ROYAL BANK OF CANADA
Follow13F filer, CIK 1000275, TORONTO, Ontario, Canada
ROYAL BANK OF CANADA reported $489,789,593,000 across 6,980 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 20.84% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-24-046848
- Period
- 2024-09-30
- Reported value
- $490B
- Holdings
- 6,980
- Top 10 weight
- 20.84%
- New
- 418
- Sold out
- 868
Part of the filer group ROYAL BANK OF CANADA
BREWIN DOLPHIN WEALTH MANAGEMENT LTDCITY NATIONAL BANK
- BREWIN DOLPHIN WEALTH MANAGEMENT LTD
- CITY NATIONAL BANK
- RBC Capital Markets, LLC
- RBC CMA LTD.
- RBC Dominion Securities Global Ltd
- RBC Dominion Securities Inc.
- RBC Europe Ltd
- RBC Global Asset Management Inc.
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd
- RBC Global Asset Management (U.S.) Inc.
- RBC Phillips, Hager & North Investment Counsel Inc.
- RBC Private Counsel (USA) Inc.
- RBC Rochdale, LLC
- RBC Trust Co (Delaware) Ltd
- RBC Trust Co (INTERNATIONAL) Ltd
- RBC TRUSTEES (Jersey) LTD
- Royal Bank of Canada (Channel Islands) Ltd
- ROYAL TRUST CORP OF CANADA/
Stakes and trades reported after 2024-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- BLUE OWL CREDIT INCOME CORP: 13G/A 10,500,556 shares, 10.5% of the class, 13G/A filed 2026-10-07, 0001214659-26-012636
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AVGOadded | +19,301,300 | $3.33B |
| SPYadded | +4,320,245 | $2.48B |
| ACNadded | +2,190,090 | $774M |
| AMZNadded | +4,022,793 | $750M |
| IWMadded | +2,432,958 | $537M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| QQQreduced | -3,273,334 | -$1.6B |
| GOOGLreduced | -4,036,271 | -$669M |
| TMUSreduced | -2,922,766 | -$603M |
| IVVreduced | -1,039,174 | -$599M |
| NVDAreduced | -4,025,058 | -$489M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 6,360 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 472. All 472
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 12,911,800 | $7.41B | +6,497,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 12,619,100 | $7.24B | +6,193,900 |
| IWMISHARES TR SHS | put | 16,785,400 | $3.71B | +3,544,000 |
| QQQINVESCO QQQ TR COM | put | 6,047,100 | $2.95B | +1,335,200 |
| QQQINVESCO QQQ TR COM | call | 4,108,200 | $2.01B | +1,735,900 |
| IWMISHARES TR SHS | call | 4,580,500 | $1.01B | +1,536,700 |
| XLFSELECT SECTOR SPDR TR SHS | put | 14,896,000 | $675M | +294,700 |
| BMOBANK OF MONTREAL Stock | put | 5,754,100 | $519M | +3,795,100 |
| BMOBANK OF MONTREAL Stock | call | 4,544,800 | $410M | +3,220,900 |
| BCEBCE INC Stock | put | 11,702,800 | $407M | +2,556,800 |
| AAPLAPPLE INC COM | call | 1,523,800 | $355M | +685,800 |
| BNSBANK NOVA SCOTIA B C Stock | put | 5,965,800 | $325M | +356,500 |
| TSLATESLA INC COM | call | 1,041,700 | $273M | +491,700 |
| CCITIGROUP INC COM | put | 4,070,500 | $255M | +1,285,000 |
| XLESELECT SECTOR SPDR TR SHS | put | 2,860,100 | $251M | -923,900 |
| MSFTMICROSOFT CORP COM | put | 579,200 | $249M | +187,700 |
| MSFTMICROSOFT CORP COM | call | 572,200 | $246M | +255,300 |
| JPMJPMORGAN CHASE & CO COM | call | 1,137,600 | $240M | +1,104,700 |
| TDTORONTO DOMINION BK ONT Stock | put | 3,717,200 | $235M | +676,500 |
| AAPLAPPLE INC COM | put | 999,800 | $233M | -236,100 |
| METAMETA PLATFORMS INC COM | call | 402,100 | $230M | +282,100 |
| AVGOBROADCOM INC COM | put | 1,313,900 | $227M | +1,288,900 |
| ENBENBRIDGE INC Stock | put | 5,491,000 | $223M | +1,205,800 |
| BACBANK OF AMER CORP COM | put | 5,574,800 | $221M | +1,565,300 |
| TRPTC ENERGY CORP COM | put | 4,508,300 | $214M | +186,300 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | call | 3,474,600 | $213M | +524,600 |
| NVDANVIDIA CORPORATION COM | call | 1,642,900 | $200M | +422,900 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 3,235,500 | $198M | +200,500 |
| BCEBCE INC Stock | call | 5,361,800 | $187M | +707,900 |
| PBAPEMBINA PIPELINE CORP Stock | put | 4,505,400 | $186M | +906,000 |
| TDTORONTO DOMINION BK ONT Stock | call | 2,936,200 | $186M | -187,800 |
| MFCMANULIFE FINL CORP COM | put | 6,025,200 | $178M | +152,700 |
| BNSBANK NOVA SCOTIA B C Stock | call | 3,213,400 | $175M | +665,900 |
| GLDSPDR GOLD TR GOLD SHS | call | 685,800 | $167M | +306,300 |
| TSLATESLA INC COM | put | 636,100 | $166M | -143,300 |
| AMZNAMAZON COM INC COM | put | 887,300 | $165M | +201,000 |
| NVDANVIDIA CORPORATION COM | put | 1,340,300 | $163M | +388,100 |
| AQNALGONQUIN POWER & UTILITIES Stock | put | 28,733,600 | $157M | new |
| SLFSUN LIFE FINANCIAL INC. Stock | put | 2,197,400 | $127M | -11,300 |
| XOMEXXON MOBIL CORP COM | call | 1,061,200 | $124M | +610,000 |
| WFCWELLS FARGO & CO COM | call | 2,120,500 | $120M | +523,700 |
| IBMINTERNATIONAL BUSINESS MACHS COM | put | 521,100 | $115M | +498,600 |
| AMZNAMAZON COM INC COM | call | 603,200 | $112M | +181,700 |
| DIASTATE STR SPDR DOW JONES IND UT SER 1 | put | 260,000 | $110M | +150,000 |
| TLTISHARES TR 20 YR TR BD ETF | put | 1,063,400 | $104M | -771,500 |
| CNQCANADIAN NAT RES LTD MED TER Stock | put | 3,082,500 | $102M | +550,300 |
| EFAISHARES TR MSCI EAFE ETF | call | 1,218,000 | $102M | +111,100 |
| ENBENBRIDGE INC Stock | call | 2,506,000 | $102M | +415,600 |
| CVECENOVUS ENERGY INC COM | put | 6,075,500 | $102M | +2,546,300 |
| RCIROGERS COMMUNICATIONS INC Stock | put | 2,300,000 | $92.5M | +350,000 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 1,919,400 | $88M | -180,200 |
| RCIROGERS COMMUNICATIONS INC Stock | call | 2,143,500 | $86.2M | +694,000 |
| FXIISHARES TR CHINA LG-CAP ETF | put | 2,650,000 | $84.2M | -702,800 |
| FCXFREEPORT MCMORAN INC Stock | call | 1,653,300 | $82.5M | +567,400 |
| SMHVANECK ETF TRUST COM | put | 335,400 | $82.3M | +333,500 |
| MSMORGAN STANLEY COM | call | 785,000 | $81.8M | +510,000 |
| TUTELUS CORPORATION Stock | put | 4,819,500 | $80.9M | +1,219,600 |
| MCHPMICROCHIP TECHNOLOGY INC. Stock | call | 1,006,500 | $80.8M | +601,000 |
| GOOGLALPHABET INC COM | call | 481,700 | $79.9M | +447,500 |
| ORCLORACLE CORP COM | call | 450,000 | $76.7M | new |
| TLTISHARES TR 20 YR TR BD ETF | call | 757,500 | $74.3M | +375,900 |
| AVGOBROADCOM INC COM | call | 428,000 | $73.8M | +423,000 |
| MSMORGAN STANLEY COM | put | 700,000 | $73M | +50,000 |
| METAMETA PLATFORMS INC COM | put | 123,100 | $70.5M | +38,600 |
| LOWLOWES COS INC COM | call | 250,000 | $67.7M | new |
| XOMEXXON MOBIL CORP COM | put | 575,000 | $67.4M | +2,000 |
| GEGE AEROSPACE COM | call | 350,000 | $66M | new |
| EFAISHARES TR MSCI EAFE ETF | put | 771,500 | $64.5M | +37,900 |
| NOWSERVICENOW INC COM | call | 72,000 | $64.4M | new |
| BACBANK OF AMER CORP COM | call | 1,616,700 | $64.2M | -2,317,500 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 1,559,200 | $62.1M | -1,781,000 |
| RYROYAL BK CDA Stock | call | 496,500 | $61.9M | -54,800 |
| GMGENERAL MTRS CO Stock | call | 1,356,600 | $60.8M | -1,003,100 |
| WFCWELLS FARGO & CO COM | put | 1,045,000 | $59M | +685,000 |
| XLUSELECT SECTOR SPDR TR SHS | put | 725,000 | $58.6M | -92,500 |
| ONON SEMICONDUCTOR CORP Stock | put | 799,300 | $58M | new |
| SLFSUN LIFE FINANCIAL INC. Stock | call | 951,400 | $55.2M | -66,100 |
| PANWPALO ALTO NETWORKS INC COM | put | 157,800 | $53.9M | +18,900 |
| TXNTEXAS INSTRS INC COM | call | 258,000 | $53.3M | +208,000 |
| ICEINTERCONTINENTAL EXCHANGE IN COM | call | 325,000 | $52.2M | new |
| ADBEADOBE INC COM | call | 100,000 | $51.8M | +70,000 |
| TMOTHERMO FISHER SCIENTIFIC INC COM | call | 82,000 | $50.7M | new |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 1,267,300 | $50.5M | -94,900 |
| FITBFIFTH THIRD BANCORP Stock | put | 1,158,000 | $49.6M | new |
| BXBLACKSTONE INC COM | call | 308,500 | $47.2M | +122,000 |
| HPQHP INC Stock | call | 1,300,600 | $46.7M | +570,600 |
| HYGISHARES TR IBOXX HI YD ETF | put | 572,300 | $46M | +190,000 |
| QCOMQUALCOMM INC COM | put | 268,700 | $45.7M | -51,300 |
| LLYELI LILLY & CO COM | call | 50,000 | $44.3M | new |
| MRVLMARVELL TECHNOLOGY INC COM | put | 607,300 | $43.8M | +557,300 |
| RTXRTX CORPORATION COM | call | 353,000 | $42.8M | new |
| AVTRAVANTOR INC Stock | put | 1,647,500 | $42.6M | new |
| NKENIKE INC COM | call | 475,000 | $42M | new |
| WMTWALMART INC COM | call | 519,000 | $41.9M | new |
| FCXFREEPORT MCMORAN INC Stock | put | 837,200 | $41.8M | +587,200 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 1,081,000 | $40.2M | +158,600 |
| SPGIS&P GLOBAL INC COM | call | 77,000 | $39.8M | +54,600 |
| CATCATERPILLAR INC COM | put | 100,000 | $39.1M | new |
| FFORD MTR CO Stock | put | 3,649,000 | $38.5M | +1,568,100 |
| RYROYAL BK CDA Stock | put | 305,000 | $38M | -15,100 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 148. All 148
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 25,212,000 | $24.7M | +4,958,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 16,838,000 | $24.1M | new |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 21,570,000 | $24M | +21,553,000 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 19,336,000 | $23.6M | +6,357,000 |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 21,907,000 | $21.4M | +15,814,000 |
| REDWOOD TRUST INCREDWOOD TRUST INC Convertible | principal | 21,150,000 | $21.1M | -1,214,000 |
| WELLS FARGO & COWELLS FARGO & CO PERP PFD CNV A | principal | 16,274 | $20.9M | -41 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 16,634,000 | $18.5M | +3,425,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 20,100,000 | $18.1M | +11,030,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 16,219,000 | $16.6M | new |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 14,088,000 | $14.2M | +9,378,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 11,884,000 | $11.3M | +2,252,000 |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 9,448,000 | $10.8M | +1,549,000 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 6,677,000 | $9.21M | +3,350,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 9,422,000 | $8.64M | -1,150,000 |
| INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0 | principal | 4,600,000 | $8.52M | +100,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 6,779,000 | $8.34M | -3,130,000 |
| MARRIOTT VACATION WORLDWMARRIOTT VACATION WORLDW NOTE 1/1 | principal | 8,914,000 | $8.27M | +2,494,000 |
| BANK OF AMER CORPBANK OF AMER CORP 7.25%CNV PFD L | principal | 6,440 | $8.2M | -1,458 |
| PEABODY ENGR CORPPEABODY ENGR CORP NOTE 3.250% 3/0 | principal | 5,067,000 | $7.58M | 0 |
| JBT MAREL CORPORATIONJBT MAREL CORPORATION NOTE 0.250% 5/1 | principal | 7,774,000 | $7.31M | +1,946,000 |
| NICE LTDNICE LTD NOTE 9/1 | principal | 7,373,000 | $7.05M | +1,572,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 5,574,000 | $6.47M | -10,671,000 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 6,594,000 | $6.39M | -3,795,000 |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 6,211,000 | $6.19M | +2,800,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 5,908,000 | $5.89M | -2,124,000 |
| Dropbox IncDropbox Inc Convertible bond | principal | 5,919,000 | $5.73M | -400,000 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 4,740,000 | $5.72M | +3,400,000 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.500% 3/1 | principal | 5,112,000 | $4.98M | -3,995,000 |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 3,975,000 | $4.78M | -450,000 |
| SNAP INCSNAP INC NOTE 5/0 | principal | 5,475,000 | $4.7M | +629,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 4,763,000 | $4.55M | +3,618,000 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 4,342,000 | $4.34M | -1,706,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 3,717,000 | $4.28M | +250,000 |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 4,490,000 | $3.96M | 0 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 3,435,000 | $3.89M | -670,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 4,452,000 | $3.84M | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 3,496,000 | $3.84M | +3,000,000 |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 4,342,000 | $3.83M | +3,342,000 |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1 | principal | 4,320,000 | $3.82M | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 4,240,000 | $3.78M | +50,000 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 3,765,000 | $3.75M | -40,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 3,051,000 | $3.64M | -200,000 |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 | principal | 3,086,000 | $3.61M | -565,000 |
| ENVESTNET INCENVESTNET INC NOTE 2.625%12/0 | principal | 3,391,000 | $3.59M | +2,000,000 |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1 | principal | 3,216,000 | $3.37M | -2,500,000 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 2,800,000 | $3.34M | -300,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 2,712,000 | $3.3M | -600,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0 | principal | 3,128,000 | $3.16M | -17,675,000 |
| NUTANIX INCNUTANIX INC Convertible | principal | 2,645,000 | $3.16M | -425,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 2,600,000 | $3.1M | -535,000 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 2,764,000 | $3.06M | -19,534,000 |
| TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1 | principal | 2,328,000 | $3.05M | new |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 2,440,000 | $3.02M | +60,000 |
| PROSPECT CAP CORPPROSPECT CAP CORP BOND | principal | 3,021,000 | $3.01M | +410,000 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 3,252,000 | $3M | -48,000 |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 2,904,000 | $2.84M | -996,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 2,260,000 | $2.74M | new |
| MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 | principal | 1,891,000 | $2.67M | -1,457,000 |
| NATIONAL VISION HLDGS INCNATIONAL VISION HLDGS INC NOTE 2.500% 5/1 | principal | 2,500,000 | $2.45M | new |
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 1,729,000 | $2.35M | -5,466,000 |
| WORKIVA INCWORKIVA INC NOTE 1.250% 8/1 | principal | 2,437,000 | $2.31M | new |
| TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1 | principal | 1,859,000 | $2.28M | -460,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 2,200,000 | $2.27M | +200,000 |
| CONMED CORPCONMED CORP NOTE 2.250% 6/1 | principal | 2,410,000 | $2.24M | -580,000 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 2,323,000 | $2.16M | -580,000 |
| LCI INDSLCI INDS NOTE 1.125% 5/1 | principal | 2,123,000 | $2.15M | -2,747,000 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 1,650,000 | $2.13M | -250,000 |
| SEMTECH CORPSEMTECH CORP NOTE 1.625%11/0 | principal | 1,481,000 | $2.09M | -600,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 2,072,000 | $2.04M | -300,000 |
| ZYNEX INCZYNEX INC NOTE 5.000% 5/1 | principal | 2,000,000 | $1.96M | 0 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 2,043,000 | $1.94M | -2,591,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 1,959,000 | $1.8M | -275,000 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 1,831,000 | $1.78M | +1,705,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 1,663,000 | $1.71M | 0 |
| AIRBNB INCAIRBNB INC CLASS A | principal | 1,834,000 | $1.71M | -78,000 |
| ALARM.COM HLDGS INCALARM.COM HLDGS INC NOTE 1/1 | principal | 1,748,000 | $1.63M | -1,422,000 |
| VARONIS SYS INCVARONIS SYS INC BOND | principal | 850,000 | $1.56M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 1,506,000 | $1.48M | -3,387,000 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 1,395,000 | $1.46M | -275,000 |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 1,458,000 | $1.35M | -5,542,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 1,108,000 | $1.02M | -4,250,000 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 1,050,000 | $968K | 0 |
| PENNYMAC CORPPENNYMAC CORP BOND | principal | 911,000 | $911K | -204,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 993,000 | $793K | +27,000 |
| TWO HARBORS INV CORPTWO HARBORS INV CORP NOTE 6.250% 1/1 | principal | 758,000 | $743K | -3,441,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 602,000 | $702K | 0 |
| Shopify IncShopify Inc Convertible bond | principal | 691,000 | $665K | 0 |
| ENVESTNET INCENVESTNET INC NOTE 0.750% 8/1 | principal | 670,000 | $661K | 0 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 634,000 | $621K | 0 |
| WIX COM LTDWIX COM LTD NOTE 8/1 | principal | 600,000 | $572K | 0 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 635,000 | $547K | 0 |
| NEXTERA ENERGY INCNEXTERA ENERGY INC CONV | principal | 8,205 | $380K | -2,441 |
| CALLAWAY GOLF COCALLAWAY GOLF CO NOTE 2.750% 5/0 | principal | 209,000 | $212K | -500,000 |
| EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR I Preferred Shares | principal | 3,113 | $150K | -782 |
| GLAUKOS CORPGLAUKOS CORP BOND | principal | 61,000 | $138K | 0 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 160,000 | $137K | 0 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 145,000 | $136K | 0 |
| HEWLETT PACKARD ENTERPRISE CHEWLETT PACKARD ENTERPRISE C CMN | principal | 2,212 | $134K | new |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 121,000 | $133K | -4,095,000 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| URBAN ONE INCURBAN ONE INC | 683 | $1K | shares |
| IROQIF BANCORP INC | 57 | $1K | shares |
| PBBKPB BANKSHARES INC | 57 | $1K | shares |
| PROPHASE LABS INCPROPHASE LABS INC | 155 | $1K | shares |
| ONECONNECT FINL TECHNOLOGY CONECONNECT FINL TECHNOLOGY C | 586 | $1K | shares |
| ISPOINSPIRATO INC | 208 | $1K | shares |
| Draganfly IncDraganfly Inc | 5,200 | $1K | shares |
| ARQIT QUANTUM ORDARQIT QUANTUM ORD | 3,819 | $1K | shares |
| GAN LTDGAN LTD | 568 | $1K | shares |
| YUNHONG GREEN CTI LTDYUNHONG GREEN CTI LTD | 500 | $1K | shares |
| PASSAGE BIO INCPASSAGE BIO INC | 693 | $1K | shares |
| NEXTCURE INCNEXTCURE INC | 403 | $1K | shares |
| MORPHOSYS AGMORPHOSYS AG | 72 | $1K | shares |
| OLINK HLDG ABOLINK HLDG AB | 51 | $1K | shares |
| LULUS FASHION LOUNGE HOLDINGLULUS FASHION LOUNGE HOLDING | 525 | $1K | shares |
| INNOVATE CORPINNOVATE CORP | 1,204 | $1K | shares |
| SUPERIOR INDS INTL INCSUPERIOR INDS INTL INC | 325 | $1K | shares |
| DOMA HOLDINGS INCDOMA HOLDINGS INC | 141 | $1K | shares |
| NAUTICUS ROBOTICS INCNAUTICUS ROBOTICS INC | 5,164 | $1K | shares |
| LAZYDAYS HLDGS INCLAZYDAYS HLDGS INC | 441 | $1K | shares |
| PROFIRE ENERGY INCPROFIRE ENERGY INC | 372 | $1K | shares |
| KAVLKAIVAL BRANDS INNOVATIONS GROU | 371 | $1K | shares |
| 2U INC2U INC | 170 | $1K | shares |
| VILLAGE BK & TR FINL CORPVILLAGE BK & TR FINL CORP | 20 | $1K | shares |
| LAKE SHORE BANCORP INCLAKE SHORE BANCORP INC | 50 | $1K | shares |
| AEROCENTURY CORPAEROCENTURY CORP | 410 | $1K | shares |
| PURPLE BIOTECH LTD SPONSORE…PURPLE BIOTECH LTD SPONSORED ADR | 2,158 | $1K | shares |
| CLEARSIDE BIOMEDICAL INCCLEARSIDE BIOMEDICAL INC | 568 | $1K | shares |
| TC Bancshares, Inc.TC Bancshares, Inc. | 91 | $1K | shares |
| MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INC | 7,431 | $1K | shares |
| STEEL CONNECT INCSTEEL CONNECT INC | 72 | $1K | shares |
| ASTRA SPACE INCASTRA SPACE INC | 1,141 | $1K | shares |
| PROCAPS GROUP SAPROCAPS GROUP SA | 491 | $1K | shares |
| AGRIFY CORPAGRIFY CORP | 2,437 | $1K | shares |
| TENON MEDICAL INCTENON MEDICAL INC | 1,681 | $1K | shares |
| GREENLANE HLDGS INCGREENLANE HLDGS INC | 4,162 | $1K | shares |
| ICC HOLDINGS INCICC HOLDINGS INC | 37 | $1K | shares |
| DECISIONPOINT SYS INC NEWDECISIONPOINT SYS INC NEW | 83 | $1K | shares |
| CULLCULLMAN BANCORP INC-MD COM (MD | 87 | $1K | shares |
| GDS HLDGS LTDGDS HLDGS LTD | 1,000 | $1K | principal |
| CVUCPI AEROSTRUCTURES INC | 187 | $0 | shares |
| ONDSONDAS INC | 548 | $0 | shares |
| RCATRED CAT HLDGS INC | 78 | $0 | shares |
| TENXTENAX THERAPEUTICS INC | 1 | $0 | shares |
| AIIOROBO.AI INC. | 29 | $0 | shares |
| CBATCBAK ENERGY TECHNOLOGY INC | 231 | $0 | shares |
| ALVOALVOTECH | 9 | $0 | shares |
| PNBKPATRIOT NATL BANCORP INC | 44 | $0 | shares |
| ELDNELEDON PHARMACEUTICALS INC | 40 | $0 | shares |
| XGNEXAGEN INC | 237 | $0 | shares |
| LUCDLUCID DIAGNOSTICS INC | 196 | $0 | shares |
| PFFVGLOBAL X FDS | 21 | $0 | shares |
| OPTXSYNTEC OPTICS HLDGS INC | 100 | $0 | shares |
| TBLATABOOLA.COM LTD | 113 | $0 | shares |
| HYZON MOTORS INCHYZON MOTORS INC | 924 | $0 | shares |
| CENTRAIS ELETRICAS BRASILEIRCENTRAIS ELETRICAS BRASILEIR | 2 | $0 | shares |
| ANVSANNOVIS BIO INC | 72 | $0 | shares |
| ECORELECTROCORE INC | 9 | $0 | shares |
| AMPGAMPLITECH GROUP INC | 132 | $0 | shares |
| ARECAMERICAN RES CORP | 528 | $0 | shares |
| AXTIAXT INC | 80 | $0 | shares |
| GBLIGLOBAL INDEMNITY GROUP LLC | 12 | $0 | shares |
| ELAENVELA CORP | 1 | $0 | shares |
| BNEDBARNES & NOBLE ED INC | 49 | $0 | shares |
| TKNOALPHA TEKNOVA INC | 123 | $0 | shares |
| RFILRF INDS LTD | 113 | $0 | shares |
| SABSSAB BIOTHERAPEUTICS INC | 6 | $0 | shares |
| STLNSTARLING ONCOLOGY INC | 130 | $0 | shares |
| KINSKINGSTONE COS INC | 24 | $0 | shares |
| CTMXCYTOMX THERAPEUTICS INC. | 248 | $0 | shares |
| CURICURIOSITYSTREAM INC | 410 | $0 | shares |
| KVHIKVH INDS INC | 26 | $0 | shares |
| HYPRHYPERFINE INC | 460 | $0 | shares |
| ODVWZOSISKO DEVELOPMENT CORP | 801 | $0 | shares |
| CTRMCASTOR MARITIME INC | 5 | $0 | shares |
| EQEQUILLIUM INC | 29 | $0 | shares |
| BRFHBARFRESH FOOD GROUP INC | 74 | $0 | shares |
| LIQTLIQTECH INTL INC | 3 | $0 | shares |
| ZVIAZEVIA PBC | 86 | $0 | shares |
| GANXGAIN THERAPEUTICS INC | 159 | $0 | shares |
| FLOWGLOBAL X FDS | 13 | $0 | shares |
| DWSNDAWSON GEOPHYSICAL CO NEW | 152 | $0 | shares |
| SHIMSHIMMICK CORPORATION | 59 | $0 | shares |
| LGVNLONGEVERON INC | 53 | $0 | shares |
| FSIFLEXIBLE SOLUTIONS INTL INC | 141 | $0 | shares |
| EVOEVOTEC AG | 149 | $0 | shares |
| RMCFROCKY MTN CHOCOLATE FACTORY | 101 | $0 | shares |
| PPSIPIONEER PWR SOLUTIONS INC | 81 | $0 | shares |
| SWAGSTRAN & COMPANY INC | 69 | $0 | shares |
| RFLRAFAEL HLDGS INC | 227 | $0 | shares |
| ZDGEZEDGE INC | 23 | $0 | shares |
| SVASINOVAC BIOTECH LTD | 442 | $0 | shares |
| LPCNLIPOCINE INC NEW | 9 | $0 | shares |
| EDNEMPRESA DIST Y COMERCIAL NOR | 13 | $0 | shares |
| VALNVALNEVA SE | 18 | $0 | shares |
| MNOVMEDICINOVA INC | 165 | $0 | shares |
| NBPNOVABRIDGE BIOSCIENCES | 145 | $0 | shares |
| PAAIPARADIUMAI INC | 246 | $0 | shares |
| BTCSBTCS INC | 44 | $0 | shares |
| MREOMEREO BIOPHARMA GROUP PLC | 28 | $0 | shares |
| OCSOCULIS HOLDING AG | 4 | $0 | shares |
| NEOVNEOVOLTA INC | 154 | $0 | shares |
| RANIRANI THERAPEUTICS HLDGS INC | 12 | $0 | shares |
| TYGOTIGO ENERGY INC | 213 | $0 | shares |
| WDHWATERDROP INC | 346 | $0 | shares |
| CMCMCHEETAH MOBILE INC | 80 | $0 | shares |
| RMTIROCKWELL MED INC | 231 | $0 | shares |
| TBHCTHE BRAND HOUSE COLLECTIVE I | 249 | $0 | shares |
| RPIDRAPID MICRO BIOSYSTEMS INC | 442 | $0 | shares |
| MRKRMARKER THERAPEUTICS INC | 15 | $0 | shares |
| GREEVULCAN INFRASTRUCTURE & PWR | 10 | $0 | shares |
| LOCLLOCAL BOUNTI CORP | 114 | $0 | shares |
| LGLLGL GROUP INC | 7 | $0 | shares |
| MAIAMAIA BIOTECHNOLOGY INC | 86 | $0 | shares |
| AAMEATLANTIC AMERN CORP | 262 | $0 | shares |
| MLSSMILESTONE SCIENTIFIC INC | 83 | $0 | shares |
| KFFBKENTUCKY FIRST FED BANCORP | 80 | $0 | shares |
| HFBLHOME FED BANCORP INC LA NEW | 39 | $0 | shares |
| CPSHCPS TECHNOLOGIES CORP | 219 | $0 | shares |
| CPIXCUMBERLAND PHARMACEUTICALS I | 47 | $0 | shares |
| VIOTVIOMI TECHNOLOGY CO LTD | 33 | $0 | shares |
| PHUNPHUNWARE INC | 16 | $0 | shares |
| FTEKFUEL TECH INC | 428 | $0 | shares |
| SRXHSRX GLOBAL INC | 6 | $0 | shares |
| SYPRSYPRIS SOLUTIONS INC | 223 | $0 | shares |
| MYSEMYSEUMAI INC | 31 | $0 | shares |
| GIPRGENERATION INCOME PPTYS INC | 17 | $0 | shares |
| SLVOUBS AG | 4 | $0 | shares |
| INTGINTERGROUP CORP | 6 | $0 | shares |
| RNXTRENOVORX INC | 203 | $0 | shares |
| TAOXTAO SYNERGIES INC | 4 | $0 | shares |
| CPOPPOP CULTURE GROUP CO LTD | 250 | $0 | shares |
| RKDAARCADIA BIOSCIENCES INC | 2 | $0 | shares |
| COSMCOSMOS HEALTH INC | 299 | $0 | shares |
| ABVCABVC BIOPHARMA INC | 37 | $0 | shares |
| FDIFFIDELITY COVINGTON TRUST | 16 | $0 | shares |
| BTLNGLIMPSE GROUP INC | 238 | $0 | shares |
| CTMCASTELLUM INC | 445 | $0 | shares |
| CVVCVD EQUIP CORP | 115 | $0 | shares |
| BFRIBIOFRONTERA INC | 11 | $0 | shares |
| DAIODATA I O CORP | 102 | $0 | shares |
| BCDABIOCARDIA INC | 26 | $0 | shares |
| ARTWARTS WAY MFG INC | 38 | $0 | shares |
| COHNCOHEN & CO INC NEW | 19 | $0 | shares |
| ACCSACCESS NEWSWIRE INC | 54 | $0 | shares |
| OXBROXBRIDGE RE HLDGS LTD | 51 | $0 | shares |
| RVPRETRACTABLE TECHNOLOGIES INC | 204 | $0 | shares |
| EDUCEDUCATIONAL DEV CORP | 40 | $0 | shares |
| MNDOMIND C T I LTD | 39 | $0 | shares |
| YRDYIREN DIGITAL LTD | 100 | $0 | shares |
| EFOIENERGY FOCUS INC | 12 | $0 | shares |
| SLNGSTABILIS SOLUTIONS INC | 95 | $0 | shares |
| NTRBNUTRIBAND INC | 25 | $0 | shares |
| ARMPARMATA PHARMACEUTICALS INC | 176 | $0 | shares |
| INTZINTRUSION INC | 245 | $0 | shares |
| COE51TALK ONLINE EDUCATION GROU | 25 | $0 | shares |
| SHAPEWAYS HOLDINGS ORDSHAPEWAYS HOLDINGS ORD | 150 | $0 | shares |
| TLFTANDY LEATHER FACTORY INC | 69 | $0 | shares |
| AIRTAIR T INC | 22 | $0 | shares |
| BIODESIX INCBIODESIX INC | 152 | $0 | shares |
| NRTNORTH EUROPEAN OIL RTY TR | 20 | $0 | shares |
| QLVEFLEXSHARES TR | 1 | $0 | shares |
| BRIDBRIDGFORD FOODS CORP | 43 | $0 | shares |
| DSSDSS INC | 16 | $0 | shares |
| TFF PHARMACEUTICALS INCTFF PHARMACEUTICALS INC | 156 | $0 | shares |
| FPAYQFLEXSHOPPER INC COM NEW | 1 | $0 | shares |
| SFWLSHENGFENG DEV LTD | 97 | $0 | shares |
| Reviva Pharmaceuticals Hold…Reviva Pharmaceuticals Holdings I… | 235 | $0 | shares |
| Treasure Global IncTreasure Global Inc | 4 | $0 | shares |
| IORINCOME OPPORTUNITY RLTY INVS | 26 | $0 | shares |
| SURF AIR MOBILITY IN EQUCLA…SURF AIR MOBILITY IN EQUCLASS EQU… | 479 | $0 | shares |
| DALLASNEWS CORPDALLASNEWS CORP | 13 | $0 | shares |
| DIXIE GROUP INCDIXIE GROUP INC | 61 | $0 | shares |
| CONTAINER STORE GROUP INCCONTAINER STORE GROUP INC | 477 | $0 | shares |
| ZEPP HEALTH CORPORATION SPO…ZEPP HEALTH CORPORATION SPONSORED… | 400 | $0 | shares |
| TRAWS PHARMA INC COM NEWTRAWS PHARMA INC COM NEW | 128 | $0 | shares |
| ACHILLES THERAPEUTICS PL-ADRACHILLES THERAPEUTICS PL-ADR | 35 | $0 | shares |
| BTCYBIOTRICITY INC COM NEW (NV) | 570 | $0 | shares |
| CUECUE BIOPHARMA INC | 143 | $0 | shares |
| ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INC | 6 | $0 | shares |
| Delta Apparel IncDelta Apparel Inc | 478 | $0 | shares |
| ALPINE 4 HLDGS INC CLASS AALPINE 4 HLDGS INC CLASS A | 147 | $0 | shares |
| APPTECH PMTS CORPAPPTECH PMTS CORP | 271 | $0 | shares |
| SPORTS ENTMT GAMING GLOBAL …SPORTS ENTMT GAMING GLOBAL COM | 493 | $0 | shares |
| MMATQMETA MATLS INC COM NEW | 109 | $0 | shares |
| XLOXilio Therapeutics Inc. | 366 | $0 | shares |
| NXPLNEXTPLAT CORP | 109 | $0 | shares |
| ORUKA THERAPEUTICS INC COMORUKA THERAPEUTICS INC COM | 33 | $0 | shares |
| EFTREFFECTOR THERAPEUTICS INC COM | 546 | $0 | shares |
| FORAFORIAN INC | 51 | $0 | shares |
| INUVO INCINUVO INC | 33 | $0 | shares |
| CARMCARISMA THERAPEUTICS INC COM | 104 | $0 | shares |
| OCEAOCEAN BIOMEDICAL INC NEW | 32 | $0 | shares |
| CARVER BANCORP ORDCARVER BANCORP ORD | 21 | $0 | shares |
| SMSISMITH MICRO SOFTWARE INC | 82 | $0 | shares |
| WORXSCWORX CORP | 2 | $0 | shares |
| DNABWGINKGO BIOWORKS HLDGS INC WT E | 240 | $0 | shares |
| QNCXQUINCE THERAPEUTICS INC | 279 | $0 | shares |
| SOTHERLY HOTELS INCSOTHERLY HOTELS INC | 220 | $0 | shares |
| DIRECT DIGITAL HOLDINGS INCDIRECT DIGITAL HOLDINGS INC | 27 | $0 | shares |
| VNRXVOLITIONRX LTD | 83 | $0 | shares |
| RYVYL INCRYVYL INC | 317 | $0 | shares |
| PAVMED INCPAVMED INC | 11 | $0 | shares |
| FABTQFAT BRANDS INC COM CL B (DE) | 4 | $0 | shares |
| KALAKALA BIO INC | 42 | $0 | shares |
| ADIAL PHARMACEUTICALS INCADIAL PHARMACEUTICALS INC | 19 | $0 | shares |
| ANEBANEBULO PHARMACEUTICALS INC | 51 | $0 | shares |
| MODDMODULAR MED INC COM NEW | 23 | $0 | shares |
| INTENSITY THERAPEUTICS INCINTENSITY THERAPEUTICS INC | 85 | $0 | shares |
| CO-DIAGNOSTICS INCCO-DIAGNOSTICS INC | 219 | $0 | shares |
| CFSB BANCORP INCCFSB BANCORP INC | 76 | $0 | shares |
| ADNHADVENT TECHNOLOGIES HOLDINGS, | 17 | $0 | shares |
| BRIGHT SCHOLAR ED HLDGS LTDBRIGHT SCHOLAR ED HLDGS LTD | 7 | $0 | shares |
| TAITTAITRON COMPONENTS INC CL A | 10 | $0 | shares |
| MONOGRAM TECHNOLOGIES INCMONOGRAM TECHNOLOGIES INC | 49 | $0 | shares |
| SSKNSTRATA SKIN SCIENCES INC COM S | 39 | $0 | shares |
| GLBZGLEN BURNIE BANCORP COM | 9 | $0 | shares |
| BLACKBOXSTOCKS INCBLACKBOXSTOCKS INC | 23 | $0 | shares |
| ETHZILLA CORPORATIONETHZILLA CORPORATION | 11 | $0 | shares |
| TIDAL TRUST IITIDAL TRUST II | 30 | $0 | shares |
| WAG GROUP CO COMMON STOCKWAG GROUP CO COMMON STOCK | 199 | $0 | shares |
| SATELLOGIC INCSATELLOGIC INC | 200 | $0 | shares |
| SOPASOCIETY PASS INC | 35 | $0 | shares |
| AIFAALLIED GAMING & ENTRTNMNT IN | 265 | $0 | shares |
| MSSMAISON SOLUTIONS INC | 82 | $0 | shares |
| TRIO PETROLEUM CORP COMMON …TRIO PETROLEUM CORP COMMON STOCK | 557 | $0 | shares |
| ALIGOS THERAPEUTICS INC COM…ALIGOS THERAPEUTICS INC COM NEW | 511 | $0 | shares |
| TONIX PHARMACEUTICALS HLDG CTONIX PHARMACEUTICALS HLDG C | 4 | $0 | shares |
| SAI TECH GLOBAL CORPSAI TECH GLOBAL CORP | 58 | $0 | shares |
| KULR TECHNOLOGY GROUP INCKULR TECHNOLOGY GROUP INC | 160 | $0 | shares |
| CLEARSIGN TECHNOLOGIES CORPCLEARSIGN TECHNOLOGIES CORP | 469 | $0 | shares |
| GRINDROD SHIPPING HOLDINGS LGRINDROD SHIPPING HOLDINGS L | 35 | $0 | shares |
| KINETA INCKINETA INC | 158 | $0 | shares |
| NCNCFNOCO NOCO INC USD ORD SHS (CYM | 2,388 | $0 | shares |
| KRONOS BIO INCKRONOS BIO INC | 308 | $0 | shares |
| CENTOGENE N VCENTOGENE N V | 137 | $0 | shares |
| VROOM INCVROOM INC | 8 | $0 | shares |
| AUGMEDIX INCAUGMEDIX INC | 145 | $0 | shares |
| CEINCAMBER ENERGY INC COM PAR $0.0 | 185 | $0 | shares |
| IN8BIO INCIN8BIO INC | 215 | $0 | shares |
| INDEPENDENCE CONTRACT DRILLIINDEPENDENCE CONTRACT DRILLI | 186 | $0 | shares |
| PIERIS PHARMACEUTICALS INCPIERIS PHARMACEUTICALS INC | 4 | $0 | shares |
| BIORA THERAPEUTICS INCBIORA THERAPEUTICS INC | 74 | $0 | shares |
| BOLT BIOTHERAPEUTICS INCBOLT BIOTHERAPEUTICS INC | 358 | $0 | shares |
| TURNSTONE BIOLOGICS CORPTURNSTONE BIOLOGICS CORP | 11 | $0 | shares |
| BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR | 5 | $0 | shares |
| BRIGHT GREEN CORPBRIGHT GREEN CORP | 50 | $0 | shares |
| RENEO PHARMACEUTICALS INCRENEO PHARMACEUTICALS INC | 9 | $0 | shares |
| PORTAGE BIOTECH INCPORTAGE BIOTECH INC | 1,801 | $0 | shares |
| SLAMFSLAM CORP CL A (CYM) | 1 | $0 | shares |
| ORGENESIS INCORGENESIS INC | 465 | $0 | shares |
| QUANTUM CORPQUANTUM CORP | 628 | $0 | shares |
| CHICKEN SOUP FOR THE SOUL ENCHICKEN SOUP FOR THE SOUL EN | 422 | $0 | shares |
| DRAGONFLY ENERGY HOLDINGS CODRAGONFLY ENERGY HOLDINGS CO | 60 | $0 | shares |
| FOCUS UNVL INCFOCUS UNVL INC | 736 | $0 | shares |
| CLENE INCCLENE INC | 494 | $0 | shares |
| EXPION360 INCEXPION360 INC | 88 | $0 | shares |
| ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORP | 43 | $0 | shares |
| BEYOND AIR INCBEYOND AIR INC | 263 | $0 | shares |
| TREVENA INCTREVENA INC | 40 | $0 | shares |
| REDHILL BIOPHARMA LTDREDHILL BIOPHARMA LTD | 424 | $0 | shares |
| CBDMD INCCBDMD INC | 670 | $0 | shares |
| MUSTANG BIO INCMUSTANG BIO INC | 416 | $0 | shares |
| DURECT CORPDURECT CORP | 380 | $0 | shares |
| LUXURBAN HOTELS INCLUXURBAN HOTELS INC | 270 | $0 | shares |
| GETRGETAROUND INC COM | 2,546 | $0 | shares |
| ASENSUS SURGICAL INCASENSUS SURGICAL INC | 1,489 | $0 | shares |
| LOOP MEDIA INCLOOP MEDIA INC | 3 | $0 | shares |
| BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICS | 529 | $0 | shares |
| TRANSCODE THERAPEUTICS INC …TRANSCODE THERAPEUTICS INC (US) O… | 1 | $0 | shares |
| EMCORE CorpEMCORE Corp | 126 | $0 | shares |
| VERB TECHNOLOGY CO INC (US)…VERB TECHNOLOGY CO INC (US) old | 8 | $0 | shares |
| Volcon Inc (US) OLDVolcon Inc (US) OLD | 1 | $0 | shares |
| SENSEI BIOTHERAPEUTICS INCSENSEI BIOTHERAPEUTICS INC | 247 | $0 | shares |
| CLEAN ENERGY TECHNOLOGIES INCLEAN ENERGY TECHNOLOGIES IN | 217 | $0 | shares |
| AIX INCAIX INC | 75 | $0 | shares |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S | 154 | $0 | shares |
| PSYCHEMEDICS CORPPSYCHEMEDICS CORP | 50 | $0 | shares |
| SERVOTRONICS INCSERVOTRONICS INC | 14 | $0 | shares |
| SIGMATRON INTL INCSIGMATRON INTL INC | 14 | $0 | shares |
| S&W SEED COMPANY COMS&W SEED COMPANY COM | 488 | $0 | shares |
| ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INC | 311 | $0 | shares |
| BEASLEY BROADCAST GRP INC -ABEASLEY BROADCAST GRP INC -A | 71 | $0 | shares |
| STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONS | 486 | $0 | shares |
| Marin Software Inc Ordinary…Marin Software Inc Ordinary Shares | 9 | $0 | shares |
| ADAMAS ONE CORPADAMAS ONE CORP | 1,638 | $0 | shares |
| PROCESSA PHARMACEUTICALS INCPROCESSA PHARMACEUTICALS INC | 4 | $0 | shares |
| INKTINKT | 160 | $0 | shares |
| ENVIROTECH VEHICLES INCENVIROTECH VEHICLES INC | 247 | $0 | shares |
| AIM IMMUNOTECH INCAIM IMMUNOTECH INC | 179 | $0 | shares |
| GRYPHON DIGITAL MNG INCGRYPHON DIGITAL MNG INC | 421 | $0 | shares |
| PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC | 22 | $0 | shares |
| LUCAS GC LTDLUCAS GC LTD | 90 | $0 | shares |
| IDEXQIDEANOMICS INC | 128 | $0 | shares |
| ACURX PHARMACEUTICALS INCACURX PHARMACEUTICALS INC | 132 | $0 | shares |
| Renalytix PLCRenalytix PLC | 20 | $0 | shares |
| VBI VACCINES INCVBI VACCINES INC | 829 | $0 | shares |
| CHARLES & COLVARD LTDCHARLES & COLVARD LTD | 17 | $0 | shares |
| AGEAGLE AERIAL SYSTEMS INCO…AGEAGLE AERIAL SYSTEMS INCORPORAT… | 28 | $0 | shares |
| ETERNA THERAPEUTICS INCORPO…ETERNA THERAPEUTICS INCORPORATED … | 22 | $0 | shares |
| ANGHAMI INCANGHAMI INC | 89 | $0 | shares |
| FOXO TECHNOLOGIES INCFOXO TECHNOLOGIES INC | 200 | $0 | shares |
| THE REAL GOOD FOOD COMPANY ITHE REAL GOOD FOOD COMPANY I | 407 | $0 | shares |
| INTERACTIVE STRENGTH INCINTERACTIVE STRENGTH INC | 16 | $0 | shares |
| SOBR SAFE INCSOBR SAFE INC | 243 | $0 | shares |
| AMERICAN REBEL HOLDINGS INCAMERICAN REBEL HOLDINGS INC | 1,000 | $0 | shares |
| ZOOMCAR HLDGS INCZOOMCAR HLDGS INC | 494 | $0 | shares |
| KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITI | 521 | $0 | shares |
| CYNGN INCCYNGN INC | 1,369 | $0 | shares |
| WIMI HOLOGRAM CLOUD INCWIMI HOLOGRAM CLOUD INC | 15 | $0 | shares |
| NULLNULL | 367 | $0 | shares |
| NULLNULL | 66 | $0 | shares |
| DIGITAL ALLY INCDIGITAL ALLY INC | 23 | $0 | shares |
| HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORP | 42 | $0 | shares |
| NULLNULL | 438 | $0 | shares |
| NULLNULL | 43 | $0 | shares |
| ASCENT SOLAR TECHNOLOGIES INASCENT SOLAR TECHNOLOGIES IN | 1 | $0 | shares |
| AKILI INCAKILI INC | 548 | $0 | shares |
| COMSTOCK INCCOMSTOCK INC | 109 | $0 | shares |
| CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII | 2 | $0 | shares |
| IM CANNABIS CORPIM CANNABIS CORP | 485 | $0 | shares |
| ENSVENSERVCO CORPORATION COMMON ST | 294 | $0 | shares |
| SONIM TECHNOLOGIES INCSONIM TECHNOLOGIES INC | 434 | $0 | shares |
| NAAS TECHNOLOGY INCNAAS TECHNOLOGY INC | 6 | $0 | shares |
| EDGIO INC EQUITY CLA…EDGIO INC EQUITY CLASS … | 10 | $0 | shares |
| KNIGHTSCOPE INCKNIGHTSCOPE INC | 291 | $0 | shares |
| BIOMERICA INCBIOMERICA INC | 57 | $0 | shares |
| Movano, Inc.Movano, Inc. | 326 | $0 | shares |
| HCW BIOLOGICS INCHCW BIOLOGICS INC | 407 | $0 | shares |
| TBIOTELESIS BIO INC | 24 | $0 | shares |
| MARKFORGED HOLDING CORPORATIMARKFORGED HOLDING CORPORATI | 25 | $0 | shares |
| KAIXIN HLDGSKAIXIN HLDGS | 1 | $0 | shares |
| AGRIFORCE GROWING SYSTEMS LTAGRIFORCE GROWING SYSTEMS LT | 100 | $0 | shares |
| E-HOME HOUSEHOLD SVC HLDGS LE-HOME HOUSEHOLD SVC HLDGS L | 78 | $0 | shares |
| VENUS CONCEPT INCVENUS CONCEPT INC | 36 | $0 | shares |
| SPIEQSPI ENERGY CO LTD SHS NEW | 383 | $0 | shares |
| GSE SYS INCGSE SYS INC | 26 | $0 | shares |
| AVALON GLOBOCARE CORPAVALON GLOBOCARE CORP | 4 | $0 | shares |
| POLAR PWR INCPOLAR PWR INC | 165 | $0 | shares |
| VIRIOS THERAPEUTICS INCVIRIOS THERAPEUTICS INC | 56 | $0 | shares |
| SADOT GROUP INCSADOT GROUP INC | 531 | $0 | shares |
| AUTONOMIX MED INCAUTONOMIX MED INC | 53 | $0 | shares |
| MSP RECOVERY INCMSP RECOVERY INC | 589 | $0 | shares |
| ASSURE HLDGS CORPASSURE HLDGS CORP | 10 | $0 | shares |
| NUTEX HEALTH INCNUTEX HEALTH INC | 156 | $0 | shares |
| NUVVE HOLDING CORPNUVVE HOLDING CORP | 217 | $0 | shares |
| FORTE BIOSCIENCES INCFORTE BIOSCIENCES INC | 137 | $0 | shares |
| VERICITY INCVERICITY INC | 11 | $0 | shares |
| ALAUNOS THERAPEUTICS INCALAUNOS THERAPEUTICS INC | 353 | $0 | shares |
| EVOKE PHARMA INCEVOKE PHARMA INC | 28 | $0 | shares |
| EXICURE INCEXICURE INC | 123 | $0 | shares |
| ONTRAK INCONTRAK INC | 7 | $0 | shares |
| BURGERFI INTERNATIONAL INCBURGERFI INTERNATIONAL INC | 512 | $0 | shares |
| EVOGENE LTDEVOGENE LTD | 461 | $0 | shares |
| BSFCBLUE STAR FOODS CORP COM PAR $ | 2 | $0 | shares |
| ASHFORD INCASHFORD INC | 35 | $0 | shares |
| GALECTO INCGALECTO INC | 193 | $0 | shares |
| SUPERIOR DRILLING PRODS INCSUPERIOR DRILLING PRODS INC | 56 | $0 | shares |
| THERIVA BIOLOGICS INCTHERIVA BIOLOGICS INC | 9 | $0 | shares |
| ATXIAVENUE THERAPEUTICS INC COM PA | 8 | $0 | shares |
| PROFESSIONAL DVRSTY NTWORK IPROFESSIONAL DVRSTY NTWORK I | 140 | $0 | shares |
| UPEXI INCUPEXI INC | 283 | $0 | shares |
| NEXIMMUNE INCNEXIMMUNE INC | 102 | $0 | shares |
| OPGEN INCOPGEN INC | 5 | $0 | shares |
| FSD PHARMA INCFSD PHARMA INC | 1,370 | $0 | shares |
| LUOKUNG TECHNOLOGY CORPLUOKUNG TECHNOLOGY CORP | 92 | $0 | shares |
| WAVEDANCER INCWAVEDANCER INC | 24 | $0 | shares |
| ONCONETIX INCONCONETIX INC | 140 | $0 | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001140361-24-046848 | base | 2024-11-14 | acceptance time not in the bulk data set |