Cowen Investment Management LLC
Follow13F filer, CIK 1475770, NEW YORK, NY
Cowen Investment Management LLC reported $167,541,690 across 46 holdings for the quarter ended 2023-06-30, in a 13F-HR filed 2023-08-15. Its ten largest share positions make up 67.07% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-003459
- Period
- 2023-06-30
- Reported value
- $168M
- Holdings
- 46
- Top 10 weight
- 67.07%
- New
- 11
- Sold out
- 80
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| KENSINGTON CAPITAL ACQUISITInew | +950,000 | $10M |
| STHOadded | +434,585 | $6.38M |
| SOCIAL CAP SUVRETTA HLDS CPadded | +452,000 | $4.68M |
| PERCEPTION CAPITAL CORP IIInew | +400,000 | $4.15M |
| JAGUAR GLOBAL GROWTH CORP Inew | +350,500 | $3.71M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CHURCHILL CAPITAL CORP VIIexited | -2,585,000 | -$26.2M |
| CHURCHILL CAPITAL CORP VIexited | -1,330,000 | -$13.4M |
| Tcv Acquisition Corpexited | -1,242,000 | -$12.7M |
| MOTIVE CAPITAL CORP IIexited | -1,024,583 | -$10.7M |
| SMFGreduced | -1,192,000 | -$10.3M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q2 2023
Share positions as resolved from 13F-HR 0001085146-23-003459, largest first. % of portfolio is the value over $166,374,926, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| SMFGSUMITOMO MITSUI FIN GRP INC | 4,451,875 | $38.3M | 23.01% | -1,192,000 | Timeline | ||
| PROTERRA INCPROTERRA INC | 10,574,685 | $12.7M | 7.63% | 0 | |||
| KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITI | 950,000 | $10M | 6.03% | new | |||
| LYGLLOYDS BANKING GROUP PLC | 4,421,183 | $9.73M | 5.85% | 0 | Timeline | ||
| STHOSTAR HLDGS | 659,789 | $9.68M | 5.82% | +434,585 | Timeline | ||
| L CATTERTON ASIA ACQUISITIONL CATTERTON ASIA ACQUISITION | 750,000 | $7.84M | 4.72% | +200,000 | |||
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 191,195 | $6.26M | 3.76% | +91,884 | |||
| SLAMFSLAM CORP CL A (CYM) | 570,000 | $6.06M | 3.64% | +300,000 | Timeline | ||
| RTORENTOKIL INITIAL PLC | 143,233 | $5.59M | 3.36% | -25,000 | Timeline | ||
| ARYA SCIENCES ACQUISITN CORPARYA SCIENCES ACQUISITN CORP | 523,000 | $5.42M | 3.26% | +23,000 | |||
| CARTESIAN GROWTH CORP IICARTESIAN GROWTH CORP II | 500,000 | $5.38M | 3.23% | 0 | |||
| SOCIAL CAP SUVRETTA HLDS CPSOCIAL CAP SUVRETTA HLDS CP | 502,000 | $5.2M | 3.12% | +452,000 | |||
| ENGENE HOLDINGS INC COMENGENE HOLDINGS INC COM | 442,750 | $4.75M | 2.86% | 0 | |||
| EVCOEVEREST CONSOLIDATOR ACQUISITI | 440,000 | $4.69M | 2.82% | +315,000 | Timeline | ||
| FTAC ZEUS ACQUISITION CORFTAC ZEUS ACQUISITION COR | 405,000 | $4.22M | 2.54% | +315,000 | |||
| PERCEPTION CAPITAL CORP IIIPERCEPTION CAPITAL CORP III | 400,000 | $4.15M | 2.5% | new | |||
| JAGUAR GLOBAL GROWTH CORP IJAGUAR GLOBAL GROWTH CORP I | 350,500 | $3.71M | 2.23% | new | |||
| KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY | 512,772 | $3.64M | 2.19% | +366,619 | |||
| SOCIAL CAP SUVRETTA HLDS CRPSOCIAL CAP SUVRETTA HLDS CRP | 272,000 | $2.82M | 1.69% | +172,000 | |||
| TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C | 150,000 | $1.55M | 0.93% | 0 | |||
| Zalatoris II Acquisition Co…Zalatoris II Acquisition Corp | 135,000 | $1.4M | 0.84% | -165,000 | |||
| GASLOG PARTNERS LPGASLOG PARTNERS LP | 150,000 | $1.29M | 0.78% | new | |||
| KNIGHTSWAN ACQUISITION CORPKNIGHTSWAN ACQUISITION CORP | 110,000 | $1.16M | 0.7% | 0 | |||
| AP ACQUISITION CORPAP ACQUISITION CORP | 100,000 | $1.08M | 0.65% | 0 | |||
| AP ACQUISITION CORPAP ACQUISITION CORP | 100,000 | $1.08M | 0.65% | 0 | |||
| HEARTLAND MEDIA ACQUISITIONHEARTLAND MEDIA ACQUISITION | 100,000 | $1.05M | 0.63% | new | |||
| COMPASS DIGITAL ACQUISITN COCOMPASS DIGITAL ACQUISITN CO | 100,000 | $1.04M | 0.62% | 0 | |||
| LBRDALIBERTY BROADBAND CORP | 12,682 | $1.01M | 0.61% | 0 | Timeline | ||
| SSYSSTRATASYS LTD | 49,800 | $884K | 0.53% | new | Timeline | ||
| TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C | 80,000 | $830K | 0.5% | new | |||
| SPRINGWATER SPL SITUATIONS CSPRINGWATER SPL SITUATIONS C | 68,850 | $712K | 0.43% | -80,776 | |||
| PROJECT ENERGY REIMAGINED ACPROJECT ENERGY REIMAGINED AC | 60,000 | $622K | 0.37% | new | |||
| SK GROWTH OPPORTUNITIES CORPSK GROWTH OPPORTUNITIES CORP | 50,000 | $530K | 0.32% | 0 | |||
| HEARTLAND MEDIA ACQUISITIONHEARTLAND MEDIA ACQUISITION | 50,000 | $528K | 0.32% | 0 | |||
| NNDMNANO DIMENSION LTD | 160,000 | $462K | 0.28% | +86,800 | Timeline | ||
| FRANCHISE GROUP INCFRANCHISE GROUP INC | 10,000 | $286K | 0.17% | new | |||
| INNOVATE CORPINNOVATE CORP | 125,000 | $219K | 0.13% | +60,000 | |||
| LBRDKLIBERTY BROADBAND CORP | 2,550 | $204K | 0.12% | 0 | Timeline | ||
| STEEL CONNECT INCSTEEL CONNECT INC | 20,730 | $174K | 0.1% | new | |||
| LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN | 162,974 | $106K | 0.06% | -65,000 | |||
| AVEPOINT INCAVEPOINT INC | 25,000 | $22.6K | 0.01% | 0 | |||
| BM TECHNOLOGIES INCBM TECHNOLOGIES INC | 25,000 | $3.75K | <0.01% | 0 | |||
| FATHOM DIGITAL MFG CORPFATHOM DIGITAL MFG CORP | 25,000 | $325 | <0.01% | 0 |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC COM | put | 421,400 | $946K | +14,800 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 152,100 | $215K | +87,100 |
| DDD3D SYS CORP DEL COMMON STOCK | put | 41,400 | $6.21K | new |
Sold out in Q2 2023
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII | 2,585,000 | $26.2M | shares |
| CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VI | 1,330,000 | $13.4M | shares |
| Tcv Acquisition CorpTcv Acquisition Corp | 1,242,000 | $12.7M | shares |
| MOTIVE CAPITAL CORP IIMOTIVE CAPITAL CORP II | 1,024,583 | $10.7M | shares |
| NORTHERN STAR INVEST CORP IVNORTHERN STAR INVEST CORP IV | 955,000 | $9.69M | shares |
| BLACK MOUNTAIN ACQ CORPBLACK MOUNTAIN ACQ CORP | 900,000 | $9.35M | shares |
| FOCUS IMPACT ACQUISITION CORFOCUS IMPACT ACQUISITION COR | 805,000 | $8.37M | shares |
| THUNDER BRDG CAP PRTNRS IV ITHUNDER BRDG CAP PRTNRS IV I | 815,000 | $8.25M | shares |
| TPG PACE BENEFICIAL II CORPTPG PACE BENEFICIAL II CORP | 800,000 | $7.98M | shares |
| GRAF ACQUISITION CORP IVGRAF ACQUISITION CORP IV | 750,000 | $7.6M | shares |
| CLEAN EARTH ACQUISITIONS CORCLEAN EARTH ACQUISITIONS COR | 735,000 | $7.54M | shares |
| BERENSON ACQUISITION CORP IBERENSON ACQUISITION CORP I | 725,000 | $7.39M | shares |
| NUBIA BRAND INTERNATIONAL CONUBIA BRAND INTERNATIONAL CO | 620,000 | $6.54M | shares |
| GCT SEMICONDUCTOR HLDG INC …GCT SEMICONDUCTOR HLDG INC COMMON… | 570,000 | $5.91M | shares |
| KIMBELL TIGER ACQUISITION COKIMBELL TIGER ACQUISITION CO | 555,000 | $5.84M | shares |
| GOGREEN INVESTMENTS CORPGOGREEN INVESTMENTS CORP | 540,000 | $5.7M | shares |
| CARTICA ACQUISITION CORPCARTICA ACQUISITION CORP | 510,000 | $5.37M | shares |
| KHOSLA VENTURES ACQUISITIONKHOSLA VENTURES ACQUISITION | 525,000 | $5.32M | shares |
| VALOR LATITUDE ACQUISITN CORVALOR LATITUDE ACQUISITN COR | 500,000 | $5.12M | shares |
| NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR | 440,000 | $4.62M | shares |
| G SQUARED ASCEND II INCG SQUARED ASCEND II INC | 400,000 | $4.15M | shares |
| BLEUACACIA LTDBLEUACACIA LTD | 400,000 | $4.09M | shares |
| EG ACQUISITION CORPEG ACQUISITION CORP | 350,000 | $3.56M | shares |
| CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VI | 350,000 | $3.54M | shares |
| GLOBAL TECHNOLGY ACQSTN CORPGLOBAL TECHNOLGY ACQSTN CORP | 300,000 | $3.14M | shares |
| JAWS HURRICANE ACQUISITN CORJAWS HURRICANE ACQUISITN COR | 275,000 | $2.8M | shares |
| ANDRETTI ACQUISITION CORPANDRETTI ACQUISITION CORP | 250,000 | $2.63M | shares |
| POWERUP ACQUISITION CORPPOWERUP ACQUISITION CORP | 250,000 | $2.62M | shares |
| VAHANNA TECH EDGE ACQSTN I CVAHANNA TECH EDGE ACQSTN I C | 250,000 | $2.61M | shares |
| BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C | 250,000 | $2.61M | shares |
| DMY TECHNOLOGY GROUP INC VIDMY TECHNOLOGY GROUP INC VI | 255,000 | $2.61M | shares |
| POWER & DIGITAL INFRASTRUCTUPOWER & DIGITAL INFRASTRUCTU | 250,000 | $2.56M | shares |
| COLISEUM ACQUISITION CORPCOLISEUM ACQUISITION CORP | 250,000 | $2.56M | shares |
| ACROPOLIS INFRASTRUCTURE ACQACROPOLIS INFRASTRUCTURE ACQ | 240,000 | $2.43M | shares |
| PNSTQPINSTRIPES HOLDINGS, INC CL A | 220,000 | $2.29M | shares |
| ICONIC SPORTS ACQUISITION COICONIC SPORTS ACQUISITION CO | 200,000 | $2.12M | shares |
| RIGEL RESOURCE ACQ CORPRIGEL RESOURCE ACQ CORP | 200,000 | $2.09M | shares |
| M3 BRIGADE ACQUISITION IIIM3 BRIGADE ACQUISITION III | 200,000 | $2.07M | shares |
| CIIG CAPITAL PARTNERS II INCCIIG CAPITAL PARTNERS II INC | 175,000 | $1.82M | shares |
| PANACEA ACQUISITION CORP IIPANACEA ACQUISITION CORP II | 165,500 | $1.69M | shares |
| APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL I | 165,000 | $1.69M | shares |
| ROC ENERGY ACQUISITION CORPROC ENERGY ACQUISITION CORP | 150,000 | $1.57M | shares |
| DP CAP ACQUISITION CORP IDP CAP ACQUISITION CORP I | 150,000 | $1.57M | shares |
| 7 ACQUISITION CORPORATION7 ACQUISITION CORPORATION | 150,000 | $1.57M | shares |
| ALPHA HEALTHCARE ACQU CORP IALPHA HEALTHCARE ACQU CORP I | 145,000 | $1.47M | shares |
| SCULPTOR ACQUISITION CORP ISCULPTOR ACQUISITION CORP I | 120,000 | $1.25M | shares |
| HOME PLATE ACQUISITION CORPHOME PLATE ACQUISITION CORP | 105,000 | $1.08M | shares |
| CARTICA ACQUISITION CORPCARTICA ACQUISITION CORP | 100,000 | $1.05M | shares |
| PYROPHYTE ACQUISITION CORPPYROPHYTE ACQUISITION CORP | 100,000 | $1.05M | shares |
| BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C | 100,000 | $1.05M | shares |
| TRINE II ACQUISITION CORPTRINE II ACQUISITION CORP | 100,000 | $1.05M | shares |
| PROGRESS ACQUISITION CORPPROGRESS ACQUISITION CORP | 100,000 | $1.04M | shares |
| PROOF ACQUISITION CORP IPROOF ACQUISITION CORP I | 100,000 | $1.03M | shares |
| VALOR LATITUDE ACQUISITN CORVALOR LATITUDE ACQUISITN COR | 100,000 | $1.02M | shares |
| JAWS JUGGERNAUT ACQUISITN COJAWS JUGGERNAUT ACQUISITN CO | 100,000 | $1.02M | shares |
| CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII | 100,000 | $1.01M | shares |
| PROOF ACQUISITION CORP IPROOF ACQUISITION CORP I | 80,000 | $834K | shares |
| BANNER ACQUISITION CORPBANNER ACQUISITION CORP | 75,000 | $768K | shares |
| SOMALOGIC INCSOMALOGIC INC | 247,226 | $630K | shares |
| SPREE ACQUISITION CORP 1 LTDSPREE ACQUISITION CORP 1 LTD | 60,000 | $626K | shares |
| JUNIPER II CORPJUNIPER II CORP | 60,000 | $623K | shares |
| CSLM ACQUISITION CORPCSLM ACQUISITION CORP | 55,000 | $570K | shares |
| SOUND POINT ACQUISITION CORPSOUND POINT ACQUISITION CORP | 50,000 | $527K | shares |
| CONCORD ACQUISITION CORP IIICONCORD ACQUISITION CORP III | 50,000 | $518K | shares |
| ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATION | 40,000 | $413K | shares |
| FIFTH WALL ACQUISITN CORP IIFIFTH WALL ACQUISITN CORP II | 40,000 | $408K | shares |
| TBLAWTABOOLA.COM LTD | 697,500 | $286K | shares |
| STEEL CONNECT INCSTEEL CONNECT INC | 193,482 | $221K | shares |
| AEQUI ACQUISITION CORPAEQUI ACQUISITION CORP | 116,666 | $11.7K | shares |
| GRABWGRAB HOLDINGS LIMITED | 19,900 | $11.5K | shares |
| APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL I | 100,000 | $9.76K | shares |
| XCF Global IncXCF Global Inc | 50,000 | $6.5K | shares |
| ARDAGH METAL PACKAGING S AARDAGH METAL PACKAGING S A | 25,000 | $6.5K | shares |
| MOOLEC SCIENCE SAMOOLEC SCIENCE SA | 50,000 | $5.61K | shares |
| PEPPERLIME HEALTH ACQUSTN COPEPPERLIME HEALTH ACQUSTN CO | 50,000 | $4.75K | shares |
| ADIT EDTECH ACQUISITION CORPADIT EDTECH ACQUISITION CORP | 50,000 | $4K | shares |
| UWM HOLDINGS CORPORATIONUWM HOLDINGS CORPORATION | 12,044 | $2.44K | shares |
| PIIIWP3 HEALTH PARTNERS INC | 25,000 | $2K | shares |
| PRIVETERRA ACQUISITION CORPPRIVETERRA ACQUISITION CORP | 25,000 | $1.38K | shares |
| EUCRATES BIOMEDICAL ACQU COREUCRATES BIOMEDICAL ACQU COR | 33,333 | $1.35K | shares |
How Q2 2023 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-23-003459 | base | 2023-08-15 | acceptance time not in the bulk data set |