SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $977,085,000 across 1,895 holdings for the quarter ended 2020-06-30, in a 13F-HR filed 2020-08-13. Its ten largest share positions make up 21.88% of the portfolio.

Filed 2020-08-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:52:28 UTC13F-HR 0001415889-20-002091

Period: 2020-06-30
Reported value: $977M
Holdings: 1,895
Top 10 weight: 21.88%
New: 294
Sold out: 184

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ALLSTATE CORP DEPOSITARY SH…added	+436,293	$11.1M
BANK AMER CORP DEP SHS REPS…added	+427,469	$11M
METLIFE INC DEPOSITARY SHS …new	+380,384	$9.96M
VMWARE INCnew	+8,805,000	$9.59M
GOLDMAN SACHS GROUP INC NOT…new	+6,650,000	$7.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
GAP INC FIXED RT NTexited	-26,783,000	-$24.2M
L BRANDS INCreduced	-12,729,000	-$13.2M
SERVICE PPTYS TRexited	-17,495,000	-$12.5M
HORIZON PHARMA INVT LTDreduced	-4,495,000	-$8.77M
AMGEN INC (VARIABLE)exited	-4,947,000	-$4.95M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2020

Share positions as resolved from 13F-HR 0001415889-20-002091, largest first. % of portfolio is the value over $977,085,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
O'Reilly Automotive Inc.O'Reilly Automotive Inc.	50,000	$52K	0.01%	0
WELLS FARGOWELLS FARGO	50,000	$52K	0.01%	0
AMPHENOL CORPAMPHENOL CORP	50,000	$52K	0.01%	0
WHIRLPOOL CORPWHIRLPOOL CORP	50,000	$52K	0.01%	0
ASPEN INSURANCEASPEN INSURANCE	50,000	$52K	0.01%	0
EATON VANCE COREATON VANCE COR	50,000	$52K	0.01%	0
EVERGY, INC.EVERGY, INC.	50,000	$52K	0.01%	0
JEFFERIES GROUPJEFFERIES GROUP	50,000	$52K	0.01%	0
HP INC.HP INC.	50,000	$52K	0.01%	0
UPSUNITED PARCEL SVCS INC	460	$51K	0.01%	+2	Timeline
GPCGENUINE PARTS CO	585	$51K	0.01%	-16	Timeline
WMBWILLIAMS COS INC	2,689	$51K	0.01%	-53	Timeline
CDPCOPT DEFENSE PROPERTIES	2,000	$51K	0.01%	0	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	1,259	$51K	0.01%	+285
WESTLAKE CORPORATION NOTE M…WESTLAKE CORPORATION NOTE M/W CLBL	50,000	$51K	0.01%	0
JOHNSON CONTROLSJOHNSON CONTROLS	50,000	$51K	0.01%	0
SOUTHERN NATURALSOUTHERN NATURAL	50,000	$51K	0.01%	0
MARATHON PETROLMARATHON PETROL	50,000	$51K	0.01%	0
JOHN DEERE CAPITAJOHN DEERE CAPITA	50,000	$51K	0.01%	0
CAGCONAGRA BRANDS INC	1,425	$50K	0.01%	0	Timeline
GVAGRANITE CONSTR INC	2,600	$50K	0.01%	+1,000	Timeline
SAPSAP SE	354	$50K	0.01%	+60	Timeline
IPINTERNATIONAL PAPER CO	1,412	$50K	0.01%	0	Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL	500	$50K	0.01%	+100
CIOCITY OFFICE REIT INC	5,000	$50K	0.01%	0	Timeline
RGLDROYAL GOLD INC	402	$50K	0.01%	0	Timeline
BANK OF AMERICABANK OF AMERICA	45,000	$50K	0.01%	0
COMCAST CORPCOMCAST CORP	45,000	$50K	0.01%	0
DOWDUPONT INC.DOWDUPONT INC.	50,000	$50K	0.01%	0
GOLDMAN SACHS GRGOLDMAN SACHS GR	50,000	$50K	0.01%	0
HSBC USA INC.HSBC USA INC.	50,000	$50K	0.01%	0
KY ST MUN PWR AGKY ST MUN PWR AG	50,000	$50K	0.01%	new
SYMANTEC CORPSYMANTEC CORP	50,000	$50K	0.01%	0
CONAGRA BRANDS,CONAGRA BRANDS,	50,000	$50K	0.01%	0
FARMINGTON NM POLFARMINGTON NM POL	50,000	$50K	0.01%	new
AUTOZONE, INC.AUTOZONE, INC.	50,000	$50K	0.01%	0
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	286	$49K	0.01%	0
MONSANTO COMONSANTO CO	50,000	$49K	0.01%	0
SEMPRA ENERGYSEMPRA ENERGY	45,000	$49K	0.01%	0
VIACOM INCVIACOM INC	45,000	$49K	0.01%	0
HSBC HOLDINGS PLCHSBC HOLDINGS PLC	45,000	$48K	<0.01%	0
NICENICE LTD	250	$47K	<0.01%	0	Timeline
CTASCINTAS CORP	175	$47K	<0.01%	0	Timeline
MICROSOFT CORPMICROSOFT CORP	45,000	$47K	<0.01%	0
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	312	$46K	<0.01%	-101
SILVANA MINESSILVANA MINES	45,000	$46K	<0.01%	0
LENNOX INTERNTNL INLENNOX INTERNTNL IN	45,000	$46K	<0.01%	0
SUMMER ENERGY HLDG INCSUMMER ENERGY HLDG INC	35,218	$46K	<0.01%	0
PBAPEMBINA PIPELINE CORP	1,797	$45K	<0.01%	0	Timeline
ARISTA NETWORKS INCARISTA NETWORKS INC	215	$45K	<0.01%	0
FAIRFAX FINANCIAL HLDGS LTD…FAIRFAX FINANCIAL HLDGS LTD NOTE	35,000	$45K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	40,000	$45K	<0.01%	0
BOARDWALK PIPELBOARDWALK PIPEL	45,000	$45K	<0.01%	0
IWPISHARES TR	280	$44K	<0.01%	0	Timeline
PEVERPURE INC	2,550	$44K	<0.01%	-200	Timeline
SUPNSUPERNUS PHARMACEUTICALS	1,838	$44K	<0.01%	0	Timeline
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SER	1,673	$44K	<0.01%	0
EQT CORPEQT CORP	45,000	$44K	<0.01%	0
MSIMOTOROLA SOLUTIONS INC	310	$43K	<0.01%	0	Timeline
SCHESCHWAB STRATEGIC TR	1,779	$43K	<0.01%	-128	Timeline
PFIZER INC.PFIZER INC.	40,000	$43K	<0.01%	-15,000
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	40,000	$43K	<0.01%	0
AFLAFLAC INC	1,170	$42K	<0.01%	+165	Timeline
SPABSPDR SERIES TRUST	1,376	$42K	<0.01%	new	Timeline
VNQVANGUARD INDEX FDS	516	$41K	<0.01%	-22	Timeline
INSMINSMED INC	1,500	$41K	<0.01%	0	Timeline
VCRVANGUARD WORLD FD	200	$40K	<0.01%	0	Timeline
FFORD MTR CO	6,581	$40K	<0.01%	+617	Timeline
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	1,166	$40K	<0.01%	-789
SALT VERDE AZ FCSALT VERDE AZ FC	35,000	$40K	<0.01%	0
FORD MOTOR COFORD MOTOR CO	40,000	$40K	<0.01%	0
DIST ENGY CORPDIST ENGY CORP	40,000	$40K	<0.01%	new
CONSTELLATION ENCONSTELLATION EN	40,000	$40K	<0.01%	0
MET NASHVILE ARPT TNMET NASHVILE ARPT TN	40,000	$40K	<0.01%	new
AWRAMER STATES WTR CO	500	$39K	<0.01%	0	Timeline
PSAPUBLIC STORAGE	203	$39K	<0.01%	+46	Timeline
TOTAL S A ADR FTOTAL S A ADR F	1,022	$39K	<0.01%	+22
HORIZON PHARMA INVT LTDHORIZON PHARMA INVT LTD	20,000	$39K	<0.01%	-4,495,000
ABBOTT LABORATORIABBOTT LABORATORI	36,000	$39K	<0.01%	0
SHOPSHOPIFY INC	40	$38K	<0.01%	new	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	320	$38K	<0.01%	0	Timeline
OTISOTIS WORLDWIDE CORP	671	$38K	<0.01%	new	Timeline
STORE CAP CORPSTORE CAP CORP	1,575	$38K	<0.01%	+1,300
IEFAISHARES TR	640	$37K	<0.01%	new	Timeline
CMICUMMINS INC	214	$37K	<0.01%	-24	Timeline
LVSLAS VEGAS SANDS CORP	802	$37K	<0.01%	+7	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	1,500	$37K	<0.01%	new	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	1,113	$37K	<0.01%	+371
STPZPIMCO ETF TR	700	$37K	<0.01%	0	Timeline
UNION PACIFIC COUNION PACIFIC CO	35,000	$37K	<0.01%	0
RSPINVESCO EXCHANGE TRADED FD T	355	$36K	<0.01%	0	Timeline
NSCNORFOLK SOUTHN CORP	204	$36K	<0.01%	0	Timeline
VFCV F CORP	598	$36K	<0.01%	-57	Timeline
CPTCAMDEN PPTY TR	400	$36K	<0.01%	0	Timeline
GPMTGRANITE PT MTG TR INC	5,071	$36K	<0.01%	0	Timeline
ZTSZOETIS INC	250	$34K	<0.01%	0	Timeline
CTVACORTEVA INC	1,272	$34K	<0.01%	-404	Timeline
VEREIT INCVEREIT INC	5,300	$34K	<0.01%	+4,000
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	684	$34K	<0.01%	0
JPMORGAN CHASE &JPMORGAN CHASE &	30,000	$34K	<0.01%	0
JPMORGAN CHASE & COJPMORGAN CHASE & CO	32,000	$34K	<0.01%	-15,000
SCHXSCHWAB STRATEGIC TR	449	$33K	<0.01%	-12	Timeline
XLKSELECT SECTOR SPDR TR	320	$33K	<0.01%	+46	Timeline
VEEVVEEVA SYS INC	140	$33K	<0.01%	-10	Timeline
GENERAL MOLY INC COMGENERAL MOLY INC COM	162,807	$33K	<0.01%	0
PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT	30,000	$33K	<0.01%	0
PENNSBURY PA SDPENNSBURY PA SD	30,000	$33K	<0.01%	0
REPUBLIC SERVICESREPUBLIC SERVICES	30,000	$33K	<0.01%	0
VA ST PUB BLDG AUTHVA ST PUB BLDG AUTH	25,000	$33K	<0.01%	0
Illinois Fin Auth RIllinois Fin Auth R	25,000	$33K	<0.01%	0
AKAMAKAMAI TECHNOLOGIES INC	300	$32K	<0.01%	0	Timeline
MARMARRIOTT INTL INC NEW	376	$32K	<0.01%	0	Timeline
VODAFONE GP PLCVODAFONE GP PLC	2,000	$32K	<0.01%	0
TRAVELERS COMPANIES INC COM…TRAVELERS COMPANIES INC COM STK N…	277	$32K	<0.01%	new
New York St Dorm AuNew York St Dorm Au	25,000	$32K	<0.01%	0
Texas StTexas St	25,000	$32K	<0.01%	0
XLVSELECT SECTOR SPDR TR	312	$31K	<0.01%	0	Timeline
SPMBSPDR SERIES TRUST	1,157	$31K	<0.01%	new	Timeline
FITBFIFTH THIRD BANCORP	1,603	$31K	<0.01%	+10	Timeline
AVBAVALONBAY CMNTYS INC	200	$31K	<0.01%	0	Timeline
LAM RESEARCH CORPLAM RESEARCH CORP	95	$31K	<0.01%	-197
SPHSUBURBAN PROPANE PARTNERS L	2,168	$31K	<0.01%	+900	Timeline
POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTAL	860	$31K	<0.01%	0
UNIVERSAL HEALTH/REALTY SBIUNIVERSAL HEALTH/REALTY SBI	395	$31K	<0.01%	new
VALERO ENERGY CORP NOTE M/W…VALERO ENERGY CORP NOTE M/W CLBL	28,000	$31K	<0.01%	+8,000
DISTRICT COLUMBIA WTR & SWR…DISTRICT COLUMBIA WTR & SWR AUTH …	25,000	$31K	<0.01%	0
SANTA FE CN NMSANTA FE CN NM	30,000	$31K	<0.01%	0
AMGEN INCAMGEN INC	30,000	$31K	<0.01%	0
Fl St B/E Pub EdFl St B/E Pub Ed	30,000	$31K	<0.01%	0
VRTXVERTEX PHARMACEUTICALS INC	103	$30K	<0.01%	-81	Timeline
WDWALKER & DUNLOP INC	600	$30K	<0.01%	0	Timeline
ADMARCHER DANIELS MIDLAND CO	742	$30K	<0.01%	-200	Timeline
CARRCARRIER GLOBAL CORPORATION	1,352	$30K	<0.01%	new	Timeline
CBRLCRACKER BARREL OLD CTRY STOR	270	$30K	<0.01%	-500	Timeline
BERKSHIRE HATHAWAY INC DEL …BERKSHIRE HATHAWAY INC DEL 3.125 …	27,000	$30K	<0.01%	+7,000
johnson & johnsonjohnson & johnson	25,000	$30K	<0.01%	0
NYC NY MUN FA W/SNYC NY MUN FA W/S	25,000	$30K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$30K	<0.01%	0
IJRISHARES TR	419	$29K	<0.01%	+92	Timeline
LADRLADDER CAP CORP	3,571	$29K	<0.01%	-1,400	Timeline
DLNWISDOMTREE TR	314	$29K	<0.01%	+100	Timeline
MA ST TRANS FDMA ST TRANS FD	25,000	$29K	<0.01%	0
THE CLOROX COTHE CLOROX CO	25,000	$29K	<0.01%	0
MARICOPA AZ HOSPMARICOPA AZ HOSP	25,000	$29K	<0.01%	0
NORTHERN ARIZONA UNNORTHERN ARIZONA UN	25,000	$29K	<0.01%	0
HUTCHINSON MN PURHUTCHINSON MN PUR	25,000	$29K	<0.01%	0
WI ST CLEAN WTRWI ST CLEAN WTR	25,000	$29K	<0.01%	0
AZ SCH FAC BRD COPAZ SCH FAC BRD COP	25,000	$29K	<0.01%	0
KEYKEYCORP	2,335	$28K	<0.01%	-1,593	Timeline
NDSNNORDSON CORP	150	$28K	<0.01%	0	Timeline
BLACKROCK INCBLACKROCK INC	51	$28K	<0.01%	+11
CIGNA CORPORATIONCIGNA CORPORATION	147	$28K	<0.01%	+24
BANK AMERICA CORP 4 04/01/2…BANK AMERICA CORP 4 04/01/2024	25,000	$28K	<0.01%	0
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	3,650	$28K	<0.01%	-1,000
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	900	$28K	<0.01%	0
KS ST DEV FA REVKS ST DEV FA REV	25,000	$28K	<0.01%	0
BROWN & BROWN INCBROWN & BROWN INC	26,000	$28K	<0.01%	0
COCA-COLA COCOCA-COLA CO	25,000	$28K	<0.01%	0
ELVELEVANCE HEALTH INC FORMERLY	104	$27K	<0.01%	+4	Timeline
ALLALLSTATE CORP	283	$27K	<0.01%	+59	Timeline
LTCLTC PPTYS INC	710	$27K	<0.01%	0	Timeline
TRANE INCTRANE INC	298	$27K	<0.01%	0
AMPHENOL CORP 3.2 04/01/2024AMPHENOL CORP 3.2 04/01/2024	25,000	$27K	<0.01%	0
ISHARES TRISHARES TR	1,094	$27K	<0.01%	0
KING CNTY WA SDKING CNTY WA SD	25,000	$27K	<0.01%	0
MARKEL CORPMARKEL CORP	25,000	$27K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$27K	<0.01%	0
WISCONSIN STATE AAAWISCONSIN STATE AAA	25,000	$27K	<0.01%	0
CARDINAL HEALTH INCCARDINAL HEALTH INC	25,000	$27K	<0.01%	0
WA FED WY GRNTWA FED WY GRNT	25,000	$27K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	500	$26K	<0.01%	0	Timeline
WALWESTERN ALLIANCE BANCORP	689	$26K	<0.01%	-211	Timeline
UMHUMH PPTYS INC	2,000	$26K	<0.01%	+1,000	Timeline
DASTYDASSAULT SYSTEMES SA ADR	150	$26K	<0.01%	0	Timeline
MODEL N INCMODEL N INC	750	$26K	<0.01%	0
MEDTRONIC INC 3.15 03/15/20…MEDTRONIC INC 3.15 03/15/2022	25,000	$26K	<0.01%	0
AETNA INC. 7.625 26 DUE 08/…AETNA INC. 7.625 26 DUE 08/15/26	20,000	$26K	<0.01%	0
Streettracks Gold TRUSTStreettracks Gold TRUST	157	$26K	<0.01%	+57
INTERNTNL BUSINESS 7-25INTERNTNL BUSINESS 7-25	20,000	$26K	<0.01%	0
AUTOMATIC DATA 3point375pe…AUTOMATIC DATA 3point375percent2…	23,000	$26K	<0.01%	0
NEWELL BRANDS INC NTNEWELL BRANDS INC NT	25,000	$26K	<0.01%	0
PHILIP MORRIS INTL INC NOTE…PHILIP MORRIS INTL INC NOTE M/W C…	25,000	$26K	<0.01%	0
LAS VEGAS VY NV WTRLAS VEGAS VY NV WTR	25,000	$26K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	25,000	$26K	<0.01%	0
NEW YORK NYNEW YORK NY	25,000	$26K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	25,000	$26K	<0.01%	0
RPM INTERNTNL INRPM INTERNTNL IN	25,000	$26K	<0.01%	0
HOLLAND MICHIGAN ELHOLLAND MICHIGAN EL	25,000	$26K	<0.01%	0
HSBC HOLDINGS PLSHSBC HOLDINGS PLS	25,000	$26K	<0.01%	0
GENERAL ELECTRIC COGENERAL ELECTRIC CO	25,000	$26K	<0.01%	0
WASHINGTON COUNTY OWASHINGTON COUNTY O	25,000	$26K	<0.01%	0
GILEAD SCIENCESGILEAD SCIENCES	25,000	$26K	<0.01%	0
UNITEDHEALTH GRUNITEDHEALTH GR	25,000	$26K	<0.01%	0
GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE	25,000	$26K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	25,000	$26K	<0.01%	0
LINCOLN NEBLINCOLN NEB	25,000	$26K	<0.01%	0
Trinity Riv Tx WwTrinity Riv Tx Ww	20,000	$26K	<0.01%	0
VCITVANGUARD SCOTTSDALE FDS	258	$25K	<0.01%	0	Timeline
CPRTCOPART INC	300	$25K	<0.01%	0	Timeline
UNILEVER PLCUNILEVER PLC	454	$25K	<0.01%	+14
VMWARE, INC.VMWARE, INC.	162	$25K	<0.01%	+102
TC PIPELINES LPTC PIPELINES LP	800	$25K	<0.01%	0
ARIZONA ST TRANSN BRD 5 07/…ARIZONA ST TRANSN BRD 5 07/01/2023	25,000	$25K	<0.01%	0
PRUDENTIAL PLC PERPETUALPRUDENTIAL PLC PERPETUAL	945	$25K	<0.01%	new
HYATT HOTELSHYATT HOTELS	25,000	$25K	<0.01%	0
OH ST INFRA PROJOH ST INFRA PROJ	20,000	$25K	<0.01%	0
PLANO TEXAS INDEPLANO TEXAS INDE	25,000	$25K	<0.01%	0
GOLDMAN SACHS GRO VAR 26GOLDMAN SACHS GRO VAR 26	25,000	$25K	<0.01%	0
ADVANCED FIBRE COMMUNICATIO…ADVANCED FIBRE COMMUNICATIONS INC	985	$25K	<0.01%	0
SEDWICK CN KS SD259SEDWICK CN KS SD259	25,000	$25K	<0.01%	0
ST CHARLES COUNST CHARLES COUN	25,000	$25K	<0.01%	0
Transcanada CorpTranscanada Corp	25,000	$25K	<0.01%	0
SANTA MONICA-MA 6.434SANTA MONICA-MA 6.434	25,000	$25K	<0.01%	0
WELLS FARGO & COWELLS FARGO & CO	25,000	$25K	<0.01%	0
BSXBOSTON SCIENTIFIC CORP	687	$24K	<0.01%	+558	Timeline
VSSVANGUARD INTL EQUITY INDEX F	250	$24K	<0.01%	-52	Timeline
MIDDMIDDLEBY CORP	300	$24K	<0.01%	0	Timeline
ONON SEMICONDUCTOR CORP	1,198	$24K	<0.01%	+10	Timeline
SPIBSPDR SERIES TRUST	657	$24K	<0.01%	-1,100	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	1,891	$24K	<0.01%	0
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C	1,200	$24K	<0.01%	new
DIGITAL RLTY TR - PFD GDIGITAL RLTY TR - PFD G	945	$24K	<0.01%	0
PHOENIX AZ RFDG G/OPHOENIX AZ RFDG G/O	20,000	$24K	<0.01%	0
CONNECTICUT ST SPL TAX OBLI…CONNECTICUT ST SPL TAX OBLIG REV,…	20,000	$24K	<0.01%	0
NEW MEXICO ST HOSP EQUIP LN…NEW MEXICO ST HOSP EQUIP LN COUNC…	20,000	$24K	<0.01%	0
CAPITAL ONE FINANCIAL CO PFDCAPITAL ONE FINANCIAL CO PFD	1,000	$24K	<0.01%	0
Texas Capital Bancshares 6.…Texas Capital Bancshares 6.5 perc…	950	$24K	<0.01%	0
ALAMEDA CORRIDORALAMEDA CORRIDOR	19,000	$24K	<0.01%	new
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$24K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	20,000	$24K	<0.01%	0
AXPAMERICAN EXPRESS CO	237	$23K	<0.01%	0	Timeline
LNGCHENIERE ENERGY INC	486	$23K	<0.01%	0	Timeline
AAGILENT TECHNOLOGIES INC	255	$23K	<0.01%	0	Timeline
CNKCINEMARK HLDGS INC	2,000	$23K	<0.01%	0	Timeline
ARCCARES CAPITAL CORP	1,587	$23K	<0.01%	0	Timeline
PAAPLAINS ALL AMERN PIPELINE L	2,584	$23K	<0.01%	0	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	2,000	$23K	<0.01%	-2,000
Chubb CorporationChubb Corporation	185	$23K	<0.01%	+9
ANNALY CAP MGMT INC PFDSER …ANNALY CAP MGMT INC PFDSER D %	980	$23K	<0.01%	new
NEXTERA ENNEXTERA EN	900	$23K	<0.01%	new
DTE ENERGY CO PFD JDTE ENERGY CO PFD J	900	$23K	<0.01%	new
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$23K	<0.01%	0
FIRST TR COMBINED SERFIRST TR COMBINED SER	30	$23K	<0.01%	0
GARDEN GROVE CAGARDEN GROVE CA	20,000	$23K	<0.01%	0
WI ST TRANSWI ST TRANS	20,000	$23K	<0.01%	0
UNIV AZ MED CTRUNIV AZ MED CTR	20,000	$23K	<0.01%	0
EVERSOURCE ENERGEVERSOURCE ENERG	20,000	$23K	<0.01%	0
MBBISHARES TR	199	$22K	<0.01%	-218	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	380	$22K	<0.01%	0	Timeline
CNCCENTENE CORP DEL	350	$22K	<0.01%	0	Timeline
MCKMCKESSON CORP	146	$22K	<0.01%	+76	Timeline
PRLBPROTO LABS INC	200	$22K	<0.01%	0	Timeline
WESTROCK COWESTROCK CO	780	$22K	<0.01%	0
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	2,000	$22K	<0.01%	0
CHEVRON CORPCHEVRON CORP	20,000	$22K	<0.01%	0
TOLL BROS FINANCE CORPTOLL BROS FINANCE CORP	20,000	$22K	<0.01%	0
ANHEUSER BUSCH I 3point65pe…ANHEUSER BUSCH I 3point65percent2…	20,000	$22K	<0.01%	0
GLADSTONE COML CGLADSTONE COML C	900	$22K	<0.01%	0
TEXAS STATE B7TEXAS STATE B7	20,000	$22K	<0.01%	0
MARICOPA AZ SD #83MARICOPA AZ SD #83	20,000	$22K	<0.01%	0
AMERICAN EXPRESS COAMERICAN EXPRESS CO	20,000	$22K	<0.01%	0
AMERICAN TOWER CORPAMERICAN TOWER CORP	20,000	$22K	<0.01%	0
INTEL CORPINTEL CORP	20,000	$22K	<0.01%	-25,000
AT&T INC.AT&T INC.	20,000	$22K	<0.01%	0
CHUBB CORPCHUBB CORP	20,000	$22K	<0.01%	0
COMCASE CORPORATICOMCASE CORPORATI	20,000	$22K	<0.01%	0
DR PEPPER SNAPPLDR PEPPER SNAPPL	20,000	$22K	<0.01%	0
PAASPAN AMERN SILVER CORP	700	$21K	<0.01%	0	Timeline
LWLAMB WESTON HLDGS INC	333	$21K	<0.01%	0	Timeline
LHXL3HARRIS TECHNOLOGIES INC	124	$21K	<0.01%	-120	Timeline
ESEVERSOURCE ENERGY	251	$21K	<0.01%	-81	Timeline
AZNASTRAZENECA PLC-SPONS ADR	400	$21K	<0.01%	0	Timeline
DJPBARCLAYS BANK PLC	1,182	$21K	<0.01%	0	Timeline
PORPORTLAND GEN ELEC CO	500	$21K	<0.01%	0	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	218	$21K	<0.01%	+1
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	148	$21K	<0.01%	0
US TREASU NTUS TREASU NT	19,000	$21K	<0.01%	0
MLFNFMAPLE LEAF FOODS INC-NEW-(F)	1,000	$21K	<0.01%	new	Timeline
CAN APARTMENT PROP REAL ESTACAN APARTMENT PROP REAL ESTA	600	$21K	<0.01%	0
CTY OFC REIT 6 625 CUM RDM …CTY OFC REIT 6 625 CUM RDM SRS A …	885	$21K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	20,000	$21K	<0.01%	0
VERIZON NEW YORK INC DEBENT…VERIZON NEW YORK INC DEBENTURE - …	16,000	$21K	<0.01%	new
CALIFORNIA ST, VAR PURP G…CALIFORNIA ST, VAR PURP GO REF …	20,000	$21K	<0.01%	0
QUALCOMM INCQUALCOMM INC	20,000	$21K	<0.01%	0
WILLIAMS PARTNERWILLIAMS PARTNER	20,000	$21K	<0.01%	0
AUSTIN TX CODAUSTIN TX COD	20,000	$21K	<0.01%	0
THE VALSPAR CORPTHE VALSPAR CORP	20,000	$21K	<0.01%	0
BNSF, LLCBNSF, LLC	20,000	$21K	<0.01%	0
American ExpressAmerican Express	20,000	$21K	<0.01%	0
ANGLVANECK ETF TRUST	700	$20K	<0.01%	new	Timeline
NTRNUTRIEN LTD	616	$20K	<0.01%	+160	Timeline
TDIVFIRST TR EXCHANGE TRADED FD	470	$20K	<0.01%	0	Timeline
IMCBISHARES TR	110	$20K	<0.01%	0	Timeline
CENCORA INCCENCORA INC	199	$20K	<0.01%	+57
ANHEUSER BUSCH COS INCANHEUSER BUSCH COS INC	400	$20K	<0.01%	0
SLM CORP 6% SR NTMAT 12/15/…SLM CORP 6% SR NTMAT 12/15/43CALL…	1,000	$20K	<0.01%	0
GENERAL ELECTRIC COMPANYGENERAL ELECTRIC COMPANY	25,000	$20K	<0.01%	0
Fifth Third Bancorp Perp Su…Fifth Third Bancorp Perp Sub G	25,000	$20K	<0.01%	0
FORD MTR CO DELFORD MTR CO DEL	20,000	$20K	<0.01%	new
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	20,000	$20K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	20,000	$20K	<0.01%	0
PNC BANK (VARIABLE)PNC BANK (VARIABLE)	20,000	$20K	<0.01%	0
UNITED PARCEL SUNITED PARCEL S	20,000	$20K	<0.01%	0
SALINE COUNTY NEBSALINE COUNTY NEB	20,000	$20K	<0.01%	0
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	20,000	$20K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	20,000	$20K	<0.01%	0
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	20,000	$20K	<0.01%	0
GREEN BAY WISGREEN BAY WIS	20,000	$20K	<0.01%	0
DAVITA HEALTHCARE PARTNERS …DAVITA HEALTHCARE PARTNERS INC	20,000	$20K	<0.01%	0
General ElectricGeneral Electric	20,000	$20K	<0.01%	0
PHOENIX AZPHOENIX AZ	20,000	$20K	<0.01%	0
PIMA CN AZ USD #1PIMA CN AZ USD #1	20,000	$20K	<0.01%	0
APHAMPHENOL CORP	200	$19K	<0.01%	0	Timeline
ITAISHARES TR	116	$19K	<0.01%	0	Timeline
SCHHSCHWAB STRATEGIC TR	536	$19K	<0.01%	+3	Timeline
BHCBAUSCH HEALTH COS INC	1,025	$19K	<0.01%	0	Timeline
SRESEMPRA	165	$19K	<0.01%	0	Timeline
NORDSTROM INCNORDSTROM INC	1,200	$19K	<0.01%	0
PCNPIMCO CORPORATE & INCM STRG	1,200	$19K	<0.01%	new	Timeline
FORD MOTOR CO 4 346 26 …FORD MOTOR CO 4 346 26 …	20,000	$19K	<0.01%	0
PENNYMAC MTG INVT TRPENNYMAC MTG INVT TR	900	$19K	<0.01%	0
Australia & New Zealand Ban…Australia & New Zealand Bankin	1,500	$19K	<0.01%	0
HOWMET AEROSPACE INCHOWMET AEROSPACE INC	19,000	$19K	<0.01%	new
SARA LEE CORPORATIONSARA LEE CORPORATION	15,000	$19K	<0.01%	new
GRAND RV DAM AUTH OGRAND RV DAM AUTH O	15,000	$19K	<0.01%	0
TRIBOROUGH BRIDGE &TRIBOROUGH BRIDGE &	15,000	$19K	<0.01%	0
AZ BRD REGENTS UNIVAZ BRD REGENTS UNIV	15,000	$19K	<0.01%	0
UTAH STUTAH ST	15,000	$19K	<0.01%	0
WSTN MARICOPA ED #2WSTN MARICOPA ED #2	15,000	$19K	<0.01%	0
SPDWSPDR INDEX SHS FDS	652	$18K	<0.01%	new	Timeline
IBBISHARES TR	135	$18K	<0.01%	0	Timeline
ALKALASKA AIR GROUP INC	484	$18K	<0.01%	+450	Timeline
KMXCARMAX INC	200	$18K	<0.01%	0	Timeline
CABOCABLE ONE INC	10	$18K	<0.01%	+6	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	500	$18K	<0.01%	0	Timeline
ALERIAN MLP ETFALERIAN MLP ETF	733	$18K	<0.01%	-2,256
CHSCLCHS INC PFD CL B SER 4	700	$18K	<0.01%	-109	Timeline
THE GOLDMAN SACH 5.35 32 DU…THE GOLDMAN SACH 5.35 32 DUE 02/1…	15,000	$18K	<0.01%	new
NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT	15,000	$18K	<0.01%	0
MICHIGAN ST HOSP FIN AUTH R…MICHIGAN ST HOSP FIN AUTH REV REF…	15,000	$18K	<0.01%	0
DISCOVERY COMMUNICATIONS LL…DISCOVERY COMMUNICATIONS LLC NOTE…	16,000	$18K	<0.01%	0
Innergex Renewable Energy I…Innergex Renewable Energy Inc	1,314	$18K	<0.01%	0
JPMorgan Chase & VAR 99 Du…JPMorgan Chase & VAR 99 Due 1	20,000	$18K	<0.01%	0
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	<0.01%	0
WASHINGTON STWASHINGTON ST	15,000	$18K	<0.01%	0
CHICAGO ILLINOIS OCHICAGO ILLINOIS O	15,000	$18K	<0.01%	0
EDISON INTERNTNLEDISON INTERNTNL	15,000	$18K	<0.01%	new
EXCELON GENERATIONEXCELON GENERATION	16,000	$18K	<0.01%	new
MRSHMARSH & MCLENNAN COS INC	155	$17K	<0.01%	+3	Timeline
SCHDSCHWAB STRATEGIC TR	325	$17K	<0.01%	-200	Timeline
RLIRLI CORP	203	$17K	<0.01%	0	Timeline
BIDUBAIDU INC	141	$17K	<0.01%	+41	Timeline
CECELANESE CORP DEL	201	$17K	<0.01%	+101	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	500	$17K	<0.01%	0	Timeline
CBTCABOT CORP	456	$17K	<0.01%	0	Timeline
MATVMATIV HOLDINGS INC	500	$17K	<0.01%	new	Timeline
UNILEVER N VUNILEVER N V	321	$17K	<0.01%	-4
BAYRYBAYER AG-SPONSORED ADR	934	$17K	<0.01%	new	Timeline
BLXBLADEX INC	1,500	$17K	<0.01%	new	Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	450	$17K	<0.01%	0
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	15,000	$17K	<0.01%	0
AMERICAN TOWER CO 4.4 26AMERICAN TOWER CO 4.4 26	15,000	$17K	<0.01%	0
LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB	17,000	$17K	<0.01%	0
CION INVESTMENT CORPORAT IONCION INVESTMENT CORPORAT ION	2,220	$17K	<0.01%	0
NORTH TX TWY AUTH REV, FIRS…NORTH TX TWY AUTH REV, FIRST TIER…	15,000	$17K	<0.01%	0
SUNTRUST PREFERRE VARSUNTRUST PREFERRE VAR	20,000	$17K	<0.01%	0
AMERICAN AIRLINESAMERICAN AIRLINES	20,000	$17K	<0.01%	0
FORD HLDG LLCFORD HLDG LLC	15,000	$17K	<0.01%	0
WACO TXWACO TX	15,000	$17K	<0.01%	0
BEDFORD TXBEDFORD TX	15,000	$17K	<0.01%	0
CITY OF SAN ANTONIOCITY OF SAN ANTONIO	15,000	$17K	<0.01%	0
Delaware StDelaware St	15,000	$17K	<0.01%	0
DELAWARE STDELAWARE ST	15,000	$17K	<0.01%	0
MTUMISHARES TR	121	$16K	<0.01%	new	Timeline
PFFISHARES TR	450	$16K	<0.01%	new	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	1,100	$16K	<0.01%	-1,500
EQXEQUINOX GOLD CORP	1,426	$16K	<0.01%	0	Timeline
THE HOME DEPOT, 2.125 26 …THE HOME DEPOT, 2.125 26 …	15,000	$16K	<0.01%	0
ALLY FINL INCALLY FINL INC	718	$16K	<0.01%	0
Novo Nordisk A/S ADRNovo Nordisk A/S ADR	250	$16K	<0.01%	0
Truist Financial Corp Pfd S…Truist Financial Corp Pfd Ser R	655	$16K	<0.01%	0
HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL	15,000	$16K	<0.01%	0
BANK OF AMERICA CORPORATION…BANK OF AMERICA CORPORATION NOTE	15,000	$16K	<0.01%	0
MARICOPA AZ SD #4MARICOPA AZ SD #4	15,000	$16K	<0.01%	0
MARICOPA COUNTY ARIMARICOPA COUNTY ARI	15,000	$16K	<0.01%	0
SCOTTSDALE ARIZSCOTTSDALE ARIZ	15,000	$16K	<0.01%	0
HARRIS CNTY TXHARRIS CNTY TX	15,000	$16K	<0.01%	0
FT BEND CTY TEXFT BEND CTY TEX	15,000	$16K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	15,000	$16K	<0.01%	0
AUSTIN TX ISDAUSTIN TX ISD	15,000	$16K	<0.01%	0
BENTON CNTY WA SD#1BENTON CNTY WA SD#1	15,000	$16K	<0.01%	0
CORPUS CHRISTI TXCORPUS CHRISTI TX	15,000	$16K	<0.01%	0
MARICOPA AZ UHSD 21MARICOPA AZ UHSD 21	15,000	$16K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	15,000	$16K	<0.01%	0
SCOTTSDALE AZ MPCSCOTTSDALE AZ MPC	15,000	$16K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	15,000	$16K	<0.01%	0
The Toronto-DomiThe Toronto-Domi	16,000	$16K	<0.01%	0
SPTLSPDR SERIES TRUST	312	$15K	<0.01%	new	Timeline
SPTMSPDR SERIES TRUST	408	$15K	<0.01%	new	Timeline
UBERUBER TECHNOLOGIES INC	490	$15K	<0.01%	+360	Timeline
VBVANGUARD INDEX FDS	101	$15K	<0.01%	0	Timeline
APDAIR PRODUCTS AND CHEMICALS I	61	$15K	<0.01%	-100	Timeline
BNYBANK OF NY MELLON CORP	400	$15K	<0.01%	0	Timeline
NTRSNORTHERN TR CORP	191	$15K	<0.01%	+41	Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	862	$15K	<0.01%	0
BROOKFIELD PROPERTY PARTRS LBROOKFIELD PROPERTY PARTRS L	1,500	$15K	<0.01%	new
CANOPY GROWTH CORPCANOPY GROWTH CORP	923	$15K	<0.01%	0
FRFHFFAIRFAX FINANCIAL HLDGS LTD	50	$15K	<0.01%	-50	Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	1,500	$15K	<0.01%	new
RFPRCREGIONS FINL CORP NEW DEP SHS	600	$15K	<0.01%	0	Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	445	$15K	<0.01%	0
WELLS FARGOWELLS FARGO	598	$15K	<0.01%	0
APPLE INCAPPLE INC	13,000	$15K	<0.01%	0
CINCINNATI BELL TEL CO DEBCINCINNATI BELL TEL CO DEB	15,000	$15K	<0.01%	new
GRD FORKS ND SANIGRD FORKS ND SANI	15,000	$15K	<0.01%	0
IHS INCIHS INC	15,000	$15K	<0.01%	0
WAL-MART STORES INCWAL-MART STORES INC	15,000	$15K	<0.01%	0
APPLE INC.APPLE INC.	13,000	$15K	<0.01%	0
MO ST UNIV AUXMO ST UNIV AUX	15,000	$15K	<0.01%	new
HILLENBRAND INCHILLENBRAND INC	15,000	$15K	<0.01%	0
NEW MEXICO FIN ANEW MEXICO FIN A	15,000	$15K	<0.01%	0
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	15,000	$15K	<0.01%	0
VMRKVIVMARK RESIDENTIAL	233	$14K	<0.01%	0	Timeline
MFCMANULIFE FINL CORP	1,000	$14K	<0.01%	0	Timeline
YETIYETI HLDGS INC	325	$14K	<0.01%	0	Timeline
IQVIQVIA HLDGS INC	100	$14K	<0.01%	0	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	629	$14K	<0.01%	0	Timeline
BEPBROOKFIELD RENEWABLE ENERGY	300	$14K	<0.01%	0	Timeline
SASEABRIDGE GOLD INC	785	$14K	<0.01%	0	Timeline
SPSBSPDR SERIES TRUST	456	$14K	<0.01%	new	Timeline
SKXSKECHERS U S A INC	450	$14K	<0.01%	0	Timeline
CHSCPCHS INC CUM REDEMABLE PFD 8%	500	$14K	<0.01%	0	Timeline
MYOKARDIA INCMYOKARDIA INC	150	$14K	<0.01%	0
ATHERSYS INCATHERSYS INC	5,000	$14K	<0.01%	0
SCE TR V FXD/FLTG RATE TR P…SCE TR V FXD/FLTG RATE TR PFD	661	$14K	<0.01%	0
BIOGEN INC NOTE M/W CLBLBIOGEN INC NOTE M/W CLBL	13,000	$14K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	15,000	$14K	<0.01%	0
Viacom Inc.Viacom Inc.	13,000	$14K	<0.01%	0
ISRGINTUITIVE SURGICAL INC	23	$13K	<0.01%	-498	Timeline
VOTVANGUARD INDEX FDS	80	$13K	<0.01%	+20	Timeline
SYFSYNCHRONY FINANCIAL	598	$13K	<0.01%	+136	Timeline
PKPARK HOTELS & RESORTS INC	1,325	$13K	<0.01%	-1,700	Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	126	$13K	<0.01%	0	Timeline
DALDELTA AIR LINES INC	463	$13K	<0.01%	-15	Timeline
SFMSPROUTS FMRS MKT INC	500	$13K	<0.01%	0	Timeline
METMETLIFE INC	356	$13K	<0.01%	+188	Timeline
NTAPNETAPP INC	300	$13K	<0.01%	0	Timeline
MTBM & T BK CORP	125	$13K	<0.01%	0	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	929	$13K	<0.01%	-1,200	Timeline
ITBISHARES TR	300	$13K	<0.01%	0	Timeline
NBIXNEUROCRINE BIOSCIENCES INC	108	$13K	<0.01%	+8	Timeline
UAUNDER ARMOUR INC	1,500	$13K	<0.01%	0	Timeline
SPIPSPDR SERIES TRUST	434	$13K	<0.01%	new	Timeline
QTS RLTY TR INCQTS RLTY TR INC	200	$13K	<0.01%	-600
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	380	$13K	<0.01%	0
POLYONE CORPPOLYONE CORP	480	$13K	<0.01%	+170
COMCAST CORP NEW 2.75 03/01…COMCAST CORP NEW 2.75 03/01/2023	12,000	$13K	<0.01%	0
Suncor Energy Inc.Suncor Energy Inc.	779	$13K	<0.01%	0
Hanover Insurance 6.35% Cl …Hanover Insurance 6.35% Cl 3/1	500	$13K	<0.01%	0
US Treasury 1.625 02/15/26 …US Treasury 1.625 02/15/26 02/15/…	12,000	$13K	<0.01%	0
WISCONSIN ST, GO REF BDSWISCONSIN ST, GO REF BDS	10,000	$13K	<0.01%	0
Digital Rlty Tr Inc 6.625 P…Digital Rlty Tr Inc 6.625 Pfd Ser…	500	$13K	<0.01%	-39
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	500	$13K	<0.01%	0
LAREDO TXLAREDO TX	10,000	$13K	<0.01%	new
LINCOLN NE ELEC SYSLINCOLN NE ELEC SYS	10,000	$13K	<0.01%	0
PORT AUTH NY & NJPORT AUTH NY & NJ	10,000	$13K	<0.01%	0
FORD MOTOR CREDIT CFORD MOTOR CREDIT C	15,000	$13K	<0.01%	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC	10,000	$13K	<0.01%	0
WISCONSIN STATEWISCONSIN STATE	10,000	$13K	<0.01%	0
UNIV UTUNIV UT	10,000	$13K	<0.01%	0
EL PASO CNTY TXEL PASO CNTY TX	10,000	$13K	<0.01%	0
ASSOCIATED BANC PFDASSOCIATED BANC PFD	500	$13K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$13K	<0.01%	0
FIRST REPUBLIC BAN ORDFIRST REPUBLIC BAN ORD	500	$13K	<0.01%	0
Florida St TurnpikeFlorida St Turnpike	10,000	$13K	<0.01%	0
Illinois Fin Auth RIllinois Fin Auth R	10,000	$13K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	13,000	$13K	<0.01%	0
FISVFISERV INC	121	$12K	<0.01%	-10,482	Timeline
SHYGISHARES TR	277	$12K	<0.01%	new	Timeline
EFAVISHARES TR	189	$12K	<0.01%	0	Timeline
VRSKVERISK ANALYTICS INC	72	$12K	<0.01%	0	Timeline
ZZILLOW GROUP INC	200	$12K	<0.01%	0	Timeline
GAPGAP INC	935	$12K	<0.01%	0	Timeline
TSNTYSON FOODS INC	200	$12K	<0.01%	-25	Timeline
EFAISHARES TR	191	$12K	<0.01%	-935	Timeline
SCCOSOUTHERN COPPER CORP	300	$12K	<0.01%	0	Timeline
RSRELIANCE INC	122	$12K	<0.01%	0	Timeline
UIUBIQUITI INC	70	$12K	<0.01%	0	Timeline
WHWYNDHAM HOTELS & RESORTS INC	279	$12K	<0.01%	+4	Timeline
LINDE PLC/OLDLINDE PLC/OLD	57	$12K	<0.01%	+2
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	400	$12K	<0.01%	0
XFFCXFLAHERTY & CRUMRIN PFD & INM	575	$12K	<0.01%	new	Timeline
RINGISHARES INC	400	$12K	<0.01%	0	Timeline
RHHBYROCHE HOLDINGS LTD-SPONS ADR	282	$12K	<0.01%	+182	Timeline
Broadcom IncBroadcom Inc	38	$12K	<0.01%	-71
Waste ConnectionsWaste Connections	125	$12K	<0.01%	0
GRAND RIVER DAM AUTH OK REV…GRAND RIVER DAM AUTH OK REV, REF …	10,000	$12K	<0.01%	0
WALGREENS BOOTS ALLIANCE IN…WALGREENS BOOTS ALLIANCE INC NOTE…	12,000	$12K	<0.01%	0
UNIVERSITY TX UNIV REVS, …UNIVERSITY TX UNIV REVS, REV FI…	10,000	$12K	<0.01%	0
LAREDO TXLAREDO TX	10,000	$12K	<0.01%	new

Sold out in Q2 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 184. All 184

Security	Shares before	Value before	Type
GAP INC FIXED RT NTGAP INC FIXED RT NT	26,783,000	$24.2M	shares
SERVICE PPTYS TRSERVICE PPTYS TR	17,495,000	$12.5M	shares
AMGEN INC (VARIABLE)AMGEN INC (VARIABLE)	4,947,000	$4.95M	shares
RAYTHEON CORAYTHEON CO	35,082	$4.6M	shares
VECTOR GROUP LTDVECTOR GROUP LTD	2,815,000	$2.77M	shares
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC	1,065,000	$1.07M	shares
US TREAUSRYUS TREAUSRY	351,000	$351K	shares
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	10,000	$233K	shares
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	1,390	$131K	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	50,000	$117K	shares
FORTUNE BRANDS HOMEFORTUNE BRANDS HOME	100,000	$100K	shares
CURRENCYSHARES SWISS FRANC …CURRENCYSHARES SWISS FRANC TRU	1,000	$95K	shares
AMERICAN TOWER COAMERICAN TOWER CO	95,000	$95K	shares
ALLERGAN INCALLERGAN INC	447	$79K	shares
AVNSAVANOS MED INC	2,500	$67K	shares
UDOWPROSHARES TR	1,215	$51K	shares
VEAVANGUARD TAX-MANAGED FDS	1,493	$50K	shares
HSBC HLDGS PLCHSBC HLDGS PLC	2,000	$50K	shares
AT&T INCAT&T INC	50,000	$50K	shares
DAVENPORT IODAVENPORT IO	50,000	$50K	shares
EOG RESOURCES, INEOG RESOURCES, IN	50,000	$50K	shares
AT&T INC.AT&T INC.	50,000	$50K	shares
At&T Inc.At&T Inc.	50,000	$50K	shares
BANK OF AMERICABANK OF AMERICA	50,000	$50K	shares
HIGHARTFORD INSURANCE GROUP INC	1,289	$45K	shares
CENTURYLINK INC SR NTCENTURYLINK INC SR NT	45,000	$45K	shares
PRUDENTIAL FINLPRUDENTIAL FINL	45,000	$45K	shares
BECTON, DICKINSBECTON, DICKINS	40,000	$40K	shares
ORIOLD REP INTL CORP	2,585	$39K	shares
BSVVANGUARD BD INDEX FDS	449	$37K	shares
TRAVELERS COMPANIES INCTRAVELERS COMPANIES INC	275	$27K	shares
The Charles SchwThe Charles Schw	25,000	$27K	shares
BLACKROCK INC NOTE M/W CLBLBLACKROCK INC NOTE M/W CLBL	25,000	$26K	shares
United TechnoloUnited Technolo	25,000	$26K	shares
LOWES COS INC 4.625 04/15/2…LOWES COS INC 4.625 04/15/2020	25,000	$25K	shares
ARCONIC INC NOTE M/W CLBLARCONIC INC NOTE M/W CLBL	25,000	$25K	shares
LINCOLN NTNL CORLINCOLN NTNL COR	25,000	$25K	shares
WASTE MANAGEMENTWASTE MANAGEMENT	25,000	$25K	shares
FANNIE MAEFANNIE MAE	22,000	$22K	shares
QUALCOMM INCQUALCOMM INC	20,000	$20K	shares
NIELSEN FIN LLCNIELSEN FIN LLC	20,000	$20K	shares
TULSA OKLAHOMA ARPTTULSA OKLAHOMA ARPT	20,000	$20K	shares
FLOTISHARES TR	390	$19K	shares
HRLHORMEL FOODS CORP	400	$19K	shares
HYGISHARES TR	238	$18K	shares
JDJD.COM INC	400	$16K	shares
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	300	$16K	shares
TBTPROSHARES TR	1,000	$16K	shares
US Treasur NtUS Treasur Nt	16,000	$16K	shares
ICFISHARES TR	160	$15K	shares
TE Connectivity LtdTE Connectivity Ltd	237	$15K	shares
MUBISHARES TR	122	$14K	shares
E M C CORP MASS SRE M C CORP MASS SR	14,000	$14K	shares
BUIBLACKROCK UTILS INFRASTRUCTU	700	$12K	shares
WIRECARD AG SHSWIRECARD AG SHS	100	$12K	shares
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	12,000	$12K	shares
RIGSALPS ETF TR	500	$11K	shares
Alphabet Inc.Alphabet Inc.	10,000	$11K	shares
VNQIVANGUARD INTL EQUITY INDEX F	233	$10K	shares
FIVNFIVE9 INC	125	$10K	shares
IGSBISHARES TR	199	$10K	shares
FALNISHARES TR	430	$10K	shares
SCHZSCHWAB STRATEGIC TR	190	$10K	shares
WDIVSPDR INDEX SHS FDS	210	$10K	shares
INVESCOINVESCO	465	$10K	shares
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	1,000	$10K	shares
MORGAN STANLEY 2.8 06/16/20…MORGAN STANLEY 2.8 06/16/2020	10,000	$10K	shares
REGL TRAN DST CO COREGL TRAN DST CO CO	10,000	$10K	shares
ROYAL BANK CANADROYAL BANK CANAD	10,000	$10K	shares
STARBUCKS CORPSTARBUCKS CORP	10,000	$10K	shares
VISA INCVISA INC	10,000	$10K	shares
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	10,000	$10K	shares
BK NY MELLON CORBK NY MELLON COR	10,000	$10K	shares
OMAHA NEBRASKAOMAHA NEBRASKA	10,000	$10K	shares
PEPSICO INCORPORPEPSICO INCORPOR	10,000	$10K	shares
DSLDOUBLELINE INCOME SOLUTIONS	600	$8K	shares
BGXBLACKSTONE LONG SHORT CR INC	800	$8K	shares
RABROOKFIELD REAL ASSETS INCOM	557	$8K	shares
SPHYSPDR SERIES TRUST	300	$7K	shares
WABCO HLDGS INCWABCO HLDGS INC	50	$7K	shares
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	429	$7K	shares
IWRISHARES TR	145	$6K	shares
CTBICOMMUNITY TR BANCORP INC	200	$6K	shares
EXONE COEXONE CO	1,000	$6K	shares
PTYPIMCO CORPORATE & INCOME OPP	400	$5K	shares
SYLDCAMBRIA ETF TR	200	$5K	shares
SKTTANGER INC	1,000	$5K	shares
LLFLQLUMBER LIQUIDATORS HOLDINGS	1,000	$5K	shares
KKR & CO LPKKR & CO LP	200	$5K	shares
CHSCMCHS INC REDEEMABLE PREFERRED S	228	$5K	shares
CISCO SYS INC 2.2 02/28/2021CISCO SYS INC 2.2 02/28/2021	5,000	$5K	shares
MSPRIMORGAN STANLEY DEPO SHS REP 1/	215	$5K	shares
Discovery CommunicationsDiscovery Communications	5,000	$5K	shares
MORGAN STANLMORGAN STANL	212	$5K	shares
ORACLE CORPORACLE CORP	5,000	$5K	shares
VBRVANGUARD INDEX FDS	41	$4K	shares
PAYCPAYCOM SOFTWARE INC	20	$4K	shares
NMFCNEW MTN FIN CORP	540	$4K	shares
FNCLFIDELITY COVINGTON TRUST	145	$4K	shares
PROOFPOINT INCPROOFPOINT INC	40	$4K	shares

How Q2 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-002091	base		2020-08-13	acceptance time not in the bulk data set	2026-10-07 18:52:28 UTC