13F-HR filed by Cowen Investment Management LLC
Cowen Investment Management LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-15, with 46 holding rows worth $167,541,690.
- Accession
- 0001085146-23-003459
- Filer
- CIK 1475770
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 46 entries on the cover page, a total value of $167,541,690 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,541,690 with VALUE read as dollars as filed, 13F file number 028-13626. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,451,875 | $38,286,125 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 10,574,685 | $12,689,622 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 950,000 | $10,032,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,421,183 | $9,726,603 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 659,789 | $9,679,105 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 750,000 | $7,845,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 191,195 | $6,257,812 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 570,000 | $6,059,100 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 143,233 | $5,587,519 | dollars as filed | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 523,000 | $5,418,280 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305104 | UNIT 07/12/2028 | 500,000 | $5,375,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 502,000 | $5,195,700 | dollars as filed | |
| ENGENE HOLDINGS INC COM | G3619H102 | Stock | 442,750 | $4,750,708 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 440,000 | $4,686,000 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 405,000 | $4,222,125 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D106 | CLASS A ORD SHS | 400,000 | $4,154,000 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | CLASS A ORD SHS | 350,500 | $3,708,290 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 512,772 | $3,640,681 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 272,000 | $2,815,200 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 150,000 | $1,552,515 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 135,000 | $1,398,600 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 150,000 | $1,293,000 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103109 | COM | 110,000 | $1,162,700 | dollars as filed | |
| AP ACQUISITION CORP | G04058122 | UNIT 99/99/9999 | 100,000 | $1,076,050 | dollars as filed | |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 100,000 | $1,076,000 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V108 | CL A COM | 100,000 | $1,054,000 | dollars as filed | |
| COMPASS DIGITAL ACQUISITN CO | G2476C115 | UNIT 09/29/2026 | 100,000 | $1,038,000 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,682 | $1,011,136 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 421,400 | $945,505 | dollars as filed | put |
| STRATASYS LTD | M85548101 | SHS | 49,800 | $884,448 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 80,000 | $830,392 | dollars as filed | |
| SPRINGWATER SPL SITUATIONS C | 85205U107 | COM | 68,850 | $711,909 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 60,000 | $621,600 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N103 | CLASS A COM | 50,000 | $529,500 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V207 | UNIT 99/99/9999 | 50,000 | $528,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 160,000 | $462,400 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 10,000 | $286,400 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 125,000 | $218,750 | dollars as filed | |
| SPY | 78462F103 | SHS | 152,100 | $215,049 | dollars as filed | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,550 | $204,281 | dollars as filed | |
| STEEL CONNECT INC | 858098205 | COM | 20,730 | $173,717 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 162,974 | $105,933 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 25,000 | $22,650 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 41,400 | $6,210 | dollars as filed | put |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 25,000 | $3,750 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 25,000 | $325 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-003459 | this filing | 2023-08-15 | acceptance time not in the bulk data set |