Regent Investment Management LLC

13F filer, CIK 1559968, Louisville, KY

Regent Investment Management LLC reported $426,619,000 across 210 holdings for the quarter ended 2021-06-30, in a 13F-HR filed 2021-07-16. Its ten largest share positions make up 35.32% of the portfolio.

Filed 2021-07-16 (acceptance time not in the bulk data set), ingested 2026-10-07 18:38:33 UTC13F-HR 0001559968-21-000006

Period: 2021-06-30
Reported value: $427M
Holdings: 210
Top 10 weight: 35.32%
New: 16
Sold out: 10

Largest buys vs the previous quarter

Security	Shares change	Approx. value
PPLInew	+16,245	$2.5M
XYZadded	+7,302	$1.78M
DGROnew	+23,317	$1.17M
IVVnew	+2,718	$1.17M
ATLANTICA YIELD PLCnew	+30,800	$1.15M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IAC INTERACTIVECORP NEWexited	-16,245	-$3.51M
BF-Breduced	-39,800	-$2.98M
Treduced	-51,886	-$1.49M
AAPLreduced	-6,149	-$842K
CHDNexited	-3,305	-$752K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2021

Share positions as resolved from 13F-HR 0001559968-21-000006, largest first. % of portfolio is the value over $426,619,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AAPLAPPLE INC	201,558	$27.6M	6.47%	-6,149	Timeline
AMZNAMAZON COM INC	5,223	$18M	4.21%	+45	Timeline
GOOGALPHABET INC	6,628	$16.6M	3.89%	-33	Timeline
METAMETA PLATFORMS INC	45,647	$15.9M	3.72%	-650	Timeline
MSFTMICROSOFT CORP	56,997	$15.4M	3.62%	-695	Timeline
JPMJPMORGAN CHASE & CO	93,226	$14.5M	3.4%	-1,465	Timeline
BF-BBROWN FORMAN CORP	178,680	$13.4M	3.14%	-39,800	Timeline
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC	109,799	$10.3M	2.41%	-3,210
JNJJOHNSON & JOHNSON	62,200	$10.2M	2.4%	-1,221	Timeline
QCOMQUALCOMM INC	61,374	$8.77M	2.06%	-235	Timeline
CVSCVS HEALTH CORP	88,161	$7.36M	1.72%	+874	Timeline
BMYBRISTOL-MYERS SQUIBB CO	101,126	$6.76M	1.58%	+1,735	Timeline
PGPROCTER & GAMBLE CO	49,566	$6.69M	1.57%	-927	Timeline
SWKSSKYWORKS SOLUTIONS INC	32,260	$6.19M	1.45%	-200	Timeline
GOOGLALPHABET INC	2,468	$6.03M	1.41%	-71	Timeline
BABAALIBABA GROUP HLDG LTD	22,288	$5.05M	1.18%	-1,372	Timeline
AVGOBROADCOM INC	10,255	$4.89M	1.15%	-30	Timeline
MRKMERCK & CO INC	60,887	$4.74M	1.11%	+2,190	Timeline
MSMORGAN STANLEY	50,880	$4.67M	1.09%	-2,665	Timeline
VZVERIZON COMMUNICATIONS INC	83,059	$4.65M	1.09%	+1,700	Timeline
CMCSACOMCAST CORP NEW	79,938	$4.56M	1.07%	+8,365	Timeline
MUMICRON TECHNOLOGY INC	52,938	$4.5M	1.05%	+1,983	Timeline
PFEPFIZER INC	114,042	$4.47M	1.05%	+2,101	Timeline
BACBANK OF AMER CORP	107,681	$4.44M	1.04%	-3,330	Timeline
CCITIGROUP INC	58,867	$4.17M	0.98%	+3,215	Timeline
VVISA INC	17,504	$4.09M	0.96%	-5	Timeline
UNHUNITEDHEALTH GROUP INC	9,627	$3.85M	0.9%	0	Timeline
RTXRTX CORPORATION	44,700	$3.81M	0.89%	+8,023	Timeline
WMBWILLIAMS COS INC	136,822	$3.63M	0.85%	+16,500	Timeline
DISDISNEY WALT CO	20,323	$3.57M	0.84%	+1,652	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	6,945	$3.5M	0.82%	-77	Timeline
TTCTORO CO	31,380	$3.45M	0.81%	0	Timeline
WSBCWESBANCO INC	95,487	$3.4M	0.8%	0	Timeline
CSCOCISCO SYS INC	61,166	$3.24M	0.76%	-12,990	Timeline
TJXTJX COS INC NEW	45,634	$3.08M	0.72%	-155	Timeline
MCKMCKESSON CORP	15,740	$3.01M	0.71%	-80	Timeline
AMPAMERIPRISE FINL INC	12,064	$3M	0.7%	-40	Timeline
WDAYWORKDAY INC	12,300	$2.94M	0.69%	0	Timeline
HDHOME DEPOT INC	8,682	$2.77M	0.65%	0	Timeline
SCHESCHWAB STRATEGIC TR	84,223	$2.77M	0.65%	+3,135	Timeline
MTCHMATCH GROUP INC NEW	16,283	$2.63M	0.62%	-300	Timeline
XYZBLOCK INC	10,750	$2.62M	0.61%	+7,302	Timeline
PPLIPEOPLE INC	16,245	$2.5M	0.59%	new	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	47,416	$2.5M	0.58%	-775
ABBVABBVIE INC	21,298	$2.4M	0.56%	-240	Timeline
UNILEVER PLCUNILEVER PLC	40,819	$2.39M	0.56%	+1,495
FISVFISERV INC	21,208	$2.27M	0.53%	+720	Timeline
PYPLPAYPAL HLDGS INC	7,555	$2.2M	0.52%	+660	Timeline
KOCOCA COLA CO	40,648	$2.2M	0.52%	-600	Timeline
PEPPEPSICO INC	14,029	$2.08M	0.49%	+1,542	Timeline
PRUPRUDENTIAL FINL INC	19,980	$2.05M	0.48%	+1,055	Timeline
ABTABBOTT LABORATORIES	17,292	$2M	0.47%	0	Timeline
DHRDANAHER CORP DEL	7,464	$2M	0.47%	-200	Timeline
CVXCHEVRON CORPORATION	18,062	$1.89M	0.44%	+475	Timeline
FDXFEDEX CORP	6,274	$1.87M	0.44%	-50	Timeline
TXNTEXAS INSTRS INC	9,650	$1.86M	0.44%	0	Timeline
HONHONEYWELL INTL INC	8,292	$1.82M	0.43%	+10	Timeline
PMPHILIP MORRIS INTL INC	18,277	$1.81M	0.42%	+1,750	Timeline
BKNGBOOKING HOLDINGS INC	817	$1.79M	0.42%	0	Timeline
LOWLOWES COS INC	9,113	$1.77M	0.41%	+200	Timeline
MOSMOSAIC CO	54,670	$1.75M	0.41%	-130	Timeline
EMREMERSON ELEC CO	17,897	$1.72M	0.4%	0	Timeline
MDLZMONDELEZ INTL INC	26,524	$1.66M	0.39%	+1,441	Timeline
VALEVALE S A	72,300	$1.65M	0.39%	+18,500	Timeline
SYKSTRYKER CORPORATION	6,300	$1.64M	0.38%	0	Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWAR	9,185	$1.63M	0.38%	+400	Timeline
VWOVANGUARD INTL EQUITY INDEX F	29,456	$1.6M	0.38%	+450	Timeline
KMBKIMBERLY-CLARK CORP	11,910	$1.59M	0.37%	+2,980	Timeline
GISGENERAL MILLS INC	25,880	$1.58M	0.37%	-1,015	Timeline
USALIBERTY ALL STAR EQUITY FD	173,500	$1.57M	0.37%	-40,000	Timeline
TSLATESLA INC	2,300	$1.56M	0.37%	-35	Timeline
HUMHUMANA INC	3,515	$1.56M	0.36%	+175	Timeline
ORCLORACLE CORP	19,950	$1.55M	0.36%	-1,400	Timeline
VFCV F CORP	18,900	$1.55M	0.36%	-1,000	Timeline
ALBALBEMARLE CORP	8,595	$1.45M	0.34%	-495	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	5,163	$1.44M	0.34%	-600	Timeline
MMM3M CO	7,121	$1.41M	0.33%	+150	Timeline
CAGCONAGRA BRANDS INC	38,042	$1.38M	0.32%	+170	Timeline
APLSAPELLIS PHARMACEUTICALS INC	21,309	$1.35M	0.32%	0	Timeline
BDXBECTON DICKINSON & CO	5,480	$1.33M	0.31%	-150	Timeline
KMIKINDER MORGAN INC DEL	73,100	$1.33M	0.31%	-1,500	Timeline
UNPUNION PAC CORP	5,963	$1.31M	0.31%	0	Timeline
INTCINTEL CORP	22,556	$1.27M	0.3%	-850	Timeline
METMETLIFE INC	20,699	$1.24M	0.29%	-545	Timeline
WDCWESTERN DIGITAL CORP	17,079	$1.22M	0.29%	-230	Timeline
UPSUNITED PARCEL SVCS INC	5,805	$1.21M	0.28%	-135	Timeline
TAT&T INC	41,630	$1.2M	0.28%	-51,886	Timeline
VRSNVERISIGN INC	5,245	$1.19M	0.28%	-870	Timeline
AMATAPPLIED MATLS INC	8,380	$1.19M	0.28%	0	Timeline
DGROISHARES TR	23,317	$1.17M	0.28%	new	Timeline
IVVISHARES TR	2,718	$1.17M	0.27%	new	Timeline
ADBEADOBE INC	1,980	$1.16M	0.27%	-25	Timeline
AXPAMERICAN EXPRESS CO	7,011	$1.16M	0.27%	0	Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLC	30,800	$1.15M	0.27%	new
SJMSMUCKER J M CO	8,835	$1.15M	0.27%	0	Timeline
VIMEO INCVIMEO INC	23,260	$1.14M	0.27%	new
LIVENT CORPLIVENT CORP	58,625	$1.14M	0.27%	+3,000
TSMTAIWAN SEMICONDUCTOR MANUFAC	8,517	$1.02M	0.24%	-425	Timeline
ELVELEVANCE HEALTH INC FORMERLY	2,515	$960K	0.23%	0	Timeline
LLYELI LILLY & CO	4,180	$960K	0.23%	+181	Timeline
GSGOLDMAN SACHS GROUP INC	2,460	$934K	0.22%	+75	Timeline
AMZAETFIS SER TR I	30,850	$908K	0.21%	+3,000	Timeline
ONON SEMICONDUCTOR CORP	23,683	$907K	0.21%	-400	Timeline
NSCNORFOLK SOUTHN CORP	3,357	$891K	0.21%	-200	Timeline
ILMNILLUMINA INC	1,820	$861K	0.2%	0	Timeline
DEODIAGEO PLC	4,416	$847K	0.2%	-700	Timeline
BRXBRIXMOR PPTY GROUP INC	35,780	$819K	0.19%	0	Timeline
PNCPNC FINL SVCS GROUP INC	4,225	$806K	0.19%	0	Timeline
RIORIO TINTO PLC	9,540	$800K	0.19%	-150	Timeline
NRGNRG ENERGY INC	19,185	$773K	0.18%	new	Timeline
YUMYUM BRANDS INC	6,500	$748K	0.18%	0	Timeline
PPLPPL CORP	26,485	$741K	0.17%	-2,000	Timeline
TRVTRAVELERS COMPANIES INC	4,828	$723K	0.17%	-333	Timeline
NEENEXTERA ENERGY INC	9,852	$722K	0.17%	+1,200	Timeline
CBCHUBB LIMITED	4,530	$720K	0.17%	0	Timeline
XIFRXPLR INFRASTRUCTURE LP	9,400	$718K	0.17%	+5,800	Timeline
XOMEXXON MOBIL CORP	11,323	$714K	0.17%	0	Timeline
COPCONOCOPHILLIPS	11,667	$711K	0.17%	-300	Timeline
AEPAMERICAN ELEC PWR CO INC	8,385	$709K	0.17%	+335	Timeline
CORCENCORA INC	6,115	$700K	0.16%	-520	Timeline
FOOT LOCKER INCFOOT LOCKER INC	10,950	$675K	0.16%	+4,400
PANWPALO ALTO NETWORKS INC	1,805	$670K	0.16%	+30	Timeline
CAHCARDINAL HEALTH INC	11,355	$648K	0.15%	+550	Timeline
MAMASTERCARD INCORPORATED	1,710	$624K	0.15%	-75	Timeline
ITWILLINOIS TOOL WKS INC	2,735	$611K	0.14%	-200	Timeline
ULTAULTA BEAUTY INC	1,718	$594K	0.14%	0	Timeline
BF-ABROWN FORMAN CORP	8,310	$586K	0.14%	0	Timeline
QUALISHARES TR	4,290	$570K	0.13%	-136	Timeline
SCHGSCHWAB STRATEGIC TR	3,849	$562K	0.13%	-50	Timeline
WHRWHIRLPOOL CORP	2,580	$562K	0.13%	0	Timeline
LAMRLAMAR ADVERTISING CO	5,365	$560K	0.13%	0	Timeline
MCDMCDONALDS CORP	2,273	$525K	0.12%	-100	Timeline
PSXPHILLIPS 66	5,977	$513K	0.12%	-275	Timeline
LNCLINCOLN NATL CORP IND	8,132	$511K	0.12%	0	Timeline
CATCATERPILLAR INC	2,300	$501K	0.12%	0	Timeline
COSTCOSTCO WHOLESALE CORPORATION	1,262	$499K	0.12%	0	Timeline
EATBRINKER INTL INC	8,050	$498K	0.12%	new	Timeline
VICIVICI PPTYS INC	16,025	$497K	0.12%	0	Timeline
VTRSVIATRIS INC	34,711	$496K	0.12%	+15,490	Timeline
ETNEATON CORP PLC	3,313	$491K	0.12%	-20	Timeline
STAGSTAG INDUSTRIAL INC	12,950	$485K	0.11%	-550	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	4,700	$483K	0.11%	new	Timeline
AIGAMERICAN INTL GROUP INC	10,117	$482K	0.11%	-117	Timeline
ATOATMOS ENERGY CORP	5,000	$481K	0.11%	0	Timeline
EBAYEBAY INC.	6,800	$477K	0.11%	0	Timeline
XLKSELECT SECTOR SPDR TR	3,188	$471K	0.11%	0	Timeline
CITHE CIGNA GROUP	1,956	$464K	0.11%	-194	Timeline
JBLJABIL INC	7,950	$462K	0.11%	0	Timeline
ZZILLOW GROUP INC	3,760	$460K	0.11%	+825	Timeline
HSICSCHEIN HENRY INC	6,200	$460K	0.11%	0	Timeline
MDTMEDTRONIC PLC	3,697	$459K	0.11%	0	Timeline
BHCBAUSCH HEALTH COS INC	15,645	$459K	0.11%	0	Timeline
MAINMAIN STR CAP CORP	10,900	$448K	0.11%	0	Timeline
LITELUMENTUM HLDGS INC	5,275	$433K	0.1%	-2,150	Timeline
WATWATERS CORP	1,240	$429K	0.1%	0	Timeline
KKRKKR & CO INC	7,000	$415K	0.1%	0	Timeline
KHCKRAFT HEINZ CO	9,988	$407K	0.1%	-332	Timeline
GILDGILEAD SCIENCES INC	5,899	$406K	0.1%	-71	Timeline
CARRCARRIER GLOBAL CORPORATION	8,282	$403K	0.09%	+22	Timeline
HIGHARTFORD INSURANCE GROUP INC	6,500	$403K	0.09%	0	Timeline
KRKROGER CO	10,500	$402K	0.09%	0	Timeline
USBUS BANCORP	7,027	$400K	0.09%	-100	Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	4,155	$397K	0.09%	0
STXSEAGATE TECHNOLOGY HLDNGS PL	4,500	$396K	0.09%	new	Timeline
IWOISHARES TR	1,250	$390K	0.09%	0	Timeline
SPGIS&P GLOBAL INC	935	$384K	0.09%	-233	Timeline
MTUMISHARES TR	2,202	$382K	0.09%	-104	Timeline
IWPISHARES TR	3,250	$368K	0.09%	0	Timeline
GASLOG PARTNERS LPGASLOG PARTNERS LP	99,882	$368K	0.09%	+40,000
LHC GROUPLHC GROUP	1,830	$366K	0.09%	0
MOALTRIA GROUP INC	7,265	$346K	0.08%	+2,800	Timeline
USMVISHARES TR	4,634	$341K	0.08%	-10	Timeline
HIHILLENBRAND INC	7,713	$340K	0.08%	0	Timeline
HPQHP INC	11,200	$338K	0.08%	+4,100	Timeline
YUMCYUM CHINA HLDGS INC	5,100	$338K	0.08%	0	Timeline
CIENCIENA CORP	5,887	$335K	0.08%	-200	Timeline
ENBENBRIDGE INC	8,317	$333K	0.08%	+1,196	Timeline
BIDUBAIDU INC	1,575	$321K	0.08%	-40	Timeline
WYWEYERHAEUSER CO	9,225	$318K	0.07%	-100	Timeline
ARIAPOLLO COML REAL ESTATE FIN	19,400	$309K	0.07%	0	Timeline
SCHXSCHWAB STRATEGIC TR	2,790	$290K	0.07%	+180	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	1,800	$289K	0.07%	0	Timeline
FCXFREEPORT MCMORAN INC	7,480	$278K	0.07%	new	Timeline
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	32,000	$273K	0.06%	0
TSCOTRACTOR SUPPLY CO	1,450	$270K	0.06%	0	Timeline
CHWYCHEWY INC	3,367	$268K	0.06%	0	Timeline
ETENERGY TRANSFER L P	25,168	$267K	0.06%	-145	Timeline
AMGNAMGEN INC	1,090	$266K	0.06%	-235	Timeline
POSEIDA THERAPEUTICS INCPOSEIDA THERAPEUTICS INC	25,000	$251K	0.06%	+2,000
IWNISHARES TR	1,511	$250K	0.06%	0	Timeline
TRUPTRUPANION INC	2,159	$249K	0.06%	new	Timeline
FTVFORTIVE CORP	3,534	$246K	0.06%	0	Timeline
NFLXNETFLIX INC.	460	$243K	0.06%	new	Timeline
EFAISHARES TR	3,000	$237K	0.06%	0	Timeline
BXBLACKSTONE INC	2,375	$231K	0.05%	-375	Timeline
MAAMID-AMER APT CMNTYS INC	1,300	$219K	0.05%	new	Timeline
NVDANVIDIA CORPORATION	274	$219K	0.05%	new	Timeline
SBUXSTARBUCKS CORP	1,914	$214K	0.05%	0	Timeline
EXPEEXPEDIA GROUP INC	1,300	$213K	0.05%	0	Timeline
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	2,000	$211K	0.05%	-600
EQIXEQUINIX INC	260	$209K	0.05%	new	Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	16,360	$209K	0.05%	-21,857
TDFTEMPLETON DRAGON FD INC	8,500	$202K	0.05%	0	Timeline
OTISOTIS WORLDWIDE CORP	2,449	$200K	0.05%	new	Timeline
FLEXFLEX LTD	10,000	$179K	0.04%	-1,000	Timeline
GENERAL ELEC COGENERAL ELEC CO	12,940	$174K	0.04%	0
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	17,471	$155K	0.04%	-600
KGCKINROSS GOLD CORP	21,000	$133K	0.03%	+10,000	Timeline
COTYCOTY INC	10,477	$98K	0.02%	0	Timeline
SALIENT MIDSTREAM & MLP FDSALIENT MIDSTREAM & MLP FD	16,000	$95K	0.02%	0

Sold out in Q2 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
IAC INTERACTIVECORP NEWIAC INTERACTIVECORP NEW	16,245	$3.51M	shares
CHDNCHURCHILL DOWNS INC	3,305	$752K	shares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	4,500	$345K	shares
AQNALGONQUIN POWER & UTILITIES	20,100	$318K	shares
BUDANHEUSER BUSCH INBEV SA NV	5,014	$315K	shares
NNNNNN REIT INC	6,950	$306K	shares
MCOMOODYS CORP	918	$274K	shares
REGREGENCY CTRS CORP	3,900	$221K	shares
HUNHUNTSMAN CORP	7,000	$202K	shares
BGC PARTNERS INCBGC PARTNERS INC	20,000	$97K	shares

How Q2 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001559968-21-000006	base		2021-07-16	acceptance time not in the bulk data set	2026-10-07 18:38:33 UTC