STANLEY 3.7 10/23/2024	50,000	$56K	<0.01%	0
NORFOLK SOUTHERN CORPNORFOLK SOUTHERN CORP	50,000	$56K	<0.01%	0
Pima Cn Az Regl TraPima Cn Az Regl Tra	55,000	$56K	<0.01%	0
Az St Transn BrdAz St Transn Brd	50,000	$56K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	601	$55K	<0.01%	+1	Timeline
NOWSERVICENOW INC	100	$55K	<0.01%	new	Timeline
WDWALKER & DUNLOP INC	600	$55K	<0.01%	0	Timeline
PEVERPURE INC	2,450	$55K	<0.01%	0	Timeline
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	50,000	$55K	<0.01%	0
INGERSOLL-RAND GL HLD COINGERSOLL-RAND GL HLD CO	50,000	$55K	<0.01%	0
SOUTHWEST GAS HSOUTHWEST GAS H	53,000	$55K	<0.01%	0
PACKAGING CORP OPACKAGING CORP O	50,000	$55K	<0.01%	0
THERMO FISHER SCTHERMO FISHER SC	50,000	$55K	<0.01%	0
FITBFIFTH THIRD BANCORP	1,973	$54K	<0.01%	+370	Timeline
ROPROPER TECHNOLOGIES INC	125	$54K	<0.01%	0	Timeline
WMBWILLIAMS COS INC	2,689	$54K	<0.01%	-1,713	Timeline
STORE CAP CORPSTORE CAP CORP	1,575	$54K	<0.01%	0
Marana Az Excise TaMarana Az Excise Ta	50,000	$54K	<0.01%	0
PSEG POWER LLCPSEG POWER LLC	50,000	$54K	<0.01%	0
CORNING INCCORNING INC	50,000	$54K	<0.01%	0
DOVER CORPDOVER CORP	40,000	$54K	<0.01%	0
EATON VANCE COREATON VANCE COR	50,000	$54K	<0.01%	0
OHIO STOHIO ST	50,000	$54K	<0.01%	new
HWMHOWMET AEROSPACE INC	1,872	$53K	<0.01%	-700	Timeline
RMDRESMED INC	250	$53K	<0.01%	0	Timeline
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	50,000	$53K	<0.01%	0
MARKEL CORPMARKEL CORP	50,000	$53K	<0.01%	0
ASPEN INSURANCEASPEN INSURANCE	50,000	$53K	<0.01%	0
EVERGY, INC.EVERGY, INC.	50,000	$53K	<0.01%	0
WESTLAKE CORPORATION NOTE M…WESTLAKE CORPORATION NOTE M/W CLBL	50,000	$52K	<0.01%	0
HSBC HOLDINGS 4point875perc…HSBC HOLDINGS 4point875percent 22…	50,000	$52K	<0.01%	0
MONSANTO COMONSANTO CO	50,000	$52K	<0.01%	0
WOODMOOR CO W/SWOODMOOR CO W/S	50,000	$52K	<0.01%	0
EXPRESS SCRIPTS HOLDINGS COEXPRESS SCRIPTS HOLDINGS CO	50,000	$52K	<0.01%	0
OKTAOKTA INC	200	$51K	<0.01%	new	Timeline
VMOINVESCO MUN OPPORTUNIT TR	4,000	$51K	<0.01%	0	Timeline
O'Reilly Automotive Inc.O'Reilly Automotive Inc.	50,000	$51K	<0.01%	0
JOHNSON CONTROLSJOHNSON CONTROLS	50,000	$51K	<0.01%	0
AMPHENOL CORPAMPHENOL CORP	50,000	$51K	<0.01%	0
WHIRLPOOL CORPWHIRLPOOL CORP	50,000	$51K	<0.01%	0
INSMINSMED INC	1,500	$50K	<0.01%	0	Timeline
MARMARRIOTT INTL INC NEW	376	$50K	<0.01%	0	Timeline
CHEVRON CORPCHEVRON CORP	45,000	$50K	<0.01%	0
WELLS FARGOWELLS FARGO	50,000	$50K	<0.01%	0
BANK OF AMERICABANK OF AMERICA	45,000	$50K	<0.01%	0
SOUTHERN NATURALSOUTHERN NATURAL	50,000	$50K	<0.01%	0
COMCAST CORPCOMCAST CORP	45,000	$50K	<0.01%	0
MARATHON PETROLMARATHON PETROL	50,000	$50K	<0.01%	0
JOHN DEERE CAPITAJOHN DEERE CAPITA	50,000	$50K	<0.01%	0
Cooperatieve RabCooperatieve Rab	50,000	$50K	<0.01%	0
ZTSZOETIS INC	294	$49K	<0.01%	0	Timeline
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SER	1,673	$49K	<0.01%	0
SEMPRA ENERGYSEMPRA ENERGY	45,000	$49K	<0.01%	0
VIACOM INCVIACOM INC	45,000	$49K	<0.01%	0
FLRNSPDR SERIES TRUST	1,553	$48K	<0.01%	new	Timeline
SAPSAP SE	367	$48K	<0.01%	0	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	533	$48K	<0.01%	+457
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	236	$48K	<0.01%	0
Invesco Large-Cap GrowthInvesco Large-Cap Growth	715	$48K	<0.01%	0
The Progressive CorThe Progressive Cor	40,000	$48K	<0.01%	0
PIMA CN AZ USD #30PIMA CN AZ USD #30	45,000	$48K	<0.01%	0
LENNOX INTERNTNL INLENNOX INTERNTNL IN	45,000	$47K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	45,000	$47K	<0.01%	0
HSBC HOLDINGS PLCHSBC HOLDINGS PLC	45,000	$47K	<0.01%	0
BOARDWALK PIPELBOARDWALK PIPEL	45,000	$47K	<0.01%	0
General DynamicsGeneral Dynamics	40,000	$47K	<0.01%	0
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	1,113	$46K	<0.01%	0
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	1,100	$46K	<0.01%	+700
KKR & CO LPKKR & CO LP	1,132	$46K	<0.01%	+932
CHARTER COMMUNICATIONS OPERCHARTER COMMUNICATIONS OPER	40,000	$46K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	40,000	$46K	<0.01%	0
CONSOLIDATED EDISONCONSOLIDATED EDISON	40,000	$46K	<0.01%	0
COMMONWEALTH EDISCOMMONWEALTH EDIS	40,000	$46K	<0.01%	0
EQT CORPEQT CORP	45,000	$46K	<0.01%	0
ESEVERSOURCE ENERGY	515	$45K	<0.01%	+207	Timeline
LAM RESEARCH CORPLAM RESEARCH CORP	96	$45K	<0.01%	0
SILVANA MINESSILVANA MINES	45,000	$45K	<0.01%	0
NY ST TWY AUTH GENNY ST TWY AUTH GEN	40,000	$45K	<0.01%	0
AFLAFLAC INC	980	$44K	<0.01%	-190	Timeline
ELSEQUITY LIFESTYLE PROPERTIES	700	$44K	<0.01%	new	Timeline
SEATTLE GENETICS INCSEATTLE GENETICS INC	250	$44K	<0.01%	-50
MET TRAN AUTH NYMET TRAN AUTH NY	35,000	$44K	<0.01%	0
PBAPEMBINA PIPELINE CORP	1,797	$43K	<0.01%	0	Timeline
XPEVXPENG INC	1,000	$43K	<0.01%	0	Timeline
RGLDROYAL GOLD INC	402	$43K	<0.01%	0	Timeline
TRANE INCTRANE INC	298	$43K	<0.01%	0
PFIZER INC.PFIZER INC.	40,000	$43K	<0.01%	0
FAIRFAX FINANCIAL HLDGS LTD…FAIRFAX FINANCIAL HLDGS LTD NOTE	35,000	$43K	<0.01%	0
FL ST B/E PUB EDFL ST B/E PUB ED	40,000	$43K	<0.01%	0
WI ST AAAAWI ST AAAA	40,000	$43K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	40,000	$43K	<0.01%	0
Yuma Arizona MuniciYuma Arizona Munici	40,000	$43K	<0.01%	0
Pima Cn Az Usd #1Pima Cn Az Usd #1	40,000	$43K	<0.01%	new
SHVISHARES TR	380	$42K	<0.01%	0	Timeline
KEYKEYCORP	2,566	$42K	<0.01%	-169	Timeline
VODAFONE GP PLCVODAFONE GP PLC	2,563	$42K	<0.01%	+63
AMER AIRLN 15-1 AAMER AIRLN 15-1 A	45,000	$42K	<0.01%	0
ORANGE CN FL S/T REVORANGE CN FL S/T REV	40,000	$42K	<0.01%	0
TOTAL SATOTAL SA	1,000	$42K	<0.01%	new
XLKSELECT SECTOR SPDR TR	313	$41K	<0.01%	0	Timeline
VCRVANGUARD WORLD FD	150	$41K	<0.01%	0	Timeline
VBVANGUARD INDEX FDS	208	$41K	<0.01%	+107	Timeline
PAASPAN AMERN SILVER CORP	1,200	$41K	<0.01%	0	Timeline
GPMTGRANITE PT MTG TR INC	4,124	$41K	<0.01%	0	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	312	$41K	<0.01%	0
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	2,100	$41K	<0.01%	-500
POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTAL	860	$41K	<0.01%	0
PINAL CN AZ ELECPINAL CN AZ ELEC	40,000	$41K	<0.01%	0
FORD MOTOR COFORD MOTOR CO	40,000	$41K	<0.01%	0
AWRAMER STATES WTR CO	500	$40K	<0.01%	0	Timeline
CPTCAMDEN PPTY TR	400	$40K	<0.01%	0	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	1,500	$40K	<0.01%	0	Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	460	$40K	<0.01%	0	Timeline
VEREIT INCVEREIT INC	1,060	$40K	<0.01%	-4,240
DIST ENGY CORPDIST ENGY CORP	40,000	$40K	<0.01%	0
DVYISHARES TR	401	$39K	<0.01%	-250	Timeline
MIDDMIDDLEBY CORP	300	$39K	<0.01%	0	Timeline
CTVACORTEVA INC	1,001	$39K	<0.01%	-100	Timeline
ONON SEMICONDUCTOR CORP	1,198	$39K	<0.01%	0	Timeline
DCIDONALDSON INC	700	$39K	<0.01%	new	Timeline
UNILEVER PLCUNILEVER PLC	641	$39K	<0.01%	+201
AUTOMATIC DATA 3point375pe…AUTOMATIC DATA 3point375percent2…	35,000	$39K	<0.01%	0
MDRNAMDRNA	371	$39K	<0.01%	+321
SALT VERDE AZ FCSALT VERDE AZ FC	35,000	$39K	<0.01%	0
ABBOTT LABORATORIABBOTT LABORATORI	36,000	$39K	<0.01%	0
SUMMER ENERGY HLDG INCSUMMER ENERGY HLDG INC	35,218	$39K	<0.01%	0
CPRTCOPART INC	300	$38K	<0.01%	0	Timeline
ARIAPOLLO COML REAL ESTATE FIN	3,400	$38K	<0.01%	-2,000	Timeline
VTVVANGUARD INDEX FDS	310	$37K	<0.01%	-100	Timeline
METMETLIFE INC	796	$37K	<0.01%	+440	Timeline
ADMARCHER DANIELS MIDLAND CO	742	$37K	<0.01%	0	Timeline
AAGILENT TECHNOLOGIES INC	316	$37K	<0.01%	+60	Timeline
MDUMDU RES GROUP INC	1,400	$37K	<0.01%	new	Timeline
NORDSTROM INCNORDSTROM INC	1,200	$37K	<0.01%	-117
UNION PACIFIC COUNION PACIFIC CO	35,000	$37K	<0.01%	0
WALWESTERN ALLIANCE BANCORP	600	$36K	<0.01%	-89	Timeline
PTYPIMCO CORPORATE & INCOME OPP	2,000	$36K	<0.01%	0	Timeline
AIRAAR CORP	1,000	$36K	<0.01%	new	Timeline
BROOKFIELD RENEWABLE COR-ABROOKFIELD RENEWABLE COR-A	611	$36K	<0.01%	+536
POWERSHARES ACTIVE MNG ETF …POWERSHARES ACTIVE MNG ETF TUS	417	$36K	<0.01%	new
XLVSELECT SECTOR SPDR TR	312	$35K	<0.01%	0	Timeline
GDGENERAL DYNAMICS CORP	233	$35K	<0.01%	0	Timeline
CNKCINEMARK HLDGS INC	2,000	$35K	<0.01%	0	Timeline
BLACKROCK INCBLACKROCK INC	49	$35K	<0.01%	-12
FSLYFASTLY INC	400	$35K	<0.01%	new	Timeline
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	900	$35K	<0.01%	0
ISHARES TRISHARES TR	1,094	$35K	<0.01%	0
BED BATH & BEYOND INCBED BATH & BEYOND INC	1,900	$34K	<0.01%	new
ARIZONA BRD REGENTS UNIV AR…ARIZONA BRD REGENTS UNIV ARIZ REV…	30,000	$34K	<0.01%	0
JPMORGAN CHASE &JPMORGAN CHASE &	30,000	$34K	<0.01%	0
ROKUROKU INC	100	$33K	<0.01%	new	Timeline
LVSLAS VEGAS SANDS CORP	555	$33K	<0.01%	-247	Timeline
PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT	30,000	$33K	<0.01%	0
REPUBLIC SERVICESREPUBLIC SERVICES	30,000	$33K	<0.01%	0
VA ST PUB BLDG AUTHVA ST PUB BLDG AUTH	25,000	$33K	<0.01%	0
ELVELEVANCE HEALTH INC FORMERLY	100	$32K	<0.01%	-15	Timeline
TTDTHE TRADE DESK INC	40	$32K	<0.01%	0	Timeline
AVBAVALONBAY CMNTYS INC	200	$32K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	4,600	$32K	<0.01%	+3,200	Timeline
SPHSUBURBAN PROPANE PARTNERS L	2,168	$32K	<0.01%	0	Timeline
BLXBLADEX INC	2,000	$32K	<0.01%	0	Timeline
MSPRLMORGAN STANLEY DEPOSITARY SHS	1,200	$32K	<0.01%	0	Timeline
Nthrn Ariz UnivNthrn Ariz Univ	30,000	$32K	<0.01%	0
PENNSBURY PA SDPENNSBURY PA SD	30,000	$32K	<0.01%	0
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	380	$31K	<0.01%	0	Timeline
AKAMAKAMAI TECHNOLOGIES INC	300	$31K	<0.01%	0	Timeline
PRLBPROTO LABS INC	200	$31K	<0.01%	0	Timeline
STPZPIMCO ETF TR	570	$31K	<0.01%	-130	Timeline
DASTYDASSAULT SYSTEMES SA ADR	150	$31K	<0.01%	0	Timeline
VALERO ENERGY CORP NOTE M/W…VALERO ENERGY CORP NOTE M/W CLBL	28,000	$31K	<0.01%	0
AMGEN INCAMGEN INC	30,000	$31K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$31K	<0.01%	0
AXPAMERICAN EXPRESS CO	248	$30K	<0.01%	+11	Timeline
PANWPALO ALTO NETWORKS INC	85	$30K	<0.01%	+35	Timeline
VSSVANGUARD INTL EQUITY INDEX F	250	$30K	<0.01%	0	Timeline
NDSNNORDSON CORP	150	$30K	<0.01%	0	Timeline
UMHUMH PPTYS INC	2,000	$30K	<0.01%	0	Timeline
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C	1,200	$30K	<0.01%	0
BERKSHIRE HATHAWAY INC DEL …BERKSHIRE HATHAWAY INC DEL 3.125 …	27,000	$30K	<0.01%	0
DISTRICT COLUMBIA WTR & SWR…DISTRICT COLUMBIA WTR & SWR AUTH …	25,000	$30K	<0.01%	0
johnson & johnsonjohnson & johnson	25,000	$30K	<0.01%	0
NYC NY MUN FA W/SNYC NY MUN FA W/S	25,000	$30K	<0.01%	0
Pinal Cn Az CcdPinal Cn Az Ccd	25,000	$30K	<0.01%	0
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$30K	<0.01%	new
LNGCHENIERE ENERGY INC	486	$29K	<0.01%	0	Timeline
INVITAE CORPINVITAE CORP	700	$29K	<0.01%	new
CROWN CASTLE INC NOTE M/W C…CROWN CASTLE INC NOTE M/W CLBL	25,000	$29K	<0.01%	0
MA ST TRANS FDMA ST TRANS FD	25,000	$29K	<0.01%	0
THE CLOROX COTHE CLOROX CO	25,000	$29K	<0.01%	0
MARICOPA AZ HOSPMARICOPA AZ HOSP	25,000	$29K	<0.01%	0
HUTCHINSON MN PURHUTCHINSON MN PUR	25,000	$29K	<0.01%	0
WI ST CLEAN WTRWI ST CLEAN WTR	25,000	$29K	<0.01%	0
BROWN & BROWN INCBROWN & BROWN INC	26,000	$29K	<0.01%	0
RHHBYROCHE HOLDINGS LTD-SPONS ADR	645	$28K	<0.01%	+182	Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	388	$28K	<0.01%	-696
Chubb CorporationChubb Corporation	183	$28K	<0.01%	+7
BANK AMERICA CORP 4 04/01/2…BANK AMERICA CORP 4 04/01/2024	25,000	$28K	<0.01%	0
WELLS FARGO CO NEW PFD SER …WELLS FARGO CO NEW PFD SER X CL A	1,060	$28K	<0.01%	0
MLFNFMAPLE LEAF FOODS INC-NEW-(F)	1,240	$28K	<0.01%	+240	Timeline
APPLE INCAPPLE INC	25,000	$28K	<0.01%	0
Innergex Renewable Energy I…Innergex Renewable Energy Inc	1,314	$28K	<0.01%	0
KS ST DEV FA REVKS ST DEV FA REV	25,000	$28K	<0.01%	0
NORTHERN ARIZONA UNNORTHERN ARIZONA UN	25,000	$28K	<0.01%	0
Phoenix Az Cvc ImpPhoenix Az Cvc Imp	25,000	$28K	<0.01%	0
RPM INTERNTNL INRPM INTERNTNL IN	25,000	$28K	<0.01%	0
GENERAL ELECTRIC COGENERAL ELECTRIC CO	25,000	$28K	<0.01%	0
Az Bd Regents UnivAz Bd Regents Univ	25,000	$28K	<0.01%	0
AZ SCH FAC BRD COPAZ SCH FAC BRD COP	25,000	$28K	<0.01%	0
UNIV AZ MED CTRUNIV AZ MED CTR	25,000	$28K	<0.01%	0
CONSTELLATION BRANDSCONSTELLATION BRANDS	25,000	$28K	<0.01%	0
Steel Dynamics,Steel Dynamics,	25,000	$28K	<0.01%	0
ARCCARES CAPITAL CORP	1,587	$27K	<0.01%	0	Timeline
NTLAINTELLIA THERAPEUTICS INC	500	$27K	<0.01%	new	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	1,891	$27K	<0.01%	0
MODEL N INCMODEL N INC	750	$27K	<0.01%	0
AMPHENOL CORP 3.2 04/01/2024AMPHENOL CORP 3.2 04/01/2024	25,000	$27K	<0.01%	0
AETNA INC. 7.625 26 DUE 08/…AETNA INC. 7.625 26 DUE 08/15/26	20,000	$27K	<0.01%	0
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	2,000	$27K	<0.01%	0
PRUDENTIAL PLC PERPETUALPRUDENTIAL PLC PERPETUAL	945	$27K	<0.01%	0
CAPITAL ONE FINANCIAL CO PFDCAPITAL ONE FINANCIAL CO PFD	1,000	$27K	<0.01%	0
Maricopa Az Usd #80Maricopa Az Usd #80	25,000	$27K	<0.01%	0
MARKEL CORPMARKEL CORP	25,000	$27K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	25,000	$27K	<0.01%	0
Phoenix Az WtrPhoenix Az Wtr	25,000	$27K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$27K	<0.01%	0
WISCONSIN STATE AAAWISCONSIN STATE AAA	25,000	$27K	<0.01%	0
CARDINAL HEALTH INCCARDINAL HEALTH INC	25,000	$27K	<0.01%	0
COCA-COLA COCOCA-COLA CO	25,000	$27K	<0.01%	0
LINCOLN NEBLINCOLN NEB	25,000	$27K	<0.01%	0
APHAMPHENOL CORP	200	$26K	<0.01%	0	Timeline
VCITVANGUARD SCOTTSDALE FDS	267	$26K	<0.01%	-513	Timeline
LSTRLANDSTAR SYS INC	190	$26K	<0.01%	+183	Timeline
ZZILLOW GROUP INC	200	$26K	<0.01%	0	Timeline
CECELANESE CORP DEL	200	$26K	<0.01%	0	Timeline
DJPBARCLAYS BANK PLC	1,182	$26K	<0.01%	0	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	2,000	$26K	<0.01%	0
IMCBISHARES TR	110	$26K	<0.01%	0	Timeline
MDYVSPDR SERIES TRUST	470	$26K	<0.01%	new	Timeline
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	560	$26K	<0.01%	-106
Australia & New Zealand Ban…Australia & New Zealand Bankin	1,500	$26K	<0.01%	0
INTERNTNL BUSINESS 7-25INTERNTNL BUSINESS 7-25	20,000	$26K	<0.01%	0
HYATT HOTELSHYATT HOTELS	25,000	$26K	<0.01%	0
NEWELL BRANDS INC NTNEWELL BRANDS INC NT	25,000	$26K	<0.01%	0
PHILIP MORRIS INTL INC NOTE…PHILIP MORRIS INTL INC NOTE M/W C…	25,000	$26K	<0.01%	0
WALGREENS BOOTS ALLIANCE IN…WALGREENS BOOTS ALLIANCE INC NOTE…	25,000	$26K	<0.01%	0
KING CNTY WA SDKING CNTY WA SD	25,000	$26K	<0.01%	0
NEW YORK NYNEW YORK NY	25,000	$26K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	25,000	$26K	<0.01%	0
HOLLAND MICHIGAN ELHOLLAND MICHIGAN EL	25,000	$26K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	25,000	$26K	<0.01%	0
WASHINGTON COUNTY OWASHINGTON COUNTY O	25,000	$26K	<0.01%	0
GILEAD SCIENCESGILEAD SCIENCES	25,000	$26K	<0.01%	0
UNITEDHEALTH GRUNITEDHEALTH GR	25,000	$26K	<0.01%	0
Maricopa Az Usd #48Maricopa Az Usd #48	25,000	$26K	<0.01%	0
BARCLAYS PLCBARCLAYS PLC	3,310	$26K	<0.01%	new
ADVANCED FIBRE COMMUNICATIO…ADVANCED FIBRE COMMUNICATIONS INC	985	$26K	<0.01%	0
ALLALLSTATE CORP	224	$25K	<0.01%	0	Timeline
VEEVVEEVA SYS INC	90	$25K	<0.01%	0	Timeline
WIXWIX COM LTD	100	$25K	<0.01%	new	Timeline
AZNASTRAZENECA PLC-SPONS ADR	508	$25K	<0.01%	0	Timeline
LITGLOBAL X FDS	400	$25K	<0.01%	0	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	218	$25K	<0.01%	0
ACTIVISION INCACTIVISION INC	271	$25K	<0.01%	+200
LAS VEGAS VY NV WTRLAS VEGAS VY NV WTR	25,000	$25K	<0.01%	0
OH ST INFRA PROJOH ST INFRA PROJ	20,000	$25K	<0.01%	0
PLANO TEXAS INDEPLANO TEXAS INDE	25,000	$25K	<0.01%	0
HSBC HOLDINGS PLSHSBC HOLDINGS PLS	25,000	$25K	<0.01%	0
GOLDMAN SACHS GRO VAR 26GOLDMAN SACHS GRO VAR 26	25,000	$25K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$25K	<0.01%	0
GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE	25,000	$25K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	25,000	$25K	<0.01%	0
UNVL HEALTH RLTY INC TRUNVL HEALTH RLTY INC TR	395	$25K	<0.01%	new
TRAVELERS COMPANIESTRAVELERS COMPANIES	175	$25K	<0.01%	new
VRTXVERTEX PHARMACEUTICALS INC	103	$24K	<0.01%	0	Timeline
TC PIPELINES LPTC PIPELINES LP	800	$24K	<0.01%	0
QCLNFIRST TR EXCHANGE-TRADED FD	348	$24K	<0.01%	new	Timeline
CAN APARTMENT PROP REAL ESTACAN APARTMENT PROP REAL ESTA	600	$24K	<0.01%	0
CTY OFC REIT 6 625 CUM RDM …CTY OFC REIT 6 625 CUM RDM SRS A …	885	$24K	<0.01%	0
Fifth Third Bancorp Perp Su…Fifth Third Bancorp Perp Sub G	25,000	$24K	<0.01%	0
CONNECTICUT ST SPL TAX OBLI…CONNECTICUT ST SPL TAX OBLIG REV,…	20,000	$24K	<0.01%	0
NEW MEXICO ST HOSP EQUIP LN…NEW MEXICO ST HOSP EQUIP LN COUNC…	20,000	$24K	<0.01%	0
FORD MTR CO DELFORD MTR CO DEL	20,000	$24K	<0.01%	0
NEXTERA ENNEXTERA EN	900	$24K	<0.01%	0
Texas Capital Bancshares 6.…Texas Capital Bancshares 6.5 perc…	950	$24K	<0.01%	0
ALAMEDA CORRIDORALAMEDA CORRIDOR	19,000	$24K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	20,000	$24K	<0.01%	0
EVERSOURCE ENERGEVERSOURCE ENERG	20,000	$24K	<0.01%	0
USMVISHARES TR	341	$23K	<0.01%	0	Timeline
LTCLTC PPTYS INC	590	$23K	<0.01%	0	Timeline
TDIVFIRST TR EXCHANGE TRADED FD	470	$23K	<0.01%	0	Timeline
PENNYMAC MTG INVT TRPENNYMAC MTG INVT TR	900	$23K	<0.01%	0
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	3,150	$23K	<0.01%	-500
GENERAL ELECTRIC COMPANYGENERAL ELECTRIC COMPANY	25,000	$23K	<0.01%	0
PHOENIX AZ RFDG G/OPHOENIX AZ RFDG G/O	20,000	$23K	<0.01%	0
TOLL BROS FINANCE CORPTOLL BROS FINANCE CORP	20,000	$23K	<0.01%	0
ANHEUSER BUSCH I 3point65pe…ANHEUSER BUSCH I 3point65percent2…	20,000	$23K	<0.01%	0
DTE ENERGY CO PFD JDTE ENERGY CO PFD J	900	$23K	<0.01%	0
GLADSTONE COML CGLADSTONE COML C	900	$23K	<0.01%	0
COMCASE CORPORATICOMCASE CORPORATI	20,000	$23K	<0.01%	0
DR PEPPER SNAPPLDR PEPPER SNAPPL	20,000	$23K	<0.01%	0
ANGLVANECK ETF TRUST	700	$22K	<0.01%	0	Timeline
LHXL3HARRIS TECHNOLOGIES INC	115	$22K	<0.01%	0	Timeline
KRKROGER CO	706	$22K	<0.01%	+690	Timeline
YETIYETI HLDGS INC	325	$22K	<0.01%	0	Timeline
NTRNUTRIEN LTD	456	$22K	<0.01%	0	Timeline
BIDUBAIDU INC	100	$22K	<0.01%	-41	Timeline
UHSUNIVERSAL HLTH SVCS INC	160	$22K	<0.01%	new	Timeline
PPGPPG INDS INC	153	$22K	<0.01%	+94	Timeline
CRSPCRISPR THERAPEUTICS AG	145	$22K	<0.01%	0	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	500	$22K	<0.01%	0	Timeline
CABOCABLE ONE INC	10	$22K	<0.01%	0	Timeline
UAUNDER ARMOUR INC	1,500	$22K	<0.01%	0	Timeline
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	148	$22K	<0.01%	0
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	1,500	$22K	<0.01%	0
LKNCYLUCKIN COFFEE INC ADR (CYM)	2,600	$22K	<0.01%	-275	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	384	$22K	<0.01%	-300
TEXAS STATE B7TEXAS STATE B7	20,000	$22K	<0.01%	0
MARICOPA AZ SD #83MARICOPA AZ SD #83	20,000	$22K	<0.01%	0
Pinal Cn AzPinal Cn Az	20,000	$22K	<0.01%	0
AMERICAN EXPRESS COAMERICAN EXPRESS CO	20,000	$22K	<0.01%	0
AMERICAN TOWER CORPAMERICAN TOWER CORP	20,000	$22K	<0.01%	0
INTEL CORPINTEL CORP	20,000	$22K	<0.01%	0
GARDEN GROVE CAGARDEN GROVE CA	20,000	$22K	<0.01%	0
WI ST TRANSWI ST TRANS	20,000	$22K	<0.01%	0
Glendale Az Uhsd 20Glendale Az Uhsd 20	20,000	$22K	<0.01%	0
AT&T INC.AT&T INC.	20,000	$22K	<0.01%	0
CHUBB CORPCHUBB CORP	20,000	$22K	<0.01%	0
RAYMOND JAMES FINANCIALRAYMOND JAMES FINANCIAL	230	$22K	<0.01%	new
SCHHSCHWAB STRATEGIC TR	556	$21K	<0.01%	-177	Timeline
VVVANGUARD INDEX FDS	120	$21K	<0.01%	0	Timeline
RLIRLI CORP	203	$21K	<0.01%	0	Timeline
CNCCENTENE CORP DEL	350	$21K	<0.01%	0	Timeline
BHCBAUSCH HEALTH COS INC	1,025	$21K	<0.01%	0	Timeline
SRESEMPRA	165	$21K	<0.01%	0	Timeline
NXPNUVEEN SELECT TAX-FREE INCOM	1,200	$21K	<0.01%	0	Timeline
PAAPLAINS ALL AMERN PIPELINE L	2,584	$21K	<0.01%	-2,179	Timeline
KRESPDR SERIES TRUST	400	$21K	<0.01%	0	Timeline
PORPORTLAND GEN ELEC CO	500	$21K	<0.01%	0	Timeline
CIGNA CORPORATIONCIGNA CORPORATION	103	$21K	<0.01%	-44
PCNPIMCO CORPORATE & INCM STRG	1,200	$21K	<0.01%	0	Timeline
NESTLE SANESTLE SA	174	$21K	<0.01%	+55
FORD MOTOR CO 4 346 26 …FORD MOTOR CO 4 346 26 …	20,000	$21K	<0.01%	0
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	2,000	$21K	<0.01%	+500
CHSCLCHS INC PFD CL B SER 4	700	$21K	<0.01%	0	Timeline
BANK AMER CORP DEP SHS REP …BANK AMER CORP DEP SHS REP 1/1	779	$21K	<0.01%	-60
US TREASU NTUS TREASU NT	19,000	$21K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	20,000	$21K	<0.01%	0
VERIZON NEW YORK INC DEBENT…VERIZON NEW YORK INC DEBENTURE - …	16,000	$21K	<0.01%	0
CALIFORNIA ST, VAR PURP G…CALIFORNIA ST, VAR PURP GO REF …	20,000	$21K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	20,000	$21K	<0.01%	0
QUALCOMM INCQUALCOMM INC	20,000	$21K	<0.01%	0
SANTA FE CN NMSANTA FE CN NM	20,000	$21K	<0.01%	0
WILLIAMS PARTNERWILLIAMS PARTNER	20,000	$21K	<0.01%	0
AUSTIN TX CODAUSTIN TX COD	20,000	$21K	<0.01%	0
HMCHONDA MOTOR CO LTD	700	$20K	<0.01%	new	Timeline
MPCMARATHON PETE CORP	477	$20K	<0.01%	+235	Timeline
MTZMASTEC INC	300	$20K	<0.01%	0	Timeline
NTAPNETAPP INC	300	$20K	<0.01%	0	Timeline
SCCOSOUTHERN COPPER CORP	300	$20K	<0.01%	0	Timeline
CBTCABOT CORP	456	$20K	<0.01%	0	Timeline
CSIQCANADIAN SOLAR INC	400	$20K	<0.01%	new	Timeline
JPMorgan Chase & VAR 99 Du…JPMorgan Chase & VAR 99 Due 1	20,000	$20K	<0.01%	0
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	20,000	$20K	<0.01%	0
SUNTRUST PREFERRE VARSUNTRUST PREFERRE VAR	20,000	$20K	<0.01%	0
PNC BANK (VARIABLE)PNC BANK (VARIABLE)	20,000	$20K	<0.01%	0
THE VALSPAR CORPTHE VALSPAR CORP	20,000	$20K	<0.01%	0
BNSF, LLCBNSF, LLC	20,000	$20K	<0.01%	0
UNITED PARCEL SUNITED PARCEL S	20,000	$20K	<0.01%	0
SALINE COUNTY NEBSALINE COUNTY NEB	20,000	$20K	<0.01%	0
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	20,000	$20K	<0.01%	0
CRWDCROWDSTRIKE HLDGS INC	92	$19K	<0.01%	+52	Timeline
MRSHMARSH & MCLENNAN COS INC	163	$19K	<0.01%	+11	Timeline
FNDESCHWAB STRATEGIC TR	689	$19K	<0.01%	+685	Timeline
SCHASCHWAB STRATEGIC TR	213	$19K	<0.01%	+119	Timeline
PKPARK HOTELS & RESORTS INC	1,125	$19K	<0.01%	0	Timeline
DALDELTA AIR LINES INC	463	$19K	<0.01%	0	Timeline
GAPGAP INC	935	$19K	<0.01%	0	Timeline
KMXCARMAX INC	200	$19K	<0.01%	0	Timeline
BEPBROOKFIELD RENEWABLE ENERGY	450	$19K	<0.01%	+150	Timeline
UIUBIQUITI INC	70	$19K	<0.01%	0	Timeline
ALERIAN MLP ETFALERIAN MLP ETF	733	$19K	<0.01%	0
ALLY FINL INCALLY FINL INC	718	$19K	<0.01%	0
THE GOLDMAN SACH 5.35 32 DU…THE GOLDMAN SACH 5.35 32 DUE 02/1…	15,000	$19K	<0.01%	0
SLM CORP 6% SR NTMAT 12/15/…SLM CORP 6% SR NTMAT 12/15/43CALL…	750	$19K	<0.01%	0
HOWMET AEROSPACE INCHOWMET AEROSPACE INC	19,000	$19K	<0.01%	0
LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB	17,000	$19K	<0.01%	0
SARA LEE CORPORATIONSARA LEE CORPORATION	15,000	$19K	<0.01%	0
GRAND RV DAM AUTH OGRAND RV DAM AUTH O	15,000	$19K	<0.01%	0
FORD HLDG LLCFORD HLDG LLC	15,000	$19K	<0.01%	0
TRIBOROUGH BRIDGE &TRIBOROUGH BRIDGE &	15,000	$19K	<0.01%	0
UTAH STUTAH ST	15,000	$19K	<0.01%	0
EDISON INTERNTNLEDISON INTERNTNL	15,000	$19K	<0.01%	0
WSTN MARICOPA ED #2WSTN MARICOPA ED #2	15,000	$19K	<0.01%	0
MFCMANULIFE FINL CORP	1,000	$18K	<0.01%	0	Timeline
LULULULULEMON ATHLETICA INC	52	$18K	<0.01%	0	Timeline
PENNPENN ENTERTAINMENT INC	210	$18K	<0.01%	+10	Timeline
IQVIQVIA HLDGS INC	100	$18K	<0.01%	0	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	629	$18K	<0.01%	0	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	500	$18K	<0.01%	0	Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	380	$18K	<0.01%	0
CANOPY GROWTH CORPCANOPY GROWTH CORP	723	$18K	<0.01%	-200
INNOVATIVE INDL PPTYS INCINNOVATIVE INDL PPTYS INC	500	$18K	<0.01%	0
NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT	15,000	$18K	<0.01%	0
MICHIGAN ST HOSP FIN AUTH R…MICHIGAN ST HOSP FIN AUTH REV REF…	15,000	$18K	<0.01%	0
DISCOVERY COMMUNICATIONS LL…DISCOVERY COMMUNICATIONS LLC NOTE…	16,000	$18K	<0.01%	0
AMERICAN AIRLINESAMERICAN AIRLINES	20,000	$18K	<0.01%	0
WASHINGTON STWASHINGTON ST	15,000	$18K	<0.01%	0
CHICAGO ILLINOIS OCHICAGO ILLINOIS O	15,000	$18K	<0.01%	0
EXCELON GENERATIONEXCELON GENERATION	16,000	$18K	<0.01%	0
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	<0.01%	new
BNYBANK OF NY MELLON CORP	400	$17K	<0.01%	0	Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	127	$17K	<0.01%	+1	Timeline
TEXTEREX CORP NEW	487	$17K	<0.01%	new	Timeline
ITBISHARES TR	300	$17K	<0.01%	0	Timeline
SASEABRIDGE GOLD INC	785	$17K	<0.01%	0	Timeline
VERISIGN INCVERISIGN INC	77	$17K	<0.01%	new
RFPRCREGIONS FINL CORP NEW DEP SHS	600	$17K	<0.01%	0	Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	445	$17K	<0.01%	0
SCE TR V FXD/FLTG RATE TR P…SCE TR V FXD/FLTG RATE TR PFD	661	$17K	<0.01%	0
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	15,000	$17K	<0.01%	0
Truist Financial Corp Pfd S…Truist Financial Corp Pfd Ser R	655	$17K	<0.01%	0
AMERICAN TOWER CO 4.4 26AMERICAN TOWER CO 4.4 26	15,000	$17K	<0.01%	0
CION INVESTMENT CORPORAT IONCION INVESTMENT CORPORAT ION	2,220	$17K	<0.01%	0
NORTH TX TWY AUTH REV, FIRS…NORTH TX TWY AUTH REV, FIRST TIER…	15,000	$17K	<0.01%	0
WACO TXWACO TX	15,000	$17K	<0.01%	0
BEDFORD TXBEDFORD TX	15,000	$17K	<0.01%	0

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 206. All 206

Security	Shares before	Value before	Type
CBRE SERVICES INC NOTE M/W …CBRE SERVICES INC NOTE M/W CLBL	14,880,000	$17.2M	shares
METLIFE INC DEPOSITARY SHS …METLIFE INC DEPOSITARY SHS REP	392,144	$10.7M	shares
ZILLOW GROUP INCZILLOW GROUP INC	3,875,000	$7.52M	shares
RTX CORPORATIONRTX CORPORATION	98,994	$5.7M	shares
MCDONALDS CORPMCDONALDS CORP	3,160,000	$3.17M	shares
TARGET CORPTARGET CORP	7,928	$1.25M	shares
SRNESORRENTO THERAPEUTICS, INC.	61,804	$689K	shares
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC	640,000	$636K	shares
LOCKHEED MARTIN CORP 2.5 11…LOCKHEED MARTIN CORP 2.5 11/23/20…	257,000	$257K	shares
INVESCO ADVANTAGE MUNI INCO…INVESCO ADVANTAGE MUNI INCOME	13,603	$147K	shares
UNIV TX UNIVUNIV TX UNIV	140,000	$140K	shares
BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY	10,000	$134K	shares
NY ST DORM AUTHNY ST DORM AUTH	125,000	$125K	shares
VCSHVANGUARD SCOTTSDALE FDS	1,300	$108K	shares
Invesco S&P SmallCap Health…Invesco S&P SmallCap Health Care …	781	$103K	shares
TIPISHARES TR	800	$101K	shares
L BRANDS INCL BRANDS INC	85,000	$87K	shares
EDWARDS LIFESCIENCES CORPEDWARDS LIFESCIENCES CORP	1,080	$86K	shares
MCKESSON CORPMCKESSON CORP	75,000	$76K	shares
CITIGROUP INC.CITIGROUP INC.	75,000	$75K	shares
MCHPMICROCHIP TECHNOLOGY INC.	649	$67K	shares
OHIO STOHIO ST	50,000	$55K	shares
CSX CORPCSX CORP	50,000	$55K	shares
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	286	$54K	shares
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL	500	$52K	shares
JEFFERIES GROUPJEFFERIES GROUP	50,000	$52K	shares
Pinal Cn Az CcdPinal Cn Az Ccd	50,000	$52K	shares
DOWDUPONT INC.DOWDUPONT INC.	50,000	$50K	shares
CDPCOPT DEFENSE PROPERTIES	2,000	$47K	shares
Bank Of America C Var 29Bank Of America C Var 29	40,000	$46K	shares
Jpmorgan Chase & Var 29Jpmorgan Chase & Var 29	40,000	$45K	shares
Orlando Fl SplOrlando Fl Spl	45,000	$45K	shares
Pima Cn Az Usd #1Pima Cn Az Usd #1	40,000	$43K	shares
HDVISHARES TR	506	$41K	shares
CONSTELLATION ENCONSTELLATION EN	40,000	$40K	shares
FHLCFIDELITY COVINGTON TRUST	650	$34K	shares
TOTAL S A ADR FTOTAL S A ADR F	1,000	$34K	shares
Wells Fargo & Co NewWells Fargo & Co New	1,306	$34K	shares
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	346	$28K	shares
WESTROCK COWESTROCK CO	780	$27K	shares
Pnc Finl Svcs GrPnc Finl Svcs Gr	25,000	$27K	shares
WA FED WY GRNTWA FED WY GRNT	25,000	$27K	shares
SPSMSPDR SERIES TRUST	964	$26K	shares
MEDTRONIC INC 3.15 03/15/20…MEDTRONIC INC 3.15 03/15/2022	25,000	$26K	shares
Phoenix Az Wst WtrPhoenix Az Wst Wtr	25,000	$26K	shares
General ElectricGeneral Electric	25,000	$26K	shares
ANNALY CAP MGMT INC PFDSER …ANNALY CAP MGMT INC PFDSER D %	980	$25K	shares
SEDWICK CN KS SD259SEDWICK CN KS SD259	25,000	$25K	shares
MARATHON PETROLEUMMARATHON PETROLEUM	25,000	$25K	shares
ST CHARLES COUNST CHARLES COUN	25,000	$25K	shares
Transcanada CorpTranscanada Corp	25,000	$25K	shares
General ElectricGeneral Electric	25,000	$25K	shares
FTECFIDELITY COVINGTON TRUST	262	$24K	shares
TRAVELERS COMPANIES INCTRAVELERS COMPANIES INC	225	$24K	shares
DIGITAL RLTY TR - PFD GDIGITAL RLTY TR - PFD G	945	$24K	shares
UNILEVER N VUNILEVER N V	382	$23K	shares
UNIVERSAL HEALTH/REALTY SBIUNIVERSAL HEALTH/REALTY SBI	395	$23K	shares
LWLAMB WESTON HLDGS INC	333	$22K	shares
GOVTISHARES TR	734	$21K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$21K	shares
MYOKARDIA INCMYOKARDIA INC	150	$20K	shares
MICROSOFT CORPMICROSOFT CORP	20,000	$20K	shares
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	20,000	$20K	shares
GREEN BAY WISGREEN BAY WIS	20,000	$20K	shares
IGIBISHARES TR	314	$19K	shares
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	shares
IGSBISHARES TR	312	$17K	shares
BARCLAYS PLCBARCLAYS PLC	3,310	$17K	shares
VDCVANGUARD WORLD FD	100	$16K	shares
FCOMFIDELITY COVINGTON TRUST	402	$16K	shares
SNASNAP ON INC	104	$15K	shares
CHRWC H ROBINSON WORLDWIDE IN	147	$15K	shares
RHIROBERT HALF INC.	290	$15K	shares
MATVMATIV HOLDINGS INC	500	$15K	shares
MO ST UNIV AUXMO ST UNIV AUX	15,000	$15K	shares
FDISFIDELITY COVINGTON TRUST	219	$14K	shares
CENCORA INCCENCORA INC	142	$14K	shares
ETFS Gold TrustETFS Gold Trust	782	$14K	shares
FIRST REPUBLIC BAN ORDFIRST REPUBLIC BAN ORD	500	$13K	shares
MTBM & T BK CORP	125	$12K	shares
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	shares
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	257	$11K	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	770	$11K	shares
PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA	10,000	$11K	shares
XILINX INCXILINX INC	100	$10K	shares
SEWARD COUNTY NESEWARD COUNTY NE	10,000	$10K	shares
MO ST HLTH/EDMO ST HLTH/ED	10,000	$10K	shares
MO ST UNIV AUXMO ST UNIV AUX	10,000	$10K	shares
MP WSTRN ST UNIVMP WSTRN ST UNIV	10,000	$10K	shares
STATE OF TEXASSTATE OF TEXAS	10,000	$10K	shares
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	10,000	$10K	shares
BANCO SANTANDER, PFDBANCO SANTANDER, PFD	431	$10K	shares
PKXPOSCO HOLDINGS INC	212	$9K	shares
IMMUNOMEDICS INCIMMUNOMEDICS INC	100	$9K	shares
VCLTVANGUARD SCOTTSDALE FDS	71	$8K	shares
FXIISHARES TR	200	$8K	shares
HYGISHARES TR	100	$8K	shares
ENRENERGIZER HLDGS INC	200	$8K	shares
BBYBEST BUY INC	71	$8K	shares
IJKISHARES TR	35	$8K	shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-21-000315	base		2021-01-13	acceptance time not in the bulk data set	2026-10-07 18:42:52 UTC