13F-HR filed by Rotella Capital Management, Inc.
Rotella Capital Management, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 310 holding rows worth $95,261,000.
- Accession
- 0001529426-14-000004
- Filer
- CIK 1529426
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 310 entries on the cover page, a total value of $95,261,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,261,000 with VALUE read as thousands by filing date, 13F file number 028-14669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF | 921937835 | SHS | 63,900 | $5,235,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,214 | $4,573,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 31,000 | $3,604,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 27,900 | $3,050,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 36,500 | $2,915,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 24,100 | $2,701,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 33,500 | $2,682,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 25,500 | $2,187,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17,600 | $2,080,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 33,700 | $1,927,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 66,800 | $1,900,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 58,700 | $1,799,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 16,000 | $1,730,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 18,700 | $1,440,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,300 | $1,342,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,205 | $1,298,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 11,700 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 11,700 | $1,212,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 9,800 | $1,106,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,500 | $1,106,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,300 | $1,018,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27,257 | $949,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,300 | $922,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 10,100 | $904,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,700 | $902,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,500 | $820,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,300 | $775,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,211 | $773,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 17,400 | $676,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,326 | $634,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 19,191 | $620,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 18,361 | $607,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,134 | $601,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,512 | $567,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 3,600 | $545,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 41,742 | $539,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,945 | $528,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,500 | $525,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 9,900 | $521,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,047 | $514,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,634 | $494,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,700 | $490,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,400 | $486,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 34,099 | $449,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 31,200 | $444,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 11,700 | $431,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 18,100 | $409,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,100 | $397,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,443 | $391,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 195,080 | $386,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 9,853 | $375,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 103,200 | $372,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 8,768 | $370,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,000 | $368,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 4,000 | $367,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 9,100 | $365,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 7,100 | $363,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,600 | $358,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,800 | $357,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,900 | $353,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,500 | $342,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,400 | $340,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,600 | $328,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,019 | $319,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,767 | $318,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 67,969 | $316,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 25,426 | $312,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,761 | $305,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 15,300 | $302,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 7,600 | $298,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,780 | $297,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,600 | $296,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 27,600 | $293,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 42,800 | $290,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,919 | $286,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,600 | $280,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 7,600 | $280,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 7,353 | $278,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 264,400 | $274,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,800 | $272,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 15,876 | $270,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,479 | $268,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,800 | $260,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 108,109 | $259,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,338 | $246,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,100 | $244,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,500 | $242,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,905 | $239,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $232,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 63,500 | $230,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 104,340 | $230,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,228 | $228,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 5,000 | $226,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 2,700 | $226,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 2,300 | $225,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,725 | $222,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,400 | $215,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 5,249 | $212,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 6,900 | $208,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,232 | $208,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,500 | $207,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,100 | $204,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,939 | $201,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,800 | $201,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,300 | $201,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 5,657 | $201,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 34,832 | $199,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,400 | $193,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 22,631 | $189,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 67,481 | $188,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 16,231 | $180,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 29,252 | $178,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,173 | $168,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 10,200 | $167,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,837 | $167,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 18,600 | $166,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 20,650 | $161,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,400 | $160,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 31,159 | $159,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 46,344 | $158,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,463 | $157,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,992 | $157,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 21,262 | $155,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 67,911 | $153,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 37,560 | $152,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 22,036 | $151,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 15,744 | $150,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 13,833 | $150,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,378 | $149,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 44,316 | $149,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,173 | $149,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,592 | $148,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 26,460 | $148,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 19,816 | $145,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 41,996 | $142,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 12,700 | $142,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 13,950 | $141,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 33,393 | $140,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 28,220 | $139,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 20,060 | $138,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 36,641 | $137,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 66,304 | $133,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,406 | $132,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 11,469 | $132,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 31,811 | $130,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 11,868 | $130,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 18,640 | $129,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 10,971 | $128,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 32,675 | $126,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,700 | $125,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 14,901 | $125,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 18,400 | $124,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 23,119 | $124,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 17,800 | $122,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,700 | $120,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 95,400 | $120,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 69,813 | $119,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 23,500 | $116,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 16,279 | $109,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 33,835 | $108,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 17,874 | $107,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,500 | $106,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 37,492 | $105,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,860 | $104,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 11,676 | $104,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,200 | $101,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,300 | $100,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 12,369 | $100,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 47,321 | $100,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 20,547 | $96,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 42,600 | $94,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 10,088 | $94,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 47,689 | $93,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,600 | $92,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,400 | $92,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 11,565 | $91,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 43,900 | $89,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 62,318 | $89,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,200 | $87,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 11,658 | $87,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 14,300 | $87,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 13,410 | $86,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 49,787 | $85,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,300 | $84,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 34,518 | $84,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 21,156 | $81,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 22,433 | $81,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,712 | $81,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 12,872 | $80,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 32,121 | $80,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 53,170 | $80,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 53,600 | $80,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 24,528 | $80,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,200 | $79,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 27,866 | $79,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,996 | $78,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 34,645 | $78,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 12,458 | $77,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,852 | $76,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 20,361 | $75,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 10,742 | $74,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 16,340 | $74,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 44,697 | $74,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 29,669 | $73,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 25,900 | $72,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 28,724 | $71,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 60,467 | $70,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,500 | $68,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,293 | $68,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 18,019 | $68,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 19,811 | $68,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 14,077 | $67,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,204 | $67,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 36,138 | $67,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 62,492 | $67,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 21,972 | $67,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 16,862 | $67,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 19,700 | $65,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 34,158 | $65,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 44,600 | $65,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 22,128 | $65,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 12,687 | $65,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 48,795 | $64,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 20,287 | $63,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 29,711 | $63,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 11,278 | $62,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,858 | $61,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 24,800 | $61,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 25,325 | $61,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,401 | $60,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 14,257 | $60,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 13,600 | $60,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 19,480 | $58,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 10,400 | $58,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 53,152 | $57,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 15,264 | $56,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 20,401 | $56,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 14,547 | $55,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 11,133 | $53,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 34,938 | $51,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 11,900 | $51,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 14,494 | $51,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 17,200 | $51,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 13,224 | $50,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 29,235 | $50,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 29,224 | $49,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,912 | $47,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 19,454 | $46,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 46,704 | $46,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 13,300 | $45,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 24,069 | $45,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 10,528 | $45,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 10,343 | $45,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 23,661 | $44,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 34,000 | $43,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 10,471 | $42,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 23,368 | $41,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 10,905 | $41,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 44,995 | $41,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 24,173 | $40,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 19,552 | $40,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 16,569 | $40,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,300 | $39,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 19,779 | $39,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 26,700 | $38,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 27,368 | $37,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 17,175 | $37,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 18,081 | $36,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 11,537 | $36,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 35,800 | $35,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,079 | $33,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 26,627 | $33,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 27,273 | $33,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 22,000 | $32,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 15,700 | $31,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 22,416 | $31,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 27,342 | $30,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 25,622 | $29,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,090 | $29,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 12,300 | $28,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 30,322 | $28,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 20,769 | $28,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 17,700 | $28,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 29,151 | $27,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 12,713 | $27,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,900 | $26,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 15,902 | $25,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 21,846 | $24,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 22,100 | $24,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 19,786 | $23,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 17,220 | $23,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 19,416 | $23,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 14,259 | $22,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 12,900 | $22,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,785 | $21,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 17,217 | $20,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 10,000 | $20,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 13,600 | $19,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 14,861 | $19,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 14,515 | $18,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,805 | $17,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 25,900 | $16,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 10,800 | $16,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,490 | $16,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 17,964 | $15,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 11,492 | $14,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 13,287 | $13,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 15,100 | $13,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 11,927 | $13,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,100 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001529426-14-000004 | this filing | 2014-11-14 | acceptance time not in the bulk data set |