Regent Investment Management LLC: RIO position timeline

Regent Investment Management LLC held 8,540 RIO shares at 2022-12-31 per its 13F-HR filed 2023-01-26.

the latest 13F is the newest step

1. period ended2022-12-31

   13F 8,540 shares

   Change vs previous 13F -200 shares

   0.16% of the 13F portfolio, value $608,000.

   13F-HR 0001559968-23-000002 filed by Regent Investment Management LLC
   Filed 2023-01-26 (acceptance time not in the bulk data set), ingested 2026-10-07 18:33:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2022-09-30

   13F 8,740 shares

   Change vs previous 13F 0 shares

   0.14% of the 13F portfolio, value $481,000.

   13F-HR 0001559968-22-000008 filed by Regent Investment Management LLC
   Filed 2022-10-18 (acceptance time not in the bulk data set), ingested 2026-10-07 18:34:10 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2022-06-30

   13F 8,740 shares

   Change vs previous 13F 0 shares

   0.15% of the 13F portfolio, value $533,000.

   13F-HR 0001559968-22-000006 filed by Regent Investment Management LLC
   Filed 2022-07-15 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:03 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2022-03-31

   13F 8,740 shares

   Change vs previous 13F -400 shares

   0.16% of the 13F portfolio, value $703,000.

   13F-HR 0001559968-22-000004 filed by Regent Investment Management LLC
   Filed 2022-04-19 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:57 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2021-12-31

   13F 9,140 shares

   Change vs previous 13F -400 shares

   0.13% of the 13F portfolio, value $612,000.

   13F-HR 0001559968-22-000002 filed by Regent Investment Management LLC
   Filed 2022-01-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:36:54 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2021-09-30

   13F 9,540 shares

   Change vs previous 13F 0 shares

   0.15% of the 13F portfolio, value $637,000.

   13F-HR 0001559968-21-000008 filed by Regent Investment Management LLC
   Filed 2021-10-21 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2021-06-30

   13F 9,540 shares

   Change vs previous 13F -150 shares

   0.19% of the 13F portfolio, value $800,000.

   13F-HR 0001559968-21-000006 filed by Regent Investment Management LLC
   Filed 2021-07-16 (acceptance time not in the bulk data set), ingested 2026-10-07 18:38:33 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2021-03-31

   13F 9,690 shares

   Change vs previous 13F not available

   0.19% of the 13F portfolio, value $752,000.

   13F-HR 0001559968-21-000004 filed by Regent Investment Management LLC
   Filed 2021-04-20 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC

   Acceptance time not in the bulk data set (spec §4.2).