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Smith Asset Management Co., LLC

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13F filer, CIK 2068217, Chiefland, FL

Smith Asset Management Co., LLC reported $117,410,775 across 67 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-03. Its ten largest share positions make up 41.93% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-25-004559

Period
2025-09-30
Reported value
$117M
Holdings
67
Top 10 weight
41.93%
New
2
Sold out
4

Largest buys vs the previous quarter

SecurityShares changeApprox. value
JPCadded+591,082$4.85M
BRK-Badded+1,045$527K
GOFadded+31,155$467K
PFDadded+30,861$350K
VGTadded+348$260K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NUVEEN PREFERRED & INCO…exited-241,976-$5.03M
FENGexited-332,777-$722K
PTYreduced-24,582-$355K
BTTexited-14,689-$322K
PFOexited-32,193-$298K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001172661-25-004559, largest first. % of portfolio is the value over $117,410,775, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 360,091 shares; 2025Q1: 357,253 shares; 2025Q2: 353,052 shares; 2025Q3: 944,134 shares 944,134$7.74M6.59%+591,082Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 12,493 shares; 2025Q1: 13,349 shares; 2025Q2: 12,931 shares; 2025Q3: 13,976 shares 13,976$7.05M6.01%+1,045Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 269,725 shares; 2025Q1: 275,616 shares; 2025Q2: 294,182 shares; 2025Q3: 296,523 shares 296,523$6.05M5.15%+2,341Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 432,115 shares; 2025Q1: 425,597 shares; 2025Q2: 415,632 shares; 2025Q3: 410,637 shares 410,637$4.6M3.92%-4,995Timeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 228,985 shares; 2025Q1: 229,965 shares; 2025Q2: 229,072 shares; 2025Q3: 227,982 shares 227,982$4.4M3.75%-1,090Timeline
DNPDNP SELECT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 417,422 shares; 2025Q1: 423,516 shares; 2025Q2: 422,413 shares; 2025Q3: 421,102 shares 421,102$4.22M3.59%-1,311Timeline
RFICOHEN & STEERS TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 347,067 shares; 2025Q1: 345,261 shares; 2025Q2: 341,901 shares; 2025Q3: 336,211 shares 336,211$4.07M3.46%-5,690Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 4,008 shares; 2025Q1: 4,906 shares; 2025Q2: 5,704 shares; 2025Q3: 5,811 shares 5,811$3.88M3.3%+107Timeline
MCIBARINGS CORPORATE INVSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 217,757 shares; 2025Q1: 217,070 shares; 2025Q2: 187,604 shares; 2025Q3: 183,634 shares 183,634$3.81M3.25%-3,970Timeline
FFAFIRST TR ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 165,941 shares; 2025Q1: 163,234 shares; 2025Q2: 162,181 shares; 2025Q3: 158,566 shares 158,566$3.41M2.91%-3,615Timeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 303,351 shares; 2025Q1: 297,832 shares; 2025Q2: 294,548 shares; 2025Q3: 286,818 shares 286,818$3.17M2.7%-7,730Timeline
UTGREAVES UTIL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 80,887 shares; 2025Q1: 80,660 shares; 2025Q2: 79,937 shares; 2025Q3: 79,260 shares 79,260$3.14M2.67%-677Timeline
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,985 shares; 2025Q1: 2,790 shares; 2025Q2: 3,792 shares; 2025Q3: 4,140 shares 4,140$3.09M2.63%+348Timeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 581,083 shares; 2025Q1: 571,203 shares; 2025Q2: 544,546 shares; 2025Q3: 518,992 shares 518,992$2.98M2.54%-25,554Timeline
PSFCOHEN & STEERS SELECT PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 138,587 shares; 2025Q1: 137,342 shares; 2025Q2: 135,886 shares; 2025Q3: 134,523 shares 134,523$2.8M2.38%-1,363Timeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 89,878 shares; 2025Q1: 104,423 shares; 2025Q2: 127,215 shares; 2025Q3: 138,217 shares 138,217$2.74M2.33%+11,002Timeline
PCNPIMCO CORPORATE & INCM STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 137,379 shares; 2025Q1: 157,959 shares; 2025Q2: 182,712 shares; 2025Q3: 192,064 shares 192,064$2.57M2.19%+9,352Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 5,571 shares; 2025Q1: 7,243 shares; 2025Q2: 9,515 shares; 2025Q3: 9,931 shares 9,931$2.54M2.17%+416Timeline
UTFCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 107,025 shares; 2025Q1: 105,931 shares; 2025Q2: 100,914 shares; 2025Q3: 98,699 shares 98,699$2.45M2.08%-2,215Timeline
NLYANNALY CAPITAL MANAGEMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 106,908 shares; 2025Q1: 108,552 shares; 2025Q2: 117,644 shares; 2025Q3: 118,930 shares 118,930$2.4M2.05%+1,286Timeline
FLCFLAHERTY & CRUMRINE TOTAL REQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 140,242 shares; 2025Q1: 139,384 shares; 2025Q2: 132,823 shares; 2025Q3: 130,618 shares 130,618$2.33M1.98%-2,205Timeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 163,988 shares; 2025Q1: 167,163 shares; 2025Q2: 184,908 shares; 2025Q3: 160,326 shares 160,326$2.32M1.97%-24,582Timeline
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 95,016 shares; 2025Q1: 98,096 shares; 2025Q2: 100,089 shares; 2025Q3: 101,043 shares 101,043$2.19M1.86%+954Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 123,081 shares; 2025Q1: 120,719 shares; 2025Q2: 119,520 shares; 2025Q3: 117,345 shares 117,345$2.17M1.85%-2,175Timeline
DSUBLACKROCK DEBT STRATEGIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 172,065 shares; 2025Q1: 180,905 shares; 2025Q2: 180,370 shares; 2025Q3: 183,186 shares 183,186$1.95M1.66%+2,816Timeline
VISVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 1,287 shares; 2025Q1: 3,392 shares; 2025Q2: 4,984 shares; 2025Q3: 5,581 shares 5,581$1.65M1.41%+597Timeline
EQHEQUITABLE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 51,443 shares; 2025Q1: not reported; 2025Q2: 67,416 shares; 2025Q3: 71,949 shares 71,949$1.56M1.33%+4,533Timeline
GOFGUGGENHEIM STRATEGIC OPPORTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 19,395 shares; 2025Q2: 70,716 shares; 2025Q3: 101,871 shares 101,871$1.53M1.3%+31,155Timeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 129,841 shares; 2025Q1: 128,793 shares; 2025Q2: 128,440 shares; 2025Q3: 126,475 shares 126,475$1.5M1.28%-1,965Timeline
MPVBARINGS PARTN INVSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 74,618 shares; 2025Q1: 75,765 shares; 2025Q2: 74,737 shares; 2025Q3: 73,598 shares 73,598$1.48M1.26%-1,139Timeline
ASGIABRDN GLOBAL INFRA INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 80,090 shares; 2025Q1: 79,198 shares; 2025Q2: 69,406 shares; 2025Q3: 62,073 shares 62,073$1.31M1.12%-7,333Timeline
BUIBLACKROCK UTILS INFRASTRUCTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 51,409 shares; 2025Q1: 50,513 shares; 2025Q2: 50,892 shares; 2025Q3: 48,811 shares 48,811$1.28M1.09%-2,081Timeline
XSORXSOURCE CAPITALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 27,291 shares; 2025Q2: 28,060 shares; 2025Q3: 28,112 shares 28,112$1.27M1.08%+52Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 106,081 shares; 2025Q1: 107,539 shares; 2025Q2: 71,364 shares; 2025Q3: 72,977 shares 72,977$1.23M1.05%+1,613Timeline
PFDFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 75,819 shares; 2025Q1: 74,884 shares; 2025Q2: 76,132 shares; 2025Q3: 106,993 shares 106,993$1.21M1.03%+30,861Timeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 95,271 shares; 2025Q1: 93,713 shares; 2025Q2: 93,710 shares; 2025Q3: 90,341 shares 90,341$1.11M0.95%-3,369Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,802 shares; 2025Q1: 3,564 shares; 2025Q2: 4,862 shares; 2025Q3: 4,844 shares 4,844$1.06M0.91%-18Timeline
SPHSUBURBAN PROPANE PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 47,531 shares; 2025Q1: 47,358 shares; 2025Q2: 42,520 shares; 2025Q3: 42,320 shares 42,320$789K0.67%-200Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 22,944 shares; 2025Q1: 22,020 shares; 2025Q2: 18,138 shares; 2025Q3: 18,053 shares 18,053$762K0.65%-85Timeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,039 shares; 2025Q1: 2,001 shares; 2025Q2: 2,359 shares; 2025Q3: 2,938 shares 2,938$753K0.64%+579Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 3,544 shares; 2025Q1: 3,659 shares; 2025Q2: 3,990 shares; 2025Q3: 4,026 shares 4,026$751K0.64%+36Timeline
BLWBLACKROCK LTD DURATION INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 52,671 shares; 2025Q1: 53,006 shares; 2025Q2: 52,463 shares; 2025Q3: 53,491 shares 53,491$749K0.64%+1,028Timeline
SPYMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 4,577 shares; 2025Q1: 5,214 shares; 2025Q2: 6,480 shares; 2025Q3: 9,371 shares 9,371$742K0.63%+2,891Timeline
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 19,978 shares; 2025Q1: 24,683 shares; 2025Q2: 29,020 shares; 2025Q3: 30,865 shares 30,865$694K0.59%+1,845Timeline
HYTBLACKROCK CORPOR HI YLD FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 64,717 shares; 2025Q1: 64,689 shares; 2025Q2: 65,669 shares; 2025Q3: 65,269 shares 65,269$620K0.53%-400Timeline
VOTVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 974 shares; 2025Q1: 1,069 shares; 2025Q2: 1,692 shares; 2025Q3: 2,007 shares 2,007$590K0.5%+315Timeline
STKCOLUMBIA SELIGM PREM TECH GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 16,009 shares; 2025Q1: 16,000 shares; 2025Q2: 16,000 shares; 2025Q3: 15,850 shares 15,850$560K0.48%-150Timeline
IRMIRON MTN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 6,655 shares; 2025Q1: 6,655 shares; 2025Q2: 5,215 shares; 2025Q3: 5,215 shares 5,215$532K0.45%0Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 2,365 shares; 2025Q1: 2,787 shares; 2025Q2: 3,603 shares; 2025Q3: 3,792 shares 3,792$528K0.45%+189Timeline
DOCHEALTHPEAK PROPERTIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 27,658 shares; 2025Q1: 27,583 shares; 2025Q2: 27,583 shares; 2025Q3: 27,443 shares 27,443$526K0.45%-140Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 714 shares; 2025Q3: 872 shares 872$524K0.45%+158Timeline
MSDMORGAN STANLEY EMKT DBT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 61,773 shares; 2025Q1: 67,607 shares; 2025Q2: 67,799 shares; 2025Q3: 67,556 shares 67,556$498K0.42%-243Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 4,410 shares; 2025Q1: 4,410 shares; 2025Q2: 4,410 shares; 2025Q3: 4,425 shares 4,425$456K0.39%+15Timeline
XBMEXBLACKROCK HEALTH SCIENCES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 6,530 shares; 2025Q2: 9,666 shares; 2025Q3: 10,584 shares 10,584$394K0.34%+918Timeline
VDEVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: 1,943 shares; 2025Q2: 3,023 shares; 2025Q3: 3,067 shares 3,067$386K0.33%+44Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 3,636 shares; 2025Q1: 3,516 shares; 2025Q2: 2,858 shares; 2025Q3: 2,858 shares 2,858$354K0.3%0Timeline
SEVNSEVEN HILLS REALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 33,055 shares; 2025Q1: not reported; 2025Q2: 33,035 shares; 2025Q3: 33,035 shares 33,035$341K0.29%0Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 5,255 shares; 2025Q1: 4,931 shares; 2025Q2: 4,936 shares; 2025Q3: 5,069 shares 5,069$273K0.23%+133Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 3,986 shares; 2025Q1: 3,961 shares; 2025Q2: 3,921 shares; 2025Q3: 3,921 shares 3,921$259K0.22%0Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 42,229 shares; 2025Q1: 42,229 shares; 2025Q2: 42,229 shares; 2025Q3: 42,263 shares 42,263$235K0.2%+34Timeline
LDPCOHEN & STEERS LTD DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,171 shares 10,171$220K0.19%newTimeline
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 18,203 shares; 2025Q1: 18,203 shares; 2025Q2: 18,203 shares; 2025Q3: 18,203 shares 18,203$198K0.17%0Timeline
WEAWESTERN ASSET PREMIER BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 12,190 shares; 2025Q1: 11,873 shares; 2025Q2: 12,429 shares; 2025Q3: 13,537 shares 13,537$152K0.13%+1,108Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 18,651 shares; 2025Q1: 18,651 shares; 2025Q2: 18,651 shares; 2025Q3: 18,651 shares 18,651$118K0.1%0Timeline
DHCDIVERSIFIED HEALTHCARE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 23,643 shares; 2025Q1: 23,143 shares; 2025Q2: 22,743 shares; 2025Q3: 22,593 shares 22,593$99.6K0.08%-150Timeline
SVCSERVICE PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: 18,827 shares; 2025Q1: 18,827 shares; 2025Q2: 18,827 shares; 2025Q3: 18,377 shares 18,377$49.8K0.04%-450Timeline
COHEN & STEERS INFRASTRUCTURCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not loaded; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 98,699 shares 98,699$7.7K0.01%new

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME241,976$5.03Mshares
FENGPHOENIX NEW MEDIA LTD332,777$722Kshares
BTTBLACKROCK MUN TARGET TERM TR14,689$322Kshares
PFOFLAHERTY & CRUMRINE PFD INCO32,193$298Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-25-004559 base2025-11-03acceptance time not in the bulk data set