Sheaff Brock Investment Advisors, LLC

13F filer, CIK 1666789, INDIANAPOLIS, IN

Sheaff Brock Investment Advisors, LLC reported $1,104,440,897 across 459 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-08. Its ten largest share positions make up 32.69% of the portfolio.

Filed 2023-11-08 (acceptance time not in the bulk data set), ingested 2026-10-07 18:30:40 UTC13F-HR 0001666789-23-000004

Period: 2023-09-30
Reported value: $1.1B
Holdings: 459
Top 10 weight: 32.69%
New: 13
Sold out: 45

Largest buys vs the previous quarter

Security	Shares change	Approx. value
NVDAadded	+28,153	$12.2M
BRK-Aadded	+1,287	$6.84M
ALSNnew	+107,221	$6.33M
PPGnew	+46,454	$6.03M
PGadded	+23,787	$3.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ALLreduced	-42,232	-$4.71M
HDreduced	-11,652	-$3.52M
NKEreduced	-33,896	-$3.24M
BMIexited	-19,000	-$2.8M
LLYreduced	-4,977	-$2.67M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001666789-23-000004, largest first. % of portfolio is the value over $993,829,715, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AAPLAPPLE INC	807,498	$138M	13.91%	-7,829	Timeline
NVDANVIDIA CORPORATION	119,277	$51.9M	5.22%	+28,153	Timeline
MSFTMICROSOFT CORP	73,095	$23.1M	2.32%	-660	Timeline
LLYELI LILLY & CO	36,984	$19.9M	2%	-4,977	Timeline
AMZNAMAZON COM INC	129,596	$16.5M	1.66%	-6,652	Timeline
CSCOCISCO SYS INC	301,161	$16.2M	1.63%	-15,529	Timeline
APAAPA CORPORATION	390,538	$16.1M	1.62%	0	Timeline
LISTED FDS TRLISTED FDS TR	1,006,658	$15.2M	1.53%	+29,792
MRKMERCK & CO INC	141,129	$14.5M	1.46%	+30,905	Timeline
ORCLORACLE CORP	125,816	$13.3M	1.34%	-3,054	Timeline
JNJJOHNSON & JOHNSON	73,775	$11.5M	1.16%	-677	Timeline
ABBVABBVIE INC	75,342	$11.2M	1.13%	-1,119	Timeline
JPMJPMORGAN CHASE & CO	75,528	$11M	1.1%	-699	Timeline
PGPROCTER & GAMBLE CO	73,522	$10.7M	1.08%	+23,787	Timeline
QQQINVESCO QQQ TR	29,776	$10.7M	1.07%	-203	Timeline
PAGPENSKE AUTOMOTIVE GRP INC	63,390	$10.6M	1.07%	-5,749	Timeline
GOOGLALPHABET INC	77,919	$10.2M	1.03%	+1,643	Timeline
KLACKLA CORP	22,213	$10.2M	1.03%	-743	Timeline
IRMIRON MTN INC DEL	170,602	$10.1M	1.02%	-2,950	Timeline
AVGOBROADCOM INC	12,185	$10.1M	1.02%	-765	Timeline
ACNACCENTURE PLC IRELAND	30,422	$9.34M	0.94%	-165	Timeline
XOMEXXON MOBIL CORP	77,362	$9.1M	0.92%	-70	Timeline
HUBBHUBBELL INC	28,677	$8.99M	0.9%	-1,662	Timeline
HDHOME DEPOT INC	29,343	$8.87M	0.89%	-11,652	Timeline
COPCONOCOPHILLIPS	68,487	$8.2M	0.83%	-656	Timeline
LMTLOCKHEED MARTIN CORP	19,822	$8.11M	0.82%	-168	Timeline
UNHUNITEDHEALTH GROUP INC	15,947	$8.04M	0.81%	-36	Timeline
QCOMQUALCOMM INC	72,340	$8.03M	0.81%	+32	Timeline
TXNTEXAS INSTRS INC	50,278	$7.99M	0.8%	-109	Timeline
UPSUNITED PARCEL SVCS INC	50,258	$7.83M	0.79%	-142	Timeline
PHPARKER-HANNIFIN CORP	19,590	$7.63M	0.77%	-528	Timeline
CVXCHEVRON CORPORATION	45,022	$7.59M	0.76%	+10,757	Timeline
TSLATESLA INC	29,757	$7.45M	0.75%	-2,623	Timeline
PEPPEPSICO INC	43,881	$7.44M	0.75%	-428	Timeline
OKEONEOK INC NEW	114,350	$7.25M	0.73%	+9,216	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	16,793	$7.18M	0.72%	-1,269	Timeline
DIASTATE STR SPDR DOW JONES IND	21,370	$7.16M	0.72%	+1,223	Timeline
METAMETA PLATFORMS INC	23,561	$7.07M	0.71%	-1,024	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	1,300	$6.91M	0.7%	+1,287	Timeline
CMICUMMINS INC	29,939	$6.84M	0.69%	-137	Timeline
CITHE CIGNA GROUP	23,753	$6.8M	0.68%	-152	Timeline
LISTED FDS TRLISTED FDS TR	742,665	$6.76M	0.68%	-52,502
CATCATERPILLAR INC	23,289	$6.36M	0.64%	-736	Timeline
ALSNALLISON TRANSMISSION HLDGS I	107,221	$6.33M	0.64%	new	Timeline
GOOGALPHABET INC	46,620	$6.15M	0.62%	-1,579	Timeline
PPGPPG INDS INC	46,454	$6.03M	0.61%	new	Timeline
GLGLOBE LIFE INC	54,892	$5.97M	0.6%	-4,650	Timeline
CVSCVS HEALTH CORP	81,634	$5.7M	0.57%	+646	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	65,780	$5.7M	0.57%	-393
KRKROGER CO	118,725	$5.31M	0.53%	-182	Timeline
AFGAMERICAN FINANCIAL GROUP INC	44,913	$5.02M	0.5%	-1	Timeline
VVISA INC	19,447	$4.47M	0.45%	-124	Timeline
CMECME GROUP INC	20,856	$4.18M	0.42%	+25	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	907,137	$4.1M	0.41%	-2,460
NFLXNETFLIX INC.	10,515	$3.97M	0.4%	+23	Timeline
AMDADVANCED MICRO DEVICES INC	38,535	$3.96M	0.4%	-2,036	Timeline
PMPHILIP MORRIS INTL INC	42,747	$3.96M	0.4%	-2,267	Timeline
HONHONEYWELL INTL INC	21,029	$3.88M	0.39%	-71	Timeline
IIPRINNOVATIVE INDL PPTYS INC	50,227	$3.8M	0.38%	+317	Timeline
BABOEING CO	19,259	$3.69M	0.37%	-210	Timeline
FFORD MTR CO	292,513	$3.63M	0.37%	-8,307	Timeline
TGTTARGET CORP	32,557	$3.6M	0.36%	+310	Timeline
TRVTRAVELERS COMPANIES INC	21,313	$3.48M	0.35%	+442	Timeline
TCBKTRICO BANCSHARES	108,079	$3.46M	0.35%	0	Timeline
WMTWALMART INC	21,312	$3.41M	0.34%	-115	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	9,655	$3.38M	0.34%	-932	Timeline
MOALTRIA GROUP INC	79,201	$3.33M	0.34%	-296	Timeline
MAMASTERCARD INCORPORATED	8,288	$3.28M	0.33%	-508	Timeline
KOCOCA COLA CO	57,669	$3.23M	0.32%	-1,960	Timeline
INTCINTEL CORP	90,785	$3.23M	0.32%	+18,616	Timeline
MCDMCDONALDS CORP	12,215	$3.22M	0.32%	+110	Timeline
FMCFMC CORP	47,570	$3.19M	0.32%	+770	Timeline
BACBANK OF AMER CORP	114,118	$3.12M	0.31%	-18,269	Timeline
COSTCOSTCO WHOLESALE CORPORATION	5,500	$3.11M	0.31%	-56	Timeline
CRMSALESFORCE INC	15,188	$3.08M	0.31%	-66	Timeline
VTIVANGUARD INDEX FDS	13,977	$2.97M	0.3%	-98	Timeline
AMEAMETEK INC	19,262	$2.85M	0.29%	0	Timeline
AJGGALLAGHER ARTHUR J & CO	12,100	$2.76M	0.28%	0	Timeline
PFEPFIZER INC	80,587	$2.67M	0.27%	+1,390	Timeline
LOWLOWES COS INC	12,726	$2.64M	0.27%	-1,445	Timeline
DISDISNEY WALT CO	32,179	$2.61M	0.26%	+432	Timeline
ARISTA NETWORKS INCARISTA NETWORKS INC	13,495	$2.48M	0.25%	-234
FTNTFORTINET INC	42,128	$2.47M	0.25%	-103	Timeline
MRVLMARVELL TECHNOLOGY INC	45,599	$2.47M	0.25%	+2,850	Timeline
DEDEERE & CO	6,400	$2.42M	0.24%	-356	Timeline
VOOVANGUARD INDEX FDS	6,119	$2.4M	0.24%	+250	Timeline
PLDPROLOGIS INC.	20,047	$2.25M	0.23%	-62	Timeline
GWWWW GRAINGER INC	3,114	$2.15M	0.22%	-122	Timeline
TSCOTRACTOR SUPPLY CO	10,501	$2.13M	0.21%	-444	Timeline
CDNSCADENCE DESIGN SYSTEM INC	9,022	$2.11M	0.21%	-273	Timeline
VZVERIZON COMMUNICATIONS INC	64,829	$2.1M	0.21%	-1,677	Timeline
SPGSIMON PPTY GROUP INC NEW	19,258	$2.08M	0.21%	+45	Timeline
SNPSSYNOPSYS INC	4,532	$2.08M	0.21%	-354	Timeline
ODFLOLD DOMINION FREIGHT LINE IN	5,063	$2.07M	0.21%	-622	Timeline
IBMINTERNATIONAL BUSINESS MACHS	14,655	$2.06M	0.21%	0	Timeline
AXPAMERICAN EXPRESS CO	13,634	$2.03M	0.2%	+1	Timeline
MDLZMONDELEZ INTL INC	29,115	$2.02M	0.2%	+94	Timeline
BMYBRISTOL-MYERS SQUIBB CO	34,758	$2.02M	0.2%	-2,329	Timeline
SOSOUTHERN CO	30,586	$1.98M	0.2%	+225	Timeline
LPLALPL FINL HLDGS INC	7,902	$1.88M	0.19%	-29	Timeline
DLRDIGITAL RLTY TR INC	15,308	$1.85M	0.19%	0	Timeline
ATKRATKORE INC	12,161	$1.81M	0.18%	-235	Timeline
ALLALLSTATE CORP	15,672	$1.75M	0.18%	-42,232	Timeline
CTASCINTAS CORP	3,628	$1.75M	0.18%	-37	Timeline
WELLWELLTOWER INC	21,093	$1.73M	0.17%	+14,684	Timeline
WDAYWORKDAY INC	8,002	$1.72M	0.17%	-74	Timeline
OHIOMEGA HEALTHCARE INVS INC	51,193	$1.7M	0.17%	-33	Timeline
USALIBERTY ALL STAR EQUITY FD	284,155	$1.68M	0.17%	-78,008	Timeline
ITGARTNER INC	4,878	$1.68M	0.17%	-26	Timeline
LSCCLATTICE SEMICONDUCTOR CORP	19,461	$1.67M	0.17%	-265	Timeline
LECOLINCOLN ELEC HLDGS INC	8,847	$1.61M	0.16%	-83	Timeline
BLDTOPBUILD COR	6,096	$1.53M	0.15%	-1,084	Timeline
EMEEMCOR GROUP INC	7,261	$1.53M	0.15%	new	Timeline
INTUINTUIT	2,943	$1.5M	0.15%	+5	Timeline
EPDENTERPRISE PRODS PARTNERS L	54,828	$1.5M	0.15%	-3,135	Timeline
MEDPMEDPACE HLDGS INC	6,156	$1.49M	0.15%	-47	Timeline
ADBEADOBE INC	2,894	$1.48M	0.15%	+119	Timeline
OREALTY INCOME CORP	29,190	$1.46M	0.15%	+542	Timeline
OXYOCCIDENTAL PETE CORP	22,391	$1.45M	0.15%	-788	Timeline
TAT&T INC	95,334	$1.43M	0.14%	-836	Timeline
EXPEAGLE MATLS INC	8,554	$1.42M	0.14%	new	Timeline
CSLCARLISLE COS INC	5,434	$1.41M	0.14%	-8	Timeline
BILSPDR SERIES TRUST	15,307	$1.41M	0.14%	-979	Timeline
GLWCORNING INC	45,818	$1.4M	0.14%	-566	Timeline
SCHDSCHWAB STRATEGIC TR	19,612	$1.39M	0.14%	-842	Timeline
HSYHERSHEY CO	6,900	$1.38M	0.14%	+8	Timeline
NKENIKE INC	14,364	$1.37M	0.14%	-33,896	Timeline
XLKSELECT SECTOR SPDR TR	8,139	$1.33M	0.13%	-120	Timeline
GPCGENUINE PARTS CO	9,147	$1.32M	0.13%	-148	Timeline
CELHCELSIUS HLDGS INC	7,573	$1.3M	0.13%	+877	Timeline
CROXCROCS INC	14,667	$1.29M	0.13%	+113	Timeline
SNASNAP ON INC	5,058	$1.29M	0.13%	-6	Timeline
VICIVICI PPTYS INC	44,210	$1.29M	0.13%	0	Timeline
EGPEASTGROUP PPTYS INC	7,670	$1.28M	0.13%	-19	Timeline
CSXCSX CORP	41,334	$1.27M	0.13%	-2,200	Timeline
ETENERGY TRANSFER L P	88,046	$1.24M	0.12%	+3,972	Timeline
BKNGBOOKING HOLDINGS INC	400	$1.23M	0.12%	0	Timeline
SXTSENSIENT TECHNOLOGIES CORP	21,041	$1.23M	0.12%	0	Timeline
DUKDUKE ENERGY CORP NEW	13,748	$1.21M	0.12%	-539	Timeline
IDXXIDEXX LABS INC	2,746	$1.2M	0.12%	-18	Timeline
PSAPUBLIC STORAGE	4,493	$1.18M	0.12%	0	Timeline
GTYGETTY RLTY CORP NEW	42,375	$1.18M	0.12%	0	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	5,098	$1.17M	0.12%	+163
JJACOBS SOLUTIONS INC	8,560	$1.17M	0.12%	new	Timeline
ADPAUTOMATIC DATA PROCESSING IN	4,830	$1.16M	0.12%	+3	Timeline
AMTAMERICAN TOWER CORP	6,945	$1.14M	0.11%	-82	Timeline
VLOVALERO ENERGY CORP	8,035	$1.14M	0.11%	-500	Timeline
GEGE AEROSPACE	10,275	$1.14M	0.11%	+817	Timeline
TJXTJX COS INC NEW	12,753	$1.13M	0.11%	-38	Timeline
ERXDIREXION SHARES ETF TRUST	16,900	$1.13M	0.11%	0	Timeline
MUMICRON TECHNOLOGY INC	16,565	$1.13M	0.11%	-422	Timeline
CDPCOPT DEFENSE PROPERTIES	47,217	$1.13M	0.11%	0	Timeline
EXLSEXLSERVICE HLDGS INC	39,996	$1.12M	0.11%	+32,096	Timeline
AREALEXANDRIA REAL ESTATE EQ IN	10,784	$1.08M	0.11%	+850	Timeline
ABTABBOTT LABORATORIES	11,011	$1.07M	0.11%	+141	Timeline
AVBAVALONBAY CMNTYS INC	6,097	$1.05M	0.11%	0	Timeline
GMEDGLOBUS MED INC	21,017	$1.04M	0.1%	0	Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	5,150	$1.04M	0.1%	0
ARCCARES CAPITAL CORP	52,891	$1.03M	0.1%	-8	Timeline
MDTMEDTRONIC PLC	13,019	$1.02M	0.1%	+18	Timeline
WMWASTE MGMT INC DEL	6,629	$1.01M	0.1%	+121	Timeline
HIGHARTFORD INSURANCE GROUP INC	14,102	$1000K	0.1%	-200	Timeline
UDRUDR INC	27,666	$987K	0.1%	0	Timeline
MAAMID-AMER APT CMNTYS INC	7,615	$980K	0.1%	-133	Timeline
MPCMARATHON PETE CORP	6,394	$968K	0.1%	-565	Timeline
WFCWELLS FARGO & CO	23,668	$967K	0.1%	-1,271	Timeline
KMBKIMBERLY-CLARK CORP	7,917	$957K	0.1%	+21	Timeline
SBUXSTARBUCKS CORP	10,215	$932K	0.09%	-115	Timeline
MSMORGAN STANLEY	11,363	$928K	0.09%	-427	Timeline
SSOPROSHARES TR	17,333	$925K	0.09%	+82	Timeline
HUMHUMANA INC	1,876	$913K	0.09%	+1	Timeline
RFREGIONS FINANCIAL CORP NEW	52,311	$900K	0.09%	-437	Timeline
MTUMISHARES TR	6,401	$894K	0.09%	-771	Timeline
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUST	72,353	$882K	0.09%	+15
DOCHEALTHPEAK PROPERTIES INC	46,919	$861K	0.09%	0	Timeline
INMDINMODE LTD	27,950	$851K	0.09%	+3,100	Timeline
METMETLIFE INC	13,416	$844K	0.08%	0	Timeline
ORIOLD REP INTL CORP	30,890	$832K	0.08%	0	Timeline
QLDPROSHARES TR	14,010	$831K	0.08%	+90	Timeline
AMGNAMGEN INC	3,085	$829K	0.08%	+7	Timeline
FNBF N B CORP	76,040	$820K	0.08%	0	Timeline
CBRECBRE GROUP INC	11,100	$820K	0.08%	-100	Timeline
VVVANGUARD INDEX FDS	4,153	$813K	0.08%	+100	Timeline
PIIPOLARIS INC	7,800	$812K	0.08%	0	Timeline
HALHALLIBURTON CO	19,716	$799K	0.08%	-1,697	Timeline
CCITIGROUP INC	19,414	$798K	0.08%	-684	Timeline
BXBLACKSTONE INC	7,309	$783K	0.08%	-687	Timeline
NEENEXTERA ENERGY INC	13,536	$776K	0.08%	0	Timeline
PRUPRUDENTIAL FINL INC	8,107	$769K	0.08%	-358	Timeline
ANAUTONATION INC	5,068	$767K	0.08%	0	Timeline
MELIMERCADOLIBRE INC	598	$758K	0.08%	0	Timeline
AMATAPPLIED MATLS INC	5,446	$754K	0.08%	+1,316	Timeline
DOWDOW HLDGS INC	14,551	$750K	0.08%	-472	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	32,730	$728K	0.07%	+60
KHCKRAFT HEINZ CO	21,524	$724K	0.07%	-1,000	Timeline
PROSHARES TRPROSHARES TR	35,091	$717K	0.07%	+66
TTDTHE TRADE DESK INC	9,142	$714K	0.07%	+370	Timeline
LAM RESEARCH CORPLAM RESEARCH CORP	1,137	$712K	0.07%	-10
SHOPSHOPIFY INC	12,730	$695K	0.07%	+4,673	Timeline
TFCTRUIST FINL CORP	24,129	$690K	0.07%	0	Timeline
BABAALIBABA GROUP HLDG LTD	7,952	$690K	0.07%	+400	Timeline
VUGVANGUARD INDEX FDS	2,532	$690K	0.07%	+546	Timeline
AXONAXON ENTERPRISE INC	3,407	$678K	0.07%	+27	Timeline
MINTPIMCO ETF TR	6,739	$675K	0.07%	-1,091	Timeline
MAINMAIN STR CAP CORP	16,594	$674K	0.07%	+1,029	Timeline
PYPLPAYPAL HLDGS INC	11,451	$669K	0.07%	-182	Timeline
MGKVANGUARD WORLD FD	2,946	$668K	0.07%	-86	Timeline
RTXRTX CORPORATION	9,186	$661K	0.07%	-480	Timeline
ISRGINTUITIVE SURGICAL INC	2,197	$642K	0.06%	0	Timeline
SCHXSCHWAB STRATEGIC TR	12,600	$638K	0.06%	0	Timeline
ESEVERSOURCE ENERGY	10,799	$628K	0.06%	0	Timeline
XLESELECT SECTOR SPDR TR	6,946	$628K	0.06%	-477	Timeline
IWMISHARES TR	3,503	$619K	0.06%	-204	Timeline
STLDSTEEL DYNAMICS INC	5,739	$615K	0.06%	-5	Timeline
PNCPNC FINL SVCS GROUP INC	5,009	$615K	0.06%	+100	Timeline
PFFISHARES TR	20,372	$614K	0.06%	+19	Timeline
MPLXMPLX LP	17,099	$608K	0.06%	+702	Timeline
ZSZSCALER INC	3,881	$604K	0.06%	+2,500	Timeline
MGCVANGUARD WORLD FD	3,947	$599K	0.06%	+115	Timeline
BPBP PLC	15,318	$593K	0.06%	0	Timeline
VOVANGUARD INDEX FDS	2,848	$593K	0.06%	-98	Timeline
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	2,154	$591K	0.06%	-263
CLFCLEVELAND-CLIFFS INC NEW	37,725	$590K	0.06%	+12	Timeline
MARMARRIOTT INTL INC NEW	2,995	$589K	0.06%	+10	Timeline
SYKSTRYKER CORPORATION	2,152	$588K	0.06%	-12	Timeline
AMXAMERICA MOVIL SAB DE CV	33,884	$587K	0.06%	-5,674	Timeline
CLCOLGATE PALMOLIVE CO	8,182	$582K	0.06%	+4	Timeline
DVYISHARES TR	5,358	$577K	0.06%	0	Timeline
YUMYUM BRANDS INC	4,524	$565K	0.06%	0	Timeline
AFLAFLAC INC	7,344	$564K	0.06%	0	Timeline
JCIJOHNSON CONTROLS INTERNATION	10,513	$559K	0.06%	-250	Timeline
ADMARCHER DANIELS MIDLAND CO	7,410	$559K	0.06%	0	Timeline
UNPUNION PAC CORP	2,743	$558K	0.06%	-340	Timeline
ABNBAIRBNB INC	3,997	$548K	0.06%	-258	Timeline
WMBWILLIAMS COS INC	16,240	$547K	0.06%	-965	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	1,191	$544K	0.05%	0	Timeline
SCHVSCHWAB STRATEGIC TR	8,428	$543K	0.05%	-200	Timeline
STNGSCORPIO TANKERS INC	10,000	$541K	0.05%	0	Timeline
SCHASCHWAB STRATEGIC TR	12,960	$537K	0.05%	0	Timeline
PSXPHILLIPS 66	4,435	$533K	0.05%	-265	Timeline
CMCSACOMCAST CORP NEW	11,989	$532K	0.05%	-142	Timeline
ENBENBRIDGE INC	15,805	$530K	0.05%	+286	Timeline
ASMLASML HLDG NV	894	$526K	0.05%	0	Timeline
WYNNWYNN RESORTS LTD	5,691	$526K	0.05%	new	Timeline
MTBM & T BK CORP	4,125	$522K	0.05%	-37	Timeline
VCSHVANGUARD SCOTTSDALE FDS	6,910	$519K	0.05%	0	Timeline
ZTSZOETIS INC	2,980	$518K	0.05%	+80	Timeline
CRWDCROWDSTRIKE HLDGS INC	3,086	$517K	0.05%	+25	Timeline
XLVSELECT SECTOR SPDR TR	3,936	$507K	0.05%	-68	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	67,909	$500K	0.05%	+1,782	Timeline
WPCWP CAREY INC	9,245	$500K	0.05%	-1,078	Timeline
SCHWCHARLES SCHWAB CORP (THE)	9,091	$499K	0.05%	+2,000	Timeline
USBUS BANCORP	14,956	$494K	0.05%	0	Timeline
KMIKINDER MORGAN INC DEL	29,606	$491K	0.05%	-1,353	Timeline
CODICOMPASS DIVERSIFIED	25,600	$481K	0.05%	0	Timeline
PSECPROSPECT CAP CORP	78,738	$476K	0.05%	0	Timeline
EBAYEBAY INC.	10,777	$475K	0.05%	0	Timeline
VIGVANGUARD SPECIALIZED FUNDS	3,012	$468K	0.05%	-48	Timeline
DOVDOVER CORP	3,350	$467K	0.05%	new	Timeline
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	11,192	$466K	0.05%	0
FDXFEDEX CORP	1,734	$459K	0.05%	-50	Timeline
TOWNTOWNEBANK PORTSMOUTH VA	20,000	$459K	0.05%	0	Timeline
BBYBEST BUY INC	6,528	$454K	0.05%	+1	Timeline
SHELSHELL PLC	6,937	$447K	0.04%	-1,313	Timeline
BHPBHP BILLITON LIMITED	7,850	$447K	0.04%	0	Timeline
JEPQJ P MORGAN EXCHANGE TRADED F	9,461	$444K	0.04%	+1,562	Timeline
LVSLAS VEGAS SANDS CORP	9,491	$435K	0.04%	0	Timeline
FCXFREEPORT MCMORAN INC	11,620	$433K	0.04%	-241	Timeline
MSIMOTOROLA SOLUTIONS INC	1,584	$431K	0.04%	-23	Timeline
HRLHORMEL FOODS CORP	11,275	$429K	0.04%	0	Timeline
CNCCENTENE CORP DEL	6,200	$427K	0.04%	0	Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	4,557	$427K	0.04%	+7
WECWEC ENERGY GROUP INC	5,282	$425K	0.04%	+14	Timeline
ICEINTERCONTINENTAL EXCHANGE IN	3,780	$416K	0.04%	-40	Timeline
AEEAMEREN CORP	5,518	$413K	0.04%	0	Timeline
UNITED STS NAT GAS FD LPUNITED STS NAT GAS FD LP	60,250	$412K	0.04%	+5
XLYSELECT SECTOR SPDR TR	2,530	$407K	0.04%	-33	Timeline
PWRQUANTA SVCS INC	2,165	$405K	0.04%	-380	Timeline
SPGIS&P GLOBAL INC	1,102	$403K	0.04%	0	Timeline
VYMVANGUARD WHITEHALL FDS	3,857	$398K	0.04%	-69	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	5,875	$398K	0.04%	-100	Timeline
FSLRFIRST SOLAR INC	2,421	$391K	0.04%	-53	Timeline
NSCNORFOLK SOUTHN CORP	1,971	$388K	0.04%	0	Timeline
VBRVANGUARD INDEX FDS	2,409	$384K	0.04%	-99	Timeline
MMM3M CO	4,076	$382K	0.04%	-64	Timeline
GILDGILEAD SCIENCES INC	5,091	$382K	0.04%	0	Timeline
DALDELTA AIR LINES INC	10,164	$376K	0.04%	0	Timeline
AGNCAGNC INVT CORP	39,498	$373K	0.04%	+449	Timeline
APDAIR PRODUCTS AND CHEMICALS I	1,311	$372K	0.04%	0	Timeline
ORLYOREILLY AUTOMOTIVE INC	405	$368K	0.04%	-50	Timeline
XFRAXBLACKROCK FLOATING RATE INCO	29,000	$366K	0.04%	0	Timeline
BLACKROCK INCBLACKROCK INC	550	$356K	0.04%	+140
MOATVANECK ETF TRUST	4,673	$354K	0.04%	0	Timeline
IJHISHARES TR	1,416	$353K	0.04%	0	Timeline
RSPINVESCO EXCHANGE TRADED FD T	2,488	$352K	0.04%	-135	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	694	$351K	0.04%	0	Timeline
ELFE L F BEAUTY INC	3,152	$346K	0.03%	-100	Timeline
STZCONSTELLATION BRANDS INC	1,374	$345K	0.03%	-195	Timeline
NOCNORTHROP GRUMMAN CORP	778	$342K	0.03%	0	Timeline
DGROISHARES TR	6,898	$342K	0.03%	0	Timeline
VODVODAFONE GROUP PLC	36,041	$342K	0.03%	+540	Timeline
SPYGSPDR SERIES TRUST	5,718	$339K	0.03%	0	Timeline
LENLENNAR CORP	2,991	$336K	0.03%	+120	Timeline
IPINTERNATIONAL PAPER CO	9,413	$334K	0.03%	+710	Timeline
PTYPIMCO CORPORATE & INCOME OPP	25,526	$334K	0.03%	0	Timeline
IJTISHARES TR	3,040	$333K	0.03%	0	Timeline
PECOPHILLIPS EDISON & CO INC	9,777	$328K	0.03%	+17	Timeline
PMMFRANKLIN MANAGED MUN INCOME	59,523	$326K	0.03%	-2,377	Timeline
DHID R HORTON INC	3,024	$325K	0.03%	+6	Timeline
IJKISHARES TR	4,464	$322K	0.03%	0	Timeline
ROKUROKU INC	4,537	$320K	0.03%	-200	Timeline
PANWPALO ALTO NETWORKS INC	1,359	$319K	0.03%	-50	Timeline
NOWSERVICENOW INC	569	$318K	0.03%	+3	Timeline
TWLOTWILIO INC	5,427	$318K	0.03%	0	Timeline
DVNDEVON ENERGY CORP NEW	6,652	$317K	0.03%	+480	Timeline
STXSEAGATE TECHNOLOGY HLDNGS PL	4,764	$314K	0.03%	0	Timeline
VRTXVERTEX PHARMACEUTICALS INC	903	$314K	0.03%	+4	Timeline
VOEVANGUARD INDEX FDS	2,388	$313K	0.03%	-118	Timeline
GEHCGE HEALTHCARE TECHNOLOGIES I	4,589	$312K	0.03%	+1,070	Timeline
ARKKARK ETF TR	7,816	$310K	0.03%	0	Timeline
EXPEEXPEDIA GROUP INC	3,000	$309K	0.03%	new	Timeline
VNQVANGUARD INDEX FDS	4,081	$309K	0.03%	+96	Timeline
CMGCHIPOTLE MEXICAN GRILL INC	168	$308K	0.03%	+14	Timeline
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW	2,910	$305K	0.03%	new
OXFORD LANE CAP CORPOXFORD LANE CAP CORP	61,000	$304K	0.03%	0
TYTRI CONTL CORP	11,247	$299K	0.03%	-10	Timeline
HBANHUNTINGTON BANCSHARES INC	28,625	$298K	0.03%	0	Timeline
NLYANNALY CAPITAL MANAGEMENT IN	15,755	$296K	0.03%	+911	Timeline
CTVACORTEVA INC	5,761	$295K	0.03%	-405	Timeline
LQDISHARES TR	2,857	$291K	0.03%	0	Timeline
VTVANGUARD INTL EQUITY INDEX F	3,090	$288K	0.03%	+41	Timeline
QYLDGLOBAL X FDS	17,080	$286K	0.03%	-1,280	Timeline
CTRACOTERRA ENERGY INC	10,534	$285K	0.03%	+93	Timeline
GLDSPDR GOLD TR	1,648	$283K	0.03%	-150	Timeline
TDTORONTO DOMINION BK ONT	4,667	$281K	0.03%	+36	Timeline
PEYINVESCO EXCHANGE TRADED FD T	14,655	$281K	0.03%	+222	Timeline
BAXBAXTER INTL INC	7,440	$281K	0.03%	+39	Timeline
CCLCARNIVAL CORP	20,446	$281K	0.03%	+4,995	Timeline
PGXINVESCO EXCH TRADED FD TR II	25,487	$279K	0.03%	-5,558	Timeline
ISTBISHARES TR	6,000	$278K	0.03%	0	Timeline
IJRISHARES TR	2,941	$277K	0.03%	0	Timeline
AEPAMERICAN ELEC PWR CO INC	3,674	$276K	0.03%	0	Timeline
EMREMERSON ELEC CO	2,848	$275K	0.03%	-9,203	Timeline
LINLINDE PLC	735	$274K	0.03%	-24	Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERW	18,223	$270K	0.03%	0	Timeline
XLISELECT SECTOR SPDR TR	2,661	$270K	0.03%	0	Timeline
LNGCHENIERE ENERGY INC	1,625	$270K	0.03%	0	Timeline
GGGGRACO INC	3,625	$264K	0.03%	0	Timeline
ETWEATON VANCE TAX-MANAGED GLOB	34,359	$263K	0.03%	0	Timeline
MRNAMODERNA INC	2,517	$260K	0.03%	0	Timeline
OLEDUNIVERSAL DISPLAY CORP	1,650	$259K	0.03%	0	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	4,548	$259K	0.03%	0	Timeline
DTEDTE ENERGY CO	2,604	$258K	0.03%	0	Timeline
XEADXALLSPRING INCOME OPPORTUNIT	42,065	$257K	0.03%	0	Timeline
LUVSOUTHWEST AIRLS CO	9,436	$255K	0.03%	+700	Timeline
EXASEXACT SCIENCES CORP	3,735	$255K	0.03%	+100	Timeline
AGGISHARES TR	2,698	$254K	0.03%	0	Timeline
AMPAMERIPRISE FINL INC	762	$251K	0.03%	0	Timeline
EDCONSOLIDATED EDISON INC	2,922	$250K	0.03%	-400	Timeline
PBAPEMBINA PIPELINE CORP	8,306	$250K	0.03%	+37	Timeline
NEARISHARES U S ETF TR	5,000	$249K	0.03%	0	Timeline
KRGKITE REALTY GROUP TRUST	11,643	$249K	0.03%	0	Timeline
PFBCPREFERRED BK LOS ANGELES CA	4,000	$249K	0.03%	0	Timeline
RIVRIVERNORTH OPPORTUNITIES FD	23,500	$247K	0.02%	0	Timeline
FOOT LOCKER INCFOOT LOCKER INC	14,219	$247K	0.02%	-270
CCICROWN CASTLE INC	2,631	$242K	0.02%	-150	Timeline
USRTISHARES TR	5,100	$241K	0.02%	0	Timeline
SNOWSNOWFLAKE INC	1,567	$239K	0.02%	+44	Timeline
IWOISHARES TR	1,065	$239K	0.02%	+3	Timeline
XLRESELECT SECTOR SPDR TR	6,942	$237K	0.02%	+1	Timeline
ABALLIANCEBERNSTEIN HLDG L P	7,730	$235K	0.02%	0	Timeline
VHTVANGUARD WORLD FD	996	$234K	0.02%	0	Timeline
CPBTHE CAMPBELLS COMPANY	5,700	$234K	0.02%	-100	Timeline
BBDCBARINGS BDC INC	26,206	$233K	0.02%	+5	Timeline
DKNGDRAFTKINGS INC NEW	7,900	$233K	0.02%	0	Timeline
TIDAL ETF TR IITIDAL ETF TR II	16,991	$232K	0.02%	new
TEAMATLASSIAN CORPORATION	1,133	$228K	0.02%	new	Timeline
KMXCARMAX INC	3,205	$227K	0.02%	0	Timeline
ETSYETSY INC	3,479	$225K	0.02%	new	Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	12,705	$222K	0.02%	0
STKCOLUMBIA SELIGM PREM TECH GR	8,070	$220K	0.02%	0	Timeline
RITMRITHM CAPITAL CORP	23,529	$219K	0.02%	+100	Timeline
OPCHOPTION CARE HEALTH INC	6,725	$218K	0.02%	+46	Timeline
BDJBLACKROCK ENHANCED EQUITY DI	28,307	$215K	0.02%	-166	Timeline
EOIEATON VANCE ENHANCED EQUITY	13,544	$215K	0.02%	+10	Timeline
DDOMINION ENERGY INC	4,760	$213K	0.02%	-100	Timeline
WBDWARNER BROS DISCOVERY INC	19,445	$211K	0.02%	-100	Timeline
NTRNUTRIEN LTD	3,391	$209K	0.02%	-1,126	Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWAR	1,490	$209K	0.02%	0	Timeline
BTIBRITISH AMERN TOB PLC	6,597	$207K	0.02%	+35	Timeline
PLTRPALANTIR TECHNOLOGIES INC	12,734	$204K	0.02%	0	Timeline
GSGOLDMAN SACHS GROUP INC	629	$203K	0.02%	-124	Timeline
VBVANGUARD INDEX FDS	1,059	$200K	0.02%	0	Timeline
PIMFRANKLIN MASTER INTER INCOME	66,272	$200K	0.02%	0	Timeline
CIONCION INVT CORP	18,616	$197K	0.02%	0	Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR	21,829	$194K	0.02%	0
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR	13,410	$184K	0.02%	0	Timeline
ABRARBOR REALTY TRUST INC	11,938	$181K	0.02%	-7,090	Timeline
GABGABELLI EQUITY TR INC	34,380	$176K	0.02%	0	Timeline
OMEROMEROS CORP	60,125	$176K	0.02%	0	Timeline
PPTFRANKLIN PREMIER INCOME TR	51,176	$171K	0.02%	0	Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	18,465	$169K	0.02%	0
MFINMEDALLION FINANCIAL CORP	24,000	$168K	0.02%	0	Timeline
VALEVALE S A	12,060	$162K	0.02%	-400	Timeline
MMTABERDEEN MULTI-MARKET INCOME	37,500	$160K	0.02%	0	Timeline
ETBEATON VANCE TAX MNGED BUY WR	12,610	$159K	0.02%	0	Timeline
SONOSONOS INC	12,084	$156K	0.02%	+4	Timeline
GHYPGIM GLOBAL HIGH YIELD FD FO	14,000	$151K	0.02%	0	Timeline
NZFNUVEEN MUN CR INCOME FD	14,184	$148K	0.01%	0	Timeline
NADNUVEEN QUALITY MUNCP INCOME	14,533	$147K	0.01%	0	Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDEND	19,480	$147K	0.01%	0	Timeline
AVXLANAVEX LIFE SCIENCES CORP	21,750	$142K	0.01%	0	Timeline
PHKPIMCO HIGH INCOME FD	31,623	$140K	0.01%	0	Timeline
ZTRVIRTUS TOTAL RETURN FD INC	28,314	$136K	0.01%	0	Timeline
VKQINVESCO MUNICIPAL TRUST	16,000	$133K	0.01%	-4,000	Timeline
REIRING ENERGY INC	68,000	$133K	0.01%	0	Timeline
HYIWESTERN ASSET HIGH YIELD OPP	11,000	$126K	0.01%	0	Timeline
CLMCORNERSTONE STRATEGIC INVEST	15,521	$125K	0.01%	+175	Timeline
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	16,963	$121K	0.01%	0
SRTSSENSUS HEALTHCARE INC	42,600	$118K	0.01%	0	Timeline
COMPANHIA PARANAENSE DE ENE…COMPANHIA PARANAENSE DE ENERGI	13,000	$114K	0.01%	0
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	15,500	$112K	0.01%	0
NVGNUVEEN AMT FREE MUN CR INC F	10,744	$111K	0.01%	0	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	12,000	$110K	0.01%	0	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	11,141	$108K	0.01%	0	Timeline
DHTDHT HOLDINGS INC	10,459	$108K	0.01%	0	Timeline
BKDBROOKDALE SR LIVING INC	25,000	$104K	0.01%	0	Timeline
DNPDNP SELECT INCOME FD INC	10,846	$103K	0.01%	+10	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	19,545	$96.6K	0.01%	0	Timeline
GGTGABELLI MULTIMEDIA TR INC	16,256	$95.8K	0.01%	0	Timeline
SANBANCO SANTANDER SA	25,362	$95.4K	0.01%	0	Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	11,500	$91K	0.01%	0
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP	16,341	$89.2K	0.01%	-3,023
UUUUENERGY FUELS INC	10,263	$84.4K	0.01%	0	Timeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	27,109	$84.3K	0.01%	+531
ETJEATON VANCE RISK-MANAGED DIV	10,625	$81.6K	0.01%	0	Timeline
CRFCORNERSTONE TOTAL RETURN FD	10,042	$80.2K	0.01%	0	Timeline
CDZICADIZ INC	24,000	$79.4K	0.01%	-2,000	Timeline
EPSNEPSILON ENERGY LTD	14,100	$74.4K	0.01%	0	Timeline
OSURORASURE TECHNOLOGIES INC	12,033	$71.4K	0.01%	0	Timeline
BENSON HILL INCBENSON HILL INC	175,000	$58K	0.01%	0
JMMNUVEEN MULTI-MKT INCOME FD I	10,000	$56.1K	0.01%	0	Timeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	11,445	$49K	<0.01%	0
GLOCLOUGH GLOBAL OPPORTUNITIES	11,000	$48.7K	<0.01%	0	Timeline
TILRAY INCTILRAY INC	20,006	$47.8K	<0.01%	-167
CIFMFS INTER HIGH INCOME FD	28,925	$45.4K	<0.01%	+2,400	Timeline
NOKNOKIA CORP	12,075	$45.2K	<0.01%	-10,480	Timeline
SACHSACHEM CAP CORP	11,644	$41.1K	<0.01%	+99	Timeline
CXEMFS HIGH INCOME MUN TR	13,000	$40.6K	<0.01%	0	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	15,000	$28.2K	<0.01%	0	Timeline
MATTERPORT INCMATTERPORT INC	11,402	$24.7K	<0.01%	-104
AMLIFAMERICAN LITHIUM CORP COM NEW	15,000	$21.4K	<0.01%	0	Timeline
NIKOLA CORPNIKOLA CORP	13,230	$20.8K	<0.01%	0
AKTSQAkoustis Technologies Inc	12,040	$9.06K	<0.01%	-444	Timeline
UPSTART HLDGS INCUPSTART HLDGS INC	10,000	$6.57K	<0.01%	0
TRXTRX GOLD CORPORATION	10,000	$3.66K	<0.01%	new	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	255,200	$109M	-72,800
NVDANVIDIA CORPORATION COM	call	2,900	$1.26M	+300
AAPLAPPLE INC COM	call	1,500	$257K	+300

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
BMIBADGER METER INC	19,000	$2.8M	shares
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIES	71,086	$1.51M	shares
BCBRUNSWICK CORP	15,025	$1.3M	shares
ZBHZIMMER BIOMET HOLDINGS INC	8,674	$1.26M	shares
ZBRAZEBRA TECHNOLOGIES CORPORATI	3,659	$1.08M	shares
ETNEATON CORP PLC	5,314	$1.07M	shares
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	14,500	$904K	shares
PDC ENERGY INCPDC ENERGY INC	11,522	$820K	shares
PBPROSPERITY BANCSHARES INC	13,150	$743K	shares
TRITON INTL LTDTRITON INTL LTD	7,849	$654K	shares
TSLATESLA INC	1,800	$471K	put
LMTLOCKHEED MARTIN CORP	1,000	$460K	call
NTAPNETAPP INC	5,800	$443K	shares
MIDDMIDDLEBY CORP	2,642	$391K	shares
BMYBRISTOL-MYERS SQUIBB CO	6,000	$384K	call
NFLXNETFLIX INC.	800	$352K	call
GISGENERAL MILLS INC	3,960	$304K	shares
ENPHENPHASE ENERGY INC	1,489	$249K	shares
ALGMALLEGRO MICROSYSTEMS INC	5,355	$242K	shares
IEVISHARES TR	4,758	$240K	shares
IVVISHARES TR	529	$236K	shares
ICLRICON PUB LTD CO	940	$235K	shares
DXDYNEX CAP INC	18,575	$234K	shares
FBINFORTUNE BRANDS INNOVATIONS I	3,163	$228K	shares
FLOFLOWERS FOODS INC	9,000	$224K	shares
UALUNITED AIRLS HLDGS INC	4,050	$222K	shares
MLMMARTIN MARIETTA MATLS INC	470	$217K	shares
WSCWILLSCOT HLDGS CORP	4,537	$217K	shares
ALBALBEMARLE CORP	950	$212K	shares
LITGLOBAL X FDS	3,210	$209K	shares
CHICALAMOS CONV OPPORTUNITIES &	18,526	$207K	shares
XELXCEL ENERGY INC	3,316	$206K	shares
VWOVANGUARD INTL EQUITY INDEX F	5,038	$205K	shares
XYZBLOCK INC	3,068	$204K	shares
GAINGLADSTONE INVT CORP	13,500	$176K	shares
MPTMEDICAL PROPERTIES TRUST INC	14,973	$139K	shares
MCNXAI MADISON EQUITY PREMIUM I	13,380	$99K	shares
EMX RTY CORPEMX RTY CORP	42,732	$81.2K	shares
HIOWESTERN ASSET HIGH INCOME OP	21,384	$80.8K	shares
UAAUNDER ARMOUR INC	10,115	$73K	shares
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I	10,031	$66.7K	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	38,200	$36.7K	shares
SDCCQSMILEDIRECTCLUB INC CL A	14,276	$7.57K	shares
HGENQHUMANIGEN INC	36,000	$5.49K	shares
IMAC HLDGS INCIMAC HLDGS INC	19,021	$2.09K	shares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001666789-23-000004	base		2023-11-08	acceptance time not in the bulk data set	2026-10-07 18:30:40 UTC