Pine River Capital Management L.P.

13F filer, CIK 1288136, MINNETONKA, MN

Pine River Capital Management L.P. reported $2,742,777,000 across 363 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-14. Its ten largest share positions make up 41.48% of the portfolio.

Filed 2017-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:10:24 UTC13F-HR 0001288136-17-000038

Period: 2016-12-31
Reported value: $2.74B
Holdings: 363
Top 10 weight: 41.48%
New: 161
Sold out: 196

Largest buys vs the previous quarter

Security	Shares change	Approx. value
LEVEL 3 COMMUNICATIONS INCnew	+3,350,025	$189M
ENDURANCE SPECIALTY HLDGS LTadded	+1,669,073	$154M
TECHNIPFMC PLCadded	+1,809,170	$64.3M
MIDSTATES PETE CO INCnew	+1,504,444	$31.2M
LINEAR TECHNOLOGY CORPnew	+455,025	$28.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PGexited	-7,007,980	-$629M
LINKEDIN CORPexited	-1,991,283	-$381M
ITC HLDGS CORPexited	-6,845,959	-$318M
SPYexited	-438,600	-$94.9M
COTYexited	-3,314,826	-$76.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0001288136-17-000038, largest first. % of portfolio is the value over $1,833,362,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC	3,350,025	$189M	10.3%	new
ENDURANCE SPECIALTY HLDGS LTENDURANCE SPECIALTY HLDGS LT	1,680,364	$155M	8.47%	+1,669,073
TECHNIPFMC PLCTECHNIPFMC PLC	4,032,750	$143M	7.82%	+1,809,170	The filing omitted confidential holdings, a later amendment may add them.
VZVERIZON COMMUNICATIONS INC	960,543	$51.3M	2.8%	-212,778	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HARMAN INTL INDS INCHARMAN INTL INDS INC	294,931	$32.8M	1.79%	+174,931
MIDSTATES PETE CO INCMIDSTATES PETE CO INC	1,504,444	$31.2M	1.7%	new	The filing omitted confidential holdings, a later amendment may add them.
LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORP	455,025	$28.4M	1.55%	new
GOOGALPHABET INC	36,485	$28.2M	1.54%	-39,530	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HPQHP INC	1,752,986	$26M	1.42%	-989,897	The filing omitted confidential holdings, a later amendment may add them.	Timeline
KMIKINDER MORGAN INC DEL	1,131,540	$23.4M	1.28%	+484,149	The filing omitted confidential holdings, a later amendment may add them.	Timeline
GOOGLALPHABET INC	27,486	$21.3M	1.16%	+11,830	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WESTAR ENERGY INCWESTAR ENERGY INC	377,998	$21.3M	1.16%	new	The filing omitted confidential holdings, a later amendment may add them.
HALHALLIBURTON CO	376,983	$20.4M	1.11%	-125,538	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC	370,266	$15.6M	0.85%	-245,532	The filing omitted confidential holdings, a later amendment may add them.
JDJD.COM INC	611,000	$15.5M	0.85%	0	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ADSKAUTODESK INC	205,734	$15.2M	0.83%	-118,660	The filing omitted confidential holdings, a later amendment may add them.	Timeline
METAMETA PLATFORMS INC	124,213	$14.3M	0.78%	-261,803	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MUMICRON TECHNOLOGY INC	642,471	$14.1M	0.77%	0	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	205,267	$11.5M	0.63%	-91,499	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC	272,080	$11.4M	0.62%	+206,820	The filing omitted confidential holdings, a later amendment may add them.
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	395,467	$11.2M	0.61%	+147,019	The filing omitted confidential holdings, a later amendment may add them.
MENTOR GRAPHICS CORPMENTOR GRAPHICS CORP	300,000	$11.1M	0.6%	new
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	156,133	$10.9M	0.59%	+73,392	The filing omitted confidential holdings, a later amendment may add them.
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	60,406	$10.9M	0.59%	-25,794	The filing omitted confidential holdings, a later amendment may add them.
SYNUTRA INTERNATIONAL INCSYNUTRA INTERNATIONAL INC	1,995,217	$10.7M	0.58%	new
BABAALIBABA GROUP HLDG LTD	115,850	$10.2M	0.55%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TRINA SOLAR LIMITEDTRINA SOLAR LIMITED	1,065,055	$9.9M	0.54%	-1,295,128
CONSTELLIUM SECONSTELLIUM SE	1,656,575	$9.77M	0.53%	-543,425	The filing omitted confidential holdings, a later amendment may add them.
RED HAT INCRED HAT INC	140,159	$9.77M	0.53%	+32,249	The filing omitted confidential holdings, a later amendment may add them.
EBSEMERGENT BIOSOLUTIONS INC	284,180	$9.33M	0.51%	0	The filing omitted confidential holdings, a later amendment may add them.	Timeline
AMDADVANCED MICRO DEVICES INC	771,900	$8.75M	0.48%	+303,100	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DISDISNEY WALT CO	83,651	$8.72M	0.48%	+75,644	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CARDTRONICS PLCCARDTRONICS PLC	157,755	$8.61M	0.47%	-34,991	The filing omitted confidential holdings, a later amendment may add them.
FTNTFORTINET INC	271,140	$8.17M	0.45%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS	1,631,100	$8.14M	0.44%	+281,100	The filing omitted confidential holdings, a later amendment may add them.
RESRPC INC	400,000	$7.92M	0.43%	-185,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TUSKMAMMOTH ENERGY SVCS INC	515,000	$7.83M	0.43%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FANGDIAMONDBACK ENERGY INC	75,000	$7.58M	0.41%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CMCSACOMCAST CORP NEW	106,960	$7.39M	0.4%	-87,898	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ROKROCKWELL AUTOMATION INC	54,731	$7.36M	0.4%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	122,700	$7.11M	0.39%	+69,800	The filing omitted confidential holdings, a later amendment may add them.
TAPMOLSON COORS BEVERAGE CO	71,815	$6.99M	0.38%	-91,139	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SYMANTEC CORPSYMANTEC CORP	255,012	$6.09M	0.33%	new	The filing omitted confidential holdings, a later amendment may add them.
MSFTMICROSOFT CORP	95,799	$5.95M	0.32%	+70,674	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DVNDEVON ENERGY CORP NEW	128,686	$5.88M	0.32%	+49,044	The filing omitted confidential holdings, a later amendment may add them.	Timeline
XOMEXXON MOBIL CORP	61,402	$5.54M	0.3%	-12,118	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	726,600	$5.1M	0.28%	new	The filing omitted confidential holdings, a later amendment may add them.
EXTRACTION OIL AND GAS INCEXTRACTION OIL AND GAS INC	250,000	$5.01M	0.27%	new	The filing omitted confidential holdings, a later amendment may add them.
YY INC. ADRYY INC. ADR	125,056	$4.93M	0.27%	-3,464	The filing omitted confidential holdings, a later amendment may add them.
GNWGENWORTH FINL INC	1,278,778	$4.87M	0.27%	new		Timeline
ST JUDE MED INCST JUDE MED INC	60,633	$4.86M	0.27%	-692	The filing omitted confidential holdings, a later amendment may add them.
KONGZHONG CORPKONGZHONG CORP	689,325	$4.78M	0.26%	-188,091
VMCVULCAN MATLS CO	36,989	$4.63M	0.25%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CTRIP COM INTL LTDCTRIP COM INTL LTD	112,646	$4.51M	0.25%	-48,200	The filing omitted confidential holdings, a later amendment may add them.
ADVANCED DISP SVCS INC DELADVANCED DISP SVCS INC DEL	200,000	$4.44M	0.24%	new	The filing omitted confidential holdings, a later amendment may add them.
CSXCSX CORP	122,112	$4.39M	0.24%	-108,570	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	82,704	$4.26M	0.23%	-21,299	The filing omitted confidential holdings, a later amendment may add them.
DQDAQO NEW ENERGY CORP	218,208	$4.21M	0.23%	+139,095	The filing omitted confidential holdings, a later amendment may add them.	Timeline
Concho Resources Inc.Concho Resources Inc.	30,629	$4.06M	0.22%	new	The filing omitted confidential holdings, a later amendment may add them.
SPLUNK INCSPLUNK INC	77,307	$3.95M	0.22%	-518,285	The filing omitted confidential holdings, a later amendment may add them.
ZTOZTO EXPRESS CAYMAN INC	325,200	$3.92M	0.21%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HURNHURON CONSULTING GROUP INC	76,800	$3.89M	0.21%	0	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	167,274	$3.87M	0.21%	-43,971	The filing omitted confidential holdings, a later amendment may add them.	Timeline
QUNAR CAYMAN IS LTD SPNS AD…QUNAR CAYMAN IS LTD SPNS ADR CL B	124,233	$3.74M	0.2%	new
FHBFIRST HAWAIIAN INC	100,000	$3.48M	0.19%	0	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ANIPANI PHARMACEUTICALS INC	50,400	$3.06M	0.17%	0	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BOXBOX INC	217,030	$3.01M	0.16%	+65,016	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NTESNETEASE COM INC	13,461	$2.9M	0.16%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
LOWLOWES COS INC	40,680	$2.89M	0.16%	+25,087	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BIT MINING LIMITEDBIT MINING LIMITED	182,476	$2.8M	0.15%	0	The filing omitted confidential holdings, a later amendment may add them.
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	20,000	$2.72M	0.15%	new	The filing omitted confidential holdings, a later amendment may add them.
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	160,000	$2.7M	0.15%	-440,000	The filing omitted confidential holdings, a later amendment may add them.
GRIDSUM HLDG INC SPONSORED …GRIDSUM HLDG INC SPONSORED ADR	257,697	$2.63M	0.14%	+37,197	The filing omitted confidential holdings, a later amendment may add them.
INTCINTEL CORP	68,923	$2.5M	0.14%	+49,087	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DXJWISDOMTREE TR	50,000	$2.48M	0.14%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SYNGENTA AG ADRSYNGENTA AG ADR	25,848	$2.04M	0.11%	-4,452
VERINT SYS INCVERINT SYS INC	57,400	$2.02M	0.11%	-15,500	The filing omitted confidential holdings, a later amendment may add them.
WILDHORSE RESOURCE DEV CORPWILDHORSE RESOURCE DEV CORP	135,000	$1.97M	0.11%	new	The filing omitted confidential holdings, a later amendment may add them.
JAZZJAZZ PHARMACEUTICALS PLC	17,500	$1.91M	0.1%	-12,500	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ICHRICHOR HOLDINGS	175,000	$1.89M	0.1%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ONCBEONE MEDICINES LTD	61,509	$1.87M	0.1%	0	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N	150,000	$1.76M	0.1%	new	The filing omitted confidential holdings, a later amendment may add them.
RRCRANGE RES CORP	50,000	$1.72M	0.09%	-61,374	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BIDUBAIDU INC	10,337	$1.7M	0.09%	-5,478	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	90,688	$1.67M	0.09%	new	The filing omitted confidential holdings, a later amendment may add them.
THSTREEHOUSE FOODS INC	19,680	$1.42M	0.08%	-45,921	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SCICLONE PHARMACEUTICALS INCSCICLONE PHARMACEUTICALS INC	130,000	$1.4M	0.08%	new	The filing omitted confidential holdings, a later amendment may add them.
ROCKWELL COLLINS INCROCKWELL COLLINS INC	14,024	$1.3M	0.07%	new	The filing omitted confidential holdings, a later amendment may add them.
BLBLACKLINE INC	45,000	$1.24M	0.07%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
AVISTA HEALTHCARE PUB ACQ COAVISTA HEALTHCARE PUB ACQ CO	120,000	$1.22M	0.07%	new	The filing omitted confidential holdings, a later amendment may add them.
U S SILICA HLDGS INCU S SILICA HLDGS INC	21,250	$1.2M	0.07%	new	The filing omitted confidential holdings, a later amendment may add them.
MOMO INCMOMO INC	61,546	$1.13M	0.06%	new	The filing omitted confidential holdings, a later amendment may add them.
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	68,304	$1.03M	0.06%	-27,110	The filing omitted confidential holdings, a later amendment may add them.
LA QUINTA HLDGS INCLA QUINTA HLDGS INC	68,846	$978K	0.05%	new	The filing omitted confidential holdings, a later amendment may add them.
CAPITOL ACQUISITION CORP IIICAPITOL ACQUISITION CORP III	1,000,000	$870K	0.05%	0	The filing omitted confidential holdings, a later amendment may add them.
ELFE L F BEAUTY INC	30,000	$868K	0.05%	0	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BLUE CAP REINS HLDGS LTD CO…BLUE CAP REINS HLDGS LTD COM COM	45,285	$836K	0.05%	0	The filing omitted confidential holdings, a later amendment may add them.
TIVO CORPTIVO CORP	38,000	$794K	0.04%	0	The filing omitted confidential holdings, a later amendment may add them.
DOUBLE EAGLE ACQUISITION CORDOUBLE EAGLE ACQUISITION COR	1,600,000	$752K	0.04%	-200,000	The filing omitted confidential holdings, a later amendment may add them.
BCEBCE INC	12,136	$704K	0.04%	-4,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	16,941	$704K	0.04%	-800	The filing omitted confidential holdings, a later amendment may add them.
EEFTEURONET WORLDWIDE INC	9,700	$703K	0.04%	-38,800	The filing omitted confidential holdings, a later amendment may add them.	Timeline
USMVISHARES TR	15,449	$699K	0.04%	-800	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TUTELUS CORPORATION	16,269	$696K	0.04%	-6,500	The filing omitted confidential holdings, a later amendment may add them.	Timeline
RYROYAL BK CDA	7,641	$694K	0.04%	-4,300	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BMOBANK OF MONTREAL	7,173	$693K	0.04%	-4,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC	25,724	$693K	0.04%	-11,300	The filing omitted confidential holdings, a later amendment may add them.
BNSBANK NOVA SCOTIA B C	9,122	$682K	0.04%	-4,700	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TDTORONTO DOMINION BK ONT	10,300	$682K	0.04%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WDCWESTERN DIGITAL CORP	10,013	$680K	0.04%	-16,687	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CMCANADIAN IMPERIAL BANK OF CO	6,073	$665K	0.04%	-3,500	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HOSTESS BRANDS INCHOSTESS BRANDS INC	46,083	$599K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
AMERICAN NATL INSAMERICAN NATL INS	4,783	$596K	0.03%	-3,300	The filing omitted confidential holdings, a later amendment may add them.
CBS CORP NEWCBS CORP NEW	9,300	$592K	0.03%	-15,500	The filing omitted confidential holdings, a later amendment may add them.
FAIRMOUNT SANTROL HLDGS INCFAIRMOUNT SANTROL HLDGS INC	50,000	$590K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
ATNIATN INTL INC	6,910	$554K	0.03%	-4,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ERIEERIE INDTY CO	4,900	$551K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FRMEFIRST MERCHANTS CORP	14,600	$550K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TFSLTFS FINL CORP	28,900	$550K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MATWMATTHEWS INTL CORP	7,100	$546K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MKLMARKEL GROUP INC	600	$543K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
PRGSPROGRESS SOFTWARE CORP	16,999	$543K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG A	10,114	$543K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
NEW RELIC INCNEW RELIC INC	19,199	$542K	0.03%	-6,428	The filing omitted confidential holdings, a later amendment may add them.
ARCCARES CAPITAL CORP	32,809	$541K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NBTBNBT BANCORP INC	12,900	$540K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TMPTOMPKINS FINL CORP	5,700	$539K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CVBFCVB FINL CORP	23,496	$539K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
PFSPROVIDENT FINL SVCS INC	18,999	$538K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WSBCWESBANCO INC	12,500	$538K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ASPEN INSURANCE HOLDINGS LTDASPEN INSURANCE HOLDINGS LTD	9,789	$538K	0.03%	-6,200	The filing omitted confidential holdings, a later amendment may add them.
XILINX INCXILINX INC	8,900	$537K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
COLBCOLUMBIA BKG SYS INC	12,000	$536K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FCFFIRST COMWLTH FINL CORP PA	37,773	$536K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FIBKFIRST INTST BANCSYSTEM INC	12,600	$536K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
JPMJPMORGAN CHASE & CO	6,198	$535K	0.03%	-4,900	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WABCWESTAMERICA BANCORPORATION	8,500	$535K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CPBTHE CAMPBELLS COMPANY	8,848	$535K	0.03%	-4,424	The filing omitted confidential holdings, a later amendment may add them.	Timeline
INDBINDEPENDENT BK CORP MASS	7,600	$535K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
RNRRENAISSANCERE HLDGS LTD	3,922	$534K	0.03%	-2,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ROLROLLINS INC	15,790	$533K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FS KKR CAPITAL CORPFS KKR CAPITAL CORP	51,775	$533K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
UNION BANKSHARES CORPUNION BANKSHARES CORP	14,900	$533K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
UBSIUNITED BANKSHARES INC WEST V	11,500	$532K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WBSWEBSTER FINL CORP	9,800	$532K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TORCHMARK CORPTORCHMARK CORP	7,218	$532K	0.03%	-4,200	The filing omitted confidential holdings, a later amendment may add them.
TAT&T INC	12,482	$531K	0.03%	-5,775	The filing omitted confidential holdings, a later amendment may add them.	Timeline
AFGAMERICAN FINANCIAL GROUP INC	6,030	$531K	0.03%	-3,900	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BHEBENCHMARK ELECTRS INC	17,400	$531K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TRMKTRUSTMARK CORP	14,900	$531K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CBUCOMMUNITY FINANCIAL SYSTEM I	8,600	$531K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WTFCWINTRUST FINL CORP	7,300	$530K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
VSHVISHAY INTERTECHNOLOGY INC	32,709	$530K	0.03%	-20,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
AJGGALLAGHER ARTHUR J & CO	10,200	$530K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WUWESTERN UN CO	24,400	$530K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ONBOLD NATL BANCORP IND	29,200	$530K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
UCBUNITED CMNTY BKS BLAIRSVLE G	17,883	$530K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CATCATERPILLAR INC	5,700	$529K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SCHLSCHOLASTIC CORP	11,147	$529K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
AFLAFLAC INC	7,598	$529K	0.03%	-2,500	The filing omitted confidential holdings, a later amendment may add them.	Timeline
AXSAXIS CAP HLDGS LTD	8,109	$529K	0.03%	-5,300	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ACHACCENDRA HEALTH INC	15,000	$529K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CFFNCAPITOL FED FINL INC	32,100	$528K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SLGNSILGAN HLDGS INC	10,315	$528K	0.03%	-4,700	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WSFSWSFS FINL CORP	11,400	$528K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
VALIDUS HOLDINGS LTDVALIDUS HOLDINGS LTD	9,602	$528K	0.03%	-5,100	The filing omitted confidential holdings, a later amendment may add them.
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INC	28,700	$528K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
PRKPARK NATL CORP	4,400	$527K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HMNHORACE MANN EDUCATORS CORP N	12,300	$526K	0.03%	-13,700	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CHRWC H ROBINSON WORLDWIDE IN	7,178	$526K	0.03%	-3,700	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FFBC1ST FINL BANCORP	18,500	$526K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
KRNYKEARNY FINL CORP MD	33,800	$526K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CBSHCOMMERCE BANCSHARES INC	9,100	$526K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BNC BancorpBNC Bancorp	16,500	$526K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
WMWASTE MGMT INC DEL	7,407	$525K	0.03%	-4,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NTRSNORTHERN TR CORP	5,900	$525K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TOWNTOWNEBANK PORTSMOUTH VA	15,800	$525K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	9,600	$525K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
BB & T CORPBB & T CORP	11,162	$525K	0.03%	-8,300	The filing omitted confidential holdings, a later amendment may add them.
APHAMPHENOL CORP	7,800	$524K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ADPAUTOMATIC DATA PROCESSING IN	5,100	$524K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BROBROWN & BROWN INC	11,685	$524K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MCYMERCURY GENL CORP NEW	8,700	$524K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ARGO GROUP INTERNATIONALARGO GROUP INTERNATIONAL	7,950	$524K	0.03%	-7,400	The filing omitted confidential holdings, a later amendment may add them.
MOALTRIA GROUP INC	7,740	$523K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TXNTEXAS INSTRS INC	7,174	$523K	0.03%	-3,455	The filing omitted confidential holdings, a later amendment may add them.	Timeline
EMREMERSON ELEC CO	9,373	$523K	0.03%	-5,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CINFCINCINNATI FINL CORP	6,900	$523K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
LOPEGRAND CANYON ED INC	8,948	$523K	0.03%	-9,611	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BOHBANK OF HI CORP	5,895	$523K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
UNFUNIFIRST CORP MASS	3,642	$523K	0.03%	-2,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	27,000	$523K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
WRBBERKLEY W R CORP	7,853	$522K	0.03%	-5,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MSIMOTOROLA SOLUTIONS INC	6,300	$522K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
JBHTHUNT J B TRANS SVCS INC	5,376	$522K	0.03%	-3,800	The filing omitted confidential holdings, a later amendment may add them.	Timeline
THGHANOVER INS GROUP INC	5,731	$522K	0.03%	-4,201	The filing omitted confidential holdings, a later amendment may add them.	Timeline
PSECPROSPECT CAP CORP	62,500	$522K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED	2,639	$522K	0.03%	-2,800	The filing omitted confidential holdings, a later amendment may add them.
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.	37,400	$522K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
LSTRLANDSTAR SYS INC	6,108	$521K	0.03%	-5,100	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MSMMSC INDL DIRECT INC	5,642	$521K	0.03%	-4,737	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BANFBANCFIRST CORP	5,600	$521K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CHHCHOICE HOTELS INTL INC	9,300	$521K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
JJSFJ & J SNACK FOODS CORP	3,900	$520K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TTCTORO CO	9,300	$520K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SIGISELECTIVE INS GROUP INC	12,077	$520K	0.03%	-6,600	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ASBASSOCIATED BANC-CORP	21,066	$520K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
EVTCEVERTEC INC	29,281	$520K	0.03%	-23,400	The filing omitted confidential holdings, a later amendment may add them.	Timeline
PGRPROGRESSIVE CORP	14,626	$519K	0.03%	-9,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WFCWELLS FARGO & CO	9,422	$519K	0.03%	-6,800	The filing omitted confidential holdings, a later amendment may add them.	Timeline
USBUS BANCORP	10,098	$519K	0.03%	-7,100	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ALLALLSTATE CORP	7,006	$519K	0.03%	-3,800	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ACGLARCH CAP GROUP LTD	6,018	$519K	0.03%	-3,105	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DORMDORMAN PRODS INC	7,099	$519K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
RLIRLI CORP	8,200	$518K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
RSGREPUBLIC SVCS INC	9,087	$518K	0.03%	-5,400	The filing omitted confidential holdings, a later amendment may add them.	Timeline
IPINTERNATIONAL PAPER CO	9,767	$518K	0.03%	-5,600	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	7,180	$518K	0.03%	-5,700	The filing omitted confidential holdings, a later amendment may add them.
MAINMAIN STR CAP CORP	14,100	$518K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NAVIGATORS GROUP INCNAVIGATORS GROUP INC	4,400	$518K	0.03%	-4,400	The filing omitted confidential holdings, a later amendment may add them.
PAYXPAYCHEX INC	8,500	$517K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WSTWEST PHARMACEUTICAL SVSC INC	6,100	$517K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DCIDONALDSON INC	12,298	$517K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
THOMSON REUTERS CORPTHOMSON REUTERS CORP	11,800	$517K	0.03%	-6,223	The filing omitted confidential holdings, a later amendment may add them.
FULTFULTON FINL CORP PA	27,510	$517K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	5,700	$517K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
GSGOLDMAN SACHS GROUP INC	2,157	$516K	0.03%	-2,300	The filing omitted confidential holdings, a later amendment may add them.	Timeline
UNPUNION PAC CORP	4,973	$516K	0.03%	-117,226	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NWBINORTHWEST BANCSHARES INC	28,600	$516K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
GPCGENUINE PARTS CO	5,396	$516K	0.03%	-2,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HIIHUNTINGTON INGALLS INDS INC	2,800	$516K	0.03%	-2,100	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MTBM & T BK CORP	3,300	$516K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MMM3M CO	2,891	$516K	0.03%	-1,240	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DOXAMDOCS LTD	8,856	$516K	0.03%	-3,700	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SONSONOCO PRODS CO	9,800	$516K	0.03%	-4,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NTBBANK OF N T BUTTERFIELD & SO	16,400	$516K	0.03%	-43,600	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	12,202	$516K	0.03%	-10,000	The filing omitted confidential holdings, a later amendment may add them.
DGXQUEST DIAGNOSTICS INC	5,600	$515K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
AITAPPLIED INDL TECHNOLOGIES IN	8,676	$515K	0.03%	-9,600	The filing omitted confidential holdings, a later amendment may add them.	Timeline
LLOEWS CORP	11,000	$515K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ALSNALLISON TRANSMISSION HLDGS I	15,300	$515K	0.03%	-11,400	The filing omitted confidential holdings, a later amendment may add them.	Timeline
BEMIS INCBEMIS INC	10,743	$514K	0.03%	-3,800	The filing omitted confidential holdings, a later amendment may add them.
TRVTRAVELERS COMPANIES INC	4,190	$513K	0.03%	-2,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HUBBHUBBELL INC	4,400	$513K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CHKPCHECK POINT SOFTWARE TECH LT	6,078	$513K	0.03%	-3,700	The filing omitted confidential holdings, a later amendment may add them.	Timeline
EXPOEXPONENT INC	8,500	$513K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TNCTENNANT CO	7,200	$513K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
GNTXGENTEX CORP	26,000	$512K	0.03%	-16,300	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CBOECBOE GLOBAL MKTS INC	6,925	$512K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WAFDWAFD INC	14,900	$512K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
AXPAMERICAN EXPRESS CO	6,900	$511K	0.03%	-4,700	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FISVFISERV INC	4,812	$511K	0.03%	-2,500	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DVADAVITA INC	7,964	$511K	0.03%	-3,300	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WENWENDYS CO	37,800	$511K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
EXPDEXPEDITORS INTL WASH INC	9,649	$511K	0.03%	-5,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
LECOLINCOLN ELEC HLDGS INC	6,662	$511K	0.03%	-5,408	The filing omitted confidential holdings, a later amendment may add them.	Timeline
LEGLEGGETT & PLATT INC	10,454	$511K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	10,449	$511K	0.03%	-7,000	The filing omitted confidential holdings, a later amendment may add them.
BARNES GROUP INCBARNES GROUP INC	10,768	$511K	0.03%	-11,000	The filing omitted confidential holdings, a later amendment may add them.
WMTWALMART INC	7,373	$510K	0.03%	-2,862	The filing omitted confidential holdings, a later amendment may add them.	Timeline
GWWWW GRAINGER INC	2,195	$510K	0.03%	-1,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
JKHYHENRY JACK & ASSOC INC	5,742	$510K	0.03%	-2,800	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ESEESCO TECHNOLOGIES INC	9,000	$510K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
HTLDHEARTLAND EXPRESS INC	25,062	$510K	0.03%	-14,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SYYSYSCO CORP	9,200	$509K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NYTNEW YORK TIMES CO MTN BE	38,300	$509K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
GISGENERAL MILLS INC	8,248	$509K	0.03%	-3,100	The filing omitted confidential holdings, a later amendment may add them.	Timeline
PCARPACCAR INC	7,964	$509K	0.03%	-4,836	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CMPCOMPASS MINERALS INTL INC	6,500	$509K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MZTIMARZETTI COMPANY	3,600	$509K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SSDSIMPSON MFG INC	11,606	$508K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
PRAXAIR INCPRAXAIR INC	4,332	$508K	0.03%	-1,900	The filing omitted confidential holdings, a later amendment may add them.
MCDMCDONALDS CORP	4,164	$507K	0.03%	-2,219	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FASTFASTENAL CO	10,800	$507K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
EGEVEREST GROUP LTD	2,343	$507K	0.03%	-1,500	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CMICUMMINS INC	3,706	$506K	0.03%	-2,500	The filing omitted confidential holdings, a later amendment may add them.	Timeline
PNCPNC FINL SVCS GROUP INC	4,327	$506K	0.03%	-3,900	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NEENAH PAPER INCNEENAH PAPER INC	5,935	$506K	0.03%	-3,500	The filing omitted confidential holdings, a later amendment may add them.
BRK-BBERKSHIRE HATHAWAY INC DEL	3,100	$505K	0.03%	-2,000	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ITGARTNER INC	5,000	$505K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
RGAREINSURANCE GROUP AMER INC	4,017	$505K	0.03%	-2,800	The filing omitted confidential holdings, a later amendment may add them.	Timeline
UPSUNITED PARCEL SVCS INC	4,398	$504K	0.03%	-60,049	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TROWPRICE T ROWE GROUP INC	6,700	$504K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
IEXIDEX CORP	5,600	$504K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MARMARRIOTT INTL INC NEW	6,100	$504K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CAKECHEESECAKE FACTORY INC	8,409	$504K	0.03%	-6,200	The filing omitted confidential holdings, a later amendment may add them.	Timeline
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	13,704	$504K	0.03%	-9,400	The filing omitted confidential holdings, a later amendment may add them.
TDYTELEDYNE TECHNOLOGIES INC	4,091	$503K	0.03%	-2,800	The filing omitted confidential holdings, a later amendment may add them.	Timeline
WTSWATTS WATER TECHNOLOGIES INC	7,700	$502K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	1,200	$502K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ABCBAMERIS BANCORP	11,500	$501K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
KWRQUAKER HOUGHTON	3,900	$499K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CHECHEMED CORP NEW	3,100	$497K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	9,474	$497K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
KRKROGER CO	14,383	$496K	0.03%	-9,600	The filing omitted confidential holdings, a later amendment may add them.	Timeline
DRIDARDEN RESTAURANTS INC	6,823	$496K	0.03%	-5,100	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FFORD MTR CO	40,675	$493K	0.03%	-20,700	The filing omitted confidential holdings, a later amendment may add them.	Timeline
APDAIR PRODUCTS AND CHEMICALS I	3,423	$492K	0.03%	-1,600	The filing omitted confidential holdings, a later amendment may add them.	Timeline
TGTTARGET CORP	6,800	$491K	0.03%	-3,900	The filing omitted confidential holdings, a later amendment may add them.	Timeline
FDSFACTSET RESH SYS INC	3,000	$490K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
POOLPOOL CORP	4,700	$490K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CBRLCRACKER BARREL OLD CTRY STOR	2,920	$488K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
CMECME GROUP INC	4,200	$484K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	30,300	$482K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
ANSYS INCANSYS INC	5,200	$481K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.
PRAPROASSURANCE CORP	8,400	$472K	0.03%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ALLEGHANY CORP DELALLEGHANY CORP DEL	764	$465K	0.03%	-700	The filing omitted confidential holdings, a later amendment may add them.
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION COR	1,617,500	$453K	0.02%	0	The filing omitted confidential holdings, a later amendment may add them.
BOULEVARD ACQUISITIONBOULEVARD ACQUISITION	855,100	$453K	0.02%	0	The filing omitted confidential holdings, a later amendment may add them.
BED BATH & BEYOND INCBED BATH & BEYOND INC	11,000	$447K	0.02%	-6,300	The filing omitted confidential holdings, a later amendment may add them.
SNDSMART SAND INC	25,000	$414K	0.02%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
ESLTELBIT SYS LTD	3,951	$403K	0.02%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
NNINELNET INC	6,759	$343K	0.02%	-15,346	The filing omitted confidential holdings, a later amendment may add them.	Timeline
SFBSSERVISFIRST BANCSHARES INC	7,100	$266K	0.01%	new	The filing omitted confidential holdings, a later amendment may add them.	Timeline
QUINPARIO ACQUISITION CORP 2QUINPARIO ACQUISITION CORP 2	1,222,482	$244K	0.01%	0	The filing omitted confidential holdings, a later amendment may add them.
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N	29,000	$209K	0.01%	new	The filing omitted confidential holdings, a later amendment may add them.
COBALT INTL ENERGY INCCOBALT INTL ENERGY INC	97,595	$119K	0.01%	new	The filing omitted confidential holdings, a later amendment may add them.
DELTA TECHNOLOGY HLDGS LTDDELTA TECHNOLOGY HLDGS LTD	576,058	$32K	<0.01%	new	The filing omitted confidential holdings, a later amendment may add them.
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW	5,303,225	$24K	<0.01%	0	The filing omitted confidential holdings, a later amendment may add them.
KINDER MORGAN INC DELKINDER MORGAN INC DEL	500,000	$2K	<0.01%	0	The filing omitted confidential holdings, a later amendment may add them.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	3,230,000	$722M	-2,425,000
EEMISHARES TR MSCI EMG MKT ETF	put	1,672,900	$58.6M	-191,400
ALLERGAN PLCALLERGAN PLC SHS	call	260,700	$54.8M	new
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	105,000	$23.5M	new
XRTSPDR SERIES TRUST ETF	put	300,000	$13.2M	new
EAELECTRONIC ARTS INC Stock	put	135,600	$10.7M	new
GLWCORNING INC COM	put	432,700	$10.5M	new
GDXVANECK ETF TRUST GOLD MINERS ETF	put	500,000	$10.5M	0
CA INC COMCA INC COM COM	put	134,200	$4.26M	new
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS Stock	call	300,000	$1.5M	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
RESOURCE CAP CORPRESOURCE CAP CORP NOTE 8.000% 1/1	principal	46,180,000	$43.6M	+35,698,000
LIBERTY MEDIA CORPLIBERTY MEDIA CORP DEB 3.500% 1/1	principal	82,000,000	$43.4M	0
RESOURCE CAP CORPRESOURCE CAP CORP NOTE 6.000prct12/0	principal	42,352,000	$40.5M	+15,022,000
GSV CAP CORPGSV CAP CORP NOTE 5.250% 9/1	principal	32,262,000	$30.2M	0
RTW HLDGS INCRTW HLDGS INC NOTE 5.625%11/1	principal	29,389,000	$29.7M	-700,000
RAS 4 10/1/33RAS 4 10/1/33 Bond 30/360P2 U	principal	31,887,000	$29.4M	0
REDWOOD TR INCREDWOOD TR INC NOTE 4.625% 4/1	principal	24,234,000	$24.3M	-28,550,000
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0	principal	28,150,000	$23.6M	+25,550,000
HARMONIC INCHARMONIC INC NOTE 4.000%12/0	principal	20,775,000	$23.4M	new
SOLARCITY CORPSOLARCITY CORP NOTE 2.750%11/0	principal	24,505,000	$22.6M	+22,000,000
AVID TECHNOLOGY INCAVID TECHNOLOGY INC NOTE 2.000% 6/1	principal	32,131,000	$21.5M	-4,169,000
COWEN INCCOWEN INC NOTE 3.000 3/1	principal	17,570,000	$17.6M	-15,930,000
ARBOR RLTY TR INCARBOR RLTY TR INC NOTE 6.50010/0	principal	13,853,000	$13.8M	new
TAL ED GROUPTAL ED GROUP NOTE 2.500 5/1	principal	5,000,000	$13.4M	0
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible	principal	12,817,000	$13.1M	-7,500,000
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC NOTE 2.750%12/1	principal	13,750,000	$11.8M	-5,329,000
YY INCYY INC NOTE 2.250 4/0	principal	11,000,000	$10.8M	+1,500,000
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION MTNF 5.375%10/1	principal	8,296,000	$8.46M	-1,870,000
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	8,373,000	$8.11M	-30,042,000
ENERNOC INCENERNOC INC DBCV 2.250% 8/1	principal	10,307,000	$8.1M	0
MODUSLINK GLOBAL SOLUTIONS IMODUSLINK GLOBAL SOLUTIONS I NOTE 5.250 3/0	principal	8,920,000	$7.75M	-2,000,000
PANDORA MEDIA INCPANDORA MEDIA INC NOTE 1.750%12/0	principal	7,500,000	$7.7M	new
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC BOND	principal	6,790,000	$7.03M	-450,000
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	7,500,000	$6.49M	-7,500,000
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO NOTE 8.000 5/0	principal	5,380,000	$6.13M	-3,569,000
HSBC HLDGS PLCHSBC HLDGS PLC NOTE 6.375%12/3	principal	5,000,000	$4.98M	0
TSL 3.5 06/19TSL 3.5 06/19 Bond30E/360P2 U	principal	4,405,000	$4.2M	0
AMYRIS INCAMYRIS INC NOTE 9.500 4/1	principal	1,102,000	$769K	new
AMYRIS INCAMYRIS INC NOTE 6.500 5/1	principal	1,400,000	$767K	new
PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE	principal	1,100,000	$652K	-2,000,000
TITAN MACHINERY INCTITAN MACHINERY INC NOTE	principal	486,000	$432K	0
COMSTOCK RES INCCOMSTOCK RES INC NOTE 9.500% 6/1	principal	168,818	$148K	-7,893,182
KEYW HLDG CORPKEYW HLDG CORP NOTE 2.500 7/1	principal	25,000	$25K	new

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 196. All 196

Security	Shares before	Value before	Type
PGPROCTER & GAMBLE CO	7,007,980	$629M	shares
PGPROCTER & GAMBLE CO	7,000,000	$628M	put
LINKEDIN CORPLINKEDIN CORP	1,991,283	$381M	shares
ITC HLDGS CORPITC HLDGS CORP	6,845,959	$318M	shares
SPDR SERIES TRUSTSPDR SERIES TRUST	2,500,000	$96.2M	put
SPYSTATE STR SPDR S&P 500 ETF T	438,600	$94.9M	shares
COTYCOTY INC	3,314,826	$76.9M	shares
CEPHEIDCEPHEID	1,414,326	$74.5M	shares
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	1,364,929	$74.3M	shares
IWMISHARES TR	526,000	$65.3M	put
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	500,000	$59.4M	put
MWW 3.50 10/19MWW 3.50 10/19	42,943,000	$42.7M	principal
COTYCOTY INC	1,375,000	$32.3M	put
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC	375,278	$26.8M	shares
SINA CORPSINA CORP	26,500,000	$26.4M	principal
TICC CAPITAL CORPTICC CAPITAL CORP	20,458,000	$20.7M	principal
WORKDAY INCWORKDAY INC	15,550,000	$19.1M	principal
NOBLE ENERGY INCNOBLE ENERGY INC	518,566	$18.5M	shares
ENERGEN CORPENERGEN CORP	320,040	$18.5M	shares
VLOVALERO ENERGY CORP	345,554	$18.3M	shares
ILMNILLUMINA INC	99,510	$18.1M	shares
COMSTOCK RES INCCOMSTOCK RES INC	24,220,000	$17.6M	principal
SOUFUN HLDGS LTDSOUFUN HLDGS LTD	17,000,000	$16.9M	principal
VIMPELCOM LTDVIMPELCOM LTD	4,000,000	$13.9M	shares
STZCONSTELLATION BRANDS INC	80,170	$13.3M	shares
WHITING PETE CORP NEWWHITING PETE CORP NEW	1,518,624	$13.3M	shares
PINNACLE FOODS INC DELPINNACLE FOODS INC DEL	260,000	$13M	shares
TESLA INCTESLA INC	13,928,000	$12.6M	principal
CHTRCHARTER COMMUNICATIONS INC	45,133	$12.2M	shares
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	11,441,000	$11.7M	principal
NEWPARK RES INC 4.000NEWPARK RES INC 4.000	11,615,000	$11.5M	principal
CALIFORNIA RES CORPCALIFORNIA RES CORP	894,253	$11.2M	shares
COBALT INTL ENERGY INCCOBALT INTL ENERGY INC	20,723,000	$10.7M	principal
HERBALIFE LTDHERBALIFE LTD	10,200,000	$10.1M	principal
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC	15,118,000	$9.3M	principal
MNSTMONSTER BEVERAGE CORP NEW	61,879	$9.09M	shares
LUVSOUTHWEST AIRLS CO	229,700	$8.93M	shares
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	713,640	$8.19M	shares
CAGCONAGRA BRANDS INC	172,856	$8.14M	shares
FLSFLOWSERVE CORP	162,541	$7.84M	shares
RICE ENERGY INCRICE ENERGY INC	300,000	$7.83M	shares
GENERAL CABLE CORPGENERAL CABLE CORP	11,440,000	$7.7M	principal
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	182,026	$7.39M	shares
MGAMAGNA INTL INC	169,291	$7.27M	shares
LDOSLEIDOS HOLDINGS INC	150,000	$6.49M	shares
MORGANS HOTEL GROUP COMORGANS HOTEL GROUP CO	3,139,668	$6.34M	shares
ICON 1.5 3/18ICON 1.5 3/18	7,270,000	$6.26M	principal
AMZNAMAZON COM INC	7,475	$6.26M	shares
IRTINDEPENDENCE RLTY TR INC	650,000	$5.85M	shares
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	67,400	$5.74M	shares
IKANG HEALTHCARE GROUP INCIKANG HEALTHCARE GROUP INC	310,820	$5.62M	shares
ADVANCEPIERRE FOODS HLDGS INADVANCEPIERRE FOODS HLDGS IN	200,000	$5.51M	shares
TIMKENSTEEL CORPTIMKENSTEEL CORP	4,825,000	$5.33M	principal
EWZISHARES INC	150,000	$5.06M	put
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO	5,655,000	$4.96M	principal
MDRXVERADIGM INC. COMMON STOCK(DE)	375,900	$4.95M	shares
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	250,000	$4.71M	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	5,000,000	$4.49M	principal
HYGISHARES TR	50,000	$4.36M	put
NOVATEL WIRELESS INCNOVATEL WIRELESS INC	4,350,000	$4.28M	principal
VITAL ENERGY INCVITAL ENERGY INC	301,295	$3.89M	shares
MARATHON OIL CORPMARATHON OIL CORP	223,750	$3.54M	shares
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	700,300	$3.38M	shares
SPECTRANETICS CORPSPECTRANETICS CORP	2,950,000	$3.12M	principal
BMABANCO MACRO S A	35,000	$2.74M	shares
CHINA BIOLOGIC PRODUCTS INCCHINA BIOLOGIC PRODUCTS INC	21,157	$2.63M	shares
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC	2,549,000	$2.62M	principal
WHITING PETROLEUM CORPWHITING PETROLEUM CORP	3,298,000	$2.49M	principal
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC	4,115,000	$2.47M	principal
CONSOLIDATED TOMOKA LD COCONSOLIDATED TOMOKA LD CO	2,475,000	$2.42M	principal
TTDTHE TRADE DESK INC	75,000	$2.19M	shares
POSTPOST HLDGS INC	27,000	$2.08M	shares
PBRPETROLEO BRASILEIRO S A	200,000	$1.87M	shares
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INC	100,000	$1.83M	shares
AKAMAKAMAI TECHNOLOGIES INC	33,495	$1.77M	shares
VVVVALVOLINE INC	73,200	$1.72M	shares
WHITING PETE CORP NEWWHITING PETE CORP NEW	2,000,000	$1.65M	principal
RPMRPM INTL INC	29,606	$1.59M	shares
PLNTPLANET FITNESS MASTER ISSUER	75,000	$1.5M	shares
PRICELINE GRP INCPRICELINE GRP INC	1,000	$1.47M	shares
EVERBRIDGE INCEVERBRIDGE INC	85,000	$1.43M	shares
SHOPSHOPIFY INC	30,000	$1.29M	shares
XLESELECT SECTOR SPDR TR	17,685	$1.25M	shares
GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC	38,275	$1.04M	shares
SKY-MOBI LTD-SP ASKY-MOBI LTD-SP A	508,794	$1.03M	shares
FBKFB FINL CORP	50,000	$1.01M	shares
RCIROGERS COMMUNICATIONS INC	17,483	$973K	shares
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC	41,959	$946K	shares
NTNXNUTANIX INC	25,000	$925K	shares
FIDELITY & GTY LIFE COMFIDELITY & GTY LIFE COM	38,175	$885K	shares
ECHOECHOSTAR CORP	18,474	$810K	shares
ACNACCENTURE PLC IRELAND	6,623	$809K	shares
CCLCARNIVAL CORP	16,228	$792K	shares
IMPMQIMPAC MTG HLDGS INC COM STK NE	60,000	$791K	shares
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	12,408	$788K	shares
THOTHOR INDS INC	9,284	$786K	shares
WLYWILEY JOHN & SONS INC	15,222	$786K	shares
CCKCROWN HLDGS INC	13,738	$784K	shares
EMNEASTMAN CHEM CO	11,431	$774K	shares
CWCURTISS WRIGHT CORP	8,489	$773K	shares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001288136-17-000038	base		2017-02-14	acceptance time not in the bulk data set	2026-10-07 19:10:24 UTC
13F-HR/A 0001288136-17-000044	added	new holdings	2017-05-15	acceptance time not in the bulk data set	2026-10-07 19:09:43 UTC
13F-HR/A 0001288136-17-000049	added	new holdings	2017-08-14	acceptance time not in the bulk data set	2026-10-07 19:08:39 UTC
13F-HR/A 0001288136-17-000055	added	new holdings	2017-11-14	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC