13F-HR filed by Sheaff Brock Investment Advisors, LLC
Sheaff Brock Investment Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 459 holding rows worth $1,104,440,897.
- Accession
- 0001666789-23-000004
- Filer
- CIK 1666789
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 459 entries on the cover page, a total value of $1,104,440,897 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,104,440,897 with VALUE read as dollars as filed, 13F file number 028-17380. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 807,498 | $138,251,787 | dollars as filed | |
| SPY | 78462F103 | SHS | 255,200 | $109,092,896 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 119,277 | $51,884,485 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 73,095 | $23,079,685 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 36,984 | $19,865,363 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 129,596 | $16,474,183 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 301,161 | $16,190,390 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 390,538 | $16,051,124 | dollars as filed | |
| LISTED FDS TR | 53656F193 | DIVIDEND PERFMRS | 1,006,658 | $15,244,326 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 141,129 | $14,529,273 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 125,816 | $13,326,394 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 73,775 | $11,490,524 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 75,342 | $11,230,522 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 75,528 | $10,953,043 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 73,522 | $10,723,953 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 29,776 | $10,667,974 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 63,390 | $10,589,947 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 77,919 | $10,196,487 | dollars as filed | |
| KLA CORP | 482480100 | COM | 22,213 | $10,188,166 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 170,602 | $10,142,293 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 12,185 | $10,120,742 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 30,422 | $9,342,832 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 77,362 | $9,096,168 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 28,677 | $8,987,659 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 29,343 | $8,866,286 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 68,487 | $8,204,794 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 19,822 | $8,106,400 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,947 | $8,040,345 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 72,340 | $8,034,133 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 50,278 | $7,994,755 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50,258 | $7,833,754 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 19,590 | $7,630,814 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 45,022 | $7,591,578 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 29,757 | $7,445,860 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 43,881 | $7,435,270 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 114,350 | $7,253,246 | dollars as filed | |
| SPY | 78462F103 | SHS | 16,793 | $7,178,511 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 21,370 | $7,157,766 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,561 | $7,073,248 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1,300 | $6,909,201 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 29,939 | $6,839,890 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 23,753 | $6,795,021 | dollars as filed | |
| LISTED FDS TR | 53656F219 | PREFERRED PLUS | 742,665 | $6,755,727 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 23,289 | $6,358,014 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 107,221 | $6,332,473 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 46,620 | $6,146,847 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 46,454 | $6,029,782 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 54,892 | $5,968,380 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 81,634 | $5,699,677 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 65,780 | $5,698,508 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 118,725 | $5,312,944 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 44,913 | $5,015,487 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 19,447 | $4,473,105 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 20,856 | $4,175,857 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 907,137 | $4,100,260 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 10,515 | $3,970,464 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 38,535 | $3,962,219 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 42,747 | $3,957,505 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 21,029 | $3,884,905 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 50,227 | $3,800,197 | dollars as filed | |
| Boeing Company | 097023105 | COM | 19,259 | $3,691,573 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 292,513 | $3,633,010 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 32,557 | $3,599,821 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 21,313 | $3,480,647 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 108,079 | $3,461,771 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 21,312 | $3,408,483 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,655 | $3,382,147 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 79,201 | $3,330,388 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 8,288 | $3,281,302 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 57,669 | $3,228,320 | dollars as filed | |
| Intel Corp | 458140100 | COM | 90,785 | $3,227,391 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 12,215 | $3,217,886 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 47,570 | $3,185,763 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 114,118 | $3,124,558 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,500 | $3,107,558 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 15,188 | $3,079,823 | dollars as filed | |
| VTI | 922908769 | COM | 13,977 | $2,968,940 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 19,262 | $2,846,154 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 12,100 | $2,757,953 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 80,587 | $2,673,083 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 12,726 | $2,644,941 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 32,179 | $2,608,096 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 13,495 | $2,482,136 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 42,128 | $2,472,072 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 45,599 | $2,468,274 | dollars as filed | |
| Deere & Company | 244199105 | COM | 6,400 | $2,415,104 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,119 | $2,402,736 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 20,047 | $2,249,522 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,114 | $2,154,078 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,501 | $2,132,198 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 9,022 | $2,113,855 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 64,829 | $2,101,106 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 19,258 | $2,080,388 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,532 | $2,080,053 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 5,063 | $2,071,450 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 14,655 | $2,056,037 | dollars as filed | |
| American Express Company | 025816109 | COM | 13,634 | $2,033,984 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 29,115 | $2,020,554 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 34,758 | $2,017,337 | dollars as filed | |
| Southern Company | 842587107 | COM | 30,586 | $1,979,497 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 7,902 | $1,877,857 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 15,308 | $1,852,544 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 12,161 | $1,814,300 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,672 | $1,746,018 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 3,628 | $1,745,123 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 21,093 | $1,727,939 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 8,002 | $1,719,187 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 51,193 | $1,697,560 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 284,155 | $1,682,197 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 4,878 | $1,676,130 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 19,461 | $1,672,284 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 8,847 | $1,608,289 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 6,096 | $1,533,754 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 7,261 | $1,527,642 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 2,943 | $1,503,620 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 54,828 | $1,500,635 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 6,156 | $1,490,553 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 2,894 | $1,475,651 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 29,190 | $1,457,762 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 22,391 | $1,452,724 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 95,334 | $1,431,922 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 8,554 | $1,424,413 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,434 | $1,408,855 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 15,307 | $1,405,489 | dollars as filed | |
| CORNING INC | 219350105 | COM | 45,818 | $1,396,063 | dollars as filed | |
| SCHD | 808524797 | COM | 19,612 | $1,387,715 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 6,900 | $1,380,474 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 14,364 | $1,373,497 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,139 | $1,334,240 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 9,147 | $1,320,607 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,573 | $1,299,527 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 14,667 | $1,294,070 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 5,058 | $1,290,094 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 44,210 | $1,286,511 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 7,670 | $1,277,202 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 41,334 | $1,271,012 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,900 | $1,261,471 | dollars as filed | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 88,046 | $1,235,286 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 400 | $1,233,580 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 21,041 | $1,230,478 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 13,748 | $1,213,429 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,746 | $1,200,744 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,493 | $1,183,983 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 42,375 | $1,175,059 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,098 | $1,170,272 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 8,560 | $1,168,440 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,830 | $1,162,095 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 6,945 | $1,142,068 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,035 | $1,138,707 | dollars as filed | |
| General Electric Company | 369604301 | COM | 10,275 | $1,135,909 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 12,753 | $1,133,445 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 16,900 | $1,131,286 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 16,565 | $1,126,890 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 47,217 | $1,125,182 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 39,996 | $1,121,488 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 10,784 | $1,079,479 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 11,011 | $1,066,456 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,097 | $1,047,013 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 21,017 | $1,043,495 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,150 | $1,035,445 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 52,891 | $1,029,781 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 13,019 | $1,020,194 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 6,629 | $1,010,528 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 14,102 | $999,950 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 27,666 | $986,847 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 7,615 | $979,670 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,394 | $967,668 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 23,668 | $967,063 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,917 | $956,830 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 10,215 | $932,320 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 11,363 | $928,021 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 17,333 | $925,236 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1,876 | $912,823 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 52,311 | $899,749 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6,401 | $894,220 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 72,353 | $881,977 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 46,919 | $861,424 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 27,950 | $851,357 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 13,416 | $844,001 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 30,890 | $832,177 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 14,010 | $831,494 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 3,085 | $829,238 | dollars as filed | |
| F N B CORP | 302520101 | COM | 76,040 | $820,472 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,100 | $819,846 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,153 | $812,701 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 7,800 | $812,292 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,716 | $798,513 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 19,414 | $798,483 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 7,309 | $783,052 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,536 | $775,502 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8,107 | $769,268 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 5,068 | $767,296 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 598 | $758,193 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,446 | $753,943 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 14,551 | $750,257 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 32,730 | $727,926 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 21,524 | $724,073 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 35,091 | $717,256 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 9,142 | $714,448 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 1,137 | $712,377 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 12,730 | $694,677 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 24,129 | $690,326 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,952 | $689,757 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,532 | $689,510 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,407 | $677,959 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 6,739 | $674,827 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 16,594 | $674,198 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,451 | $669,426 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,946 | $668,452 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,186 | $661,152 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,197 | $642,162 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,600 | $637,560 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 10,799 | $627,944 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,946 | $627,869 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,503 | $619,109 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,739 | $615,386 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,009 | $614,955 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 20,372 | $614,220 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 17,099 | $608,195 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 3,881 | $603,845 | dollars as filed | |
| MGC | 921910873 | COM | 3,947 | $599,431 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,318 | $593,111 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,848 | $592,969 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,154 | $590,670 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 37,725 | $589,642 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,995 | $588,706 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,152 | $588,078 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 33,884 | $586,871 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,182 | $581,828 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 5,358 | $576,756 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,524 | $565,195 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 7,344 | $563,677 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,513 | $559,395 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,410 | $558,863 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,743 | $558,484 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 3,997 | $548,381 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,240 | $547,135 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,191 | $543,859 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8,428 | $543,269 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10,000 | $541,200 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,960 | $536,804 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,435 | $532,863 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 11,989 | $531,578 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,805 | $530,096 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 894 | $526,378 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 5,691 | $525,867 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 4,125 | $521,607 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,910 | $519,287 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,980 | $518,461 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,086 | $516,535 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,936 | $506,659 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 67,909 | $500,488 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 9,245 | $499,979 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 9,091 | $499,096 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 14,956 | $494,446 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,606 | $490,872 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 25,600 | $480,510 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 78,738 | $476,365 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 10,777 | $475,158 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,012 | $467,997 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 3,350 | $467,359 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 11,192 | $465,923 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,734 | $459,372 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 20,000 | $458,600 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 6,528 | $453,500 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 6,937 | $446,586 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,850 | $446,508 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 9,461 | $444,017 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,491 | $435,082 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,620 | $433,300 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,584 | $431,229 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,275 | $428,789 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,200 | $427,056 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,557 | $426,629 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,282 | $425,458 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,780 | $415,876 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 5,518 | $412,910 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 60,250 | $411,508 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,530 | $407,280 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 2,165 | $405,007 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,102 | $402,683 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,857 | $398,464 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,875 | $397,973 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,421 | $391,210 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,971 | $388,240 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,409 | $384,245 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 4,076 | $381,628 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,091 | $381,544 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,164 | $376,057 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 39,498 | $372,862 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,311 | $371,538 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 405 | $368,089 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 29,000 | $365,980 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 550 | $355,570 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,673 | $354,401 | dollars as filed | |
| IJH | 464287507 | COM | 1,416 | $353,080 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,488 | $352,478 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 694 | $351,282 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 3,152 | $346,185 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,374 | $345,343 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 778 | $342,468 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,898 | $341,678 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 36,041 | $341,674 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,718 | $338,964 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 2,991 | $335,680 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,413 | $333,870 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 25,526 | $333,623 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,040 | $333,428 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 9,777 | $327,931 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 59,523 | $325,591 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 3,024 | $324,990 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,464 | $322,480 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,537 | $320,232 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,359 | $318,604 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 569 | $318,272 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 5,427 | $317,643 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,652 | $317,301 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,764 | $314,208 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 903 | $314,010 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,388 | $312,688 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,589 | $312,266 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,816 | $310,050 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $309,210 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 4,081 | $308,742 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 168 | $307,748 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,910 | $305,289 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 61,000 | $304,390 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 11,247 | $299,057 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 28,625 | $297,700 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 15,755 | $296,352 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,761 | $294,757 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,857 | $291,472 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,090 | $287,919 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 17,080 | $286,432 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,534 | $284,941 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,648 | $282,584 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,667 | $281,263 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,655 | $281,234 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 7,440 | $280,792 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,446 | $280,520 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 25,487 | $279,081 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,000 | $278,280 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,941 | $277,425 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,674 | $276,351 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,848 | $275,016 | dollars as filed | |
| Linde plc | G54950103 | COM | 735 | $273,651 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 18,223 | $270,065 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,661 | $269,773 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,625 | $269,685 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,625 | $264,190 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 34,359 | $262,503 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,517 | $259,981 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,650 | $259,034 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,548 | $258,827 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,604 | $258,496 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,500 | $256,815 | dollars as filed | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 42,065 | $256,595 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,436 | $255,433 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,735 | $254,802 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,698 | $253,720 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 762 | $251,217 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,922 | $249,919 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,306 | $249,693 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,000 | $249,450 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 11,643 | $249,400 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,000 | $249,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 23,500 | $246,985 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 14,219 | $246,704 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,631 | $242,131 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,100 | $240,618 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,567 | $239,391 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,065 | $238,817 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,942 | $236,510 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,730 | $234,605 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 996 | $234,160 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,700 | $234,156 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 26,206 | $233,496 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 7,900 | $232,576 | dollars as filed | |
| TIDAL ETF TR II | 88634T709 | TSLA OPTION INCM | 16,991 | $232,440 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,133 | $228,311 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 3,205 | $226,690 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 3,479 | $224,674 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,705 | $221,576 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,070 | $219,674 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 23,529 | $218,583 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 6,725 | $217,554 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,307 | $215,417 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 13,544 | $214,678 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,760 | $212,630 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 19,445 | $211,173 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,391 | $209,429 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,490 | $209,182 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,597 | $207,226 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,734 | $203,744 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 629 | $203,429 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,059 | $200,270 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 66,272 | $200,142 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 18,616 | $196,772 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,829 | $193,624 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,410 | $183,717 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,938 | $181,222 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 34,380 | $176,370 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 60,125 | $175,565 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 51,176 | $171,440 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 18,465 | $168,771 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 24,000 | $168,480 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,060 | $161,604 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 37,500 | $159,750 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,610 | $159,013 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 12,084 | $156,005 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 14,000 | $150,920 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,184 | $147,940 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,533 | $147,365 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,480 | $147,271 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 21,750 | $142,463 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 31,623 | $139,773 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 28,314 | $135,908 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,000 | $133,440 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 68,000 | $132,600 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,000 | $126,390 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,521 | $124,945 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16,963 | $120,607 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 42,600 | $118,002 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 13,000 | $114,010 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,500 | $112,065 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,744 | $110,772 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,000 | $110,400 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,141 | $107,845 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,459 | $107,728 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 25,000 | $103,500 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,846 | $103,257 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 19,545 | $96,553 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,256 | $95,751 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,362 | $95,360 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,500 | $90,965 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,341 | $89,223 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,263 | $84,362 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 27,109 | $84,310 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,625 | $81,600 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,042 | $80,236 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 24,000 | $79,440 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 14,100 | $74,448 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,033 | $71,356 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 175,000 | $58,013 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,000 | $56,100 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,445 | $48,985 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,000 | $48,730 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 20,006 | $47,815 | dollars as filed | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 28,925 | $45,413 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,075 | $45,161 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 11,644 | $41,104 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 13,000 | $40,560 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,000 | $28,200 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 11,402 | $24,743 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 15,000 | $21,450 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 13,230 | $20,772 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,040 | $9,065 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $6,572 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 10,000 | $3,660 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001666789-23-000004 | this filing | 2023-11-08 | acceptance time not in the bulk data set |