Regent Investment Management LLC: SPGI position timeline

Regent Investment Management LLC held 1,455 SPGI shares at 2022-12-31 per its 13F-HR filed 2023-01-26.

the latest 13F is the newest step

1. period ended2022-12-31

   13F 1,455 shares

   Change vs previous 13F +555 shares

   0.13% of the 13F portfolio, value $487,000.

   13F-HR 0001559968-23-000002 filed by Regent Investment Management LLC
   Filed 2023-01-26 (acceptance time not in the bulk data set), ingested 2026-10-07 18:33:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2022-09-30

   13F 900 shares

   Change vs previous 13F 0 shares

   0.08% of the 13F portfolio, value $275,000.

   13F-HR 0001559968-22-000008 filed by Regent Investment Management LLC
   Filed 2022-10-18 (acceptance time not in the bulk data set), ingested 2026-10-07 18:34:10 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2022-06-30

   13F 900 shares

   Change vs previous 13F -25 shares

   0.08% of the 13F portfolio, value $303,000.

   13F-HR 0001559968-22-000006 filed by Regent Investment Management LLC
   Filed 2022-07-15 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:03 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2022-03-31

   13F 925 shares

   Change vs previous 13F 0 shares

   0.09% of the 13F portfolio, value $379,000.

   13F-HR 0001559968-22-000004 filed by Regent Investment Management LLC
   Filed 2022-04-19 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:57 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2021-12-31

   13F 925 shares

   Change vs previous 13F 0 shares

   0.1% of the 13F portfolio, value $437,000.

   13F-HR 0001559968-22-000002 filed by Regent Investment Management LLC
   Filed 2022-01-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:36:54 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2021-09-30

   13F 925 shares

   Change vs previous 13F -10 shares

   0.09% of the 13F portfolio, value $393,000.

   13F-HR 0001559968-21-000008 filed by Regent Investment Management LLC
   Filed 2021-10-21 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2021-06-30

   13F 935 shares

   Change vs previous 13F -233 shares

   0.09% of the 13F portfolio, value $384,000.

   13F-HR 0001559968-21-000006 filed by Regent Investment Management LLC
   Filed 2021-07-16 (acceptance time not in the bulk data set), ingested 2026-10-07 18:38:33 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2021-03-31

   13F 1,168 shares

   Change vs previous 13F not available

   0.1% of the 13F portfolio, value $412,000.

   13F-HR 0001559968-21-000004 filed by Regent Investment Management LLC
   Filed 2021-04-20 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC

   Acceptance time not in the bulk data set (spec §4.2).