Rotella Capital Management, Inc.

13F filer, CIK 1529426, BELLEVUE, WA

Rotella Capital Management, Inc. reported $95,261,000 across 310 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-14. Its ten largest share positions make up 32.49% of the portfolio.

Filed 2014-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:26:03 UTC13F-HR 0001529426-14-000004

Period: 2014-09-30
Reported value: $95.3M
Holdings: 310
Top 10 weight: 32.49%
New: 138
Sold out: 196

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SPYadded	+16,900	$3.33M
FMCnew	+33,700	$1.93M
MATnew	+58,700	$1.8M
BNDadded	+11,900	$975K
INTCnew	+27,257	$949K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IGSBexited	-25,600	-$2.7M
EMBreduced	-22,200	-$2.51M
HYGreduced	-19,400	-$1.78M
TIPreduced	-14,500	-$1.63M
LQDreduced	-12,800	-$1.51M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001529426-14-000004, largest first. % of portfolio is the value over $95,261,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
BNDVANGUARD BD INDEX FDS	63,900	$5.24M	5.5%	+11,900	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	23,214	$4.57M	4.8%	+16,900	Timeline
TLTISHARES TR	31,000	$3.6M	3.78%	0	Timeline
IGIBISHARES TR	27,900	$3.05M	3.2%	-9,800	Timeline
VCSHVANGUARD SCOTTSDALE FDS	36,500	$2.92M	3.06%	0	Timeline
TIPISHARES TR	24,100	$2.7M	2.84%	-14,500	Timeline
BSVVANGUARD BD INDEX FDS	33,500	$2.68M	2.82%	-4,800	Timeline
VCITVANGUARD SCOTTSDALE FDS	25,500	$2.19M	2.3%	-9,600	Timeline
LQDISHARES TR	17,600	$2.08M	2.18%	-12,800	Timeline
FMCFMC CORP	33,700	$1.93M	2.02%	new	Timeline
POWERSHARESPOWERSHARES	66,800	$1.9M	1.99%	+29,500
MATMATTEL INC	58,700	$1.8M	1.89%	new	Timeline
MBBISHARES TR	16,000	$1.73M	1.82%	-900	Timeline
VIGVANGUARD SPECIALIZED FUNDS	18,700	$1.44M	1.51%	-18,700	Timeline
AGGISHARES TR	12,300	$1.34M	1.41%	0	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	5,205	$1.3M	1.36%	+1,500	Timeline
MUBISHARES TR	11,700	$1.28M	1.35%	-2,800	Timeline
IEFISHARES TR	11,700	$1.21M	1.27%	0	Timeline
EMBISHARES TR	9,800	$1.11M	1.16%	-22,200	Timeline
DIASTATE STR SPDR DOW JONES IND	6,500	$1.11M	1.16%	0	Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	10,300	$1.02M	1.07%	-4,600
INTCINTEL CORP	27,257	$949K	1%	new	Timeline
SDYSPDR SERIES TRUST	12,300	$922K	0.97%	0	Timeline
VCLTVANGUARD SCOTTSDALE FDS	10,100	$904K	0.95%	0	Timeline
BIVVANGUARD BD INDEX FDS	10,700	$902K	0.95%	0	Timeline
IWMISHARES TR	7,500	$820K	0.86%	-3,800	Timeline
DDMPROSHARES TR	6,300	$775K	0.81%	-200	Timeline
GSGOLDMAN SACHS GROUP INC	4,211	$773K	0.81%	new	Timeline
LENLENNAR CORP	17,400	$676K	0.71%	new	Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	8,326	$634K	0.67%	new
SCHLSCHOLASTIC CORP	19,191	$620K	0.65%	new	Timeline
CAGCONAGRA BRANDS INC	18,361	$607K	0.64%	new	Timeline
MRKMERCK & CO INC	10,134	$601K	0.63%	new	Timeline
FDXFEDEX CORP	3,512	$567K	0.6%	+2,112	Timeline
CHARTER COMMUNICATION - ACHARTER COMMUNICATION - A	3,600	$545K	0.57%	new
LOGILOGITECH INTL S A	41,742	$539K	0.57%	+24,372	Timeline
PAYXPAYCHEX INC	11,945	$528K	0.55%	new	Timeline
LULULULULEMON ATHLETICA INC	12,500	$525K	0.55%	new	Timeline
BWABORGWARNER INC	9,900	$521K	0.55%	new	Timeline
KOCOCA COLA CO	12,047	$514K	0.54%	new	Timeline
JNJJOHNSON & JOHNSON	4,634	$494K	0.52%	new	Timeline
IJRISHARES TR	4,700	$490K	0.51%	0	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	12,400	$486K	0.51%	new
EBFENNIS INC	34,099	$449K	0.47%	new	Timeline
DOMINION DIAMOND CORPDOMINION DIAMOND CORP	31,200	$444K	0.47%	new
MEIMETHODE ELECTRS INC	11,700	$431K	0.45%	+5,500	Timeline
STLDSTEEL DYNAMICS INC	18,100	$409K	0.43%	+6,000	Timeline
REGNREGENERON PHARMACEUTICALS	1,100	$397K	0.42%	new	Timeline
MSFTMICROSOFT CORP	8,443	$391K	0.41%	-5,106	Timeline
CHINA GREEN AGRICULTURE INCCHINA GREEN AGRICULTURE INC	195,080	$386K	0.41%	new
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	9,853	$375K	0.39%	new
WI-LAN INCWI-LAN INC	103,200	$372K	0.39%	+18,000
CATAMARAN CORPCATAMARAN CORP	8,768	$370K	0.39%	new
HYGISHARES TR	4,000	$368K	0.39%	-19,400	Timeline
MONSTER BEVERAGE CORP NEMONSTER BEVERAGE CORP NE	4,000	$367K	0.39%	new
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	9,100	$365K	0.38%	-20,700
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	7,100	$363K	0.38%	-11,200
XLVSELECT SECTOR SPDR TR	5,600	$358K	0.38%	new	Timeline
IVVISHARES TR	1,800	$357K	0.37%	-2,100	Timeline
XLESELECT SECTOR SPDR TR	3,900	$353K	0.37%	new	Timeline
IJHISHARES TR	2,500	$342K	0.36%	-3,000	Timeline
TSLATESLA INC	1,400	$340K	0.36%	new	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	4,600	$328K	0.34%	-9,800
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	3,019	$319K	0.33%	new
PFEPFIZER INC	10,767	$318K	0.33%	-1,001	Timeline
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	67,969	$316K	0.33%	new
DAKTDAKTRONICS INC	25,426	$312K	0.33%	new	Timeline
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	4,761	$305K	0.32%	new
BARNES & NOBLE INCBARNES & NOBLE INC	15,300	$302K	0.32%	new
INTERNATIONAL RECTIFIER CORPINTERNATIONAL RECTIFIER CORP	7,600	$298K	0.31%	new
CSCOCISCO SYS INC	11,780	$297K	0.31%	-9,502	Timeline
SIGSIGNET JEWELERS LTD	2,600	$296K	0.31%	new	Timeline
UTI WORLDWIDE INCUTI WORLDWIDE INC	27,600	$293K	0.31%	new
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	42,800	$290K	0.3%	+1,300
REXREX AMERICAN RES CORP	3,919	$286K	0.3%	new	Timeline
VRSKVERISK ANALYTICS INC	4,600	$280K	0.29%	new	Timeline
AMWDAMERICAN WOODMARK CORP	7,600	$280K	0.29%	new	Timeline
DISCOVERY INCDISCOVERY INC	7,353	$278K	0.29%	new
LAKE SHORE GOLD CORPLAKE SHORE GOLD CORP	264,400	$274K	0.29%	new
WDCWESTERN DIGITAL CORP	2,800	$272K	0.29%	-700	Timeline
SHILOH INDUSTRIES INCSHILOH INDUSTRIES INC	15,876	$270K	0.28%	new
GENERAL ELEC COGENERAL ELEC CO	10,479	$268K	0.28%	new
NXPINXP SEMICONDUCTORS N V	3,800	$260K	0.27%	new	Timeline
RIO ALTO MNG LTD NEWRIO ALTO MNG LTD NEW	108,109	$259K	0.27%	+64,900
EBAYEBAY INC.	4,338	$246K	0.26%	-1,902	Timeline
CERNER CORPCERNER CORP	4,100	$244K	0.26%	new
CMCSACOMCAST CORP NEW	4,500	$242K	0.25%	new	Timeline
DGDOLLAR GEN CORP	3,905	$239K	0.25%	new	Timeline
PRICELINE GRP INCPRICELINE GRP INC	200	$232K	0.24%	new
NEVSUN RES LTDNEVSUN RES LTD	63,500	$230K	0.24%	-4,600
MERGE HEALTHCARE INCMERGE HEALTHCARE INC	104,340	$230K	0.24%	+48,545
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	3,228	$228K	0.24%	new
CVGWCALAVO GROWERS INC	5,000	$226K	0.24%	new	Timeline
PALL CORPPALL CORP	2,700	$226K	0.24%	new
SanDisk CorporationSanDisk Corporation	2,300	$225K	0.24%	-700
ACNACCENTURE PLC IRELAND	2,725	$222K	0.23%	new	Timeline
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001	15,400	$215K	0.23%	new
BROADCOM CORPBROADCOM CORP	5,249	$212K	0.22%	-8,714
DSW INC-CLASS ADSW INC-CLASS A	6,900	$208K	0.22%	new
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC	5,232	$208K	0.22%	new
GIIIG III APPAREL GROUP LTD	2,500	$207K	0.22%	new	Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	3,100	$204K	0.21%	new
ADMARCHER DANIELS MIDLAND CO	3,939	$201K	0.21%	new	Timeline
NSCNORFOLK SOUTHN CORP	1,800	$201K	0.21%	new	Timeline
KSSKOHLS CORP	3,300	$201K	0.21%	new	Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	5,657	$201K	0.21%	new
SGUSTAR GROUP LP	34,832	$199K	0.21%	+13,093	Timeline
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	11,400	$193K	0.2%	new
BONTQBON-TON STORES INC	22,631	$189K	0.2%	new	Timeline
TELECOMMUNICATION SYS INCTELECOMMUNICATION SYS INC	67,481	$188K	0.2%	+34,858
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTD	16,231	$180K	0.19%	+1,116
TRANSGLOBE ENERGY CORPTRANSGLOBE ENERGY CORP	29,252	$178K	0.19%	new
ACICAMERICAN COASTAL INS CORP	11,173	$168K	0.18%	-1,000	Timeline
AIRCASTLE LTDAIRCASTLE LTD	10,200	$167K	0.18%	new
LSAKLESAKA TECHNOLOGIES INC	13,837	$167K	0.18%	-4,800	Timeline
ONON SEMICONDUCTOR CORP	18,600	$166K	0.17%	-7,000	Timeline
SUPREME INDS INC-CLASS ASUPREME INDS INC-CLASS A	20,650	$161K	0.17%	new
CYS INVTS INCCYS INVTS INC	19,400	$160K	0.17%	-800
ADVANTAGE OIL & GAS LTDADVANTAGE OIL & GAS LTD	31,159	$159K	0.17%	-4,600
EARTHLINK HLDGS CORPEARTHLINK HLDGS CORP	46,344	$158K	0.17%	-19,558
MFINMEDALLION FINANCIAL CORP	13,463	$157K	0.16%	new	Timeline
FCBCFIRST CMNTY BANKSHARES INC V	10,992	$157K	0.16%	new	Timeline
AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP I	21,262	$155K	0.16%	+4,914
DIANA CONTAINERSHIPS, INC.DIANA CONTAINERSHIPS, INC.	67,911	$153K	0.16%	new
FORTUNA MNG CORP FFORTUNA MNG CORP F	37,560	$152K	0.16%	+23,400
COTT CORP QUECOTT CORP QUE	22,036	$151K	0.16%	new
NCI INC-CLASS ANCI INC-CLASS A	15,744	$150K	0.16%	+800
MERITOR INCMERITOR INC	13,833	$150K	0.16%	-1,400
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTD	23,378	$149K	0.16%	-11,200
MCCLATCHY COMCCLATCHY CO	44,316	$149K	0.16%	+27,500
PREMIER FINL BANCORP INCPREMIER FINL BANCORP INC	10,173	$149K	0.16%	new
TSEMTOWER SEMICONDUCTOR LTD	14,592	$148K	0.16%	-7,100	Timeline
Zagg, Inc.Zagg, Inc.	26,460	$148K	0.16%	+10,500
POZEN INCPOZEN INC	19,816	$145K	0.15%	+400
Lee Enterprises IncLee Enterprises Inc	41,996	$142K	0.15%	-7,281
BRIDGEPOINT EDUCATION INCBRIDGEPOINT EDUCATION INC	12,700	$142K	0.15%	new
SYMMETRY MEDICAL INCSYMMETRY MEDICAL INC	13,950	$141K	0.15%	-4,094
SKYSTAR BIO-PHARMA COSKYSTAR BIO-PHARMA CO	33,393	$140K	0.15%	+16,100
PARKER DRILLING COPARKER DRILLING CO	28,220	$139K	0.15%	+17,762
SCICLONE PHARMACEUTICALS INCSCICLONE PHARMACEUTICALS INC	20,060	$138K	0.14%	-316
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	36,641	$137K	0.14%	new
LOCAL CORPLOCAL CORP	66,304	$133K	0.14%	+10,698
CHINA AUTOMOTIVE SYS INCCHINA AUTOMOTIVE SYS INC	14,406	$132K	0.14%	-200
CENTRAL VY CMNTY BANCORPCENTRAL VY CMNTY BANCORP	11,469	$132K	0.14%	new
HBIOHARVARD BIOSCIENCE INC	31,811	$130K	0.14%	+7,837	Timeline
UNITED ONLINE INCUNITED ONLINE INC	11,868	$130K	0.14%	new
ACCOACCO BRANDS CORP	18,640	$129K	0.14%	+140	Timeline
CWCOCONSOLIDATED WATER CO INC	10,971	$128K	0.13%	new	Timeline
T.G.C. INDUSTRIES INCT.G.C. INDUSTRIES INC	32,675	$126K	0.13%	+21,207
PDLIPDL BIOPHARMA INC	16,700	$125K	0.13%	-5,500	Timeline
DICE HOLDINGS INCDICE HOLDINGS INC	14,901	$125K	0.13%	new
GLOBAL CASH ACCESS HLDGS INCGLOBAL CASH ACCESS HLDGS INC	18,400	$124K	0.13%	-19,700
XENOPORT INCXENOPORT INC	23,119	$124K	0.13%	new
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL A	17,800	$122K	0.13%	-7,400
PENNPENN ENTERTAINMENT INC	10,700	$120K	0.13%	new	Timeline
Timmins Gold CorpTimmins Gold Corp	95,400	$120K	0.13%	+32,300
TGBTASEKO MINES LTD	69,813	$119K	0.12%	+5,151	Timeline
EMULEX CORPEMULEX CORP	23,500	$116K	0.12%	new
BIOTELEMETRY INCBIOTELEMETRY INC	16,279	$109K	0.11%	-6,621
U S ENERGY CORP - WYOMINGU S ENERGY CORP - WYOMING	33,835	$108K	0.11%	+14,791
HCKTHACKETT GROUP INC	17,874	$107K	0.11%	-3,960	Timeline
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COM	11,500	$106K	0.11%	new
SUPERCONDUCTOR TECHNOLOGIESSUPERCONDUCTOR TECHNOLOGIES	37,492	$105K	0.11%	-12,413
PLABPHOTRONICS INC	12,860	$104K	0.11%	new	Timeline
DSP GROUP INCDSP GROUP INC	11,676	$104K	0.11%	new
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	18,200	$101K	0.11%	-1,500
APOLLO INVT CORPAPOLLO INVT CORP	12,300	$100K	0.1%	+200
DYNEX CAP INCDYNEX CAP INC	12,369	$100K	0.1%	new
EMMIS COMMUNICATIONS CORPEMMIS COMMUNICATIONS CORP	47,321	$100K	0.1%	-15,491
SPARTAN MTRS INCSPARTAN MTRS INC	20,547	$96K	0.1%	new
THOMPSON CREEK METALS CO INCTHOMPSON CREEK METALS CO INC	42,600	$94K	0.1%	+7,800
FELCOR LODGING TR INCFELCOR LODGING TR INC	10,088	$94K	0.1%	new
PLANET PAYMENT INCPLANET PAYMENT INC	47,689	$93K	0.1%	+23,273
NATNORDIC AMERICAN TANKERS LIMI	11,600	$92K	0.1%	new	Timeline
VIRNETX HLDG CORPVIRNETX HLDG CORP	15,400	$92K	0.1%	new
JINPAN INTL LTDJINPAN INTL LTD	11,565	$91K	0.1%	-5,433
RICHMONT MINES INCRICHMONT MINES INC	43,900	$89K	0.09%	new
GULF RESOURCES INCGULF RESOURCES INC	62,318	$89K	0.09%	-15,473
SLMSLM CORP	10,200	$87K	0.09%	new	Timeline
ISLE OF CAPRI CASINOSISLE OF CAPRI CASINOS	11,658	$87K	0.09%	new
SILVER STD RES INCSILVER STD RES INC	14,300	$87K	0.09%	new
CPSSCONSUMER PORTFOLIO SVCS INC	13,410	$86K	0.09%	new	Timeline
ALPHATEC HOLDINGS INCALPHATEC HOLDINGS INC	49,787	$85K	0.09%	+6,631
EXKENDEAVOUR SILVER CORP	19,300	$84K	0.09%	+9,100	Timeline
AXTIAXT INC	34,518	$84K	0.09%	new	Timeline
CWSTCASELLA WASTE SYS INC	21,156	$81K	0.09%	-2,064	Timeline
MARTHA STEWART LIVING OMNIMEMARTHA STEWART LIVING OMNIME	22,433	$81K	0.09%	+4,757
PC TEL INCPC TEL INC	10,712	$81K	0.09%	-8,900
CVGICOMMERCIAL VEH GROUP INC	12,872	$80K	0.08%	new	Timeline
FACOFIRST ACCEPTANCE CORP	32,121	$80K	0.08%	-9,525	Timeline
APRICUS BIOSCIENCES INCAPRICUS BIOSCIENCES INC	53,170	$80K	0.08%	+26,558
MERUS LABS INTL INC NEWMERUS LABS INTL INC NEW	53,600	$80K	0.08%	+42,800
AROTECH CORPAROTECH CORP	24,528	$80K	0.08%	+14,528
GLU MOBILE INCGLU MOBILE INC	15,200	$79K	0.08%	new
U.S. AUTO PARTS NETWORK INCU.S. AUTO PARTS NETWORK INC	27,866	$79K	0.08%	+9,701
AGENUS INCAGENUS INC	24,996	$78K	0.08%	-11,500
THESTREET INCTHESTREET INC	34,645	$78K	0.08%	-8,692
EMERALD OIL INCEMERALD OIL INC	12,458	$77K	0.08%	new
CPRXCATALYST PHARMACEUTICALS INC	22,852	$76K	0.08%	+9,052	Timeline
HUTCHINSON TECHNOLOGY INCHUTCHINSON TECHNOLOGY INC	20,361	$75K	0.08%	+5,111
MGICMAGIC SOFTWARE ENTERPRISES	10,742	$74K	0.08%	new	Timeline
NORANDA ALUMINIUM HOLDING C…NORANDA ALUMINIUM HOLDING CORP	16,340	$74K	0.08%	-10,400
VENAXIS INCVENAXIS INC	44,697	$74K	0.08%	+3,558
CENVEO INCCENVEO INC	29,669	$73K	0.08%	-23,900
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	25,900	$72K	0.08%	new
HIGHER ONE HOLDINGS INCHIGHER ONE HOLDINGS INC	28,724	$71K	0.07%	+1,140
QUANTUM CORPQUANTUM CORP	60,467	$70K	0.07%	-3,100
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	19,500	$68K	0.07%	new
GOROGOLD RESOURCE CORP	13,293	$68K	0.07%	-1,400	Timeline
ACCURIDE CORP NEWACCURIDE CORP NEW	18,019	$68K	0.07%	+7,500
SYNERGETICS USA INCSYNERGETICS USA INC	19,811	$68K	0.07%	new
FBPFIRST BANCORP CORPORATION	14,077	$67K	0.07%	new	Timeline
RLGTRADIANT LOGISTICS INC	18,204	$67K	0.07%	+7,198	Timeline
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEW	36,138	$67K	0.07%	new
CARDICA INCCARDICA INC	62,492	$67K	0.07%	+16,788
CYCLACEL PHARMACEUTICALS INCCYCLACEL PHARMACEUTICALS INC	21,972	$67K	0.07%	-15,500
HILL INTERNATIONAL INCHILL INTERNATIONAL INC	16,862	$67K	0.07%	new
KGCKINROSS GOLD CORP	19,700	$65K	0.07%	+8,500	Timeline
BPZ RESOURCES INCBPZ RESOURCES INC	34,158	$65K	0.07%	+4,674
INUVO INCINUVO INC	44,600	$65K	0.07%	new
IMATION CORPIMATION CORP	22,128	$65K	0.07%	-32,200
DANAOS CORPDANAOS CORP	12,687	$65K	0.07%	+542
BLUELINX HOLDINGS INCBLUELINX HOLDINGS INC	48,795	$64K	0.07%	+33,350
INFUINFUSYSTEM HLDGS INC	20,287	$63K	0.07%	+5,013	Timeline
MAGELLAN PETROLEUM CORPMAGELLAN PETROLEUM CORP	29,711	$63K	0.07%	+9,993
NEOSTEM INCNEOSTEM INC	11,278	$62K	0.07%	-3,616
Enzo Biochem IncEnzo Biochem Inc	11,858	$61K	0.06%	new
DRYSHIPS INCDRYSHIPS INC	24,800	$61K	0.06%	-2,700
WIRELESS TELECOM GROUP INCWIRELESS TELECOM GROUP INC	25,325	$61K	0.06%	+3,955
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORP	11,401	$60K	0.06%	new
XOMA CORP DELXOMA CORP DEL	14,257	$60K	0.06%	new
BACTERIN INTL HLDGS INCBACTERIN INTL HLDGS INC	13,600	$60K	0.06%	new
SEQUENOM INC COM NEWSEQUENOM INC COM NEW	19,480	$58K	0.06%	new
PERION NETWORK LTDPERION NETWORK LTD	10,400	$58K	0.06%	-6,300
ENZNENZON PHARMACEUTICALS INC	53,152	$57K	0.06%	new	Timeline
NTWKNETSOL TECHNOLOGIES INC	15,264	$56K	0.06%	+4,539	Timeline
NEWTEK BUSINESS SERVICES INCNEWTEK BUSINESS SERVICES INC	20,401	$56K	0.06%	new
PLANAR SYSTEMS INCPLANAR SYSTEMS INC	14,547	$55K	0.06%	-5,900
M B T FINANCIAL CORPM B T FINANCIAL CORP	11,133	$53K	0.06%	-3,750
STR HOLDINGS INCSTR HOLDINGS INC	34,938	$51K	0.05%	new
ESINQITT EDUCATIONAL SERVICES INC	11,900	$51K	0.05%	new	Timeline
SUMMER INFANT INCSUMMER INFANT INC	14,494	$51K	0.05%	-17,200
LIVEDEAL INCLIVEDEAL INC	17,200	$51K	0.05%	new
FIVE STAR SENIOR LIVINGFIVE STAR SENIOR LIVING	13,224	$50K	0.05%	-6,856
CLEAN DIESEL TECHNOLOGIES I…CLEAN DIESEL TECHNOLOGIES INC	29,235	$50K	0.05%	new
BIODEL INCBIODEL INC	29,224	$49K	0.05%	+6,947
APTALPHA PRO TECH LTD	14,912	$47K	0.05%	+4,473	Timeline
CRNTCERAGON NETWORKS LTD	19,454	$46K	0.05%	new	Timeline
GENERAL STEEL HOLDINGS INCGENERAL STEEL HOLDINGS INC	46,704	$46K	0.05%	+32,204
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEW	13,300	$45K	0.05%	-5,800
SMTC CORPSMTC CORP	24,069	$45K	0.05%	-6,200
SIGMA DESIGNS INCSIGMA DESIGNS INC	10,528	$45K	0.05%	new
SORL Auto Parts IncSORL Auto Parts Inc	10,343	$45K	0.05%	-15,400
DISCOVERY LABORATORIES INC NDISCOVERY LABORATORIES INC N	23,661	$44K	0.05%	-7,884
VANTAGE DRILLING COMPANYVANTAGE DRILLING COMPANY	34,000	$43K	0.05%	-25,700
PARAGON SHIPPING INCPARAGON SHIPPING INC	10,471	$42K	0.04%	new
PHARMATHENE INCPHARMATHENE INC	23,368	$41K	0.04%	-26,100
COWEN GROUP INC-CLASS ACOWEN GROUP INC-CLASS A	10,905	$41K	0.04%	-17,300
CEL SCI CORPCEL SCI CORP	44,995	$41K	0.04%	-23,605
SMART TECHNOLOGIES INCSMART TECHNOLOGIES INC	24,173	$40K	0.04%	+10,140
TRANSCEPT PHARMACEUTICALS INTRANSCEPT PHARMACEUTICALS IN	19,552	$40K	0.04%	new
GLOBALSCAPE INCGLOBALSCAPE INC	16,569	$40K	0.04%	-2,829
ATLANTIC PWR CORPATLANTIC PWR CORP	16,300	$39K	0.04%	-34,600
ALLIANCE ONE INTLALLIANCE ONE INTL	19,779	$39K	0.04%	-18,949
DYNAVAX TECHNOLOGIES CORPDYNAVAX TECHNOLOGIES CORP	26,700	$38K	0.04%	-13,500
Almaden Minerals LtdAlmaden Minerals Ltd	27,368	$37K	0.04%	+3,600
SUPPORT COM INCSUPPORT COM INC	17,175	$37K	0.04%	+5,200
GERNGERON CORP	18,081	$36K	0.04%	-500	Timeline
ULTRAPETROL BAHAMAS LTDULTRAPETROL BAHAMAS LTD	11,537	$36K	0.04%	-11,332
RADIOSHACK CORPRADIOSHACK CORP	35,800	$35K	0.04%	new
CURIS INCCURIS INC	23,079	$33K	0.03%	-21,427
ENTEROMEDICS INCENTEROMEDICS INC	26,627	$33K	0.03%	-42,842
BOX SHIPS INCBOX SHIPS INC	27,273	$33K	0.03%	+14,004
THT HEAT TRANSFER TECHNOLOGYTHT HEAT TRANSFER TECHNOLOGY	22,000	$32K	0.03%	new
INFOSONICS CORPINFOSONICS CORP	15,700	$31K	0.03%	new
ORIENT PAPER INCORIENT PAPER INC	22,416	$31K	0.03%	+6,600
METALICO INCMETALICO INC	27,342	$30K	0.03%	+12,151
VICAL INCVICAL INC	25,622	$29K	0.03%	+2,820
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	11,090	$29K	0.03%	-7,800
UNILIFE CORP NEWUNILIFE CORP NEW	12,300	$28K	0.03%	-12,400
ODYSSEY MARINE EXPLORATION IODYSSEY MARINE EXPLORATION I	30,322	$28K	0.03%	-13,000
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN	20,769	$28K	0.03%	new
ROYAL BANCSHARES OF PENN-AROYAL BANCSHARES OF PENN-A	17,700	$28K	0.03%	new
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	29,151	$27K	0.03%	-41,393
OXIGENE INCOXIGENE INC	12,713	$27K	0.03%	new
BTGB2GOLD CORP	12,900	$26K	0.03%	new	Timeline
CINEDIGM CORP COMCINEDIGM CORP COM	15,902	$25K	0.03%	-34,478
ARQULE INCARQULE INC	21,846	$24K	0.03%	+5,200
POLYMET MINING CORPPOLYMET MINING CORP	22,100	$24K	0.03%	-1,100
FALCONSTOR SOFTWARE INCFALCONSTOR SOFTWARE INC	19,786	$23K	0.02%	new
PULSE ELECTRONICS CORPPULSE ELECTRONICS CORP	17,220	$23K	0.02%	new
GIGOPTIX INCGIGOPTIX INC	19,416	$23K	0.02%	-4,784
GBRNEW CONCEPT ENERGY INC	14,259	$22K	0.02%	+2,472	Timeline
RENTECH INC COMRENTECH INC COM	12,900	$22K	0.02%	new
USA TECHNOLOGIES INCUSA TECHNOLOGIES INC	11,785	$21K	0.02%	-9,156
LIFEVANTAGE CORPLIFEVANTAGE CORP	17,217	$20K	0.02%	new
TOP SHIPS INCTOP SHIPS INC	10,000	$20K	0.02%	new
LEXICON PHARMACEUTICALS INCLEXICON PHARMACEUTICALS INC	13,600	$19K	0.02%	new
FRONTLINE LTDFRONTLINE LTD	14,861	$19K	0.02%	-10,776
STEMCELLS INCSTEMCELLS INC	14,515	$18K	0.02%	new
SVMSILVERCORP METALS INC	10,805	$17K	0.02%	-6,400	Timeline
QUICKSILVER RESOURCES INC.QUICKSILVER RESOURCES INC.	25,900	$16K	0.02%	-20,600
DENDREON CORPDENDREON CORP	10,800	$16K	0.02%	-9,600
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GR	10,490	$16K	0.02%	new
CACHE INCCACHE INC	17,964	$15K	0.02%	new
COMSTOCK MNG INCCOMSTOCK MNG INC	11,492	$14K	0.01%	-3,806
JOES JEANS INCJOES JEANS INC	13,287	$13K	0.01%	new
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INC	15,100	$13K	0.01%	new
EDUCATION MANAGEMENT CORPEDUCATION MANAGEMENT CORP	11,927	$13K	0.01%	new
AMARIN CORP PLCAMARIN CORP PLC	10,100	$11K	0.01%	new

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 196. All 196

Security	Shares before	Value before	Type
IGSBISHARES TR	25,600	$2.7M	shares
BAXBAXTER INTL INC	20,827	$1.51M	shares
PROSHARESPROSHARES	43,000	$1M	shares
PROSHARES TRPROSHARES TR	36,400	$931K	shares
VVISA INC	4,409	$929K	shares
PROSHARES TRPROSHARES TR	35,900	$913K	shares
SSOPROSHARES TR	7,000	$810K	shares
GLDSPDR GOLD TR	6,200	$794K	shares
PMPHILIP MORRIS INTL INC	8,823	$744K	shares
EWZISHARES INC	14,700	$702K	shares
MUMICRON TECHNOLOGY INC	19,900	$656K	shares
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	18,800	$636K	shares
Broadcom IncBroadcom Inc	8,400	$605K	shares
GRMNGARMIN LTD	9,700	$591K	shares
AAPLAPPLE INC	6,121	$569K	shares
XILINX INCXILINX INC	11,843	$560K	shares
DLTRDOLLAR TREE INC	8,838	$481K	shares
UNHUNITEDHEALTH GROUP INC	5,825	$476K	shares
NTAPNETAPP INC	12,400	$453K	shares
KRKROGER CO	9,142	$452K	shares
ENERPLUS CORPENERPLUS CORP	17,400	$438K	shares
TRVTRAVELERS COMPANIES INC	4,621	$435K	shares
XLUSELECT SECTOR SPDR TR	8,500	$376K	shares
ILMNILLUMINA INC	2,100	$375K	shares
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP	50,100	$360K	shares
GoogleGoogle	600	$351K	shares
KEURIG GREEN MTN INCKEURIG GREEN MTN INC	2,800	$349K	shares
QCOMQUALCOMM INC	4,325	$343K	shares
LORILLARD INCLORILLARD INC	5,632	$343K	shares
RR DONNELLEY + SONS CORR DONNELLEY + SONS CO	19,065	$323K	shares
DISDISNEY WALT CO	3,700	$317K	shares
DALDELTA AIR LINES INC	7,900	$306K	shares
ONEBEACON INSURANCE GROUP LTONEBEACON INSURANCE GROUP LT	18,857	$293K	shares
CHEROKEE INCCHEROKEE INC	19,145	$291K	shares
ADIANALOG DEVICES INC	5,300	$287K	shares
GNTXGENTEX CORP	9,500	$276K	shares
HLFHERBALIFE LTD	4,100	$265K	shares
ADBEADOBE INC	3,600	$260K	shares
AZZAZZ INC	5,457	$251K	shares
AIZASSURANT INC	3,800	$249K	shares
ADAMS RESOURCES & ENERG…ADAMS RESOURCES & ENERGY INC	3,154	$247K	shares
GLOBAL X ARTIFICIAL INTELLI…GLOBAL X ARTIFICIAL INTELLIGENCE …	9,110	$246K	shares
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	8,747	$239K	shares
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEW	5,517	$233K	shares
OUTERWALL INCOUTERWALL INC	3,900	$231K	shares
HOFTHOOKER FURNISHINGS CORPORATI	14,191	$229K	shares
CHINA XD PLASTICS CO LTDCHINA XD PLASTICS CO LTD	27,350	$229K	shares
EXCEXELON CORP	6,155	$225K	shares
UNPUNION PAC CORP	2,220	$221K	shares
UTHRUNITED THERAPEUTICS CORP DEL	2,500	$221K	shares
FONRFONAR CORP	18,113	$221K	shares
MRCYMERCURY SYS INC	19,348	$219K	shares
METMETLIFE INC	3,900	$217K	shares
IHS INCIHS INC	1,600	$217K	shares
MGAMAGNA INTL INC	2,000	$216K	shares
APOLLO GROUP INCAPOLLO GROUP INC	6,900	$216K	shares
FFIVF5 INC	1,918	$214K	shares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	6,400	$214K	shares
BNSBANK NOVA SCOTIA B C	3,200	$213K	shares
PRUPRUDENTIAL FINL INC	2,400	$213K	shares
TRIPLE-S MGMT CORPTRIPLE-S MGMT CORP	11,779	$211K	shares
AIGAMERICAN INTL GROUP INC	3,837	$209K	shares
GTGOODYEAR TIRE & RUBR CO	7,400	$206K	shares
IMKTAINGLES MKTS INC	7,695	$203K	shares
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP	3,200	$202K	shares
RGRSTURM RUGER & CO INC	3,400	$201K	shares
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A	14,500	$201K	shares
PERICOM SEMICONDUCTOR CORPPERICOM SEMICONDUCTOR CORP	22,051	$199K	shares
NAVIOS MARITIME ACQUISITIONNAVIOS MARITIME ACQUISITION	19,500	$197K	shares
RADIO ONE INCRADIO ONE INC	38,933	$192K	shares
CABLEVISION SYS CORPCABLEVISION SYS CORP	10,800	$191K	shares
NORDION INCNORDION INC	15,100	$190K	shares
SIGASIGA TECHNOLOGIES INC	66,973	$189K	shares
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	12,900	$185K	shares
PANTRY INCPANTRY INC	11,431	$185K	shares
STARRETT (L.S.) CO -CL ASTARRETT (L.S.) CO -CL A	11,837	$182K	shares
REPUBLIC AWYS HLDGS INCREPUBLIC AWYS HLDGS INC	16,685	$181K	shares
XERIUM TECHNOLOGIES INCXERIUM TECHNOLOGIES INC	12,129	$169K	shares
HTGCHERCULES CAPITAL INC	10,300	$166K	shares
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	14,950	$163K	shares
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	11,847	$162K	shares
MBIMBIA INC	14,000	$155K	shares
RESOLUTE ENERGY CORPRESOLUTE ENERGY CORP	17,986	$155K	shares
SBSAFE BULKERS INC	15,600	$152K	shares
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC	63,026	$151K	shares
GSI GROUP INCGSI GROUP INC	11,790	$150K	shares
ARC DOCUMENT SOLUTIONS INCARC DOCUMENT SOLUTIONS INC	24,855	$146K	shares
CVLGCOVENANT LOGISTICS GROUP INC	11,247	$145K	shares
JOURNAL COMMUNICATIONS INC-AJOURNAL COMMUNICATIONS INC-A	16,385	$145K	shares
ICAD INCICAD INC	22,085	$142K	shares
ALON USA ENERGY INCALON USA ENERGY INC	11,400	$142K	shares
MXLMAXLINEAR INC	13,777	$139K	shares
SILICON IMAGE INCSILICON IMAGE INC	27,590	$139K	shares
YONGYE INTL INCYONGYE INTL INC	19,860	$139K	shares
SIGMATRON INTL INCSIGMATRON INTL INC	11,440	$138K	shares
DYAX CORPDYAX CORP	14,416	$138K	shares
OMEGA PROTEIN CORPOMEGA PROTEIN CORP	10,076	$138K	shares
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP	26,593	$137K	shares
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	23,300	$136K	shares
ALEXZA PHARMACEUTICALS INCALEXZA PHARMACEUTICALS INC	29,833	$136K	shares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001529426-14-000004	base		2014-11-14	acceptance time not in the bulk data set	2026-10-07 19:26:03 UTC