Pine River Capital Management L.P.
Follow13F filer, CIK 1288136, MINNETONKA, MN
Pine River Capital Management L.P. reported $5,053,975,000 across 145 holdings for the quarter ended 2017-03-31, in a 13F-HR filed 2017-05-15. Its ten largest share positions make up 62.56% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001288136-17-000045
- Period
- 2017-03-31
- Reported value
- $5.05B
- Holdings
- 145
- Top 10 weight
- 62.56%
- New
- 54
- Sold out
- 272
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| REYNOLDS AMERICAN INCnew | +4,795,181 | $302M |
| MEAD JOHNSON NUTRITION COnew | +2,369,948 | $211M |
| VCA ANTECH INCnew | +2,145,000 | $196M |
| LEVEL 3 COMMUNICATIONS INCadded | +3,095,000 | $177M |
| PTENnew | +930,712 | $22.6M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ENDURANCE SPECIALTY HLDGS LTexited | -1,680,364 | -$155M |
| TECHNIPFMC PLCexited | -4,032,750 | -$143M |
| HARMAN INTL INDS INCexited | -294,931 | -$32.8M |
| LINEAR TECHNOLOGY CORPexited | -455,025 | -$28.4M |
| WESTAR ENERGY INCexited | -377,998 | -$21.3M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q1 2017
Share positions as resolved from 13F-HR 0001288136-17-000045, largest first. % of portfolio is the value over $2,080,045,000, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC | 6,445,025 | $369M | 17.73% | +3,095,000 | |||
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC | 4,795,181 | $302M | 14.53% | new | |||
| MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO | 2,369,948 | $211M | 10.15% | new | |||
| VCA ANTECH INCVCA ANTECH INC | 2,145,000 | $196M | 9.44% | new | |||
| VZVERIZON COMMUNICATIONS INC | 889,926 | $43.4M | 2.09% | -70,617 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| GOOGALPHABET INC | 40,065 | $33.2M | 1.6% | +3,580 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| HALHALLIBURTON CO | 533,462 | $26.3M | 1.26% | +156,479 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| HPQHP INC | 1,315,444 | $23.5M | 1.13% | -437,542 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 374,716 | $23.2M | 1.12% | +218,583 | The filing omitted confidential holdings, a later amendment may add them. | ||
| MIDSTATES PETE CO INCMIDSTATES PETE CO INC | 1,258,350 | $23.2M | 1.12% | -246,094 | The filing omitted confidential holdings, a later amendment may add them. | ||
| PTENPATTERSON-UTI ENERGY INC | 930,712 | $22.6M | 1.09% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| KMIKINDER MORGAN INC DEL | 995,425 | $21.6M | 1.04% | -136,115 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| Concho Resources Inc.Concho Resources Inc. | 166,855 | $21.4M | 1.03% | +136,226 | The filing omitted confidential holdings, a later amendment may add them. | ||
| PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO | 94,909 | $17.7M | 0.85% | +34,503 | The filing omitted confidential holdings, a later amendment may add them. | ||
| WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS | 2,200,000 | $14.6M | 0.7% | +568,900 | The filing omitted confidential holdings, a later amendment may add them. | ||
| CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 240,791 | $14.3M | 0.69% | +35,524 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM | 115,000 | $13.7M | 0.66% | +95,000 | The filing omitted confidential holdings, a later amendment may add them. | ||
| TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC | 269,719 | $13.4M | 0.64% | -100,547 | The filing omitted confidential holdings, a later amendment may add them. | ||
| DVNDEVON ENERGY CORP NEW | 284,426 | $11.9M | 0.57% | +155,740 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| RESRPC INC | 647,000 | $11.8M | 0.57% | +247,000 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| PARSLEY ENERGY INCPARSLEY ENERGY INC | 350,000 | $11.4M | 0.55% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| FTITECHNIPFMC PLC | 333,947 | $10.9M | 0.52% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG A | 200,025 | $10.6M | 0.51% | +189,911 | The filing omitted confidential holdings, a later amendment may add them. | ||
| FTNTFORTINET INC | 262,749 | $10.1M | 0.48% | -8,391 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| DGDOLLAR GEN CORP | 134,459 | $9.38M | 0.45% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| MSFTMICROSOFT CORP | 137,264 | $9.04M | 0.43% | +41,465 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC | 220,000 | $8.91M | 0.43% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| RSP PERMIAN INCRSP PERMIAN INC | 209,000 | $8.66M | 0.42% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC | 198,637 | $8.21M | 0.39% | -73,443 | The filing omitted confidential holdings, a later amendment may add them. | ||
| RED HAT INCRED HAT INC | 88,629 | $7.67M | 0.37% | -51,530 | The filing omitted confidential holdings, a later amendment may add them. | ||
| SYMANTEC CORPSYMANTEC CORP | 244,376 | $7.5M | 0.36% | -10,636 | The filing omitted confidential holdings, a later amendment may add them. | ||
| CTRIP COM INTL LTDCTRIP COM INTL LTD | 152,249 | $7.48M | 0.36% | +39,603 | The filing omitted confidential holdings, a later amendment may add them. | ||
| SYNUTRA INTERNATIONAL INCSYNUTRA INTERNATIONAL INC | 1,231,192 | $7.33M | 0.35% | -764,025 | |||
| ADSKAUTODESK INC | 84,033 | $7.27M | 0.35% | -121,701 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| AAALCOA CORP | 200,000 | $6.88M | 0.33% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| FAIRMOUNT SANTROL HLDGS INCFAIRMOUNT SANTROL HLDGS INC | 920,000 | $6.74M | 0.32% | +870,000 | The filing omitted confidential holdings, a later amendment may add them. | ||
| JUNIPER NETWORKS INCJUNIPER NETWORKS INC | 239,013 | $6.65M | 0.32% | -156,454 | The filing omitted confidential holdings, a later amendment may add them. | ||
| INVHINVITATION HOMES INC | 300,000 | $6.55M | 0.31% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| NIMBLE STORAGE INCNIMBLE STORAGE INC | 500,025 | $6.25M | 0.3% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| INTCINTEL CORP | 170,344 | $6.14M | 0.3% | +101,421 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| ROKROCKWELL AUTOMATION INC | 39,209 | $6.11M | 0.29% | -15,522 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| KONGZHONG CORPKONGZHONG CORP | 778,669 | $5.77M | 0.28% | +89,344 | The filing omitted confidential holdings, a later amendment may add them. | ||
| JELDJELD-WEN HLDG INC | 175,000 | $5.75M | 0.28% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| TUSKMAMMOTH ENERGY SVCS INC | 260,000 | $5.59M | 0.27% | -255,000 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| TSLATESLA INC | 20,000 | $5.57M | 0.27% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| EXTRACTION OIL AND GAS INCEXTRACTION OIL AND GAS INC | 250,000 | $4.64M | 0.22% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| PANWPALO ALTO NETWORKS INC | 40,165 | $4.53M | 0.22% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| ADVANCED DISP SVCS INC DELADVANCED DISP SVCS INC DEL | 200,000 | $4.52M | 0.22% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| LOWLOWES COS INC | 53,992 | $4.44M | 0.21% | +13,312 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| PUMPPROPETRO HLDG CORP | 335,000 | $4.32M | 0.21% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| CMCSACOMCAST CORP NEW | 107,847 | $4.05M | 0.19% | +887 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| TAPMOLSON COORS BEVERAGE CO | 41,658 | $3.99M | 0.19% | -30,157 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| SCICLONE PHARMACEUTICALS INCSCICLONE PHARMACEUTICALS INC | 405,985 | $3.98M | 0.19% | +275,985 | |||
| FHBFIRST HAWAIIAN INC | 121,602 | $3.64M | 0.17% | +21,602 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| BOXBOX INC | 217,030 | $3.54M | 0.17% | 0 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| KEANE GROUP INCKEANE GROUP INC | 225,000 | $3.22M | 0.15% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| GOOGLALPHABET INC | 3,714 | $3.15M | 0.15% | -23,772 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A) | 165,000 | $2.58M | 0.12% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| BIT MINING LIMITEDBIT MINING LIMITED | 182,476 | $2.45M | 0.12% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC | 160,000 | $2.28M | 0.11% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| J JILL INCJ JILL INC | 150,000 | $2.12M | 0.1% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| CSXCSX CORP | 44,386 | $2.07M | 0.1% | -77,726 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| GORES HLDGS II INCGORES HLDGS II INC | 200,000 | $2.06M | 0.1% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| FOUNDATION BLDG MATLS INCFOUNDATION BLDG MATLS INC | 100,000 | $1.6M | 0.08% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| TALEND S ATALEND S A | 50,000 | $1.49M | 0.07% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| RRCRANGE RES CORP | 50,000 | $1.46M | 0.07% | 0 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| CAPITOL ACQUISITION CORP IIICAPITOL ACQUISITION CORP III | 700,000 | $1.33M | 0.06% | -300,000 | The filing omitted confidential holdings, a later amendment may add them. | ||
| TTDTHE TRADE DESK INC | 30,000 | $1.12M | 0.05% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| SILVER RUN ACQUISITIONSILVER RUN ACQUISITION | 100,000 | $1.04M | 0.05% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| ELFE L F BEAUTY INC | 35,000 | $1.01M | 0.05% | +5,000 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| PBRPETROLEO BRASILEIRO S A | 100,000 | $969K | 0.05% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN | 67,985 | $958K | 0.05% | -319 | The filing omitted confidential holdings, a later amendment may add them. | ||
| THSTREEHOUSE FOODS INC | 11,208 | $949K | 0.05% | -8,472 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| LA QUINTA HLDGS INCLA QUINTA HLDGS INC | 68,846 | $931K | 0.04% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| DOUBLE EAGLE ACQUISITION CORDOUBLE EAGLE ACQUISITION COR | 1,600,000 | $896K | 0.04% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| BLUE CAP REINS HLDGS LTD CO…BLUE CAP REINS HLDGS LTD COM COM | 45,285 | $874K | 0.04% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| ROCKWELL COLLINS INCROCKWELL COLLINS INC | 8,525 | $828K | 0.04% | -5,499 | The filing omitted confidential holdings, a later amendment may add them. | ||
| BOULEVARD ACQUISITIONBOULEVARD ACQUISITION | 855,100 | $761K | 0.04% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION COR | 1,617,500 | $728K | 0.03% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| WPX ENERGY INCWPX ENERGY INC | 50,000 | $670K | 0.03% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| CONTINENTAL RES INCCONTINENTAL RES INC | 14,450 | $657K | 0.03% | -68,254 | The filing omitted confidential holdings, a later amendment may add them. | ||
| METAMETA PLATFORMS INC | 4,502 | $640K | 0.03% | -119,711 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| LAURLAUREATE ED INC | 44,500 | $635K | 0.03% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| BELLICUM PHARMACEUTICALS INCBELLICUM PHARMACEUTICALS INC | 50,000 | $617K | 0.03% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| QUINPARIO ACQUISITION CORP 2QUINPARIO ACQUISITION CORP 2 | 1,222,482 | $611K | 0.03% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| IKANG HEALTHCARE GROUP INCIKANG HEALTHCARE GROUP INC | 41,356 | $604K | 0.03% | new | |||
| POSTPOST HLDGS INC | 6,885 | $602K | 0.03% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| RCLROYAL CARIBBEAN GROUP | 5,933 | $582K | 0.03% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| NEW RELIC INCNEW RELIC INC | 15,359 | $569K | 0.03% | -3,840 | The filing omitted confidential holdings, a later amendment may add them. | ||
| WDCWESTERN DIGITAL CORP | 6,757 | $558K | 0.03% | -3,256 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| SPLUNK INCSPLUNK INC | 8,520 | $531K | 0.03% | -68,787 | The filing omitted confidential holdings, a later amendment may add them. | ||
| ATKRATKORE INC | 20,000 | $526K | 0.03% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| CBS CORP NEWCBS CORP NEW | 6,971 | $484K | 0.02% | -2,329 | The filing omitted confidential holdings, a later amendment may add them. | ||
| PRICELINE GRP INCPRICELINE GRP INC | 186 | $331K | 0.02% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| BIDUBAIDU INC | 1,862 | $321K | 0.02% | -8,475 | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| NXPINXP SEMICONDUCTORS N V | 2,825 | $292K | 0.01% | new | Timeline | ||
| NKENIKE INC | 4,760 | $266K | 0.01% | new | The filing omitted confidential holdings, a later amendment may add them. | Timeline | |
| APPTIO INCAPPTIO INC | 20,000 | $235K | 0.01% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION | 3,506 | $223K | 0.01% | -119,194 | The filing omitted confidential holdings, a later amendment may add them. | ||
| AVISTA HEALTHCARE PUB ACQ COAVISTA HEALTHCARE PUB ACQ CO | 120,000 | $60K | <0.01% | new | The filing omitted confidential holdings, a later amendment may add them. | ||
| COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW | 5,303,225 | $46K | <0.01% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| DELTA TECHNOLOGY HLDGS LTDDELTA TECHNOLOGY HLDGS LTD | 576,058 | $35K | <0.01% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| KINDER MORGAN INC DELKINDER MORGAN INC DEL | 500,000 | $2K | <0.01% | 0 | The filing omitted confidential holdings, a later amendment may add them. | ||
| KBS FASHION GROUP LTDKBS FASHION GROUP LTD | 18,000 | $0 | 0% | new | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 4,345,000 | $1.02B | +1,115,000 |
| ALLERGAN PLCALLERGAN PLC SHS | put | 3,899,400 | $932M | new |
| ALLERGAN PLCALLERGAN PLC SHS | call | 2,560,900 | $612M | +2,300,200 |
| HYGISHARES TR IBOXX HI YD ETF | put | 3,250,000 | $285M | new |
| SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP | put | 1,300,000 | $48.7M | new |
| EEMISHARES TR MSCI EMG MKT ETF | put | 659,900 | $26M | -1,013,000 |
| NWSANEWS CORP NEW Stock | put | 1,000,000 | $13M | new |
| INFYINFOSYS LTD ADR | put | 433,000 | $6.84M | new |
| HPQHP INC Stock | call | 375,700 | $6.72M | new |
| APHAMPHENOL CORP COM | put | 69,000 | $4.91M | new |
| RITEAID CORPRITEAID CORP COM | put | 1,000,000 | $4.25M | new |
| RITEAID CORPRITEAID CORP COM | call | 1,000,000 | $4.25M | new |
| TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC CL A | call | 74,700 | $3.7M | new |
| EQIXEQUINIX INC REIT | put | 6,300 | $2.52M | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| RESOURCE CAP CORPRESOURCE CAP CORP NOTE 8.000% 1/1 | principal | 46,693,000 | $47.2M | +513,000 |
| SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0 | principal | 40,171,000 | $36M | +12,021,000 |
| REDWOOD TR INCREDWOOD TR INC NOTE 4.625% 4/1 | principal | 32,325,000 | $32.5M | +8,091,000 |
| RESOURCE CAP CORPRESOURCE CAP CORP NOTE 6.000prct12/0 | principal | 30,630,000 | $30.7M | -11,722,000 |
| RAS 4 10/1/33RAS 4 10/1/33 Bond 30/360P2 U | principal | 32,136,000 | $30.5M | +249,000 |
| APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 | principal | 26,500,000 | $29.1M | new |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0 | principal | 23,423,000 | $22.8M | +15,050,000 |
| AVID TECHNOLOGY INCAVID TECHNOLOGY INC NOTE 2.000% 6/1 | principal | 30,130,000 | $21.2M | -2,001,000 |
| COWEN INCCOWEN INC NOTE 3.000 3/1 | principal | 17,270,000 | $17.4M | -300,000 |
| ARBOR RLTY TR INCARBOR RLTY TR INC NOTE 6.50010/0 | principal | 13,853,000 | $14.5M | 0 |
| GSV CAP CORPGSV CAP CORP NOTE 5.250% 9/1 | principal | 13,328,000 | $13.1M | -18,934,000 |
| ENERNOC INCENERNOC INC DBCV 2.250% 8/1 | principal | 14,592,000 | $12.5M | +4,285,000 |
| RTW HLDGS INCRTW HLDGS INC NOTE 5.625%11/1 | principal | 11,589,000 | $11.9M | -17,800,000 |
| MODUSLINK GLOBAL SOLUTIONS IMODUSLINK GLOBAL SOLUTIONS I NOTE 5.250 3/0 | principal | 12,020,000 | $11.2M | +3,100,000 |
| PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible | principal | 8,625,000 | $8.84M | -4,192,000 |
| PDLI 4 2/1/18PDLI 4 2/1/18 Bond 30/360P2 U | principal | 7,918,000 | $7.78M | new |
| NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1 | principal | 6,500,000 | $6.33M | new |
| KEYW HLDG CORPKEYW HLDG CORP NOTE 2.500 7/1 | principal | 6,350,000 | $6.12M | +6,325,000 |
| LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO NOTE 8.000 5/0 | principal | 5,380,000 | $5.62M | 0 |
| HSBC HLDGS PLCHSBC HLDGS PLC NOTE 6.375%12/3 | principal | 5,000,000 | $5.1M | 0 |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION MTNF 5.375%10/1 | principal | 4,321,000 | $4.37M | -3,975,000 |
| SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC BOND | principal | 4,069,000 | $4.13M | -2,721,000 |
| HARMONIC INCHARMONIC INC NOTE 4.000%12/0 | principal | 3,275,000 | $4.09M | -17,500,000 |
| AMYRIS INCAMYRIS INC NOTE 9.500 4/1 | principal | 1,102,000 | $748K | 0 |
| AMYRIS INCAMYRIS INC NOTE 6.500 5/1 | principal | 1,400,000 | $746K | 0 |
| Global Eagle EntertainmentGlobal Eagle Entertainment CONV BOND | principal | 500,000 | $252K | new |
| COMSTOCK RES INCCOMSTOCK RES INC NOTE 7.750% 4/0 | principal | 13,304 | $11K | new |
Sold out in Q1 2017
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 272. All 272
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ENDURANCE SPECIALTY HLDGS LTENDURANCE SPECIALTY HLDGS LT | 1,680,364 | $155M | shares |
| TECHNIPFMC PLCTECHNIPFMC PLC | 4,032,750 | $143M | shares |
| LIBERTY MEDIA CORPLIBERTY MEDIA CORP | 82,000,000 | $43.4M | principal |
| HARMAN INTL INDS INCHARMAN INTL INDS INC | 294,931 | $32.8M | shares |
| LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORP | 455,025 | $28.4M | shares |
| SPYSTATE STR SPDR S&P 500 ETF T | 105,000 | $23.5M | call |
| SOLARCITY CORPSOLARCITY CORP | 24,505,000 | $22.6M | principal |
| WESTAR ENERGY INCWESTAR ENERGY INC | 377,998 | $21.3M | shares |
| JDJD.COM INC | 611,000 | $15.5M | shares |
| MUMICRON TECHNOLOGY INC | 642,471 | $14.1M | shares |
| TAL ED GROUPTAL ED GROUP | 5,000,000 | $13.4M | principal |
| XRTSPDR SERIES TRUST | 300,000 | $13.2M | put |
| AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC | 13,750,000 | $11.8M | principal |
| MENTOR GRAPHICS CORPMENTOR GRAPHICS CORP | 300,000 | $11.1M | shares |
| YY INCYY INC | 11,000,000 | $10.8M | principal |
| EAELECTRONIC ARTS INC | 135,600 | $10.7M | put |
| GLWCORNING INC | 432,700 | $10.5M | put |
| GDXVANECK ETF TRUST | 500,000 | $10.5M | put |
| BABAALIBABA GROUP HLDG LTD | 115,850 | $10.2M | shares |
| TRINA SOLAR LIMITEDTRINA SOLAR LIMITED | 1,065,055 | $9.9M | shares |
| CONSTELLIUM SECONSTELLIUM SE | 1,656,575 | $9.77M | shares |
| EBSEMERGENT BIOSOLUTIONS INC | 284,180 | $9.33M | shares |
| AMDADVANCED MICRO DEVICES INC | 771,900 | $8.75M | shares |
| DISDISNEY WALT CO | 83,651 | $8.72M | shares |
| CARDTRONICS PLCCARDTRONICS PLC | 157,755 | $8.61M | shares |
| PANDORA MEDIA INCPANDORA MEDIA INC | 7,500,000 | $7.7M | principal |
| FANGDIAMONDBACK ENERGY INC | 75,000 | $7.58M | shares |
| TESLA INCTESLA INC | 7,500,000 | $6.49M | principal |
| XOMEXXON MOBIL CORP | 61,402 | $5.54M | shares |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP | 726,600 | $5.1M | shares |
| YY INC. ADRYY INC. ADR | 125,056 | $4.93M | shares |
| GNWGENWORTH FINL INC | 1,278,778 | $4.87M | shares |
| ST JUDE MED INCST JUDE MED INC | 60,633 | $4.86M | shares |
| VMCVULCAN MATLS CO | 36,989 | $4.63M | shares |
| CA INC COMCA INC COM | 134,200 | $4.26M | put |
| DQDAQO NEW ENERGY CORP | 218,208 | $4.21M | shares |
| TSL 3.5 06/19TSL 3.5 06/19 | 4,405,000 | $4.2M | principal |
| ZTOZTO EXPRESS CAYMAN INC | 325,200 | $3.92M | shares |
| HURNHURON CONSULTING GROUP INC | 76,800 | $3.89M | shares |
| HPEHEWLETT PACKARD ENTERPRISE C | 167,274 | $3.87M | shares |
| QUNAR CAYMAN IS LTD SPNS AD…QUNAR CAYMAN IS LTD SPNS ADR CL B | 124,233 | $3.74M | shares |
| ANIPANI PHARMACEUTICALS INC | 50,400 | $3.06M | shares |
| NTESNETEASE COM INC | 13,461 | $2.9M | shares |
| GRIDSUM HLDG INC SPONSORED …GRIDSUM HLDG INC SPONSORED ADR | 257,697 | $2.63M | shares |
| DXJWISDOMTREE TR | 50,000 | $2.48M | shares |
| SYNGENTA AG ADRSYNGENTA AG ADR | 25,848 | $2.04M | shares |
| VERINT SYS INCVERINT SYS INC | 57,400 | $2.02M | shares |
| WILDHORSE RESOURCE DEV CORPWILDHORSE RESOURCE DEV CORP | 135,000 | $1.97M | shares |
| JAZZJAZZ PHARMACEUTICALS PLC | 17,500 | $1.91M | shares |
| ICHRICHOR HOLDINGS | 175,000 | $1.89M | shares |
| ONCBEONE MEDICINES LTD | 61,509 | $1.87M | shares |
| TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N | 150,000 | $1.76M | shares |
| WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC | 90,688 | $1.67M | shares |
| WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS | 300,000 | $1.5M | call |
| BLBLACKLINE INC | 45,000 | $1.24M | shares |
| AVISTA HEALTHCARE PUB ACQ COAVISTA HEALTHCARE PUB ACQ CO | 120,000 | $1.22M | shares |
| U S SILICA HLDGS INCU S SILICA HLDGS INC | 21,250 | $1.2M | shares |
| MOMO INCMOMO INC | 61,546 | $1.13M | shares |
| TIVO CORPTIVO CORP | 38,000 | $794K | shares |
| BCEBCE INC | 12,136 | $704K | shares |
| POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L | 16,941 | $704K | shares |
| EEFTEURONET WORLDWIDE INC | 9,700 | $703K | shares |
| USMVISHARES TR | 15,449 | $699K | shares |
| TUTELUS CORPORATION | 16,269 | $696K | shares |
| RYROYAL BK CDA | 7,641 | $694K | shares |
| BMOBANK OF MONTREAL | 7,173 | $693K | shares |
| SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC | 25,724 | $693K | shares |
| BNSBANK NOVA SCOTIA B C | 9,122 | $682K | shares |
| TDTORONTO DOMINION BK ONT | 10,300 | $682K | shares |
| CMCANADIAN IMPERIAL BANK OF CO | 6,073 | $665K | shares |
| PTC THERAPEUTICS INCPTC THERAPEUTICS INC | 1,100,000 | $652K | principal |
| HOSTESS BRANDS INCHOSTESS BRANDS INC | 46,083 | $599K | shares |
| AMERICAN NATL INSAMERICAN NATL INS | 4,783 | $596K | shares |
| ATNIATN INTL INC | 6,910 | $554K | shares |
| ERIEERIE INDTY CO | 4,900 | $551K | shares |
| FRMEFIRST MERCHANTS CORP | 14,600 | $550K | shares |
| TFSLTFS FINL CORP | 28,900 | $550K | shares |
| MATWMATTHEWS INTL CORP | 7,100 | $546K | shares |
| MKLMARKEL GROUP INC | 600 | $543K | shares |
| PRGSPROGRESS SOFTWARE CORP | 16,999 | $543K | shares |
| ARCCARES CAPITAL CORP | 32,809 | $541K | shares |
| NBTBNBT BANCORP INC | 12,900 | $540K | shares |
| TMPTOMPKINS FINL CORP | 5,700 | $539K | shares |
| CVBFCVB FINL CORP | 23,496 | $539K | shares |
| PFSPROVIDENT FINL SVCS INC | 18,999 | $538K | shares |
| WSBCWESBANCO INC | 12,500 | $538K | shares |
| ASPEN INSURANCE HOLDINGS LTDASPEN INSURANCE HOLDINGS LTD | 9,789 | $538K | shares |
| XILINX INCXILINX INC | 8,900 | $537K | shares |
| COLBCOLUMBIA BKG SYS INC | 12,000 | $536K | shares |
| FCFFIRST COMWLTH FINL CORP PA | 37,773 | $536K | shares |
| FIBKFIRST INTST BANCSYSTEM INC | 12,600 | $536K | shares |
| JPMJPMORGAN CHASE & CO | 6,198 | $535K | shares |
| WABCWESTAMERICA BANCORPORATION | 8,500 | $535K | shares |
| CPBTHE CAMPBELLS COMPANY | 8,848 | $535K | shares |
| INDBINDEPENDENT BK CORP MASS | 7,600 | $535K | shares |
| RNRRENAISSANCERE HLDGS LTD | 3,922 | $534K | shares |
| ROLROLLINS INC | 15,790 | $533K | shares |
| FS KKR CAPITAL CORPFS KKR CAPITAL CORP | 51,775 | $533K | shares |
| UNION BANKSHARES CORPUNION BANKSHARES CORP | 14,900 | $533K | shares |
| UBSIUNITED BANKSHARES INC WEST V | 11,500 | $532K | shares |
How Q1 2017 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001288136-17-000045 | base | 2017-05-15 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001288136-17-000050 | added | new holdings | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-17-000056 | added | new holdings | 2017-11-14 | acceptance time not in the bulk data set |