Regent Investment Management LLC: BABA position timeline

Regent Investment Management LLC held 0 BABA shares at 2022-09-30 per its 13F-HR filed 2022-10-18.

the latest 13F is the newest step

1. period ended2022-09-30

   13F 0 shares

   Change vs previous 13F -4,550 shares

   13F-HR 0001559968-22-000008 filed by Regent Investment Management LLC
   Filed 2022-10-18 (acceptance time not in the bulk data set), ingested 2026-10-07 18:34:10 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2022-06-30

   13F 4,550 shares

   Change vs previous 13F -2,618 shares

   0.14% of the 13F portfolio, value $517,000.

   13F-HR 0001559968-22-000006 filed by Regent Investment Management LLC
   Filed 2022-07-15 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:03 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2022-03-31

   13F 7,168 shares

   Change vs previous 13F -8,158 shares

   0.18% of the 13F portfolio, value $780,000.

   13F-HR 0001559968-22-000004 filed by Regent Investment Management LLC
   Filed 2022-04-19 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:57 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2021-12-31

   13F 15,326 shares

   Change vs previous 13F -630 shares

   0.4% of the 13F portfolio, value $1,821,000.

   13F-HR 0001559968-22-000002 filed by Regent Investment Management LLC
   Filed 2022-01-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:36:54 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2021-09-30

   13F 15,956 shares

   Change vs previous 13F -6,332 shares

   0.57% of the 13F portfolio, value $2,362,000.

   13F-HR 0001559968-21-000008 filed by Regent Investment Management LLC
   Filed 2021-10-21 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2021-06-30

   13F 22,288 shares

   Change vs previous 13F -1,372 shares

   1.18% of the 13F portfolio, value $5,054,000.

   13F-HR 0001559968-21-000006 filed by Regent Investment Management LLC
   Filed 2021-07-16 (acceptance time not in the bulk data set), ingested 2026-10-07 18:38:33 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2021-03-31

   13F 23,660 shares

   Change vs previous 13F not available

   1.35% of the 13F portfolio, value $5,364,000.

   13F-HR 0001559968-21-000004 filed by Regent Investment Management LLC
   Filed 2021-04-20 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC

   Acceptance time not in the bulk data set (spec §4.2).