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Cowen Investment Management LLC

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13F filer, CIK 1475770, NEW YORK, NY

Cowen Investment Management LLC reported $22,444,738 across 3 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-08.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-24-005478

Period
2024-09-30
Reported value
$22.4M
Holdings
3
Top 10 weight
100%
New
0
Sold out
2

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SMFGexited-3,301,575-$44.3M
LBRDKexited-4,000-$219K
HTZWWreduced-20,000-$43.8K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001085146-24-005478, largest first. % of portfolio is the value over $22,444,738, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
LYGLLOYDS BANKING GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 4,421,183 shares; 2023Q3: 4,421,183 shares; 2023Q4: 4,421,183 shares; 2024Q1: 4,421,183 shares; 2024Q2: 4,421,183 shares; 2024Q3: 4,421,183 shares 4,421,183$13.8M61.46%0Timeline
HTZWWHERTZ GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: not reported; 2023Q3: not reported; 2023Q4: 1,463,369 shares; 2024Q1: 2,422,004 shares; 2024Q2: 3,879,356 shares; 2024Q3: 3,859,356 shares 3,859,356$8.45M37.66%-20,000Timeline
STEEL CONNECT INCSTEEL CONNECT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 20,730 shares; 2023Q3: 18,830 shares; 2023Q4: 18,830 shares; 2024Q1: 18,830 shares; 2024Q2: 18,830 shares; 2024Q3: 18,830 shares 18,830$199K0.89%0

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
SMFGSUMITOMO MITSUI FIN GRP INC3,301,575$44.3Mshares
LBRDKLIBERTY BROADBAND CORP4,000$219Kshares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-24-005478 base2024-11-08acceptance time not in the bulk data set