Rotella Capital Management, Inc.
Follow13F filer, CIK 1529426, BELLEVUE, WA
Rotella Capital Management, Inc. reported $95,261,000 across 310 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-14. Its ten largest share positions make up 32.49% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001529426-14-000004
- Period
- 2014-09-30
- Reported value
- $95.3M
- Holdings
- 310
- Top 10 weight
- 32.49%
- New
- 138
- Sold out
- 196
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYadded | +16,900 | $3.33M |
| FMCnew | +33,700 | $1.93M |
| MATnew | +58,700 | $1.8M |
| BNDadded | +11,900 | $975K |
| INTCnew | +27,257 | $949K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IGSBexited | -25,600 | -$2.7M |
| EMBreduced | -22,200 | -$2.51M |
| HYGreduced | -19,400 | -$1.78M |
| TIPreduced | -14,500 | -$1.63M |
| LQDreduced | -12,800 | -$1.51M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 310 share positions
Sold out in Q3 2014
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| IGSBISHARES TR | 25,600 | $2.7M | shares |
| BAXBAXTER INTL INC | 20,827 | $1.51M | shares |
| PROSHARESPROSHARES | 43,000 | $1M | shares |
| PROSHARES TRPROSHARES TR | 36,400 | $931K | shares |
| VVISA INC | 4,409 | $929K | shares |
| PROSHARES TRPROSHARES TR | 35,900 | $913K | shares |
| SSOPROSHARES TR | 7,000 | $810K | shares |
| GLDSPDR GOLD TR | 6,200 | $794K | shares |
| PMPHILIP MORRIS INTL INC | 8,823 | $744K | shares |
| EWZISHARES INC | 14,700 | $702K | shares |
| MUMICRON TECHNOLOGY INC | 19,900 | $656K | shares |
| MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC | 18,800 | $636K | shares |
| Broadcom IncBroadcom Inc | 8,400 | $605K | shares |
| GRMNGARMIN LTD | 9,700 | $591K | shares |
| AAPLAPPLE INC | 6,121 | $569K | shares |
| XILINX INCXILINX INC | 11,843 | $560K | shares |
| DLTRDOLLAR TREE INC | 8,838 | $481K | shares |
| UNHUNITEDHEALTH GROUP INC | 5,825 | $476K | shares |
| NTAPNETAPP INC | 12,400 | $453K | shares |
| KRKROGER CO | 9,142 | $452K | shares |
| ENERPLUS CORPENERPLUS CORP | 17,400 | $438K | shares |
| TRVTRAVELERS COMPANIES INC | 4,621 | $435K | shares |
| XLUSELECT SECTOR SPDR TR | 8,500 | $376K | shares |
| ILMNILLUMINA INC | 2,100 | $375K | shares |
| PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP | 50,100 | $360K | shares |
| GoogleGoogle | 600 | $351K | shares |
| KEURIG GREEN MTN INCKEURIG GREEN MTN INC | 2,800 | $349K | shares |
| QCOMQUALCOMM INC | 4,325 | $343K | shares |
| LORILLARD INCLORILLARD INC | 5,632 | $343K | shares |
| RR DONNELLEY + SONS CORR DONNELLEY + SONS CO | 19,065 | $323K | shares |
| DISDISNEY WALT CO | 3,700 | $317K | shares |
| DALDELTA AIR LINES INC | 7,900 | $306K | shares |
| ONEBEACON INSURANCE GROUP LTONEBEACON INSURANCE GROUP LT | 18,857 | $293K | shares |
| CHEROKEE INCCHEROKEE INC | 19,145 | $291K | shares |
| ADIANALOG DEVICES INC | 5,300 | $287K | shares |
| GNTXGENTEX CORP | 9,500 | $276K | shares |
| HLFHERBALIFE LTD | 4,100 | $265K | shares |
| ADBEADOBE INC | 3,600 | $260K | shares |
| AZZAZZ INC | 5,457 | $251K | shares |
| AIZASSURANT INC | 3,800 | $249K | shares |
| ADAMS RESOURCES & ENERG…ADAMS RESOURCES & ENERGY INC | 3,154 | $247K | shares |
| GLOBAL X ARTIFICIAL INTELLI…GLOBAL X ARTIFICIAL INTELLIGENCE … | 9,110 | $246K | shares |
| ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP | 8,747 | $239K | shares |
| CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEW | 5,517 | $233K | shares |
| OUTERWALL INCOUTERWALL INC | 3,900 | $231K | shares |
| HOFTHOOKER FURNISHINGS CORPORATI | 14,191 | $229K | shares |
| CHINA XD PLASTICS CO LTDCHINA XD PLASTICS CO LTD | 27,350 | $229K | shares |
| EXCEXELON CORP | 6,155 | $225K | shares |
| UNPUNION PAC CORP | 2,220 | $221K | shares |
| UTHRUNITED THERAPEUTICS CORP DEL | 2,500 | $221K | shares |
| FONRFONAR CORP | 18,113 | $221K | shares |
| MRCYMERCURY SYS INC | 19,348 | $219K | shares |
| METMETLIFE INC | 3,900 | $217K | shares |
| IHS INCIHS INC | 1,600 | $217K | shares |
| MGAMAGNA INTL INC | 2,000 | $216K | shares |
| APOLLO GROUP INCAPOLLO GROUP INC | 6,900 | $216K | shares |
| FFIVF5 INC | 1,918 | $214K | shares |
| BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE | 6,400 | $214K | shares |
| BNSBANK NOVA SCOTIA B C | 3,200 | $213K | shares |
| PRUPRUDENTIAL FINL INC | 2,400 | $213K | shares |
| TRIPLE-S MGMT CORPTRIPLE-S MGMT CORP | 11,779 | $211K | shares |
| AIGAMERICAN INTL GROUP INC | 3,837 | $209K | shares |
| GTGOODYEAR TIRE & RUBR CO | 7,400 | $206K | shares |
| IMKTAINGLES MKTS INC | 7,695 | $203K | shares |
| COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP | 3,200 | $202K | shares |
| RGRSTURM RUGER & CO INC | 3,400 | $201K | shares |
| OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A | 14,500 | $201K | shares |
| PERICOM SEMICONDUCTOR CORPPERICOM SEMICONDUCTOR CORP | 22,051 | $199K | shares |
| NAVIOS MARITIME ACQUISITIONNAVIOS MARITIME ACQUISITION | 19,500 | $197K | shares |
| RADIO ONE INCRADIO ONE INC | 38,933 | $192K | shares |
| CABLEVISION SYS CORPCABLEVISION SYS CORP | 10,800 | $191K | shares |
| NORDION INCNORDION INC | 15,100 | $190K | shares |
| SIGASIGA TECHNOLOGIES INC | 66,973 | $189K | shares |
| MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD | 12,900 | $185K | shares |
| PANTRY INCPANTRY INC | 11,431 | $185K | shares |
| STARRETT (L.S.) CO -CL ASTARRETT (L.S.) CO -CL A | 11,837 | $182K | shares |
| REPUBLIC AWYS HLDGS INCREPUBLIC AWYS HLDGS INC | 16,685 | $181K | shares |
| XERIUM TECHNOLOGIES INCXERIUM TECHNOLOGIES INC | 12,129 | $169K | shares |
| HTGCHERCULES CAPITAL INC | 10,300 | $166K | shares |
| INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC | 14,950 | $163K | shares |
| HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC | 11,847 | $162K | shares |
| MBIMBIA INC | 14,000 | $155K | shares |
| RESOLUTE ENERGY CORPRESOLUTE ENERGY CORP | 17,986 | $155K | shares |
| SBSAFE BULKERS INC | 15,600 | $152K | shares |
| CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC | 63,026 | $151K | shares |
| GSI GROUP INCGSI GROUP INC | 11,790 | $150K | shares |
| ARC DOCUMENT SOLUTIONS INCARC DOCUMENT SOLUTIONS INC | 24,855 | $146K | shares |
| CVLGCOVENANT LOGISTICS GROUP INC | 11,247 | $145K | shares |
| JOURNAL COMMUNICATIONS INC-AJOURNAL COMMUNICATIONS INC-A | 16,385 | $145K | shares |
| ICAD INCICAD INC | 22,085 | $142K | shares |
| ALON USA ENERGY INCALON USA ENERGY INC | 11,400 | $142K | shares |
| MXLMAXLINEAR INC | 13,777 | $139K | shares |
| SILICON IMAGE INCSILICON IMAGE INC | 27,590 | $139K | shares |
| YONGYE INTL INCYONGYE INTL INC | 19,860 | $139K | shares |
| SIGMATRON INTL INCSIGMATRON INTL INC | 11,440 | $138K | shares |
| DYAX CORPDYAX CORP | 14,416 | $138K | shares |
| OMEGA PROTEIN CORPOMEGA PROTEIN CORP | 10,076 | $138K | shares |
| ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP | 26,593 | $137K | shares |
| FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP | 23,300 | $136K | shares |
| ALEXZA PHARMACEUTICALS INCALEXZA PHARMACEUTICALS INC | 29,833 | $136K | shares |
| GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION | 12,976 | $131K | shares |
| PETROQUEST ENERGY INCPETROQUEST ENERGY INC | 17,397 | $131K | shares |
| PNNTPENNANTPARK INVTS CORP | 11,343 | $130K | shares |
| SASEABRIDGE GOLD INC | 13,700 | $129K | shares |
| RF MICRODEVICES INCRF MICRODEVICES INC | 13,500 | $129K | shares |
| CELJFCELLCOM ISRAEL LTD ORD SHS (IS | 10,335 | $125K | shares |
| PACBPACIFIC BIOSCIENCES CALIF IN | 19,866 | $123K | shares |
| DHTDHT HOLDINGS INC | 17,148 | $123K | shares |
| EAGLE BULK SHIPPING INCEAGLE BULK SHIPPING INC | 39,748 | $123K | shares |
| ARMOUR RESIDENTIAL REIT INARMOUR RESIDENTIAL REIT IN | 27,700 | $120K | shares |
| ENGLOBAL CORPENGLOBAL CORP | 37,800 | $118K | shares |
| NAUTILUS INCNAUTILUS INC | 10,570 | $117K | shares |
| WLDNWILLDAN GROUP INC | 13,400 | $116K | shares |
| EQUAL ENERGY LTDEQUAL ENERGY LTD | 20,900 | $113K | shares |
| CALXCALIX INC | 13,302 | $109K | shares |
| FOREST OIL CORPFOREST OIL CORP | 46,500 | $106K | shares |
| BLDRBUILDERS FIRSTSOURCE INC | 14,022 | $105K | shares |
| GAS NAT INCGAS NAT INC | 10,002 | $105K | shares |
| NEW YORK & CO INCNEW YORK & CO INC | 28,126 | $104K | shares |
| DXLGDESTINATION XL GROUP INC | 18,692 | $103K | shares |
| Synta Pharmaceuticals Corp.Synta Pharmaceuticals Corp. | 25,100 | $103K | shares |
| CEDAR REALTY TRUST INCCEDAR REALTY TRUST INC | 15,944 | $100K | shares |
| NTPIFNAM TAI PROPERTY INC | 13,067 | $99K | shares |
| VONAGE HLDGS CORPVONAGE HLDGS CORP | 26,400 | $99K | shares |
| RDNTRADNET INC | 14,498 | $96K | shares |
| GLOBAL SOURCES LTDGLOBAL SOURCES LTD | 11,451 | $95K | shares |
| MFA FINL INCMFA FINL INC | 11,400 | $94K | shares |
| GREENHUNTER ENERGY INC-REDHGREENHUNTER ENERGY INC-REDH | 46,657 | $93K | shares |
| COLUMBIA LABS INCCOLUMBIA LABS INC | 13,241 | $91K | shares |
| OSURORASURE TECHNOLOGIES INC | 10,400 | $90K | shares |
| ANTHERA PHARMACEUTCLS INCANTHERA PHARMACEUTCLS INC | 26,514 | $90K | shares |
| KCAP FINANCIAL INCKCAP FINANCIAL INC | 10,313 | $88K | shares |
| NEWCASTLE INVT CORPNEWCASTLE INVT CORP | 18,300 | $88K | shares |
| THRESHOLD PHARMACEUTICAL INCTHRESHOLD PHARMACEUTICAL INC | 21,600 | $86K | shares |
| EAGLE ROCK ENERGY PARTNERS LEAGLE ROCK ENERGY PARTNERS L | 17,100 | $85K | shares |
| PIXELWORKS INCPIXELWORKS INC | 11,100 | $84K | shares |
| INTERVEST BANCSHARES CORP-AINTERVEST BANCSHARES CORP-A | 10,803 | $84K | shares |
| ALIMERA SCIENCES INCALIMERA SCIENCES INC | 13,833 | $83K | shares |
| GAINGLADSTONE INVT CORP | 10,921 | $81K | shares |
| SYNUTRA INTERNATIONAL INCSYNUTRA INTERNATIONAL INC | 11,822 | $79K | shares |
| BIOFUEL ENERGY CORPBIOFUEL ENERGY CORP | 11,478 | $79K | shares |
| BLDPBALLARD PWR SYS INC NEW | 19,000 | $78K | shares |
| IIIINFORMATION SVCS GROUP INC | 16,315 | $78K | shares |
| CARROLS RESTAURANT GROUP INCCARROLS RESTAURANT GROUP INC | 10,843 | $77K | shares |
| SONUS NETWORKS INCSONUS NETWORKS INC | 21,400 | $77K | shares |
| CLEANTECH SOLUTIONS INTL INCCLEANTECH SOLUTIONS INTL INC | 14,121 | $77K | shares |
| EVER GLORY INTL GRP INCEVER GLORY INTL GRP INC | 12,398 | $75K | shares |
| SHORETEL INCSHORETEL INC | 11,223 | $73K | shares |
| NLSTNETLIST, INC. COM STK | 53,443 | $69K | shares |
| GLOBALSTAR INCGLOBALSTAR INC | 15,700 | $67K | shares |
| FIRST BUSEY CORPFIRST BUSEY CORP | 11,521 | $67K | shares |
| GRAMERCY PPTY TR INCGRAMERCY PPTY TR INC | 10,945 | $66K | shares |
| PLX TECHNOLOGY INCPLX TECHNOLOGY INC | 10,142 | $66K | shares |
| GFI GROUP INCGFI GROUP INC | 19,493 | $65K | shares |
| NOVAVAX INCNOVAVAX INC | 13,851 | $64K | shares |
| RFILRF INDS LTD | 10,507 | $63K | shares |
| ONCOTHYREON INCONCOTHYREON INC | 19,018 | $62K | shares |
| SYNTHESIS ENERGY SYS INCSYNTHESIS ENERGY SYS INC | 30,600 | $58K | shares |
| RESOURCE CAP CORP REITRESOURCE CAP CORP REIT | 10,026 | $56K | shares |
| CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEW | 19,800 | $56K | shares |
| OCULUS INNOVATIVE SCIENCES IOCULUS INNOVATIVE SCIENCES I | 17,424 | $54K | shares |
| NEONEOGENOMICS INC | 14,913 | $50K | shares |
| USEC INCUSEC INC | 16,431 | $50K | shares |
| TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTD | 14,230 | $48K | shares |
| MODUSLINK GLOBAL SOLUTIONS IMODUSLINK GLOBAL SOLUTIONS I | 12,524 | $47K | shares |
| HARRIS & HARRIS GROUP INCHARRIS & HARRIS GROUP INC | 14,346 | $46K | shares |
| GENVEC INC NEWGENVEC INC NEW | 17,719 | $46K | shares |
| UECURANIUM ENERGY CORP | 27,800 | $44K | shares |
| AMERICAN SUPERCONDUCTOR CORPAMERICAN SUPERCONDUCTOR CORP | 25,653 | $42K | shares |
| AMYRIS INCAMYRIS INC | 10,938 | $41K | shares |
| DNNDENISON MINES CORP | 32,110 | $40K | shares |
| FAB UNVL CORP COMFAB UNVL CORP COM | 13,005 | $40K | shares |
| DIGIRAD CORPDIGIRAD CORP | 11,241 | $40K | shares |
| CHINA BAK BATTERY INCCHINA BAK BATTERY INC | 16,876 | $40K | shares |
| CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP | 12,100 | $39K | shares |
| CROWN MEDIA HLDGS INCCROWN MEDIA HLDGS INC | 10,652 | $39K | shares |
| ZIX CORPZIX CORP | 10,196 | $35K | shares |
| CAPSTONE TURBINE CORP COMCAPSTONE TURBINE CORP COM | 22,200 | $34K | shares |
| ALEXCO RESOURCE CORPALEXCO RESOURCE CORP | 23,600 | $30K | shares |
| IPASS INCIPASS INC | 25,312 | $30K | shares |
| CHINA HOUSING & LAND DE…CHINA HOUSING & LAND DEV INC | 15,204 | $28K | shares |
| PENDRELL CORPPENDRELL CORP | 14,644 | $26K | shares |
| China Recycling Energy CorpChina Recycling Energy Corp | 14,600 | $26K | shares |
| MATTSON TECHNOLOGY INCMATTSON TECHNOLOGY INC | 11,371 | $25K | shares |
| GUANWEI RECYCLING CORPGUANWEI RECYCLING CORP | 17,679 | $25K | shares |
| CAL DIVE INTL INC DELCAL DIVE INTL INC DEL | 18,500 | $24K | shares |
| METHES ENERGIES INTL LTDMETHES ENERGIES INTL LTD | 12,400 | $24K | shares |
| CHINA AUTO LOGISTICS INCCHINA AUTO LOGISTICS INC | 11,520 | $24K | shares |
| GOLDFIELD CORPGOLDFIELD CORP | 13,565 | $23K | shares |
| ENDEAVOUR INTERNATIONAL CORPENDEAVOUR INTERNATIONAL CORP | 16,778 | $23K | shares |
| SUTOR TECHNOLOGY GROUP LTDSUTOR TECHNOLOGY GROUP LTD | 23,205 | $23K | shares |
| DURECT CORPDURECT CORP | 12,150 | $22K | shares |
| VIEWFVIEWTRAN GROUP INC, ORD SHS | 10,529 | $21K | shares |
| AETERNA ZENTARIS INCAETERNA ZENTARIS INC | 16,900 | $20K | shares |
| MINES MGMT INCMINES MGMT INC | 17,400 | $19K | shares |
| WAVE SYSTEMS CORP-CL AWAVE SYSTEMS CORP-CL A | 11,375 | $16K | shares |
How Q3 2014 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001529426-14-000004 | base | 2014-11-14 | acceptance time not in the bulk data set |