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Cowen Investment Management LLC

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13F filer, CIK 1475770, NEW YORK, NY

Cowen Investment Management LLC reported $81,246,140 across 9 holdings for the quarter ended 2024-03-31, in a 13F-HR filed 2024-08-29.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-24-004359

Period
2024-03-31
Reported value
$81.2M
Holdings
9
Top 10 weight
100%
New
1
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
HTZWWadded+958,635$4.26M
LBRDKadded+44,900$2.57M
LBRDAadded+42,000$2.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SMFGreduced-850,000-$10M
STHOreduced-257,317-$3.32M
NNDMexited-150,000-$360K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2024

Share positions as resolved from 13F-HR 0001085146-24-004359, largest first. % of portfolio is the value over $81,134,415, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SMFGSUMITOMO MITSUI FIN GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 4,451,875 shares; 2023Q3: 4,152,575 shares; 2023Q4: 4,151,575 shares; 2024Q1: 3,301,575 shares 3,301,575$38.9M47.9%-850,000Timeline
LYGLLOYDS BANKING GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 4,421,183 shares; 2023Q3: 4,421,183 shares; 2023Q4: 4,421,183 shares; 2024Q1: 4,421,183 shares 4,421,183$11.5M14.11%0Timeline
HTZWWHERTZ GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: not reported; 2023Q3: not reported; 2023Q4: 1,463,369 shares; 2024Q1: 2,422,004 shares 2,422,004$10.8M13.25%+958,635Timeline
STHOSTAR HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 659,789 shares; 2023Q3: 1,012,867 shares; 2023Q4: 1,084,162 shares; 2024Q1: 826,845 shares 826,845$10.7M13.17%-257,317Timeline
LBRDKLIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 2,550 shares; 2023Q3: 17,550 shares; 2023Q4: 38,787 shares; 2024Q1: 83,687 shares 83,687$4.79M5.9%+44,900Timeline
LBRDALIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 12,682 shares; 2023Q3: 33,670 shares; 2023Q4: 35,370 shares; 2024Q1: 77,370 shares 77,370$4.42M5.45%+42,000Timeline
STEEL CONNECT INCSTEEL CONNECT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2022Q2: restricted; 2022Q3: restricted; 2022Q4: restricted; 2023Q1: restricted; 2023Q2: 20,730 shares; 2023Q3: 18,830 shares; 2023Q4: 18,830 shares; 2024Q1: 18,830 shares 18,830$179K0.22%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput45,000$97.2K-50,000
TLTISHARES TR 20 YR TR BD ETFput50,000$14.5Knew

Sold out in Q1 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
NNDMNANO DIMENSION LTD150,000$360Kshares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL19,000$71.5Kcall

How Q1 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-24-004359 base2024-08-29acceptance time not in the bulk data set