Pine River Capital Management L.P.
Follow13F filer, CIK 1288136, MINNETONKA, MN
Pine River Capital Management L.P. reported $2,742,777,000 across 363 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-14. Its ten largest share positions make up 41.48% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001288136-17-000038
- Period
- 2016-12-31
- Reported value
- $2.74B
- Holdings
- 363
- Top 10 weight
- 41.48%
- New
- 161
- Sold out
- 196
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| LEVEL 3 COMMUNICATIONS INCnew | +3,350,025 | $189M |
| ENDURANCE SPECIALTY HLDGS LTadded | +1,669,073 | $154M |
| TECHNIPFMC PLCadded | +1,809,170 | $64.3M |
| MIDSTATES PETE CO INCnew | +1,504,444 | $31.2M |
| LINEAR TECHNOLOGY CORPnew | +455,025 | $28.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| PGexited | -7,007,980 | -$629M |
| LINKEDIN CORPexited | -1,991,283 | -$381M |
| ITC HLDGS CORPexited | -6,845,959 | -$318M |
| SPYexited | -438,600 | -$94.9M |
| COTYexited | -3,314,826 | -$76.9M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 320 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 3,230,000 | $722M | -2,425,000 |
| EEMISHARES TR MSCI EMG MKT ETF | put | 1,672,900 | $58.6M | -191,400 |
| ALLERGAN PLCALLERGAN PLC SHS | call | 260,700 | $54.8M | new |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 105,000 | $23.5M | new |
| XRTSPDR SERIES TRUST ETF | put | 300,000 | $13.2M | new |
| EAELECTRONIC ARTS INC Stock | put | 135,600 | $10.7M | new |
| GLWCORNING INC COM | put | 432,700 | $10.5M | new |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 500,000 | $10.5M | 0 |
| CA INC COMCA INC COM COM | put | 134,200 | $4.26M | new |
| WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS Stock | call | 300,000 | $1.5M | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| RESOURCE CAP CORPRESOURCE CAP CORP NOTE 8.000% 1/1 | principal | 46,180,000 | $43.6M | +35,698,000 |
| LIBERTY MEDIA CORPLIBERTY MEDIA CORP DEB 3.500% 1/1 | principal | 82,000,000 | $43.4M | 0 |
| RESOURCE CAP CORPRESOURCE CAP CORP NOTE 6.000prct12/0 | principal | 42,352,000 | $40.5M | +15,022,000 |
| GSV CAP CORPGSV CAP CORP NOTE 5.250% 9/1 | principal | 32,262,000 | $30.2M | 0 |
| RTW HLDGS INCRTW HLDGS INC NOTE 5.625%11/1 | principal | 29,389,000 | $29.7M | -700,000 |
| RAS 4 10/1/33RAS 4 10/1/33 Bond 30/360P2 U | principal | 31,887,000 | $29.4M | 0 |
| REDWOOD TR INCREDWOOD TR INC NOTE 4.625% 4/1 | principal | 24,234,000 | $24.3M | -28,550,000 |
| SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0 | principal | 28,150,000 | $23.6M | +25,550,000 |
| HARMONIC INCHARMONIC INC NOTE 4.000%12/0 | principal | 20,775,000 | $23.4M | new |
| SOLARCITY CORPSOLARCITY CORP NOTE 2.750%11/0 | principal | 24,505,000 | $22.6M | +22,000,000 |
| AVID TECHNOLOGY INCAVID TECHNOLOGY INC NOTE 2.000% 6/1 | principal | 32,131,000 | $21.5M | -4,169,000 |
| COWEN INCCOWEN INC NOTE 3.000 3/1 | principal | 17,570,000 | $17.6M | -15,930,000 |
| ARBOR RLTY TR INCARBOR RLTY TR INC NOTE 6.50010/0 | principal | 13,853,000 | $13.8M | new |
| TAL ED GROUPTAL ED GROUP NOTE 2.500 5/1 | principal | 5,000,000 | $13.4M | 0 |
| PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible | principal | 12,817,000 | $13.1M | -7,500,000 |
| AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC NOTE 2.750%12/1 | principal | 13,750,000 | $11.8M | -5,329,000 |
| YY INCYY INC NOTE 2.250 4/0 | principal | 11,000,000 | $10.8M | +1,500,000 |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION MTNF 5.375%10/1 | principal | 8,296,000 | $8.46M | -1,870,000 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0 | principal | 8,373,000 | $8.11M | -30,042,000 |
| ENERNOC INCENERNOC INC DBCV 2.250% 8/1 | principal | 10,307,000 | $8.1M | 0 |
| MODUSLINK GLOBAL SOLUTIONS IMODUSLINK GLOBAL SOLUTIONS I NOTE 5.250 3/0 | principal | 8,920,000 | $7.75M | -2,000,000 |
| PANDORA MEDIA INCPANDORA MEDIA INC NOTE 1.750%12/0 | principal | 7,500,000 | $7.7M | new |
| SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC BOND | principal | 6,790,000 | $7.03M | -450,000 |
| TESLA INCTESLA INC NOTE 1.250% 3/0 | principal | 7,500,000 | $6.49M | -7,500,000 |
| LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO NOTE 8.000 5/0 | principal | 5,380,000 | $6.13M | -3,569,000 |
| HSBC HLDGS PLCHSBC HLDGS PLC NOTE 6.375%12/3 | principal | 5,000,000 | $4.98M | 0 |
| TSL 3.5 06/19TSL 3.5 06/19 Bond30E/360P2 U | principal | 4,405,000 | $4.2M | 0 |
| AMYRIS INCAMYRIS INC NOTE 9.500 4/1 | principal | 1,102,000 | $769K | new |
| AMYRIS INCAMYRIS INC NOTE 6.500 5/1 | principal | 1,400,000 | $767K | new |
| PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE | principal | 1,100,000 | $652K | -2,000,000 |
| TITAN MACHINERY INCTITAN MACHINERY INC NOTE | principal | 486,000 | $432K | 0 |
| COMSTOCK RES INCCOMSTOCK RES INC NOTE 9.500% 6/1 | principal | 168,818 | $148K | -7,893,182 |
| KEYW HLDG CORPKEYW HLDG CORP NOTE 2.500 7/1 | principal | 25,000 | $25K | new |
Sold out in Q4 2016
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| PGPROCTER & GAMBLE CO | 7,007,980 | $629M | shares |
| PGPROCTER & GAMBLE CO | 7,000,000 | $628M | put |
| LINKEDIN CORPLINKEDIN CORP | 1,991,283 | $381M | shares |
| ITC HLDGS CORPITC HLDGS CORP | 6,845,959 | $318M | shares |
| SPDR SERIES TRUSTSPDR SERIES TRUST | 2,500,000 | $96.2M | put |
| SPYSTATE STR SPDR S&P 500 ETF T | 438,600 | $94.9M | shares |
| COTYCOTY INC | 3,314,826 | $76.9M | shares |
| CEPHEIDCEPHEID | 1,414,326 | $74.5M | shares |
| WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY | 1,364,929 | $74.3M | shares |
| IWMISHARES TR | 526,000 | $65.3M | put |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 500,000 | $59.4M | put |
| MWW 3.50 10/19MWW 3.50 10/19 | 42,943,000 | $42.7M | principal |
| COTYCOTY INC | 1,375,000 | $32.3M | put |
| DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC | 375,278 | $26.8M | shares |
| SINA CORPSINA CORP | 26,500,000 | $26.4M | principal |
| TICC CAPITAL CORPTICC CAPITAL CORP | 20,458,000 | $20.7M | principal |
| WORKDAY INCWORKDAY INC | 15,550,000 | $19.1M | principal |
| NOBLE ENERGY INCNOBLE ENERGY INC | 518,566 | $18.5M | shares |
| ENERGEN CORPENERGEN CORP | 320,040 | $18.5M | shares |
| VLOVALERO ENERGY CORP | 345,554 | $18.3M | shares |
| ILMNILLUMINA INC | 99,510 | $18.1M | shares |
| COMSTOCK RES INCCOMSTOCK RES INC | 24,220,000 | $17.6M | principal |
| SOUFUN HLDGS LTDSOUFUN HLDGS LTD | 17,000,000 | $16.9M | principal |
| VIMPELCOM LTDVIMPELCOM LTD | 4,000,000 | $13.9M | shares |
| STZCONSTELLATION BRANDS INC | 80,170 | $13.3M | shares |
| WHITING PETE CORP NEWWHITING PETE CORP NEW | 1,518,624 | $13.3M | shares |
| PINNACLE FOODS INC DELPINNACLE FOODS INC DEL | 260,000 | $13M | shares |
| TESLA INCTESLA INC | 13,928,000 | $12.6M | principal |
| CHTRCHARTER COMMUNICATIONS INC | 45,133 | $12.2M | shares |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION | 11,441,000 | $11.7M | principal |
| NEWPARK RES INC 4.000NEWPARK RES INC 4.000 | 11,615,000 | $11.5M | principal |
| CALIFORNIA RES CORPCALIFORNIA RES CORP | 894,253 | $11.2M | shares |
| COBALT INTL ENERGY INCCOBALT INTL ENERGY INC | 20,723,000 | $10.7M | principal |
| HERBALIFE LTDHERBALIFE LTD | 10,200,000 | $10.1M | principal |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC | 15,118,000 | $9.3M | principal |
| MNSTMONSTER BEVERAGE CORP NEW | 61,879 | $9.09M | shares |
| LUVSOUTHWEST AIRLS CO | 229,700 | $8.93M | shares |
| CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION | 713,640 | $8.19M | shares |
| CAGCONAGRA BRANDS INC | 172,856 | $8.14M | shares |
| FLSFLOWSERVE CORP | 162,541 | $7.84M | shares |
| RICE ENERGY INCRICE ENERGY INC | 300,000 | $7.83M | shares |
| GENERAL CABLE CORPGENERAL CABLE CORP | 11,440,000 | $7.7M | principal |
| CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC | 182,026 | $7.39M | shares |
| MGAMAGNA INTL INC | 169,291 | $7.27M | shares |
| LDOSLEIDOS HOLDINGS INC | 150,000 | $6.49M | shares |
| MORGANS HOTEL GROUP COMORGANS HOTEL GROUP CO | 3,139,668 | $6.34M | shares |
| ICON 1.5 3/18ICON 1.5 3/18 | 7,270,000 | $6.26M | principal |
| AMZNAMAZON COM INC | 7,475 | $6.26M | shares |
| IRTINDEPENDENCE RLTY TR INC | 650,000 | $5.85M | shares |
| CITRIX SYSTEMS INCCITRIX SYSTEMS INC | 67,400 | $5.74M | shares |
| IKANG HEALTHCARE GROUP INCIKANG HEALTHCARE GROUP INC | 310,820 | $5.62M | shares |
| ADVANCEPIERRE FOODS HLDGS INADVANCEPIERRE FOODS HLDGS IN | 200,000 | $5.51M | shares |
| TIMKENSTEEL CORPTIMKENSTEEL CORP | 4,825,000 | $5.33M | principal |
| EWZISHARES INC | 150,000 | $5.06M | put |
| LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO | 5,655,000 | $4.96M | principal |
| MDRXVERADIGM INC. COMMON STOCK(DE) | 375,900 | $4.95M | shares |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW | 250,000 | $4.71M | shares |
| SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC | 5,000,000 | $4.49M | principal |
| HYGISHARES TR | 50,000 | $4.36M | put |
| NOVATEL WIRELESS INCNOVATEL WIRELESS INC | 4,350,000 | $4.28M | principal |
| VITAL ENERGY INCVITAL ENERGY INC | 301,295 | $3.89M | shares |
| MARATHON OIL CORPMARATHON OIL CORP | 223,750 | $3.54M | shares |
| AK STEEL HOLDING CORPAK STEEL HOLDING CORP | 700,300 | $3.38M | shares |
| SPECTRANETICS CORPSPECTRANETICS CORP | 2,950,000 | $3.12M | principal |
| BMABANCO MACRO S A | 35,000 | $2.74M | shares |
| CHINA BIOLOGIC PRODUCTS INCCHINA BIOLOGIC PRODUCTS INC | 21,157 | $2.63M | shares |
| APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC | 2,549,000 | $2.62M | principal |
| WHITING PETROLEUM CORPWHITING PETROLEUM CORP | 3,298,000 | $2.49M | principal |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC | 4,115,000 | $2.47M | principal |
| CONSOLIDATED TOMOKA LD COCONSOLIDATED TOMOKA LD CO | 2,475,000 | $2.42M | principal |
| TTDTHE TRADE DESK INC | 75,000 | $2.19M | shares |
| POSTPOST HLDGS INC | 27,000 | $2.08M | shares |
| PBRPETROLEO BRASILEIRO S A | 200,000 | $1.87M | shares |
| CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INC | 100,000 | $1.83M | shares |
| AKAMAKAMAI TECHNOLOGIES INC | 33,495 | $1.77M | shares |
| VVVVALVOLINE INC | 73,200 | $1.72M | shares |
| WHITING PETE CORP NEWWHITING PETE CORP NEW | 2,000,000 | $1.65M | principal |
| RPMRPM INTL INC | 29,606 | $1.59M | shares |
| PLNTPLANET FITNESS MASTER ISSUER | 75,000 | $1.5M | shares |
| PRICELINE GRP INCPRICELINE GRP INC | 1,000 | $1.47M | shares |
| EVERBRIDGE INCEVERBRIDGE INC | 85,000 | $1.43M | shares |
| SHOPSHOPIFY INC | 30,000 | $1.29M | shares |
| XLESELECT SECTOR SPDR TR | 17,685 | $1.25M | shares |
| GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC | 38,275 | $1.04M | shares |
| SKY-MOBI LTD-SP ASKY-MOBI LTD-SP A | 508,794 | $1.03M | shares |
| FBKFB FINL CORP | 50,000 | $1.01M | shares |
| RCIROGERS COMMUNICATIONS INC | 17,483 | $973K | shares |
| ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC | 41,959 | $946K | shares |
| NTNXNUTANIX INC | 25,000 | $925K | shares |
| FIDELITY & GTY LIFE COMFIDELITY & GTY LIFE COM | 38,175 | $885K | shares |
| ECHOECHOSTAR CORP | 18,474 | $810K | shares |
| ACNACCENTURE PLC IRELAND | 6,623 | $809K | shares |
| CCLCARNIVAL CORP | 16,228 | $792K | shares |
| IMPMQIMPAC MTG HLDGS INC COM STK NE | 60,000 | $791K | shares |
| SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN | 12,408 | $788K | shares |
| THOTHOR INDS INC | 9,284 | $786K | shares |
| WLYWILEY JOHN & SONS INC | 15,222 | $786K | shares |
| CCKCROWN HLDGS INC | 13,738 | $784K | shares |
| EMNEASTMAN CHEM CO | 11,431 | $774K | shares |
| CWCURTISS WRIGHT CORP | 8,489 | $773K | shares |
| SPRSPIRIT AEROSYSTEMS HLDGS INC | 17,351 | $773K | shares |
| CVXCHEVRON CORPORATION | 7,500 | $772K | shares |
| OCOWENS CORNING NEW | 14,469 | $772K | shares |
| SYFSYNCHRONY FINANCIAL | 27,500 | $770K | shares |
| CONVERGYS CORPCONVERGYS CORP | 25,314 | $770K | shares |
| WWDWOODWARD INC | 12,280 | $767K | shares |
| CIT GROUP INC COM NEWCIT GROUP INC COM NEW | 21,131 | $767K | shares |
| NUENUCOR CORP | 15,500 | $766K | shares |
| INGRINGREDION INC | 5,746 | $765K | shares |
| EBAYEBAY INC. | 23,241 | $765K | shares |
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 14,279 | $765K | shares |
| CBTCABOT CORP | 14,556 | $763K | shares |
| FOOT LOCKER INCFOOT LOCKER INC | 11,236 | $761K | shares |
| UVVUNIVERSAL CORP VA MTNS BK EN | 13,054 | $760K | shares |
| CPSCOOPER-STANDARD HOLDINGS INC | 7,689 | $760K | shares |
| CSLCARLISLE COS INC | 7,384 | $757K | shares |
| RSRELIANCE INC | 10,500 | $756K | shares |
| TERTERADYNE INC | 34,971 | $755K | shares |
| PRUPRUDENTIAL FINL INC | 9,233 | $754K | shares |
| CA INC COMCA INC COM | 22,780 | $754K | shares |
| L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC | 5,000 | $754K | shares |
| PREMIER INCPREMIER INC | 23,273 | $753K | shares |
| CENTURYLINK INCCENTURYLINK INC | 27,451 | $753K | shares |
| CSCOCISCO SYS INC | 23,704 | $752K | shares |
| DMCDEL MONTE CORP | 12,553 | $752K | shares |
| LEALEAR CORP | 6,200 | $752K | shares |
| OXYOCCIDENTAL PETE CORP | 10,300 | $751K | shares |
| REGAL ENTMT GROUPREGAL ENTMT GROUP | 34,500 | $750K | shares |
| PEPPEPSICO INC | 6,890 | $749K | shares |
| SNPSSYNOPSYS INC | 12,612 | $749K | shares |
| HIGHARTFORD INSURANCE GROUP INC | 17,500 | $749K | shares |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO | 10,624 | $749K | shares |
| COFCAPITAL ONE FINL CORP | 10,414 | $748K | shares |
| AGOASSURED GUARANTY LTD | 26,948 | $748K | shares |
| CNKCINEMARK HLDGS INC | 19,543 | $748K | shares |
| ODFLOLD DOMINION FREIGHT LINE IN | 10,896 | $748K | shares |
| MLIMUELLER INDS INC | 23,063 | $748K | shares |
| TIFFANY & CO NEWTIFFANY & CO NEW | 10,297 | $748K | shares |
| SANDERSON FARMSSANDERSON FARMS | 7,758 | $747K | shares |
| FDXFEDEX CORP | 4,268 | $746K | shares |
| KALUKAISER ALUMINIUM CORPORATION | 8,621 | $746K | shares |
| METMETLIFE INC | 16,770 | $745K | shares |
| GPKGRAPHIC PACKAGING HLDG CO | 53,100 | $743K | shares |
| WERNWERNER ENTERPRISES INC | 31,847 | $741K | shares |
| JNJJOHNSON & JOHNSON | 6,266 | $740K | shares |
| ORCLORACLE CORP | 18,825 | $739K | shares |
| SYKES ENTERPRISES INC COMSYKES ENTERPRISES INC COM | 26,280 | $739K | shares |
| AMPAMERIPRISE FINL INC | 7,400 | $738K | shares |
| CHDNCHURCHILL DOWNS INC | 5,041 | $738K | shares |
| BAXBAXTER INTL INC | 15,474 | $737K | shares |
| PFEPFIZER INC | 21,735 | $736K | shares |
| BWXTBWX TECHNOLOGIES INC | 19,143 | $735K | shares |
| ATRAPTARGROUP INC | 9,465 | $733K | shares |
| FITBFIFTH THIRD BANCORP | 35,837 | $733K | shares |
| EATBRINKER INTL INC | 14,534 | $733K | shares |
| CVSCVS HEALTH CORP | 8,221 | $732K | shares |
| BPOPPOPULAR INC | 19,152 | $732K | shares |
| XL GROUP LTDXL GROUP LTD | 21,700 | $730K | shares |
| UHALU HAUL HOLDING COMPANY | 2,239 | $726K | shares |
| DLXDELUXE CORP MEDIUM TERM NTS | 10,846 | $725K | shares |
| BENFRANKLIN TEMPLETON INC | 20,324 | $723K | shares |
| ORIOLD REP INTL CORP | 40,994 | $722K | shares |
| CORCENCORA INC | 8,929 | $721K | shares |
| TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC | 50,000 | $716K | shares |
| GILDGILEAD SCIENCES INC | 9,039 | $715K | shares |
| WHITING PETROLEUM CORPWHITING PETROLEUM CORP | 1,000,000 | $710K | principal |
| MLKNMILLERKNOLL INC | 23,150 | $662K | shares |
| SHUTTERFLY INCSHUTTERFLY INC | 14,671 | $655K | shares |
| VOYAVOYA FINANCIAL INC | 22,182 | $639K | shares |
| SVASINOVAC BIOTECH LTD | 106,198 | $627K | shares |
| MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC | 11,200 | $625K | shares |
| AMRS 9.5 04/19AMRS 9.5 04/19 | 1,102,000 | $617K | principal |
| TRINITY BIOTECH INVT LTDTRINITY BIOTECH INVT LTD | 500,000 | $476K | principal |
| APPTIO INCAPPTIO INC | 20,000 | $434K | shares |
| HCMHUTCHMED CHINA LTD | 28,641 | $341K | shares |
| MERITOR INCMERITOR INC | 171,000 | $234K | principal |
| Concord Med Svcs Hldgs LtdConcord Med Svcs Hldgs Ltd | 58,400 | $232K | shares |
| BIOAMBER INCBIOAMBER INC | 344,656 | $163K | shares |
| ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP | 30,648 | $151K | shares |
| FOREST CITY ENTERPRISESFOREST CITY ENTERPRISES | 113,000 | $131K | principal |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC | 100,000 | $127K | principal |
| SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC | 120,000 | $127K | principal |
| PACE HLDGS CORPPACE HLDGS CORP | 300,000 | $126K | shares |
| AGROFRESH SOLUTIONS INCAGROFRESH SOLUTIONS INC | 151,000 | $118K | shares |
| UNIVAR SOLUTIONSUNIVAR SOLUTIONS | 135,625 | $84K | shares |
| JASON INDS INCJASON INDS INC | 556,126 | $44K | shares |
| GREENBRIER COS INCGREENBRIER COS INC | 31,000 | $35K | principal |
| ASCENT CAP GROUP INCASCENT CAP GROUP INC | 40,000 | $29K | principal |
| CALADRIUS BIOSCIENCES INCCALADRIUS BIOSCIENCES INC | 1,250,000 | $22K | shares |
| Galena Biopharma IncGalena Biopharma Inc | 50,665 | $18K | shares |
| BCOR 4.25 4/19BCOR 4.25 4/19 | 14,000 | $13K | principal |
| PRICELINE GRP INCPRICELINE GRP INC | 11,000 | $12K | principal |
| BARINGTON HILCO ACQUISITIONBARINGTON HILCO ACQUISITION | 98,475 | $7K | shares |
| WESTERN ASSET MTG CAP CORPWESTERN ASSET MTG CAP CORP | 559,440 | $1K | shares |
| MAST THERAPEUTICS INCMAST THERAPEUTICS INC | 1,250,000 | $0 | shares |
| CLEVELAND BIOLABS INCCLEVELAND BIOLABS INC | 150,000 | $0 | shares |
How Q4 2016 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001288136-17-000038 | base | 2017-02-14 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001288136-17-000044 | added | new holdings | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-17-000049 | added | new holdings | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001288136-17-000055 | added | new holdings | 2017-11-14 | acceptance time not in the bulk data set |