SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $977,085,000 across 1,895 holdings for the quarter ended 2020-06-30, in a 13F-HR filed 2020-08-13. Its ten largest share positions make up 21.88% of the portfolio.

Filed 2020-08-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:52:28 UTC13F-HR 0001415889-20-002091

Period: 2020-06-30
Reported value: $977M
Holdings: 1,895
Top 10 weight: 21.88%
New: 294
Sold out: 184

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ALLSTATE CORP DEPOSITARY SH…added	+436,293	$11.1M
BANK AMER CORP DEP SHS REPS…added	+427,469	$11M
METLIFE INC DEPOSITARY SHS …new	+380,384	$9.96M
VMWARE INCnew	+8,805,000	$9.59M
GOLDMAN SACHS GROUP INC NOT…new	+6,650,000	$7.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
GAP INC FIXED RT NTexited	-26,783,000	-$24.2M
L BRANDS INCreduced	-12,729,000	-$13.2M
SERVICE PPTYS TRexited	-17,495,000	-$12.5M
HORIZON PHARMA INVT LTDreduced	-4,495,000	-$8.77M
AMGEN INC (VARIABLE)exited	-4,947,000	-$4.95M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2020

Share positions as resolved from 13F-HR 0001415889-20-002091, largest first. % of portfolio is the value over $977,085,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
LAREDO TX WWKS SWRLAREDO TX WWKS SWR	10,000	$12K	<0.01%	new
LOWER CO RIV AUTH TLOWER CO RIV AUTH T	10,000	$12K	<0.01%	0
SHERMAN TXSHERMAN TX	10,000	$12K	<0.01%	new
STARBUCKS CORPSTARBUCKS CORP	10,000	$12K	<0.01%	0
THE GOLDMAN SACHTHE GOLDMAN SACH	10,000	$12K	<0.01%	new
MARICOPA AZ SD #38MARICOPA AZ SD #38	10,000	$12K	<0.01%	0
MERCK & CO., INCMERCK & CO., INC	10,000	$12K	<0.01%	0
NC MUN PWR CA ELECNC MUN PWR CA ELEC	10,000	$12K	<0.01%	0
NM FA ST TRANSNM FA ST TRANS	10,000	$12K	<0.01%	0
NY ST DORM AUTH PERNY ST DORM AUTH PER	10,000	$12K	<0.01%	0
PA ST TPK COMMN TPKPA ST TPK COMMN TPK	10,000	$12K	<0.01%	0
PHOENIX AZ WST WTRPHOENIX AZ WST WTR	10,000	$12K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	10,000	$12K	<0.01%	0
PIMA CN AZ USD #16PIMA CN AZ USD #16	10,000	$12K	<0.01%	0
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	<0.01%	0
RIO TINTO FINRIO TINTO FIN	10,000	$12K	<0.01%	0
SACRAMENTO CN CSACRAMENTO CN C	10,000	$12K	<0.01%	new
IL FA REVIL FA REV	10,000	$12K	<0.01%	0
INTERNTNL BUSINESSINTERNTNL BUSINESS	10,000	$12K	<0.01%	0
APPLE INCAPPLE INC	10,000	$12K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	12,000	$12K	<0.01%	0
AUSTIN TX WTR & WSTAUSTIN TX WTR & WST	10,000	$12K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BRD REGENTS COPAZ BRD REGENTS COP	10,000	$12K	<0.01%	0
TX TRANS ST HWY FDTX TRANS ST HWY FD	10,000	$12K	<0.01%	0
UNIV MA BLDG AUTHUNIV MA BLDG AUTH	10,000	$12K	<0.01%	0
UNIV WAUNIV WA	10,000	$12K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	10,000	$12K	<0.01%	0
DC INCOME TAXDC INCOME TAX	10,000	$12K	<0.01%	0
NATL GEN PFDNATL GEN PFD	500	$12K	<0.01%	0
NYC NY TRAN AUTHNYC NY TRAN AUTH	10,000	$12K	<0.01%	0
CONROE TX ISDCONROE TX ISD	10,000	$12K	<0.01%	0
MARATHON PETROLEUMMARATHON PETROLEUM	12,000	$12K	<0.01%	0
Nj St Tpk AuthNj St Tpk Auth	10,000	$12K	<0.01%	0
Exelon Generation CExelon Generation C	12,000	$12K	<0.01%	0
PANWPALO ALTO NETWORKS INC	50	$11K	<0.01%	0	Timeline
SYYSYSCO CORP	204	$11K	<0.01%	-100	Timeline
AALAMERICAN AIRLINES GROUP INC	831	$11K	<0.01%	0	Timeline
PRKPARK NATL CORP	150	$11K	<0.01%	-50	Timeline
CRSPCRISPR THERAPEUTICS AG	145	$11K	<0.01%	0	Timeline
ATLASSIAN CORPATLASSIAN CORP	60	$11K	<0.01%	0
SPLUNK INCSPLUNK INC	54	$11K	<0.01%	-40
BANK AMER CORP DEP SHS RPST…BANK AMER CORP DEP SHS RPSTG 1	406	$11K	<0.01%	-75
JXIISHARES TR	211	$11K	<0.01%	0	Timeline
TESCO PLC SPONSORED ADRTESCO PLC SPONSORED ADR	1,271	$11K	<0.01%	new
NSRGFNESTLE SA-REG	103	$11K	<0.01%	+31	Timeline
AARON'S INCAARON'S INC	251	$11K	<0.01%	+51
CHEVRON CORPORATION 3.326 1…CHEVRON CORPORATION 3.326 11/17/2…	10,000	$11K	<0.01%	0
MICROSOFT CORP 3.125 11/03/…MICROSOFT CORP 3.125 11/03/2025	10,000	$11K	<0.01%	0
UNITED STATES TREAS NTS 2 0…UNITED STATES TREAS NTS 2 02/28/2…	11,000	$11K	<0.01%	0
HALLIBURTON CO 3.8 11/15/20…HALLIBURTON CO 3.8 11/15/2025	10,000	$11K	<0.01%	0
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	257	$11K	<0.01%	0
CAPITAL ONE FINLCAPITAL ONE FINL	10,000	$11K	<0.01%	0
FACTORSHARES TRFACTORSHARES TR	250	$11K	<0.01%	-112
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	10,000	$11K	<0.01%	0
HCA INC.HCA INC.	10,000	$11K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	10,000	$11K	<0.01%	0
US TREASU NT 2point125 perc…US TREASU NT 2point125 percent 12…	11,000	$11K	<0.01%	0
OHIO ST WTR DEV AUTH WTR PO…OHIO ST WTR DEV AUTH WTR POLLUTN …	10,000	$11K	<0.01%	0
ARIZONA WTR INFRASTRUCTURE …ARIZONA WTR INFRASTRUCTURE FIN AU…	10,000	$11K	<0.01%	0
JEA FL ELEC SYS REVJEA FL ELEC SYS REV	10,000	$11K	<0.01%	0
KLEIN TX ISDKLEIN TX ISD	10,000	$11K	<0.01%	0
SIMON PROPERTY GRSIMON PROPERTY GR	10,000	$11K	<0.01%	0
THE EMPIRE DIST ETHE EMPIRE DIST E	10,000	$11K	<0.01%	new
MARICOPA AZ CCDMARICOPA AZ CCD	10,000	$11K	<0.01%	0
OCCIDENTAL PETRO CORPOCCIDENTAL PETRO CORP	611	$11K	<0.01%	-421
MESA AZMESA AZ	10,000	$11K	<0.01%	0
MONTANA STATE BMONTANA STATE B	10,000	$11K	<0.01%	0
NEW YORK N YNEW YORK N Y	10,000	$11K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$11K	<0.01%	0
OHIO STOHIO ST	10,000	$11K	<0.01%	0
PEORIA AZPEORIA AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PIMA CN AZ IDAPIMA CN AZ IDA	10,000	$11K	<0.01%	0
PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA	10,000	$11K	<0.01%	0
ROSEMONT ILROSEMONT IL	10,000	$11K	<0.01%	0
AIR PRODUCTS ANDAIR PRODUCTS AND	10,000	$11K	<0.01%	0
ALBEMARLE CORPALBEMARLE CORP	10,000	$11K	<0.01%	0
FLAGSTAFF AZFLAGSTAFF AZ	10,000	$11K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	10,000	$11K	<0.01%	0
AT&T INCAT&T INC	10,000	$11K	<0.01%	0
THE WESTERN UNIONTHE WESTERN UNION	10,000	$11K	<0.01%	new
AZ TRANS BRD HWYAZ TRANS BRD HWY	10,000	$11K	<0.01%	0
U.S. BANCORPU.S. BANCORP	10,000	$11K	<0.01%	0
UTAH STUTAH ST	10,000	$11K	<0.01%	0
BROWARD CNTY FL ARPBROWARD CNTY FL ARP	10,000	$11K	<0.01%	0
CIMAREX ENERGYCIMAREX ENERGY	10,000	$11K	<0.01%	0
COMCAST CORPORACOMCAST CORPORA	10,000	$11K	<0.01%	0
DANAHER CORPDANAHER CORP	10,000	$11K	<0.01%	0
EL PASO TXEL PASO TX	10,000	$11K	<0.01%	0
EXELON CORPEXELON CORP	10,000	$11K	<0.01%	0
MARICOPA AZ SD #11MARICOPA AZ SD #11	10,000	$11K	<0.01%	0
CROWN CASTLE INTCROWN CASTLE INT	10,000	$11K	<0.01%	0
Lewis Cnty Wa PuLewis Cnty Wa Pu	10,000	$11K	<0.01%	0
FLRNSPDR SERIES TRUST	322	$10K	<0.01%	new	Timeline
ZIONZIONS BANCORPORATION NATL AS	300	$10K	<0.01%	new	Timeline
RACEFERRARI N V	56	$10K	<0.01%	0	Timeline
TOLTOLL BROTHERS INC	300	$10K	<0.01%	0	Timeline
STMSTMICROELECTRONICS N V	378	$10K	<0.01%	0	Timeline
GWWWW GRAINGER INC	33	$10K	<0.01%	0	Timeline
HOGHARLEY DAVIDSON INC	400	$10K	<0.01%	0	Timeline
MPCMARATHON PETE CORP	259	$10K	<0.01%	+136	Timeline
ENRENERGIZER HLDGS INC	200	$10K	<0.01%	0	Timeline
EXCEXELON CORP	272	$10K	<0.01%	0	Timeline
MTRNMATERION CORP	171	$10K	<0.01%	0	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	370	$10K	<0.01%	-30
SYNEOS HEALTH INCSYNEOS HEALTH INC	165	$10K	<0.01%	0
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	1,480	$10K	<0.01%	0
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	266	$10K	<0.01%	0
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	430	$10K	<0.01%	0
AON CORPAON CORP	54	$10K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	925	$10K	<0.01%	0
DIGITAL RLTY TR INCDIGITAL RLTY TR INC	400	$10K	<0.01%	0
MERITAGE HOMES CORPMERITAGE HOMES CORP	10,000	$10K	<0.01%	0
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS	1,200	$10K	<0.01%	0
ATUSFALTIUS MINERALS CORP	1,400	$10K	<0.01%	0	Timeline
NEW YORK MTG TR INCNEW YORK MTG TR INC	500	$10K	<0.01%	0
PIMA CNTY ARIZ INDL DEV AUT…PIMA CNTY ARIZ INDL DEV AUTH E RE…	10,000	$10K	<0.01%	0
GATX CORP PFDGATX CORP PFD	400	$10K	<0.01%	new
THE CHARLES SCHTHE CHARLES SCH	10,000	$10K	<0.01%	0
MARICOPA AZ CODMARICOPA AZ COD	10,000	$10K	<0.01%	0
MI ST BLDG AUTHMI ST BLDG AUTH	10,000	$10K	<0.01%	0
OLD NTNL BANCORPOLD NTNL BANCORP	10,000	$10K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	10,000	$10K	<0.01%	0
SCOTTSDALE AZSCOTTSDALE AZ	10,000	$10K	<0.01%	0
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	<0.01%	0
ZIONS BANCORPZIONS BANCORP	10,000	$10K	<0.01%	0
AZ HLTH FAC AUTHAZ HLTH FAC AUTH	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$10K	<0.01%	0
UNITED AIRLINES,UNITED AIRLINES,	10,000	$10K	<0.01%	0
CHANDLER AZCHANDLER AZ	10,000	$10K	<0.01%	0
CISCO SYSTEMS, ICISCO SYSTEMS, I	9,000	$10K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	10,000	$10K	<0.01%	0
GILA AZ USD #10GILA AZ USD #10	10,000	$10K	<0.01%	0
DRIPPING SPRING TXDRIPPING SPRING TX	10,000	$10K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	10,000	$10K	<0.01%	0
SEWARD COUNTY NESEWARD COUNTY NE	10,000	$10K	<0.01%	0
MO ST HLTH/EDMO ST HLTH/ED	10,000	$10K	<0.01%	0
MO ST UNIV AUXMO ST UNIV AUX	10,000	$10K	<0.01%	new
MP WSTRN ST UNIVMP WSTRN ST UNIV	10,000	$10K	<0.01%	0
STATE OF TEXASSTATE OF TEXAS	10,000	$10K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	10,000	$10K	<0.01%	0
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	10,000	$10K	<0.01%	0
PHOENIX AZ CVC IMPPHOENIX AZ CVC IMP	10,000	$10K	<0.01%	0
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	<0.01%	0
AZ ST TRANSN BRDAZ ST TRANSN BRD	10,000	$10K	<0.01%	0
AZ TRANS EXCISE TAXAZ TRANS EXCISE TAX	10,000	$10K	<0.01%	0
VIGVANGUARD SPECIALIZED FUNDS	75	$9K	<0.01%	0	Timeline
NEMNEWMONT CORP	138	$9K	<0.01%	-4	Timeline
XLPSELECT SECTOR SPDR TR	152	$9K	<0.01%	+52	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	213	$9K	<0.01%	0	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	11	$9K	<0.01%	0	Timeline
AEEAMEREN CORP	124	$9K	<0.01%	+1	Timeline
NTESNETEASE COM INC	21	$9K	<0.01%	0	Timeline
HDVISHARES TR	106	$9K	<0.01%	-31	Timeline
EWLISHARES INC	229	$9K	<0.01%	new	Timeline
SLRCSLR INVESTMENT CORP	546	$9K	<0.01%	0	Timeline
SSPSCRIPPS E W CO OHIO	1,000	$9K	<0.01%	new	Timeline
TRANSCANADA CORPTRANSCANADA CORP	200	$9K	<0.01%	0
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	186	$9K	<0.01%	-403
KGFHYKINGFISHER PLC-SPONS ADR	1,729	$9K	<0.01%	+1,189	Timeline
IntrcontinentalexchangeIntrcontinentalexchange	103	$9K	<0.01%	-10
COMCAST CORP NEW 3.95 10/15…COMCAST CORP NEW 3.95 10/15/2025	8,000	$9K	<0.01%	new
UNITED STATES TREAS NTS 2 1…UNITED STATES TREAS NTS 2 11/30/2…	9,000	$9K	<0.01%	0
ATLAS ENERGY LPATLAS ENERGY LP	1,349	$9K	<0.01%	+1,081
BOSTON PROPERTIE 2.75.26BOSTON PROPERTIE 2.75.26	8,000	$9K	<0.01%	new
BAT CAPITAL CORPORATION NOT…BAT CAPITAL CORPORATION NOTE M/W …	8,000	$9K	<0.01%	new
WALMART INCWALMART INC	8,000	$9K	<0.01%	0
LYB INTERNTNL FINLYB INTERNTNL FIN	8,000	$9K	<0.01%	new
STARBUCKS CORPSTARBUCKS CORP	8,000	$9K	<0.01%	new
NORTHROP GRUMMANNORTHROP GRUMMAN	8,000	$9K	<0.01%	new
CVS HEALTH CORPCVS HEALTH CORP	8,000	$9K	<0.01%	new
FEDEX CORPFEDEX CORP	8,000	$9K	<0.01%	new
BANCO SANTANDER, PFDBANCO SANTANDER, PFD	431	$9K	<0.01%	0
CMECME GROUP INC	48	$8K	<0.01%	-2	Timeline
XLESELECT SECTOR SPDR TR	200	$8K	<0.01%	0	Timeline
FXIISHARES TR	200	$8K	<0.01%	0	Timeline
LIILENNOX INTL INC	35	$8K	<0.01%	0	Timeline
AVAAVISTA CORP	211	$8K	<0.01%	0	Timeline
EAELECTRONIC ARTS INC	58	$8K	<0.01%	new	Timeline
PKXPOSCO HOLDINGS INC	212	$8K	<0.01%	new	Timeline
NYTNEW YORK TIMES CO MTN BE	200	$8K	<0.01%	0	Timeline
WSMWILLIAMS SONOMA INC	100	$8K	<0.01%	0	Timeline
TMTOYOTA MOTOR CORP	64	$8K	<0.01%	new	Timeline
RYNRAYONIER INC	315	$8K	<0.01%	0	Timeline
EEMVISHARES INC	146	$8K	<0.01%	0	Timeline
IJKISHARES TR	35	$8K	<0.01%	0	Timeline
BANFBANCFIRST CORP	202	$8K	<0.01%	0	Timeline
AMNAMN HEALTHCARE SVCS INC	187	$8K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	1,400	$8K	<0.01%	0	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	200	$8K	<0.01%	0	Timeline
CENTURYLINK INCCENTURYLINK INC	748	$8K	<0.01%	+348
SK TELECOM LTDSK TELECOM LTD	409	$8K	<0.01%	new
DELL INCDELL INC	153	$8K	<0.01%	new
SMLVSPDR SERIES TRUST	102	$8K	<0.01%	0	Timeline
VWAPYVOLKSWAGEN A G (GERMANY, FR)	518	$8K	<0.01%	new	Timeline
CLPHYC L P HOLDINGS LTD SPONS ADR	800	$8K	<0.01%	0	Timeline
ORACLE CORP 2.4 09/15/2023ORACLE CORP 2.4 09/15/2023	8,000	$8K	<0.01%	new
DUPONT DE NEMOURS INC 4.493…DUPONT DE NEMOURS INC 4.493 11/15…	7,000	$8K	<0.01%	new
CHSCNCHS INC PREFERRED CLASS B SERI	350	$8K	<0.01%	-222	Timeline
REPUBLIC SVCS INC FXD RT NT…REPUBLIC SVCS INC FXD RT NT 3.37…	7,000	$8K	<0.01%	new
CHEMTRADE LOGISTICS INCOMECHEMTRADE LOGISTICS INCOME	2,000	$8K	<0.01%	0
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INC	800	$8K	<0.01%	new
ANTARES PHARMA INCANTARES PHARMA INC	3,000	$8K	<0.01%	0
BNY MELLONBNY MELLON	301	$8K	<0.01%	0
INTEL CORP 3 7 25 …INTEL CORP 3 7 25 …	7,000	$8K	<0.01%	new
CAPITAL ONE FINLCAPITAL ONE FINL	7,000	$8K	<0.01%	new
TWO HBRS INVT CORP PFD SER …TWO HBRS INVT CORP PFD SER B F	379	$8K	<0.01%	0
GASLOG LTD PFD SHS SER AGASLOG LTD PFD SHS SER A	400	$8K	<0.01%	0
MARSH & MCLENNAN COMPANIES …MARSH & MCLENNAN COMPANIES INC NO…	7,000	$8K	<0.01%	new
HOME DEPOT INC NOTE M/W CLBLHOME DEPOT INC NOTE M/W CLBL	7,000	$8K	<0.01%	new
BECTON DICKINSON & CO NOTE …BECTON DICKINSON & CO NOTE M/W CL…	7,000	$8K	<0.01%	new
SANTANDER HOLDINGS USASANTANDER HOLDINGS USA	8,000	$8K	<0.01%	new
METLIFE INCMETLIFE INC	7,000	$8K	<0.01%	new
ANTHEM, INCpoint 3point1…ANTHEM, INCpoint 3point125perc…	8,000	$8K	<0.01%	0
DUKE ENERGY CORP 3point75pe…DUKE ENERGY CORP 3point75percent2…	7,000	$8K	<0.01%	new
JOHN DEERE CAPITALJOHN DEERE CAPITAL	7,000	$8K	<0.01%	new
JP MORGAN CHASE BK VAR 34JP MORGAN CHASE BK VAR 34	10,000	$8K	<0.01%	0
SIMON PROPERTY GROUPSIMON PROPERTY GROUP	8,000	$8K	<0.01%	new
SYSCO CORPSYSCO CORP	7,000	$8K	<0.01%	new
TARGET CORPTARGET CORP	7,000	$8K	<0.01%	new
NOMURA AMERICAN FI VAR 34NOMURA AMERICAN FI VAR 34	10,000	$8K	<0.01%	0
NORDSTROM, INCNORDSTROM, INC	10,000	$8K	<0.01%	0
PEPSICO, INCPEPSICO, INC	7,000	$8K	<0.01%	new
RIO TINTO FINRIO TINTO FIN	7,000	$8K	<0.01%	new
A O N PLCA O N PLC	7,000	$8K	<0.01%	new
AIR LEASE CORPAIR LEASE CORP	8,000	$8K	<0.01%	new
INTL BK RECON & DEINTL BK RECON & DE	10,000	$8K	<0.01%	0
FISERV, INCFISERV, INC	7,000	$8K	<0.01%	new
VIACOM INCVIACOM INC	6,000	$8K	<0.01%	0
GENERAL MOTORS FINLGENERAL MOTORS FINL	8,000	$8K	<0.01%	new
AT&T INCAT&T INC	7,000	$8K	<0.01%	new
THE SOUTHERN COTHE SOUTHERN CO	8,000	$8K	<0.01%	new
THE WALT DISNEY COTHE WALT DISNEY CO	7,000	$8K	<0.01%	new
SCHASCHWAB STRATEGIC TR	100	$7K	<0.01%	+73	Timeline
SDYSPDR SERIES TRUST	77	$7K	<0.01%	0	Timeline
TMUST-MOBILE US INC	69	$7K	<0.01%	+15	Timeline
CNICANADIAN NATL RY CO	82	$7K	<0.01%	+7	Timeline
FEFIRSTENERGY CORP	183	$7K	<0.01%	-450	Timeline
SCZISHARES TR	124	$7K	<0.01%	0	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	300	$7K	<0.01%	-550	Timeline
RNRRENAISSANCERE HLDGS LTD	39	$7K	<0.01%	0	Timeline
STTSTATE STR CORP	104	$7K	<0.01%	new	Timeline
CCLCARNIVAL CORP	402	$7K	<0.01%	-525	Timeline
WGOWINNEBAGO INDS INC	100	$7K	<0.01%	0	Timeline
PBPINVESCO EXCHANGE TRADED FD T	391	$7K	<0.01%	new	Timeline
TWITTER INCTWITTER INC	245	$7K	<0.01%	-696
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	400	$7K	<0.01%	-250
UBS AGUBS AG	628	$7K	<0.01%	new
Goldman Sachs Group, Inc. 3…Goldman Sachs Group, Inc. 3.5 11/…	6,000	$7K	<0.01%	0
LKNCYLUCKIN COFFEE INC ADR (CYM)	2,875	$7K	<0.01%	-75	Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	1,009	$7K	<0.01%	0
DNPLYDAI NIPPON PRINTING LTD JAPAN	625	$7K	<0.01%	new	Timeline
SVNDYSEVEN & I HOLDINGS-UNSPN ADR	436	$7K	<0.01%	new	Timeline
BANK AMER CORP 5.625 07/01/…BANK AMER CORP 5.625 07/01/2020	7,000	$7K	<0.01%	0
PNC FINL SVCS GROUP INC 3.5…PNC FINL SVCS GROUP INC 3.5 01/23…	6,000	$7K	<0.01%	0
WASTE MGMT INC DEL 2.95 06/…WASTE MGMT INC DEL 2.95 06/15/2024	7,000	$7K	<0.01%	new
AT&T INC 4.125 02/17/2026AT&T INC 4.125 02/17/2026	6,000	$7K	<0.01%	0
TELEPHONE & DATA SYSTEM 7.0…TELEPHONE & DATA SYSTEM 7.000%	300	$7K	<0.01%	0
Integrys Holding, 6PFD Due…Integrys Holding, 6PFD Due 08/01…	267	$7K	<0.01%	0
Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q	263	$7K	<0.01%	-10,000
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	500	$7K	<0.01%	0
ZIMMER BIOMET HOLDINGS INC …ZIMMER BIOMET HOLDINGS INC NOTE M…	7,000	$7K	<0.01%	0
ISTAR FINANCIAL INC 7.65 PF…ISTAR FINANCIAL INC 7.65 PFD SHS …	300	$7K	<0.01%	0
Wells Fargo & Co NewWells Fargo & Co New	281	$7K	<0.01%	0
KINDER MORGAN ENKINDER MORGAN EN	7,000	$7K	<0.01%	new
LANDMARK INFRALANDMARK INFRA	300	$7K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	5,000	$7K	<0.01%	0
MONTSANTO COMONTSANTO CO	7,000	$7K	<0.01%	0
PUBLIC STORAGE PFDPUBLIC STORAGE PFD	300	$7K	<0.01%	0
AMERICAN HONDA FAMERICAN HONDA F	7,000	$7K	<0.01%	new
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	262	$7K	<0.01%	0
GILEAD SCIENCES,GILEAD SCIENCES,	6,000	$7K	<0.01%	0
BANK OF AMERICA CORBANK OF AMERICA COR	6,000	$7K	<0.01%	0
UNITED PARCEL SERUNITED PARCEL SER	7,000	$7K	<0.01%	new
TVATVA	7,000	$7K	<0.01%	0
DETROIT MI CITYDETROIT MI CITY	5,000	$7K	<0.01%	0
EXPEDIA INCEXPEDIA INC	7,000	$7K	<0.01%	0
ADPAUTOMATIC DATA PROCESSING IN	40	$6K	<0.01%	+31	Timeline
BKNGBOOKING HOLDINGS INC	4	$6K	<0.01%	new	Timeline
XLUSELECT SECTOR SPDR TR	99	$6K	<0.01%	+78	Timeline
NTGRNETGEAR INC	240	$6K	<0.01%	0	Timeline
PTONPELOTON INTERACTIVE INC	100	$6K	<0.01%	new	Timeline
NHINATIONAL HEALTH INVS INC	100	$6K	<0.01%	0	Timeline
PENNPENN ENTERTAINMENT INC	200	$6K	<0.01%	0	Timeline
PKGPACKAGING CORP AMER	55	$6K	<0.01%	0	Timeline
EOGEOG RES INC	126	$6K	<0.01%	0	Timeline
ROKROCKWELL AUTOMATION INC	27	$6K	<0.01%	0	Timeline
DGXQUEST DIAGNOSTICS INC	51	$6K	<0.01%	0	Timeline
AXSAXIS CAP HLDGS LTD	148	$6K	<0.01%	new	Timeline
CDNSCADENCE DESIGN SYSTEM INC	66	$6K	<0.01%	new	Timeline
PPGPPG INDS INC	59	$6K	<0.01%	-24	Timeline
BBYBEST BUY INC	71	$6K	<0.01%	new	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	542	$6K	<0.01%	0	Timeline
BCBRUNSWICK CORP	93	$6K	<0.01%	0	Timeline
WELLS FARGO & COWELLS FARGO & CO	5	$6K	<0.01%	0
ZGZILLOW GROUP INC	100	$6K	<0.01%	0	Timeline
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	732	$6K	<0.01%	new
XBOEXBLACKROCK ENHANCED GLOBAL	600	$6K	<0.01%	0	Timeline
Concho Resources Inc.Concho Resources Inc.	122	$6K	<0.01%	0
BIGGQBIG LOTS INC.	150	$6K	<0.01%	0	Timeline
GLOBAL X FDSGLOBAL X FDS	233	$6K	<0.01%	-1,167
ENLAYENEL SPA - UNSPON ADR	700	$6K	<0.01%	0	Timeline
PUBGYPUBLICIS GROUPE-ADR	736	$6K	<0.01%	new	Timeline
CDEVYCITY DEVELOPMENTS LTD SP ADR	1,121	$6K	<0.01%	new	Timeline
VERIZON COMMUNICATIONS INC …VERIZON COMMUNICATIONS INC 3.5 11…	5,000	$6K	<0.01%	0
ABBVIE INC 2.9 11/06/2022ABBVIE INC 2.9 11/06/2022	6,000	$6K	<0.01%	0
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	400	$6K	<0.01%	0
MARSH & MCLENNAN COS INC SR…MARSH & MCLENNAN COS INC SR NT 4…	5,000	$6K	<0.01%	0
Telephone & Data 6.875% Cl …Telephone & Data 6.875% Cl 11/	241	$6K	<0.01%	-176
PIMA CNTY ARIZ REGL TRANSN …PIMA CNTY ARIZ REGL TRANSN AU	5,000	$6K	<0.01%	0
AETNA INC NOTE M/W CLBLAETNA INC NOTE M/W CLBL	6,000	$6K	<0.01%	0
EXCELSIOR MINING CORPEXCELSIOR MINING CORP	12,300	$6K	<0.01%	0
FIRST TRUST PORTFOLIOS UNIT…FIRST TRUST PORTFOLIOS UNIT 353 T…	10	$6K	<0.01%	0
Eaton CorpEaton Corp	6,000	$6K	<0.01%	0
PARTNERRE LTD.PARTNERRE LTD.	221	$6K	<0.01%	0
TEMPE AZTEMPE AZ	5,000	$6K	<0.01%	0
MARICOPA AZ USD #41MARICOPA AZ USD #41	5,000	$6K	<0.01%	0
MASSACHUSETTS STMASSACHUSETTS ST	5,000	$6K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	5,000	$6K	<0.01%	0
PINAL CN AZ CCDPINAL CN AZ CCD	5,000	$6K	<0.01%	0
PUBLIC STORAGEPUBLIC STORAGE	5,000	$6K	<0.01%	0
QUEEN CRK AZ EXCQUEEN CRK AZ EXC	5,000	$6K	<0.01%	0
FRASER COMPANIESFRASER COMPANIES	5,000	$6K	<0.01%	new
WI ST TRANSWI ST TRANS	5,000	$6K	<0.01%	0
AUSTIN TX CCLG DISTAUSTIN TX CCLG DIST	5,000	$6K	<0.01%	0
YUMA ARIZONA MUNICIPYUMA ARIZONA MUNICIP	5,000	$6K	<0.01%	0
THE KROGER CO.THE KROGER CO.	5,000	$6K	<0.01%	0
TOTAL CAPITALTOTAL CAPITAL	5,000	$6K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	5,000	$6K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$6K	<0.01%	0
BANK OF AMERICA C VAR 28BANK OF AMERICA C VAR 28	5,000	$6K	<0.01%	0
BEAM INCBEAM INC	5,000	$6K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	5,000	$6K	<0.01%	0
DUKE ENERGY OHIODUKE ENERGY OHIO	5,000	$6K	<0.01%	0
FEDERAL NTNL MORTGAGFEDERAL NTNL MORTGAG	6,000	$6K	<0.01%	0
MARICOPA AZ USD #60MARICOPA AZ USD #60	5,000	$6K	<0.01%	0
UNIV NMUNIV NM	5,000	$6K	<0.01%	0
ICSHISHARES TR	100	$5K	<0.01%	0	Timeline
COFCAPITAL ONE FINL CORP	87	$5K	<0.01%	new	Timeline
IWVISHARES TR	25	$5K	<0.01%	new	Timeline
TAKTAKEDA PHARMACEUTICAL CO LTD	270	$5K	<0.01%	new	Timeline
HSBCHSBC HLDGS PLC	205	$5K	<0.01%	new	Timeline
OMCOMNICOM GROUP INC	89	$5K	<0.01%	+17	Timeline
NXPINXP SEMICONDUCTORS N V	43	$5K	<0.01%	new	Timeline
RCLROYAL CARIBBEAN GROUP	100	$5K	<0.01%	0	Timeline
ALCALCON AG	89	$5K	<0.01%	+4	Timeline
TERTERADYNE INC	57	$5K	<0.01%	0	Timeline
FSLRFIRST SOLAR INC	100	$5K	<0.01%	0	Timeline
TPRTAPESTRY INC	404	$5K	<0.01%	+4	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	492	$5K	<0.01%	new	Timeline
ULTAULTA BEAUTY INC	23	$5K	<0.01%	new	Timeline
EBAYEBAY INC.	100	$5K	<0.01%	0	Timeline
DGDOLLAR GEN CORP	26	$5K	<0.01%	new	Timeline
QUALISHARES TR	48	$5K	<0.01%	new	Timeline
FLEXFLEX LTD	509	$5K	<0.01%	new	Timeline
ECLECOLAB INC	25	$5K	<0.01%	-20	Timeline
NOBLPROSHARES TR	69	$5K	<0.01%	0	Timeline
INDAISHARES TR	156	$5K	<0.01%	new	Timeline
NATNORDIC AMERICAN TANKERS LIMI	1,300	$5K	<0.01%	0	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	420	$5K	<0.01%	0	Timeline
GOODGLADSTONE COMMERCIAL CORP	270	$5K	<0.01%	-30	Timeline
EWHISHARES INC	219	$5K	<0.01%	new	Timeline
BIOBIO RAD LABS INC	11	$5K	<0.01%	0	Timeline
ROBOEXCHANGE TRADED CONCEPTS TRU	113	$5K	<0.01%	0	Timeline
USRTISHARES TR	122	$5K	<0.01%	new	Timeline
AMBAAMBARELLA INC	100	$5K	<0.01%	0	Timeline
IHS MARKIT LTDIHS MARKIT LTD	71	$5K	<0.01%	0
HESS CORPHESS CORP	100	$5K	<0.01%	0
CHAMPIONX CORPORATIONCHAMPIONX CORPORATION	479	$5K	<0.01%	new
WW INTL INCWW INTL INC	200	$5K	<0.01%	0
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	175	$5K	<0.01%	0
INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH	240	$5K	<0.01%	new
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	32	$5K	<0.01%	0
SUTNYSUMITOMO MITSUI TR-SPON ADR	1,972	$5K	<0.01%	new	Timeline
AHEXYADECCO GROUP AG-REG-UNSP ADR	215	$5K	<0.01%	new	Timeline
AGESYAGEAS SPONSORED ADR (BELGIUM)	145	$5K	<0.01%	new	Timeline
US BANCORP 2.625 01/24/2022US BANCORP 2.625 01/24/2022	5,000	$5K	<0.01%	0
GENERAL MOTORS CO 6.6 36 DU…GENERAL MOTORS CO 6.6 36 DUE 04/0…	5,000	$5K	<0.01%	0
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	3,410	$5K	<0.01%	0
TOYOTA MTR CORP SR NT 3.66…TOYOTA MTR CORP SR NT 3.669 perc…	4,000	$5K	<0.01%	0
RZBREINSURANCE GROUP AMER INC SUB	187	$5K	<0.01%	0	Timeline
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	1,792	$5K	<0.01%	new
REINSURANCE GROUP OF AMERICAREINSURANCE GROUP OF AMERICA	182	$5K	<0.01%	0
Prudential PLC 6.75% PrpCl …Prudential PLC 6.75% PrpCl 9/0	200	$5K	<0.01%	0
ACTIVISION INCACTIVISION INC	71	$5K	<0.01%	0
REGIONS FINANCIAL CORP NEWREGIONS FINANCIAL CORP NEW	210	$5K	<0.01%	0
EXXON MOBIL COREXXON MOBIL COR	5,000	$5K	<0.01%	0
AT&T PfdAT&T Pfd	195	$5K	<0.01%	0
Citigroup Inc 6.875 PFDCitigroup Inc 6.875 PFD	200	$5K	<0.01%	-315
SERVICEMASTER CO LPSERVICEMASTER CO LP	5,000	$5K	<0.01%	0
FEDERAL NATIONAL MTG ASSNFEDERAL NATIONAL MTG ASSN	5,000	$5K	<0.01%	0
DOMINION ENERGY INC NOTE M/…DOMINION ENERGY INC NOTE M/W CLBL	5,000	$5K	<0.01%	0
CVS HEALTH CORPORATION NOTE…CVS HEALTH CORPORATION NOTE M/W C…	5,000	$5K	<0.01%	0
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN	7,000	$5K	<0.01%	0
american express coamerican express co	5,000	$5K	<0.01%	-50,000
Goldman Sachs Group Inc FRNGoldman Sachs Group Inc FRN	5,000	$5K	<0.01%	0
LOS ANGELES CA W/PLOS ANGELES CA W/P	5,000	$5K	<0.01%	0
MONTANA STATE BOMONTANA STATE BO	5,000	$5K	<0.01%	0
MORGAN STANLEY (VARIABLE)MORGAN STANLEY (VARIABLE)	7,000	$5K	<0.01%	0
NC EASTERN MUNI PWRNC EASTERN MUNI PWR	5,000	$5K	<0.01%	0
PACTIV LLCPACTIV LLC	5,000	$5K	<0.01%	0
AMERICAN ELECTRICAMERICAN ELECTRIC	5,000	$5K	<0.01%	0
FTFT	2,000	$5K	<0.01%	0
TN ENGY ACQUISITTN ENGY ACQUISIT	5,000	$5K	<0.01%	0
TUCSON AZTUCSON AZ	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0
BB&T CORPBB&T CORP	5,000	$5K	<0.01%	0
FREMONT NEBRASKA COFREMONT NEBRASKA CO	5,000	$5K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	5,000	$5K	<0.01%	-5,000
EXANTAS CAPI PFDEXANTAS CAPI PFD	400	$5K	<0.01%	0
BERKSHIRE HATHAWAY FINBERKSHIRE HATHAWAY FIN	5,000	$5K	<0.01%	0
GENERAL ELECTRICGENERAL ELECTRIC	5,000	$5K	<0.01%	0
FAIRFAX FINANCE PFDFAIRFAX FINANCE PFD	500	$5K	<0.01%	0
ARLINGTON TXARLINGTON TX	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0
CRWDCROWDSTRIKE HLDGS INC	40	$4K	<0.01%	0	Timeline
HCAHCA HEALTHCARE INC	37	$4K	<0.01%	new	Timeline
IGFISHARES TR	100	$4K	<0.01%	0	Timeline
VOVANGUARD INDEX FDS	25	$4K	<0.01%	0	Timeline
LSCCLATTICE SEMICONDUCTOR CORP	139	$4K	<0.01%	new	Timeline
DKDELEK US HLDGS INC NEW	221	$4K	<0.01%	0	Timeline
GDGENERAL DYNAMICS CORP	30	$4K	<0.01%	0	Timeline
BHPBHP BILLITON LIMITED	87	$4K	<0.01%	+14	Timeline
SWXSOUTHWEST GAS HLDGS INC	59	$4K	<0.01%	new	Timeline
TROWPRICE T ROWE GROUP INC	35	$4K	<0.01%	0	Timeline
CBRECBRE GROUP INC	81	$4K	<0.01%	new	Timeline
ROSTROSS STORES INC	45	$4K	<0.01%	0	Timeline
PUKPRUDENTIAL PLC	119	$4K	<0.01%	+64	Timeline
MTHMERITAGE HOMES CORP	58	$4K	<0.01%	new	Timeline
SCISERVICE CORP INTL	99	$4K	<0.01%	0	Timeline
DLBDOLBY LABORATORIES INC	63	$4K	<0.01%	0	Timeline
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES	76	$4K	<0.01%	0
SNAPSNAP INC	170	$4K	<0.01%	0	Timeline
OVVOVINTIV INC	400	$4K	<0.01%	0	Timeline
CRLCHARLES RIV LABS INTL INC	25	$4K	<0.01%	0	Timeline
FHLCFIDELITY COVINGTON TRUST	81	$4K	<0.01%	0	Timeline
TTEKTETRA TECH INC NEW	45	$4K	<0.01%	new	Timeline
HUBGHUB GROUP INC	90	$4K	<0.01%	new	Timeline
INNSUMMIT HOTEL PPTYS	621	$4K	<0.01%	new	Timeline
VERINT SYS INCVERINT SYS INC	85	$4K	<0.01%	0
WPX ENERGY INCWPX ENERGY INC	600	$4K	<0.01%	0
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	29	$4K	<0.01%	+3
DRAFTKINGS HOLDINGS INCDRAFTKINGS HOLDINGS INC	133	$4K	<0.01%	new
AMERICAN INTLAMERICAN INTL	120	$4K	<0.01%	+28
CLOUDERA INCCLOUDERA INC	353	$4K	<0.01%	0
NNGRYNN GROUP NV - UNSPON ADR	263	$4K	<0.01%	new	Timeline
KMTUYKOMATSU LTD -SPONS ADR	216	$4K	<0.01%	new	Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	400	$4K	<0.01%	0
GENERAL MOTORS CORPGENERAL MOTORS CORP	153	$4K	<0.01%	new
LOGMEIN INCLOGMEIN INC	42	$4K	<0.01%	0
RENASANT CORPRENASANT CORP	153	$4K	<0.01%	new
BANK AMER CORP DEP SHS REP …BANK AMER CORP DEP SHS REP 1/1	139	$4K	<0.01%	0
KEYKEYCORP NEW DS RPT 1/40 OWN IN	161	$4K	<0.01%	0	Timeline
SIRIUS XM HOLDINGS INC COMSIRIUS XM HOLDINGS INC COM	614	$4K	<0.01%	0
US BANCORP 2.35 01/29/2021US BANCORP 2.35 01/29/2021	4,000	$4K	<0.01%	0
GILEAD SCIENCES INC 4.5 04/…GILEAD SCIENCES INC 4.5 04/01/2021	4,000	$4K	<0.01%	0
BT Group PLCBT Group PLC	2,500	$4K	<0.01%	0
FLGFLAGSTAR BANK, N.A DEP SHS REP	165	$4K	<0.01%	0	Timeline
ALLSTATE CORP SUB DEB FIXED…ALLSTATE CORP SUB DEB FIXED TO	153	$4K	<0.01%	0
Aspen Insurance 5.95% Cl 7/…Aspen Insurance 5.95% Cl 7/23	146	$4K	<0.01%	0
AMER AIRLN 15-1 AAMER AIRLN 15-1 A	5,000	$4K	<0.01%	0
AMERN AIRLINE 16-2 A PTTAMERN AIRLINE 16-2 A PTT	5,000	$4K	<0.01%	0
STATE STREET C 5.9 PFDPFD …STATE STREET C 5.9 PFDPFD SER D	142	$4K	<0.01%	-139
CEL SCI CORPCEL SCI CORP	289	$4K	<0.01%	0
GOLDMAN SACH 6.375 PFDGOLDMAN SACH 6.375 PFD	158	$4K	<0.01%	0
ENBRIDGE IENBRIDGE I	169	$4K	<0.01%	0
MCDONALD'S CORPMCDONALD'S CORP	4,000	$4K	<0.01%	0
COSTCO WHOLESALE 2point75pe…COSTCO WHOLESALE 2point75percent2…	4,000	$4K	<0.01%	0
LOCKHEED MARTIN CORP NOTE M…LOCKHEED MARTIN CORP NOTE M/W CLBL	4,000	$4K	<0.01%	-2,000
KBS REIT II MDKBS REIT II MD	1,500	$4K	<0.01%	0
SUNTRUST BANK (A)SUNTRUST BANK (A)	4,000	$4K	<0.01%	0
TD AMERITRADE HOLTD AMERITRADE HOL	4,000	$4K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	3,000	$4K	<0.01%	0
QUALCOMM INCQUALCOMM INC	4,000	$4K	<0.01%	0
Global X SuperdividendGlobal X Superdividend	500	$4K	<0.01%	0
INTERCONTINENTALINTERCONTINENTAL	4,000	$4K	<0.01%	0
INTL BK RECON &INTL BK RECON &	4,000	$4K	<0.01%	0
VAN KAMPEN INSD INCMVAN KAMPEN INSD INCM	9	$4K	<0.01%	new
US TREASUR NTUS TREASUR NT	4,000	$4K	<0.01%	0
BNSF, LLCBNSF, LLC	4,000	$4K	<0.01%	0
BP CAPITAL MKTBP CAPITAL MKT	4,000	$4K	<0.01%	0
EVEREN CAPITALEVEREN CAPITAL	69	$4K	<0.01%	new
MOODY'S CORPMOODY'S CORP	4,000	$4K	<0.01%	0
OCCIDENTAL PETROLOCCIDENTAL PETROL	4,000	$4K	<0.01%	0
J2 GLOBAL COMMUN NEWJ2 GLOBAL COMMUN NEW	62	$4K	<0.01%	new
WALMART INC.WALMART INC.	4,000	$4K	<0.01%	0
AT&T INC.AT&T INC.	4,000	$4K	<0.01%	0
DEDEERE & CO	17	$3K	<0.01%	+4	Timeline
ONEQFIDELITY COMWLTH TR	7	$3K	<0.01%	0	Timeline
AOAISHARES TR	50	$3K	<0.01%	new	Timeline
SPYGSPDR SERIES TRUST	70	$3K	<0.01%	new	Timeline
VOXVANGUARD WORLD FD	28	$3K	<0.01%	0	Timeline
VWOVANGUARD INTL EQUITY INDEX F	82	$3K	<0.01%	new	Timeline
JAZZJAZZ PHARMACEUTICALS PLC	29	$3K	<0.01%	new	Timeline
DRDDRDGOLD LIMITED	200	$3K	<0.01%	0	Timeline

Sold out in Q2 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 184. All 184

Security	Shares before	Value before	Type
GAP INC FIXED RT NTGAP INC FIXED RT NT	26,783,000	$24.2M	shares
SERVICE PPTYS TRSERVICE PPTYS TR	17,495,000	$12.5M	shares
AMGEN INC (VARIABLE)AMGEN INC (VARIABLE)	4,947,000	$4.95M	shares
RAYTHEON COMPANYRAYTHEON COMPANY	35,082	$4.6M	shares
VECTOR GROUP LTDVECTOR GROUP LTD	2,815,000	$2.77M	shares
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC	1,065,000	$1.07M	shares
US TREAUSRYUS TREAUSRY	351,000	$351K	shares
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	10,000	$233K	shares
UNITED TECH CORPUNITED TECH CORP	1,390	$131K	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	50,000	$117K	shares
FORTUNE BRANDS HOMEFORTUNE BRANDS HOME	100,000	$100K	shares
CURRENCYSHARES SWISS FRANC …CURRENCYSHARES SWISS FRANC TRU	1,000	$95K	shares
AMERICAN TOWER COAMERICAN TOWER CO	95,000	$95K	shares
ALLERGAN INCALLERGAN INC	447	$79K	shares
AVNSAVANOS MED INC	2,500	$67K	shares
UDOWPROSHARES TR	1,215	$51K	shares
VEAVANGUARD TAX-MANAGED FDS	1,493	$50K	shares
HSBC HLDGS PLCHSBC HLDGS PLC	2,000	$50K	shares
AT&T INCAT&T INC	50,000	$50K	shares
DAVENPORT IODAVENPORT IO	50,000	$50K	shares
EOG RESOURCES, INEOG RESOURCES, IN	50,000	$50K	shares
AT&T INC.AT&T INC.	50,000	$50K	shares
At&T Inc.At&T Inc.	50,000	$50K	shares
BANK OF AMERICABANK OF AMERICA	50,000	$50K	shares
HIGHARTFORD INSURANCE GROUP INC	1,289	$45K	shares
CENTURYLINK INC SR NTCENTURYLINK INC SR NT	45,000	$45K	shares
PRUDENTIAL FINLPRUDENTIAL FINL	45,000	$45K	shares
BECTON, DICKINSBECTON, DICKINS	40,000	$40K	shares
ORIOLD REP INTL CORP	2,585	$39K	shares
BSVVANGUARD BD INDEX FDS	449	$37K	shares
TRAVELERS COMPANIES INCTRAVELERS COMPANIES INC	275	$27K	shares
The Charles SchwThe Charles Schw	25,000	$27K	shares
BLACKROCK INC NOTE M/W CLBLBLACKROCK INC NOTE M/W CLBL	25,000	$26K	shares
United TechnoloUnited Technolo	25,000	$26K	shares
LOWES COS INC 4.625 04/15/2…LOWES COS INC 4.625 04/15/2020	25,000	$25K	shares
ARCONIC INC NOTE M/W CLBLARCONIC INC NOTE M/W CLBL	25,000	$25K	shares
LINCOLN NTNL CORLINCOLN NTNL COR	25,000	$25K	shares
WASTE MANAGEMENTWASTE MANAGEMENT	25,000	$25K	shares
FANNIE MAEFANNIE MAE	22,000	$22K	shares
QUALCOMM INCQUALCOMM INC	20,000	$20K	shares
NIELSEN FIN LLCNIELSEN FIN LLC	20,000	$20K	shares
TULSA OKLAHOMA ARPTTULSA OKLAHOMA ARPT	20,000	$20K	shares
FLOTISHARES TR	390	$19K	shares
HRLHORMEL FOODS CORP	400	$19K	shares
HYGISHARES TR	238	$18K	shares
JDJD.COM INC	400	$16K	shares
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	300	$16K	shares
TBTPROSHARES TR	1,000	$16K	shares
US Treasur NtUS Treasur Nt	16,000	$16K	shares
ICFISHARES TR	160	$15K	shares
TE Connectivity LtdTE Connectivity Ltd	237	$15K	shares
MUBISHARES TR	122	$14K	shares
E M C CORP MASS SRE M C CORP MASS SR	14,000	$14K	shares
BUIBLACKROCK UTILS INFRASTRUCTU	700	$12K	shares
WIRECARD AG SHSWIRECARD AG SHS	100	$12K	shares
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	12,000	$12K	shares
RIGSALPS ETF TR	500	$11K	shares
Alphabet Inc.Alphabet Inc.	10,000	$11K	shares
VNQIVANGUARD INTL EQUITY INDEX F	233	$10K	shares
FIVNFIVE9 INC	125	$10K	shares
IGSBISHARES TR	199	$10K	shares
FALNISHARES TR	430	$10K	shares
SCHZSCHWAB STRATEGIC TR	190	$10K	shares
WDIVSPDR INDEX SHS FDS	210	$10K	shares
INVESCOINVESCO	465	$10K	shares
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	1,000	$10K	shares
MORGAN STANLEY 2.8 06/16/20…MORGAN STANLEY 2.8 06/16/2020	10,000	$10K	shares
REGL TRAN DST CO COREGL TRAN DST CO CO	10,000	$10K	shares
ROYAL BANK CANADROYAL BANK CANAD	10,000	$10K	shares
STARBUCKS CORPSTARBUCKS CORP	10,000	$10K	shares
VISA INCVISA INC	10,000	$10K	shares
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	10,000	$10K	shares
BK NY MELLON CORBK NY MELLON COR	10,000	$10K	shares
OMAHA NEBRASKAOMAHA NEBRASKA	10,000	$10K	shares
PEPSICO INCORPORPEPSICO INCORPOR	10,000	$10K	shares
DSLDOUBLELINE INCOME SOLUTIONS	600	$8K	shares
BGXBLACKSTONE LONG SHORT CR INC	800	$8K	shares
RABROOKFIELD REAL ASSETS INCOM	557	$8K	shares
SPHYSPDR SERIES TRUST	300	$7K	shares
WABCO HLDGS INCWABCO HLDGS INC	50	$7K	shares
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	429	$7K	shares
IWRISHARES TR	145	$6K	shares
CTBICOMMUNITY TR BANCORP INC	200	$6K	shares
EXONE COEXONE CO	1,000	$6K	shares
PTYPIMCO CORPORATE & INCOME OPP	400	$5K	shares
SYLDCAMBRIA ETF TR	200	$5K	shares
SKTTANGER INC	1,000	$5K	shares
LLFLQLUMBER LIQUIDATORS HOLDINGS	1,000	$5K	shares
KKR & CO LPKKR & CO LP	200	$5K	shares
CHSCMCHS INC REDEEMABLE PREFERRED S	228	$5K	shares
CISCO SYS INC 2.2 02/28/2021CISCO SYS INC 2.2 02/28/2021	5,000	$5K	shares
MSPRIMORGAN STANLEY DEPO SHS REP 1/	215	$5K	shares
Discovery CommunicationsDiscovery Communications	5,000	$5K	shares
MORGAN STANLMORGAN STANL	212	$5K	shares
ORACLE CORPORACLE CORP	5,000	$5K	shares
VBRVANGUARD INDEX FDS	41	$4K	shares
PAYCPAYCOM SOFTWARE INC	20	$4K	shares
NMFCNEW MTN FIN CORP	540	$4K	shares
FNCLFIDELITY COVINGTON TRUST	145	$4K	shares
PROOFPOINT INCPROOFPOINT INC	40	$4K	shares

How Q2 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-002091	base		2020-08-13	acceptance time not in the bulk data set	2026-10-07 18:52:28 UTC